容诚会计师事务所(特殊普通合伙) 中国·北京 募集资金年度存放与使用情况鉴证报告 科大国创软件股份有限公司 容诚专字[2024]230Z0710 号 一、 对报告使用者和使用目的的限定 本鉴证报告仅供科大国创年度报告披露之目的使用，不得用作任何其他目的。 我们同意将本鉴证报告作为科大国创年度报告必备的文件，随其他文件一起报送 并对外披露。 二、 董事会的责任 按照中国证券监督管理委员会《上市公司监管指引第 2 号——上市公司募集 资金管理和使用的监管要求》、深圳证券交易所《深圳证券交易所上市公司自律 监管指引第 2 号——创业板上市公司规范运作》及《深圳证券交易所创业板上市 公司自律监管指南第 2 号——公告格式》的规定编制《关于募集资金年度存放与 使用情况的专项报告》是科大国创董事会的责任,这种责任包括保证其内容真实、 准确、完整，不存在虚假记录、误导性陈述或重大遗漏。 目 录 | 序号 | 内 容 | 页码 | | --- | --- | --- | | 1 | 募集资金年度存放与使用情况鉴证报告 | 1-3 | | 2 | 募集资金年度存放与使用情况专项报告 | 4-15 | 募集资金年度存放与使用情况 ...

Revenue and Profit - Revenue for the first quarter was 307.84 million yuan, a decrease of 42.77% compared to the same period last year[5] - Net profit attributable to shareholders of the listed company was 5.89 million yuan, an increase of 146.97% year-on-year[5] - Total revenue for Q1 2024 was RMB 307.84 million, a significant decrease from RMB 537.87 million in the same period last year[21] - Net profit attributable to the parent company's owners rose to 5,885,253.09 yuan from 2,383,027.40 yuan, marking a 147% increase[22] - Net profit attributable to the parent company was negative RMB 206.89 million in Q1 2024, compared to negative RMB 212.78 million in the previous quarter[19] - Basic earnings per share increased to 0.020 yuan from 0.010 yuan, reflecting a 100% increase[23] Operating Costs and Expenses - Operating costs decreased by 59.84% compared to the previous period, mainly due to a decrease in revenue and an increase in gross margin[8] - Operating costs for Q1 2024 were RMB 306.37 million, down from RMB 562.91 million in the previous year[21] - R&D expenses for Q1 2024 were RMB 56.65 million, a decrease from RMB 65.35 million in the same period last year[21] - Financial expenses decreased by 35.47% compared to the previous period, mainly due to an increase in interest income[8] - Other income decreased by 77.35% compared to the previous period, mainly due to a large amount of deferred income amortization transferred in the previous period[8] - Income tax expenses decreased significantly compared to the previous period, mainly due to an increase in credit impairment losses and corresponding deductible temporary differences[8] - Interest income increased to 6,114,708.54 yuan from 5,694,022.35 yuan, reflecting a growth of 7.4%[22] - Other income decreased significantly to 3,979,152.26 yuan from 17,570,636.02 yuan, a drop of 77.4%[22] Cash Flow - Net cash flow from operating activities was -243.98 million yuan, a decrease of 42.24% compared to the same period last year[5] - Net cash flow from investing activities increased significantly compared to the previous period, mainly due to a reduction in long-term asset investments[8] - Net cash flow from financing activities increased significantly compared to the previous period, mainly due to new bank loans obtained during the period[8] - Cash received from selling goods and providing services decreased to 412,717,720.92 yuan from 510,503,834.26 yuan, a decrease of 19.2%[24] - Cash paid for goods and services decreased to 286,250,616.62 yuan from 377,706,390.45 yuan, a reduction of 24.2%[24] - Net cash flow from operating activities was negative at -243,983,224.91 yuan, compared to -171,531,663.46 yuan in the previous period[24] - Net cash flow from investing activities turned positive at 51,783.66 yuan, compared to a negative -96,134,293.99 yuan in the previous period[26] - Net cash flow from financing activities increased significantly to 438,078,803.02 yuan from 53,587,135.64 yuan, a 718% increase[26] - The ending balance of cash and cash equivalents increased to 1,217,846,761.22 yuan from 485,915,623.75 yuan, a 150.6% increase[26] Assets and Liabilities - Total assets at the end of the reporting period were 4.89 billion yuan, an increase of 4.39% compared to the end of the previous year[5] - As of March 31, 2024, the company's monetary funds amounted to RMB 1,382,813,293.46, an increase from RMB 1,327,493,269.27 at the beginning of the period[17] - Accounts receivable decreased to RMB 992,640,748.81 from RMB 1,079,003,052.59 at the beginning of the period[17] - Inventory increased to RMB 372,028,563.63 from RMB 330,452,666.80 at the beginning of the period[17] - Other receivables significantly increased to RMB 255,756,529.50 from RMB 46,506,307.34 at the beginning of the period[17] - The total current assets amounted to RMB 3,294,047,554.35, up from RMB 3,089,483,091.23 at the beginning of the period[17] - Total assets as of Q1 2024 were RMB 4.89 billion, compared to RMB 4.69 billion at the end of the previous quarter[18] - Total liabilities as of Q1 2024 were RMB 2.86 billion, up from RMB 2.65 billion at the end of the previous quarter[19] - Short-term borrowings increased to RMB 844.55 million in Q1 2024 from RMB 589.99 million in the previous quarter[18] - Long-term receivables stood at RMB 74.62 million in Q1 2024, slightly up from RMB 72.26 million in the previous quarter[18] - Fixed assets were valued at RMB 656.49 million in Q1 2024, down from RMB 664.83 million in the previous quarter[18] - Total equity as of Q1 2024 was RMB 2.04 billion, slightly down from RMB 2.04 billion at the end of the previous quarter[19] Share Repurchase and Incentives - The company repurchased 1,090,000 shares, accounting for 0.37% of the total shares outstanding, with a total transaction value of RMB 12,389,410[15] - The company plans to use RMB 20 million to RMB 40 million for share repurchases through centralized bidding[15] - The company granted 5.8 million Class II restricted shares to 210 incentive recipients on April 22, 2024[15] Shareholder Information - The company's largest shareholder, Hefei Guochuang Intelligent Technology Co., Ltd., holds 55,897,439 unrestricted shares[11] - The company's actual controller, Dong Yongdong, holds 3,238,995 unrestricted shares[11]

科大国创软件股份有限公司董事会审计委员会 对会计师事务所 2023 年度履行监督职责情况的报告 科大国创软件股份有限公司（以下简称"公司"）董事会审计委员会根据 《中华人民共和国公司法》《中华人民共和国证券法》《上市公司治理准则》 《国有企业、上市公司选聘会计师事务所管理办法》《深圳证券交易所上市公 司自律监管指引第 2 号——创业板上市公司规范运作》和《公司章程》等规定 和要求，本着勤勉尽责的原则，恪尽职守，认真履职。现将董事会审计委员会 对会计师事务所 2023 年度履行监督职责的情况汇报如下： 一、2023 年年审会计师事务所基本情况 （一）会计师事务所基本情况 容诚会计师事务所（特殊普通合伙）（以下简称"容诚会计师事务所"）由 原华普天健会计师事务所（特殊普通合伙）更名而来，初始成立于 1988 年 8 月， 2013 年 12 月 10 日改制为特殊普通合伙企业，是国内最早获准从事证券服务业 务的会计师事务所之一，长期从事证券服务业务。注册地址为北京市西城区阜 成门外大街 22 号 1 幢外经贸大厦 901-22 至 901-26，首席合伙人肖厚发。截至 2023 年 12 月 31 日，容诚会计师 ...

根据公司 2024 年经营计划安排，为了满足公司生产经营所需的流动资金需 求，同意公司（含下属子、孙公司）拟向相关银行申请不超过人民币 30 亿元的 综合授信额度（所获授信额度用于流动资金贷款、固定资产投资贷款、开立银行 承兑汇票、国内信用证、开立保函、申办票据贴现及贸易融资等业务）。上述授 信总额最终以相关各家银行实际审批的授信额度为准，各银行实际授信额度可在 总额度范围内相互调剂，在此额度内由公司依据实际资金需求进行银行借贷。 为便于公司向银行申请授信额度工作顺利进行，公司授权董事长审核并签署 上述授信额度内的所有文件，由此产生的法律、经济责任全部由公司承担。上述 授信总额度内的单笔融资不再上报董事会进行审议表决，年度内银行授信额度超 过上述范围的须提交董事会或股东大会审议批准后执行。授权期限：自 2023 年 年度股东大会审议通过之日起至 2024 年年度股东大会召开之日止。 证券代码：300520 证券简称：科大国创 公告编号：2024-38 科大国创软件股份有限公司 关于向银行申请综合授信额度的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 2 ...

科大国创软件股份有限公司监事会 关于 2024 年限制性股票激励计划首次授予日 激励对象名单的核查意见 科大国创软件股份有限公司（以下简称"公司"）监事会依据《中华人民共和 国公司法》（以下简称《公司法》）、《中华人民共和国证券法》（以下简称《证 券法》）、《上市公司股权激励管理办法》（以下简称《管理办法》）等相关法 律、法规及规范性文件和《公司章程》的有关规定，对公司2024年限制性股票激 励计划（以下简称"本激励计划"）首次授予日激励对象名单进行了核查并发表意 见如下： （一）列入公司本激励计划首次授予部分激励对象名单的人员具备《公司法》 《证券法》等法律、法规和规范性文件规定的任职资格。 （二）激励对象不存在《管理办法》第八条规定的不得成为激励对象的情形： 1、最近12个月内被证券交易所认定为不适当人选； 2、最近12个月内被中国证监会及其派出机构认定为不适当人选； 3、最近12个月内因重大违法违规行为被中国证监会及其派出机构行政处罚 或者采取市场禁入措施； 4、具有《公司法》规定的不得担任公司董事、高级管理人员情形的； 5、法律法规规定不得参与上市公司股权激励的； 6、中国证监会认定的其他情形。 （三 ...

证券代码：300520 证券简称：科大国创 公告编号：2024-41 科大国创软件股份有限公司 关于向激励对象首次授予限制性股票的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 科大国创软件股份有限公司（以下简称"公司"）2024 年限制性股票激励计划 （以下简称"本激励计划"）规定的限制性股票首次授予条件已经成就，根据公司 2024 年第一次临时股东大会授权，公司于 2024 年 4 月 20 日召开的第四届董事 会第二十一次会议，审议通过了《关于向激励对象首次授予限制性股票的议案》， 同意限制性股票首次授予日为 2024 年 4 月 22 日，以 8.45 元/股的授予价格向符 合授予条件的 210 名激励对象授予 580 万股第二类限制性股票。现将有关事项说 明如下： 一、本激励计划简述及已履行的相关审批程序 （一）本激励计划简述 2024 年 4 月 2 日，公司召开 2024 年第一次临时股东大会，审议通过了《关 于公司<2024 年限制性股票激励计划（草案）>及其摘要的议案》，其主要内容 如下： 1、本激励计划的股票来源 本激励计划的工具为第 ...

证券代码：300520 证券简称：科大国创 公告编号：2024-31 科大国创软件股份有限公司 第四届董事会第二十一次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 科大国创软件股份有限公司（以下简称"公司"）于 2024 年 4 月 10 日以电 话、电子邮件等方式发出第四届董事会第二十一次会议的通知，并于 2024 年 4 月 20 日在公司办公楼 16 楼会议室以现场方式召开，本次会议应出席董事 9 人， 实际出席 9 人，会议符合《中华人民共和国公司法》及《公司章程》的规定。本 次会议由公司董事长董永东先生主持，审议并通过了以下决议： 一、审议通过《关于公司<2023 年度总经理工作报告>的议案》 表决结果：同意 9 票，反对 0 票，弃权 0 票。 本议案需提交 2023 年年度股东大会审议。 三、审议通过《关于公司<2024 年度财务预算报告>的议案》 董事会认为：公司《2024 年度财务预算报告》符合公司目前实际财务状况和 经营状况，充分考虑了公司在 2024 年度的经营计划和目标，具有合理性。 表决结果：同意 9 票，反对 0 票 ...

证券代码：300520 证券简称：科大国创 公告编号：2024-35 科大国创软件股份有限公司 关于 2023 年度拟不进行利润分配的专项说明 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 一、关于利润分配预案的基本情况 经容诚会计师事务所（特殊普通合伙）审计确认，公司 2023 年度实现归属 于上市公司股东的净利润为 -380,330,379.31 元 ， 母 公 司 实 现 净 利 润 -345,703,319.47 元。截至 2023 年 12 月 31 日，母公司可供分配利润为 -203,675,905.78 元。 根据《上市公司监管指引第 3 号——上市公司现金分红》（以下简称《现金 分红指引》）《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公 司规范运作》（以下简称《规范运作指引》）及《公司章程》等相关规定，公司 拟定 2023 年度利润分配预案为：不派发现金红利，不送红股，不以资本公积金 转增股本。 二、公司拟不进行利润分配的原因 科大国创软件股份有限公司（以下简称"公司"）于 2024 年 4 月 20 日召开第 四届董事会第二 ...

科大国创软件股份有限公司 2023年度财务决算报告 科大国创软件股份有限公司（以下简称"公司"）2023 年度财务报表，业经 容诚会计师事务所（特殊普通合伙）审计，并出具了标准无保留意见的审计报 告。现结合公司实际经营情况，将财务决算情况报告如下： 一、2023 年度主要财务指标 2023 年度，公司实现营业收入 251,489.51 万元，较上年同期增长 4.78%； 归属于上市公司股东的净利润为-38,033.04 万元，经营活动产生的现金流量净额 为-33,141.95 万元，较上年同期有较大幅度下降。具体情况如下： 2023 年末主要资产项目较年初发生重大变化的情况分析如下： 1、货币资金年末余额较年初增加 66.90%，主要系向特定对象发行股票募 集资金到位所致。 2、应收票据年末余额较年初增加 44.07%，主要系公司收到非"6+9 银行"的 银行承兑汇票和商业承兑汇票余额增加所致。 3、应收款项融资年末余额较年初减少 76.86%，主要系本期"6+9 银行"的银 行承兑汇票减少所致。 4、合同资产年末余额较年初增加较大，主要系公司未到期质保金规模增加 所致。 | 项目 | 2023 年度 | 2 ...

Financial Performance - The company reported a significant net loss attributed to a decline in BMS business, continuous investment in digital new energy products, and goodwill impairment, despite stable operating revenue [4]. - The company's operating revenue for 2023 was ¥2,514,895,062.95, representing a 4.78% increase compared to ¥2,400,127,414.94 in 2022 [24]. - The net profit attributable to shareholders was -¥380,330,379.31, a significant decline of 557.30% from -¥57,871,356.79 in the previous year [24]. - The cash flow from operating activities showed a drastic decrease to -¥331,419,514.03, down 2,917.77% from ¥11,761,764.53 in 2022 [24]. - The total assets at the end of 2023 reached ¥4,687,092,518.87, marking a 15.53% increase from ¥4,056,383,854.70 at the end of 2022 [24]. - The net assets attributable to shareholders increased by 29.38% to ¥1,884,317,315.21 from ¥1,456,411,841.20 in 2022 [24]. - The company reported a basic earnings per share of -¥1.52, a decrease of 533.33% compared to -¥0.24 in 2022 [24]. - The company plans not to distribute cash dividends or issue bonus shares for the year [7]. Business Strategy and Development - The company emphasizes that its core competitiveness and main business have not undergone significant adverse changes during the reporting period [4]. - The company plans to continue its market expansion and product development strategies to improve future performance [33]. - The company’s future development plans and operational strategies are subject to market conditions and various uncertainties [5]. - The company is focused on continuous investment in high-trust software core technologies and digital new energy products [4]. - The company aims to leverage its strengths to develop exclusive large models for operators, enhancing AI capabilities and seeking greater business breakthroughs [36]. - The company is committed to the "dual intelligence" development strategy, leveraging its technological advantages in software-defined solutions to accelerate growth in the BMS market [40]. - The company aims to expand its market presence by promoting the integration of new energy and energy storage systems, aligning with national policies for carbon neutrality [39]. Industry Trends and Market Conditions - The company acknowledges various risks including intensified market competition, seasonal fluctuations, and core technology risks that may impact future performance [5]. - The company has not reported any significant overcapacity or continuous decline in its industry [4]. - The software and information technology services industry in China achieved a revenue of 1,232.58 billion yuan in 2023, representing a year-on-year growth of 13.4% [34]. - The core AI industry in China reached a scale of 578.4 billion yuan in 2023, growing at a rate of 13.9% [35]. - The telecommunications industry in China generated a revenue of 1.68 trillion yuan in 2023, reflecting a year-on-year growth of 6.2% [36]. - New business areas such as data centers, cloud computing, and big data in the telecommunications sector saw a revenue of 356.4 billion yuan in 2023, up by 19.1% compared to the previous year [36]. Digital Transformation and Technology - The company has developed a comprehensive digital product and service platform, integrating hardware and software to support the digital transformation of various industries, including smart vehicles and energy storage [41]. - The company emphasizes the importance of "software + algorithms" in the energy storage sector, which is crucial for achieving dynamic balance in electricity supply and demand [39]. - The company has established a self-developed technology platform, leading in data intelligence and high-reliability software, and is recognized as a leader in smart vehicles and energy storage [42]. - The company is focusing on low-threshold, high-efficiency AI construction and implementation capabilities to meet industry digital transformation needs [83]. - The company is actively developing new products, including a customer service AI assistant system and various digital energy solutions [50]. - The company is exploring the application of static analysis tools in aerospace and nuclear power sectors, promoting quality management solutions [85]. Governance and Compliance - The company’s financial report is confirmed to be true, accurate, and complete by its management team, ensuring accountability [4]. - The company is under continuous supervision by Guoyuan Securities Co., Ltd. until December 31, 2025, ensuring compliance and governance [23]. - The company has established a complete and independent asset system, ensuring that all assets are fully owned and controlled by the company without any shared use with the controlling shareholder or related parties [148]. - The company has a robust performance evaluation and incentive mechanism, including a salary and benefits system, performance assessment system, and innovation incentive system [147]. - The company maintains a high level of information disclosure and investor relations management, ensuring transparency and timely communication with investors [147]. Research and Development - The company has accumulated over 1,200 patents and software copyrights, enhancing its competitive edge in the market [50]. - Research and development expenses for 2023 were 292,653,216.23, reflecting a slight increase of 1.92% from the previous year [82]. - The company is focusing on R&D in core technologies such as data intelligence and high-reliability software, with significant advancements in generative AI and smart vehicle applications [60]. - The company is committed to continuous improvement in financial management, focusing on budget control and enhancing the efficiency of fund utilization [135]. Social Responsibility and Sustainability - The company integrates social responsibility into its corporate culture, contributing to national digital economy development and participating in various charitable activities [200]. - The company aims to achieve a balance between economic and social benefits through its sustainable development initiatives [200]. - The management team emphasized a commitment to sustainability, aiming for a 40% reduction in carbon emissions by 2025 [159].