| 证券代码：300462 | 证券简称：华铭智能 | 公告编号：2023-070 | | --- | --- | --- | | 债券代码：124002 | 债券简称：华铭定转 | | | 债券代码：124014 | 债券简称：华铭定02 | | 上海华铭智能终端设备股份有限公司 关于完成工商变更登记并换发营业执照的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 上海华铭智能终端设备股份有限公司（以下简称"公司"）于2023年8月4 日召开第四届董事会第十五次会议、第四届监事会第十四次会议，于2023年8月 24日召开2023年第一次临时股东大会，审议通过了《关于发行股份、可转换债券 及支付现金购买资产并募集配套资金业绩补偿方案暨回购注销股份的议案》、《关 于减少公司注册资本并修订<公司章程>的议案》，同意公司向各业绩承诺方分别 以总价人民币1.00元的价格回购注销业绩承诺补偿股份共计5,118,994股，将注册 资本由人民币18,826.5025万元减少至人民币18,314.6031万元，并对《公司章程》 的 相 应 条 款 进 行 修 订 。 具 ...

上海华铭智能终端设备股份有限公司商誉减值测试报告 上海华铭智能终端设备股份有限公司 2021 年度商誉减值测试报告 一、是否进行减值测试 √ 是 □ 否 二、是否在减值测试中取得以财务报告为目的的评估报告 √ 是 □ 否 | 聚利科技资产组 | 中同华资产评估（上 | 杨一赟、蒋靓婷 | 中同华沪评报字 | 可回收金额 | 资产组可收回金额 | | --- | --- | --- | --- | --- | --- | | 资产组名称 | 评估机构 海）有限公司 | 评估师 | 评估报告编号 （2022）第 2045 号 | 评估价值类型 | 评估结果 为 24,809.41 万元 | 三、是否存在减值迹象 | 资产组名称 | 是否存在减值迹 | 备注 | 是否计提减值 | 备注 | 减值依据 | 备注 | | --- | --- | --- | --- | --- | --- | --- | | | 象 | | | | | | | 聚利科技资产组 | 所处行业产能过 剩，相关产业政 | 2021 年资产组净 利润-1.26 亿元， 对未来五年的盈 | 是 | 根据资产组未来 回收测试，认为 含商誉在的资产 ...

| 证券代码：300462 | 证券简称：华铭智能 | 公告编号：2023-067 | | --- | --- | --- | | 债券代码：124002 | 债券简称：华铭定转 | | | 债券代码：124014 | 债券简称：华铭定02 | | 上海华铭智能终端设备股份有限公司 第五届董事会第三次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 一、董事会会议召开情况 上海华铭智能终端设备股份有限公司（以下简称"公司"）第五届董事会第 三次会议于2023年10月27日在公司二楼大会议室以现场会议与通讯表决相结合 的方式召开，本次会议通知于2023年10月25日以电子邮件、微信等方式送达全体 董事，经全体董事一致同意，豁免本次会议的通知时限。本次会议应出席董事7 人，实际出席董事7人（其中董事王文评先生、董事时伟先生、独立董事潘峰先 生、独立董事陈鹏先生、独立董事张姝女士以通讯表决方式出席），本次会议由 董事长张亮先生主持，公司全体监事、全体高级管理人员列席了本次会议。本次 会议的召集、召开程序、出席人数均符合《中华人民共和国公司法》及相关法律、 ...

独立董事关于第五届董事会第三次会议相关事项的 独立意见 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司独立 董事管理办法》《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市 公司自律监管指引第2号——创业板上市公司规范运作》以及《公司章程》等相 关法律法规、规章制度的规定，我们作为上海华铭智能终端设备股份有限公司（以 下简称"公司"）的独立董事，基于独立判断的立场，对公司第五届董事会第三 次会议相关事项发表如下独立意见： 一、关于前期会计差错更正及相关定期报告更正的独立意见 公司前期会计差错更正及相关定期报告更正事项符合《企业会计准则第28 号——会计政策、会计估计变更和差错更正》《公开发行证券的公司信息披露编 报规则第19号——财务信息的更正及相关披露》等相关规定，决策程序符合法律 法规及《公司章程》的相关规定，更正后的财务数据及财务报表能够更加客观、 准确地反映公司的财务状况和经营成果，不存在损害公司及股东利益，特别是中 小股东利益的情形。因此，我们一致同意本次前期会计差错更正及相关定期报告 更正事项。 上海华铭智能终端设备股份有限公司 （以下无正文，为《上海华铭智能终端设备股份有限 ...

| 证券代码：300462 | 证券简称：华铭智能 | 公告编号：2023-069 | | --- | --- | --- | | 债券代码：124002 | 债券简称：华铭定转 | | | 债券代码：124014 | 债券简称：华铭定02 | | 上海华铭智能终端设备股份有限公司 关于前期会计差错更正及相关定期报告更正的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 特别提示： 1、本次对前期会计差错采用追溯重述法进行更正，对2019年年度、2020年 年度、2021年年度财务报表进行追溯调整，主要原因系公司全资子公司北京聚利 科技有限公司的研发费用存在列支错误。 2、公司本次对前期会计差错更正不会导致公司已披露的相关年度报表发生 盈亏性质的改变，不会对业绩承诺完成情况产生实质性影响。 3、本次更正事项给广大投资者造成的不便，公司深表歉意。今后公司将持 续提高规范运作水平及信息披露质量，切实保障公司及全体股东的利益。 上海华铭智能终端设备股份有限公司（以下简称"公司"）于2023年10月27 日召开第五届董事会第三次会议、第五届监事会第三次会议，审议通 ...

上海华铭智能终端设备股份有限公司商誉减值测试报告 公司代码：300462 公司简称：华铭智能 上海华铭智能终端设备股份有限公司 √ 是 □ 否 | 聚利科技资产组 | 上海申威资产评估 有限公司 | 杨一赟，蒋靓婷 | 沪申威评报字 （2021）第 2021 号 | 商誉评估 | 未发现减值迹象 | | --- | --- | --- | --- | --- | --- | | 资产组名称 | 评估机构 | 评估师 | 评估报告编号 | 评估价值类型 | 评估结果 | 2020 年度商誉减值测试报告 一、是否进行减值测试 √ 是 □ 否 二、是否在减值测试中取得以财务报告为目的的评估报告 三、是否存在减值迹象 | 聚利科技资产组 其他减值迹象 | | 本年度实现净利 润 1.83 亿元，超 过了业绩承诺金 | 是 | | 专项评估报告 | 沪申威评报字 （2021）第 2021 | | --- | --- | --- | --- | --- | --- | --- | | 资产组名称 | 是否存在减值迹 象 | 备注 额 | 是否计提减值 | 备注 | 减值依据 | 备注 号 | 四、商誉分摊情况 单位：元 ...

上海华铭智能终端设备股份有限公司商誉减值测试报告 公司代码：300462 公司简称：华铭智能 上海华铭智能终端设备股份有限公司 2019 年度商誉减值测试报告 一、是否进行减值测试 √ 是 □ 否 二、是否在减值测试中取得以财务报告为目的的评估报告 □ 是 √ 否 三、是否存在减值迹象 | 资产组名称 | 是否存在减值迹 象 | 备注 | 是否计提减值 | 备注 | 减值依据 | 备注 | | --- | --- | --- | --- | --- | --- | --- | | 聚利科技资产组 不存在减值迹象 | | 对赌利润超额完 成，未明显存在 | 否 | 经过商誉测试过 程未发现有减值 | 公司管理层判断 | | | | | 减值迹象 | | 迹象 | | | 四、商誉分摊情况 单位：元 | 资产组名称 | 资产组或资产组组 | 资产组或资产组组 | 资产组或资产组组 | 商誉分摊方法 | 分摊商誉原值 | | --- | --- | --- | --- | --- | --- | | | 合的构成 | 合的确定方法 | 合的账面金额 | | | | 聚利科技资产组 | 聚利科技形成商誉 的资产组涉及 ...

关于上海华铭智能终端设备股份有限公司 2019-2021 年度前期会计差错更正 专项说明的审核报告 上会师报字(2023)第 13117 号 上会会计师事务所（特殊普通合伙） 中国 上海 会计师 李务所（特殊善通合伙） i Certified Publio Accountants (Shecial Par 关于上海华铭智能终端设备股份有限公司 2019-2021 年度前期会计差错更正专项说明的审核报告 上会师报字(2023)第 13117 号 上海华铭智能终端设备股份有限公司全体股东: 我们接受委托,审计了后附的上海华铭智能终端设备股份有限公司(以下简称"华 铭智能")管理层编制的《上海华铭智能终端设备股份有限公司前期 2019-2021 年度会 计差错更正专项说明》(以下简称"专项说明")。 一、管理层责任 根据《企业会计准则第 28 号-会计政策、会计估计变更和差错更正》中国证券监 督管理委员会《公开发行证券的公司信息披露编报规则第 19 号一财务信息的更正及 相关披露》等相关文件的规定编制和披露前期会计差错更正专项说明,并保证专项 说明的内容真实、准确、完整,不存在虚假记载、误导性陈述或重大遗漏是华铭智 ...

Financial Performance - The company achieved a net profit attributable to the parent company of 102 million yuan in 2020, a significant decline of approximately 63.25% compared to the previous year[6]. - The company's operating revenue for 2020 was CNY 1,249,773,571, a decrease of 13.22% compared to 2019[24]. - The net profit attributable to shareholders for 2020 was CNY 101,533,481, representing a decline of 63.25% year-over-year[24]. - The net cash flow from operating activities was negative CNY 98,691,562.50, a decrease of 132.77% compared to the previous year[24]. - Basic earnings per share for 2020 were CNY 0.54, down 71.43% from CNY 1.90 in 2019[24]. - Total assets at the end of 2020 were CNY 2,657,215,330, a decrease of 17.96% from the previous year[24]. - The company reported a weighted average return on equity of 6.10% for 2020, down from 31.73% in 2019[24]. - The company experienced a significant decline in net profit after deducting non-recurring gains and losses, with a decrease of 68.60% year-over-year[24]. - The fourth quarter of 2020 saw a net loss attributable to shareholders of CNY -86,951,584.53, contrasting with profits in the earlier quarters[26]. - The company reported a significant decrease in net profit of 64.39% year-on-year, primarily due to the diminishing benefits from the ETC policy[99]. Revenue and Market Dynamics - The AFC business segment's revenue and net profit remained stable year-on-year, while the ETC business segment's net profit decreased by about 39% compared to 2019[6]. - The ETC business experienced a reduction in sales volume and revenue due to the normalization of demand after a surge in 2019, with a notable decrease in average selling prices and gross margins[6]. - The company reported a total revenue of 20,240,414.03 in the current period, compared to 17,340,655.59 in the previous period, indicating a growth of approximately 10.4%[30]. - The company’s AFC systems integrate various technologies, including computer technology and automatic control technology, which enhances its product offerings and market competitiveness[40]. - The company has established a presence in over 20 urban rail transit lines across multiple cities in China and has expanded its overseas business to countries such as India, Malaysia, and the United States[41]. - The company has successfully penetrated international markets, including India and Malaysia, and has won a significant contract for the Hong Kong Metro worth 441.56 million HKD[88]. - The company anticipates continued growth in the urban rail transit sector, supported by national policies promoting domestic equipment manufacturing[153]. Research and Development - The company plans to continue investing in R&D for ETC backend applications and vehicle networking to enhance future profit growth points[7]. - The company has developed over 30 invention patents, 13 utility model patents, and 10 design patents, showcasing its strong focus on R&D and innovation in AFC terminal equipment[41]. - The company’s R&D team consists of 96 professionals, focusing on core module and new product development, which is crucial for maintaining its technological edge[41]. - Research and development expenses surged by 118.99% year-on-year, reflecting the company's commitment to innovation despite overall revenue stability[103]. - The company plans to enhance market expansion, new product development, and management optimization in 2021 to improve overall competitiveness[104]. Cash Flow and Financial Management - The company reported a significant cash outflow from investment activities due to the purchase of financial products and construction payments for the Juyi Building[129]. - Cash and cash equivalents decreased by 43.24% compared to the beginning of the year, mainly due to increased investments in financial products and negative operating cash flow[101]. - The company has a strong financial position with a debt-to-asset ratio of less than 40%, enhancing its ability to secure funding for large-scale projects[90]. - The company has a backlog of approximately 1.3 billion yuan in orders, including significant projects like the Liuzhou public transport phase II and Zhengzhou Line 6 phase I[98]. Market Trends and Innovations - The AFC system, which integrates computer technology and automated ticketing, is becoming a standard application in urban rail transit, reflecting the trend towards automation and information technology in city infrastructure[47]. - The integration of mobile payment methods, including Alipay and WeChat Pay, is becoming widespread in the AFC systems, allowing passengers to choose from various payment options[54]. - The company is focusing on optimizing traditional AFC architectures while implementing new cloud-based systems to improve resource utilization and reduce operational costs[52]. - The company is exploring virtual ticketing options, moving away from traditional physical cards to mobile-based solutions[53]. - The company is actively participating in the development of new technologies to enhance the efficiency of urban rail transit systems[52]. Strategic Initiatives and Future Outlook - The company plans to adjust its financial statements for 2019-2021 due to errors in the R&D expenses of its subsidiary, Beijing Juli Technology[25]. - The company aims to expand its AFC system integration business, focusing on regions like Shanghai and Zhengzhou, while also developing cloud access control products[157]. - The company provided a positive outlook for 2021, projecting a revenue growth of 30% based on new product launches and market expansion strategies[186]. - The company plans to focus on expanding its market presence and enhancing its product offerings in the smart transportation sector[115]. - The company aims to enhance operational efficiency, targeting a 15% reduction in operational costs by implementing new technologies[192]. Profit Distribution and Shareholder Returns - The company’s profit distribution plan includes a cash dividend of 1.5 yuan per 10 shares (tax included) based on a total of 188,265,025 shares[10]. - The cash dividend for 2020 was set at RMB 1.5 per 10 shares, totaling RMB 28,239,753.75, which represents 27.81% of the net profit attributable to shareholders[176]. - The company has maintained a consistent cash dividend policy, with cash dividends constituting 100% of the profit distribution in 2020[171]. - The company will consider issuing stock dividends if it faces significant funding constraints or if the stock price does not align with the capital structure[169]. Challenges and Risks - The company faces risks related to market competition in the ETC sector, with a significant reduction in market space and ongoing price declines[7]. - The AFC system integration and equipment manufacturing business is influenced by macroeconomic conditions and local fiscal budgets, which may affect profitability[8]. - The company’s receivables as of December 31, 2021, are subject to a special audit to confirm the fulfillment of performance commitments[181]. - The company is required to have its receivables audited by a qualified accounting firm to ensure compliance with performance commitments by January 31, 2023[183].

Financial Performance - The company reported a net profit attributable to the parent company of approximately -163 million yuan, with goodwill and intangible asset impairments impacting net profit by about -160 million yuan [6]. - The company's operating revenue for 2021 was ¥593,624,482.14, a decrease of 52.50% compared to ¥1,249,773,571.27 in 2020 [27]. - The net profit attributable to shareholders was -¥162,770,498.5 in 2021, representing a decline of 260.31% from a profit of ¥127,167,979.43 in 2020 [27]. - The total assets at the end of 2021 were ¥2,265,942,526, down 14.72% from ¥2,625,755,069 at the end of 2020 [27]. - The net cash flow from operating activities was -¥98,691,562.50 in 2021, a significant decline from ¥166,325,050.98 in 2020 [27]. - The company reported a significant increase in government subsidies, amounting to ¥35,437,809.92 in 2021 compared to ¥18,219,446.69 in 2020 [34]. - The company has acknowledged uncertainties regarding its ability to continue as a going concern due to negative net profits in recent years [28]. - The company reported a net profit loss of RMB 12.62 million in 2021, a significant decline from a net profit of RMB 183 million in 2020 due to a decrease in market demand and a sharp drop in ETC product prices [150]. Revenue and Sales - The AFC business segment achieved operating revenue of approximately 375 million yuan, showing a slight increase compared to the previous year, while the ETC business segment's revenue was approximately 225 million yuan, a decrease of about 70% year-on-year [6]. - The company reported a total revenue of 36,758,088.13 in 2021, a significant increase from 20,240,414.03 in 2020, representing an 81.5% growth year-over-year [35]. - The sales volume of AFC equipment decreased by 14.55% to 2,784 units, while production volume dropped by 79.39% to 917 units [111]. - The sales volume of OBU in the ETC product sector fell by 74.60%, reflecting a significant reduction in market demand following policy changes in 2019 [113]. - The total amount of major sales contracts signed by the company is 28,383.0 million, with no revenue recognized in the current reporting period due to the project being in the initial design and prototype confirmation stage [114]. Market and Industry Trends - The ETC market is expected to stabilize as the demand returns to normal levels after a period of explosive growth [9]. - The demand for domestic rail transit equipment has significantly increased due to government support for local manufacturing and urbanization efforts [40]. - In 2021, China added 35 new urban rail transit lines, with an increase of 1,168 kilometers in operational mileage, marking a growth of approximately 15% compared to the previous year [46]. - The company is exploring new market opportunities in second and third-tier cities, where alternative rail transit solutions like trams and maglev systems are emerging [45]. - The projected total investment for the automatic ticketing system market in 2023 is estimated to reach 650.89 billion yuan, covering 506 stations across 18 cities [47]. Research and Development - The company plans to continue investing in R&D for ETC backend applications and vehicle networking to create future profit growth points [7]. - The company has a dedicated R&D team of 171 professionals, responsible for core module and new product development, enhancing its technological capabilities in the AFC terminal equipment sector [68]. - The company’s R&D investment amounted to ¥77,473,729.24 in 2021, representing 13.05% of operating revenue, a significant increase from 8.50% in 2020 [123]. - The company is developing a millimeter-wave radar project aimed at improving vehicle detection accuracy, which is expected to enhance product offerings and profitability [121]. - The company plans to enhance its R&D efforts in optimizing AFC core modules and payment integration software to improve market share and product technology updates [154]. Operational Efficiency - The company aims to enhance its operational efficiency and service quality as part of its strategic transformation towards high-quality development in urban rail transit [43]. - The company has established nearly 200 after-sales service outlets nationwide, providing comprehensive after-sales service and technical support to users [86]. - The company has a project management model that assigns project managers to oversee all phases of project execution, ensuring comprehensive management from bidding to installation [65]. - The company aims to improve operational efficiency and reduce costs in the upcoming fiscal year to mitigate losses [178]. Strategic Focus and Future Plans - The company plans to adjust its financial statements for the years 2019 to 2021 due to errors in the reporting of research and development expenses [27]. - The company aims to turn losses into profits in 2022 by optimizing the raw material supply chain and reducing unit costs in its traditional ETC business [151]. - The company plans to utilize up to RMB 35 million of idle raised funds for cash management, investing in short-term financial products with high safety and liquidity [145]. - The company is exploring potential mergers and acquisitions to strengthen its market position and diversify its product portfolio [178]. - The company plans to expand its market presence and invest in new product development to enhance competitiveness in the industry [178]. Governance and Management - The company operates independently from its controlling shareholders in terms of business, assets, personnel, finance, and organization [167]. - The company has a structured governance system with a general meeting of shareholders, a board of directors, and a supervisory board [168]. - The total remuneration for directors, supervisors, and senior management during the reporting period amounted to CNY 3.5778 million [183]. - The company held a total of 6 board meetings during the reporting period, with all directors actively participating [185]. - The company’s annual report for 2021 was discussed and approved in the board meeting held on April 22, 2021 [191].