北京市天元律师事务所 关于圣元环保股份有限公司 2023 年度股东大会的法律意见 一、本次股东大会的召集、召开程序 公司第九届董事会于 2024 年 4 月 17 日召开 2024 年第一次会议做出决议召 集本次股东大会，并于 2024 年 4 月 19 日通过指定信息披露媒体发出了《召开 股东大会通知》。该《召开股东大会通知》中载明了召开本次股东大会的时 间、地点、审议事项、投票方式和出席会议对象等内容。 本次股东大会采用现场投票和网络投票相结合的方式召开。本次股东大会现 场会议于 2024 年 5 月 10 日下午 15:00 在福建省泉州市丰泽区宝洲路宝洲污水处 理厂数字集控中心召开，由董事长朱煜煊主持，完成了全部会议议程。本次股东 大会网络投票通过深交所股东大会网络投票系统进行，通过交易系统进行投票的 具体时间为股东大会召开当日 9:15-9:25、9:30-11:30、13:00-15:00；通过互联网 投票系统进行投票的具体时间为股东大会召开当日 9:15-15:00。 京天股字（2024）第 200 号 致：圣元环保股份有限公司 圣元环保股份有限公司（以下简称"公司"）2023 年度股东大会（以 ...

证券代码：300867 证券简称：圣元环保 公告编号：2024-024 圣元环保股份有限公司 2023 年度股东大会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 特别提示： 1.本次股东大会未出现否决议案的情形； 2.本次股东大会未涉及变更以往股东大会已通过的决议。 一、会议召开和出席情况 圣元环保股份有限公司（以下简称"公司"或"圣元环保"）于 2024 年 5 月 10 日召开 2023 年度股东大会。会议召开及出席情况如下： 1.会议召开时间 （1）现场会议时间：2024 年 5 月 10 日（星期五）下午 3:00； （2）网络投票时间：2024 年 5 月 10 日（星期五）； 其中，通过深圳证券交易所交易系统投票：2024 年 5 月 10 日上 午 9：15-9：25、9：30-11：30 和下午 13：00-15：00；通过深圳证券 交易所互联网系统（http://wltp.cninfo.com.cn）投票：2024 年 5 月 10 日上午 9：15 至下午 15：00 的任意时间。 2.现场会议召开地点 福建省泉州市丰泽区宝洲路 ...

证券代码：300867 证券简称：圣元环保 公告编号：2024-022 圣元环保股份有限公司 第九届监事会 2024 年第二次会议决议公告 （一）关于公司《2024 年第一季度报告》的议案 圣元环保股份有限公司（以下简称"公司"）第九届监事会 2024 年第二次会议于 2024 年 4 月 23 日在公司会议室召开，会议通知已于 2024 年 4 月 20 日以电子邮件方式通知各位监事及相关人员。会议应 出席的监事 3 人，实际出席的监事 3 人。本次会议由监事会主席苏阳 明先生召集并主持，会议以现场结合通讯表决的方式召开，其中以通 讯表决方式出席会议的监事为苏阳明。董事会秘书陈文钰先生、财务 总监黄宇先生列席了本次会议。 会议的出席人数、召集、召开程序和审议内容均符合《中华人民 共和国公司法》等有关法律、行政法规、部门规章、规范性文件和公 司章程的规定，会议合法、有效。 二、监事会会议审议情况 与会监事就本次会议涉及议案进行了充分讨论并表决 ，审议通 过了以下议案： 1 本公司及监事会全体成员保证信息披露的内容真实、准确和完 整，没有虚假记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 内容：公司根据 ...

证券代码：300867 证券简称：圣元环保 公告编号：2024-021 （一）关于《2024 年第一季度报告》的议案 圣元环保股份有限公司 第九届董事会 2024 年第二次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完 整，没有虚假记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 圣元环保股份有限公司（以下简称"公司"）第九届董事会 2024 年第二次会议于 2024 年 4 月 20 日以电子邮件方式通知各位董事及相 关人员，会议于 2024 年 4 月 23 日在公司会议室召开，本次会议以现 场结合通讯表决方式召开。 会议应出席的董事 9 人，实际出席的董事 9 人，以通讯表决方式 出席会议的董事有朱煜铭先生和罗进辉先生。本次会议由董事长朱煜 煊先生主持，公司监事、高级管理人员均列席了本次会议。会议的出 席人数、召集、召开的程序和审议内容均符合《中华人民共和国公司 法》等有关法律、行政法规、部门规章、规范性文件和公司章程的规 定，会议合法、有效。 二、董事会会议审议情况 与会董事对本次会议需审议的议案进行了充分讨论，审议通过了 以下议案： 1 2.《2024 年第一季度报告》； ...

Financial Performance - Revenue for the first quarter of 2024 was 376.57 million yuan, a decrease of 2.32% compared to the same period last year[8] - Net profit attributable to shareholders of the listed company was 44.54 million yuan, an increase of 7.90% year-on-year[8] - Revenue for Q1 2024 was 377 million RMB, a decrease of 2.32% year-over-year, but an increase of 1.19% after excluding PPP project construction service revenue[30] - Net profit for Q1 2024 was 45.079 million RMB, an increase of 10.29% year-over-year[30] - Net profit attributable to parent company owners was 44.542 million RMB, an increase of 7.90% year-over-year[30] - Total revenue for Q1 2024 was 376.57 million yuan, a slight decrease from 385.51 million yuan in the same period last year[54] - Net profit for Q1 2024 was 61.52 million yuan, compared to 56.27 million yuan in the previous year[55] - Net profit attributable to parent company owners was RMB 44,541,965.70, an increase from RMB 41,280,712.14 in the previous period[56] - Basic earnings per share (EPS) was RMB 0.1639, compared to RMB 0.1519 in the previous period[57] Cash Flow and Operating Activities - Net cash flow from operating activities increased by 97.43% to 62.66 million yuan, driven by reduced cash payments for goods and services and increased cash receipts from sales[20] - Cash flow from operating activities was RMB 62,656,437.05, up from RMB 31,736,543.66 in the previous period[59] - Cash received from sales of goods and services was RMB 290,439,919.54, compared to RMB 280,691,166.49 in the previous period[58] - Cash paid for goods and services was RMB 125,489,112.37, down from RMB 152,590,293.98 in the previous period[59] - Cash flow from investing activities was negative RMB 63,943,627.49, compared to negative RMB 235,784,077.65 in the previous period[60] - Cash received from financing activities was RMB 280,130,000.00, up from RMB 125,460,000.00 in the previous period[60] - Cash paid for debt repayment was RMB 243,367,826.84, compared to RMB 89,719,447.12 in the previous period[60] - Net cash flow from financing activities was negative RMB 15,506,887.32, compared to negative RMB 87,789,618.40 in the previous period[60] - Ending cash and cash equivalents balance was RMB 70,206,782.79, slightly up from RMB 68,465,634.89 in the previous period[60] Assets and Liabilities - Total assets as of the end of the reporting period were 8.53 billion yuan, a slight increase of 0.27% compared to the end of the previous year[8] - Total assets as of March 31, 2024, were 8.53 billion yuan, slightly up from 8.50 billion yuan at the end of the previous quarter[50] - Total liabilities as of March 31, 2024, were 4.98 billion yuan, down from 5.01 billion yuan at the end of the previous quarter[52] - The company's cash and cash equivalents as of March 31, 2024, were 70.22 million yuan, down from 87.01 million yuan at the end of the previous quarter[50] - Accounts receivable as of March 31, 2024, were 1.24 billion yuan, up from 1.14 billion yuan at the end of the previous quarter[50] - Long-term loans as of March 31, 2024, were 2.94 billion yuan, down from 3.02 billion yuan at the end of the previous quarter[51] Investment and Financial Activities - The company's investment income increased by 76.44% to 372,454.18 yuan, mainly due to higher profits from equity investments[18] - Fair value change losses amounted to 1.10 million yuan, a significant decrease of 123.61% compared to the same period last year, primarily due to losses from financial investments[18] - Credit impairment losses increased by 62.89% to 19.99 million yuan, mainly due to higher accounts receivable and increased bad debt provisions[18] - The company's financing activities resulted in a net cash outflow of 15.51 million yuan, a decrease of 82.34% compared to the same period last year, mainly due to reduced loan repayments and interest payments[20] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period is 23,258[23] - The top shareholder, Zhu Hengbing, holds 25.00% of the shares, totaling 67,943,152 shares, with 50,957,364 shares under restricted conditions[23] - Zhu Yuxuan, the second-largest shareholder, holds 13.02% of the shares, totaling 35,375,289 shares, with 26,531,467 shares under restricted conditions[23] - Zhu Pinghua holds 2.73% of the shares, totaling 7,428,864 shares, all of which are unrestricted[23] - Xu Jinqing holds 2.55% of the shares, totaling 6,922,431 shares, all of which are unrestricted[23] - Fujian Danjin Hengxin Asset Management Co., Ltd. holds 1.76% of the shares, totaling 4,794,300 shares, all of which are unrestricted[23] - Zhu Huihua holds 1.31% of the shares, totaling 3,559,664 shares, all of which are unrestricted[23] - Shenzhen Innovation Investment Group Co., Ltd. holds 0.96% of the shares, totaling 2,621,049 shares, all of which are unrestricted[23] - You Yongming holds 0.92% of the shares, totaling 2,504,860 shares, all of which are unrestricted[23] - Wang Changneng holds 0.91% of the shares, totaling 2,463,040 shares, all of which are unrestricted[23] Operational Metrics - Garbage received for incineration in Q1 2024 was 1.5091 million tons, an increase of 3.57% year-over-year[31] - Electricity generated from waste incineration in Q1 2024 was 475 million kWh, a decrease of 7.01% year-over-year[31] - Electricity fed into the grid from waste incineration in Q1 2024 was 404 million kWh, a decrease of 7.78% year-over-year[31] - Steam supplied externally from waste incineration in Q1 2024 was 35,400 tons[31] - Heat supplied externally from waste incineration in Q1 2024 was 395,300 GJ[31] - Domestic sewage treated in Q1 2024 was 22.8463 million tons, an increase of 21.46% year-over-year[33] - Distributed photovoltaic projects generated 899,900 kWh of electricity in Q1 2024[33] Expenses and Costs - Operating costs for Q1 2024 were 300.24 million yuan, a decrease from 334.08 million yuan in the same period last year[54] - R&D expenses for Q1 2024 were 3.11 million yuan, down from 4.42 million yuan in the same period last year[55] - Financial expenses for Q1 2024 were 47.82 million yuan, a decrease from 50.02 million yuan in the same period last year[55] Prepayments and Construction - The company's prepayments increased by 39.20% to 12.25 million yuan, mainly due to increased advance payments for procurement[16] - Construction in progress increased by 37.07% to 47.96 million yuan, reflecting ongoing project development[16]

1 （本页无正文，为《圣元环保股份有限公司独立董事关于公司累 计和当期担保情况的专项说明》之签署页） 1、公司能够严格遵守证监会的相关法律的规定，审慎对待关于 对外担保的相关事宜，及时披露信息，充分揭示并有效控制对外担保 的风险。 2、公司为子公司的担保是为了满足公司实际生产经营的需要， 不存在损害公司股东利益的情形。担保决策经董事会和股东大会批准， 担保决策程序符合相关法律法规的规定。 3、截至 2023 年 12 月 31 日，公司及全资/控股子公司提供担保 总额为 560,443 万元，占公司 2023 年度经审计净资产的比例为 160.33%；公司及全资/控股子公司合计对外担保余额为 338,236 万元， 占公司 2023 年 12 月 31 日经审计净资产的 96.76%，均为对合并范围 内子公司提供的担保。公司及子公司不存在为任何非法人单位或个人 提供担保的情形，不存在为控股股东、实际控制人及其他关联方提供 担保的情形，不存在逾期担保的情形，亦不存在涉及诉讼的担保事项。 独立董事签字： 圣元环保股份有限公司 独立董事关于公司累计和当期担保情况的专项说明 根据《上市公司监管指引第 8 号——上市公 ...

Business Operations and Projects - The company currently operates 13 waste-to-energy plants and has 3 kitchen and food waste treatment projects under construction and operation, along with multiple integrated waste collection, transportation, and terminal treatment systems, primarily located in Fujian, Jiangsu, Anhui, Shandong, and Gansu provinces[4] - The company has achieved significant results in developing synergistic disposal businesses for kitchen waste, food waste, and sludge, as well as waste-to-energy heating, with completed projects including waste-to-energy heating in Yuncheng County, Zhangpu County, Juye County, and Nan'an City[7] - The company is deepening its layout in the solid waste industry chain, enhancing the efficiency of waste-to-energy projects and controlling production and operation costs through technological upgrades and refined management, such as the promotion of medium-temperature sub-high pressure technology[11] - The company's main business is urban solid and liquid waste treatment, with waste-to-energy contributing over 90% of its performance[74] - The company has actively developed waste-to-energy heating business, especially in northern regions, with completed heating projects including Yuncheng County, Zhangpu County, and Juye County[75] - The company's waste-to-energy business involves investing in and constructing waste incineration power plants, incinerating waste to meet environmental standards, and using the residual heat for power generation, which is then integrated into the grid[72] - The company's business scope has expanded steadily, with stable growth in waste treatment volume and power generation[112] - The company operates primarily through BOT and PPP models, with projects in Fujian, Anhui, Jiangsu, Shandong, and Gansu[115] - The company's total operating power plant capacity remained stable at 339 MW in 2023, with no new garbage incineration power generation projects put into operation during the reporting period[140][138] - The company's power plant capacity in Fujian remained at 139 MW from 2021 to 2023, while capacity in Shandong increased from 53 MW in 2020 to 141 MW in 2023[138] - The company operates waste-to-energy plants in multiple locations including Shandong, Anhui, and Fujian provinces[163] - The company's projects typically operate under a BOT (Build-Operate-Transfer) model with concession periods of 25-30 years[180] - The company's waste-to-energy business model involves generating electricity from waste incineration and selling it to the grid[178] Financial Performance - The company's profitability may decline as tax incentives and financial subsidies for its waste-to-energy and wastewater treatment projects gradually expire, leading to a transition to basic tax rates and parity grid prices[19] - Revenue for 2023 was 1.747 billion yuan, a slight decrease of 0.23% compared to 2022[171] - Net profit attributable to shareholders decreased by 18.69% to 146.52 million yuan in 2023[171] - Operating cash flow dropped significantly by 49.68% to 386.28 million yuan in 2023[171] - Basic earnings per share decreased by 18.68% to 0.5392 yuan per share in 2023[171] - Total assets increased by 1.11% to 8.504 billion yuan at the end of 2023[171] - Shareholders' equity grew by 3.99% to 3.495 billion yuan at the end of 2023[171] - Weighted average return on equity decreased by 1.20 percentage points to 4.27% in 2023[171] - Revenue for Q1 2023 was RMB 385.51 million, Q2 was RMB 434.14 million, Q3 was RMB 389.47 million, and Q4 was RMB 538.48 million[199] - Net profit attributable to shareholders in Q1 2023 was RMB 41.28 million, Q2 was RMB 51.89 million, Q3 was RMB 38.91 million, and Q4 was RMB 14.45 million[199] - Net profit attributable to shareholders after deducting non-recurring gains and losses in Q1 2023 was RMB 37.30 million, Q2 was RMB 43.97 million, Q3 was RMB 44.97 million, and Q4 was RMB 8.51 million[199] - Net cash flow from operating activities in Q1 2023 was RMB 31.74 million, Q2 was RMB 85.27 million, Q3 was RMB 130.56 million, and Q4 was RMB 138.71 million[199] Technology and Innovation - The application of medium-temperature sub-high pressure technology has increased the electricity generation per ton of waste from over 300 kWh to 500 kWh, a 60% improvement compared to previous medium-temperature medium-pressure technology[5] - The company's core competitiveness lies in its technical, management, and cost reduction advantages through technological upgrades and refined management[141] Human Resources and Training - Total number of employees at the end of the reporting period is 1,565, with 80 at the parent company and 1,485 at major subsidiaries[37] - Total labor cost in 2023 was 217.47 million yuan, with a labor cost to total profit ratio of 110.38%, up from 82.74% in 2022[39] - Core technical personnel accounted for 0.26% of total employees and 0.99% of total company compensation in 2023[39] - The company implemented a comprehensive training program for all operational staff in 2023, focusing on technical skills and management capabilities[40] - The company's employee structure consists of 870 production personnel, 286 technical personnel, 46 financial personnel, and 363 administrative personnel[55] - The company's education level breakdown includes 24 employees with a master's degree or above, 404 with a bachelor's degree, 516 with an associate degree, and 621 with below associate degree[55] Profit Distribution and Dividends - Cash dividend per 10 shares is 0.54 yuan, with a total cash dividend of 14.67 million yuan[42] - The company's profit distribution plan allocates 100% of the distributable profit to cash dividends[61] - The company plans to distribute a cash dividend of 0.54 yuan per 10 shares (tax included) based on a total of 271,741,053 shares[147] Corporate Governance and Internal Control - The company's internal control system operated smoothly in 2023, with continuous improvements to risk management and control processes[44] - The company's board of directors held 4 meetings in 2023, with all directors attending either in person or via teleconference[31] Industry and Market Trends - Waste-to-energy feedstock (municipal solid waste) is stable with no significant seasonal or cyclical fluctuations[103] - Industry capacity utilization rates are between 85%-97%, with potential for further improvement as new projects ramp up[104] - China's biomass power installed capacity reached 44 million kW by end of 2023, with 2.68 million kW added in 2023[121] - Waste-to-energy projects require high upfront investment, approximately 500,000 RMB per ton, with government incentives supporting industry growth[122] Future Development and Risks - The company's future development outlook includes detailed descriptions of potential risks and countermeasures in its operations[78] - The company is expanding its business into general industrial solid waste, kitchen waste, food waste, and sludge treatment, promoting a diversified development strategy[143] - The company's project expansion model includes stages such as project information collection, screening, design, bidding, and signing franchise agreements[134][135] - The company enhances revenue and profit by upgrading and expanding projects, increasing waste and sewage treatment capacity, and coordinating with sanitation departments[136] - The company is actively promoting regional waste treatment coordination and expanding waste sources to ensure supply and improve profitability[137] Financial Metrics and Subsidies - Non-current asset disposal losses amounted to -5,607,625.19 in 2023, a significant increase from -1,278,305.34 in 2022[97] - Government subsidies recognized in current profits were 3,482,828.61 in 2023, slightly down from 3,586,653.51 in 2022[97] - Gains from fair value changes of financial assets and liabilities reached 18,628,330.60 in 2023, up from 13,195,149.42 in 2022[97] Competitive Landscape - The company's competitive disadvantage lies in its regional limitations, with its main operations concentrated in Fujian and Shandong provinces, despite expanding into Jiangsu, Gansu, Shandong, and Anhui provinces[10] - The company focuses on garbage incineration power generation and has formed stable project technology advantages, construction experience, and management advantages over nearly 20 years[129][141]

国泰君安证券股份有限公司 关于圣元环保股份有限公司 首次公开发行股票并在创业板上市 之持续督导保荐总结报告书 圣元环保股份有限公司（以下简称"圣元环保"或"公司"、"发行人"） 于2020年8月24日完成首次公开发行股票并在创业板上市，国泰君安证券股份有 限公司（以下简称"国泰君安"或"保荐机构"）作为圣元环保首次公开发行股 票并在创业板上市的保荐机构，负责圣元环保上市后的持续督导工作，持续督导 期至2023年12月31日，截至2023年12月31日持续督导期限己满。国泰君安根据 《证券发行上市保荐业务管理办法》《深圳证券交易所创业板股票上市规则》《深 圳证券交易所上市公司自律监管指引第2号——创业板上市公司规范运作》等相 关法规和规范性文件的规定，出具本保荐总结报告书。 一、保荐机构及保荐代表人承诺 1、保荐总结报告书和证明文件及其相关资料的内容不存在虚假记载、误导 性陈述或重大遗漏，本保荐机构及保荐代表人对其真实性、准确性、完整性承 担法律责任。 2、本保荐机构及本人自愿接受中国证监会对保荐总结报告书相关事项进行 的任何质询和调查。 | 项目 | | 内容 | | --- | --- | --- | | ...

圣元环保股份有限公司 Shengyuan Environmental Protection Co., Ltd 公司章程 二零二四年四月 - 1 - | | | | 第一章 | 总则 - | 4 - | | --- | --- | --- | | 第二章 | 经营宗旨和范围 - | 5 - | | 第三章 | 股 份 - | 6 - | | 第一节 | 股份发行 - | 6 - | | 第二节 | 股份增减和回购 - | 7 - | | 第三节 | 股份转让 - | 8 - | | 第四章 | 股东和股东大会 - | 10 - | | 第一节 | 股 东 - | 10 - | | 第二节 | 股东大会的一般规定 - | 13 - | | 第三节 | 股东大会的召集 - | 16 - | | 第四节 | 股东大会的提案与通知 - | 18 - | | 第五节 | 股东大会的召开 - | 20 - | | 第六节 | 股东大会的表决和决议 - | 24 - | | 第五章 | 董事会 - | 31 - | | 第一节 | 董 事 - | 31 - | | 第二节 | 董事会 - | 36 - | | 第六章 | 总 ...

证券代码：300867 证券简称：圣元环保 公告编号：2024-014 以截至 2023 年 12 月 31 日公司的总股本 271,741,053 股为基数， 公司拟向全体股东每 10 股派发现金股利人民币 0.54 元（含税），合 计派发现金股利人民币 14,674,016.86 元（含税）。 圣元环保股份有限公司 截至 2023 年 12 月 31 日，母公司可供分配的利润 671,208,603.39 元，资本公积余额为 1,405,096,677.75 元；合并可供分配的利润为 1,717,304,659.14 元，资本公积余额为 1,413,242,881.87 元。 关于 2023 年度利润分配预案的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完 整，没有虚假记载、误导性陈述或重大遗漏。 根据中国证监会鼓励上市公司现金分红及给予投资者稳定、合理 回报的指导意见，同时为了更好地回报广大投资者，在符合利润分配 圣元环保股份有限公司（以下简称"公司"）于 2023 年 4 月 17 日 召开第九届董事会2024年第一次会议及第九届监事会2024年第一次 会议，分别审议并通过了《关于公司 ...