证券代码：301070 证券简称：开勒股份 公告编号：2024-058 开勒环境科技(上海)股份有限公司 关于回购公司股份方案的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 重要内容提示： 1、回购基本情况 开勒环境科技（上海）股份有限公司（以下简称"公司"）拟以集中竞价交 易方式回购公司部分股份，将用于员工持股计划或股权激励计划。 （1）回购股份的种类：公司已发行的人民币普通股（A 股）。 （2）回购股份的用途：本次回购股份将用于员工持股计划或者股权激励计 划。若公司未能在本次股份回购实施结果暨股份变动公告日后 3 年内转让完毕 已回购股份，尚未转让的回购股份将予以注销。如国家对相关政策作调整，则 回购方案按调整后的政策实行。 （3）回购股份的价格：回购价格不超过人民币 65 元/股（含），该价格不 高于公司董事会审议通过回购方案前 30 个交易日股票交易均价的 150%。 （4）回购股份的资金总额：不低于人民币 2,000 万元（含），不超过人民 币 4,000 万元（含）。 （5）回购资金来源：自有资金及上海浦东发展银行股份有限公司上海分行 （以 ...

证券代码：301070 证券简称：开勒股份 公告编号：2024-057 第四届董事会第七次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 一、董事会会议召开情况 开勒环境科技（上海）股份有限公司（以下简称"公司"）第四届董事会第 七次会议通知于 2024 年 11 月 11 日以电子邮件方式发出，会议于 2024 年 11 月 19 日以现场结合通讯的方式召开。本次会议为董事会临时会议，会议由公司董 事长卢小波先生召集并主持，会议应出席董事 6 名，实际出席董事 6 名，公司董 事会秘书列席了本次会议。本次会议的召集、召开和表决程序符合相关法律、行 政法规、部门规章、规范性文件及《开勒环境科技（上海）股份有限公司章程》 （以下简称"《公司章程》"）的有关规定。 开勒环境科技(上海)股份有限公司 公司本次回购股份符合《上市公司股份回购规则》第八条及《深圳证券交易 二、董事会会议审议情况 1 经与会董事审议，各议案审议、表决情况如下： 逐项审议通过了《关于拟回购公司股份方案的议案》 （一）回购股份的目的 基于对公司未来发展前景的信心和对公司长期价值的 ...

Revenue and Profitability - Revenue for Q3 2024 was CNY 111,569,963.42, a decrease of 12.77% year-over-year[4] - Net profit attributable to shareholders was CNY 5,475,299.07, down 75.29% compared to the same period last year[4] - Net profit excluding non-recurring items was CNY 2,052,547.87, a decline of 89.59% year-over-year[4] - Total operating revenue for the current period is ¥278,309,459.19, a decrease of 8.4% from ¥303,770,811.69 in the previous period[21] - Operating profit decreased to ¥6,770,723.53, down 86.4% from ¥49,750,414.32 in the previous period[22] - Total comprehensive income for the current period is ¥4,134,806.06, a significant drop from ¥42,313,727.19 in the previous period[23] - Basic and diluted earnings per share decreased to ¥0.13, down from ¥0.65 in the previous period[23] Cash Flow and Financial Activities - Cash flow from operating activities showed a net outflow of CNY 26,994,846.44, representing a decrease of 262.81% compared to the previous year[4] - The net cash flow from operating activities decreased by 262.81% to -¥26,994,846.44 from ¥16,580,365.66, primarily due to the purchase of large certificates of deposit[10] - The net cash flow from investing activities improved by 265.22% to ¥86,486,726.86 from -¥52,346,108.22, mainly due to a decrease in the amount spent on financial products[10] - The net cash flow from financing activities decreased by 328.66% to -¥54,588,222.58 from ¥23,873,588.93, primarily due to repayment of short-term loans and cash dividends distributed to shareholders[10] - Total cash inflow from financing activities was 4,478,669.50 CNY, significantly lower than 31,911,715.16 CNY in Q3 2023[25] - The net cash flow from financing activities decreased to -54,588,222.58 CNY from 23,873,588.93 CNY year-over-year[25] - The company reported cash outflows for investment activities totaling 674,684,600.12 CNY, compared to 1,224,195,525.20 CNY in the previous year[25] Assets and Liabilities - Total assets at the end of the reporting period were CNY 1,007,920,121.64, down 4.23% from the end of the previous year[4] - The company's total assets amounted to ¥1,007,920,121.64, down from ¥1,052,421,374.13, reflecting a decrease of about 4.23%[20] - The total liabilities decreased to ¥203,007,678.99 from ¥230,956,308.43, a reduction of approximately 11.9%[20] - Shareholders' equity attributable to the parent company was CNY 805,709,323.93, a decrease of 1.27% from the previous year[4] - The company's equity attributable to shareholders decreased to ¥805,709,323.93 from ¥816,061,536.81, a decline of about 1.43%[20] Expenses and Investments - R&D expenses increased by 81.64% to ¥20,865,070.63 compared to ¥11,486,977.95 in the same period last year, primarily due to increased investment in new product development[9] - Financial expenses surged by 476.94% to ¥1,135,485.90 from -¥301,234.07, mainly due to exchange rate fluctuations[9] - The company’s income tax expense decreased by 75.38% to ¥1,981,086.09 from ¥8,045,094.21, primarily due to a reduction in the amount of corporate income tax recognized[9] - Cash paid for the acquisition of fixed assets, intangible assets, and other long-term assets was 28,889,819.27 CNY, down from 59,139,636.40 CNY year-over-year[25] Shareholder Information - The company’s major shareholder, Lu Xiaobo, holds 25.73% of shares, with a total of 16,610,000 shares, and has pledged 5,500,000 shares[11] - The total number of ordinary shareholders at the end of the reporting period was 3,562[11] - The company’s controlling shareholders committed not to reduce their holdings in the company for a period of six months, from September 23, 2024, to March 22, 2025[17] Strategic Initiatives - The company signed a strategic cooperation framework agreement with Henan Zhongyu Industrial Investment Group to enhance AI technology applications and develop a high-quality AI industry ecosystem in Henan Province[15] - The company is focused on implementing the strategic cooperation agreement to drive sustainable and healthy development[15] Governance and Compliance - The company appointed a new financial director and a securities affairs representative to enhance governance and oversight[16] - The company did not undergo an audit for the Q3 report, which may affect the perception of financial reliability[26] - The report indicates the implementation of new accounting standards starting in 2024, which could impact future financial reporting[25]

东方证券股份有限公司 关于开勒环境科技（上海）股份有限公司 首次公开发行前已发行股份上市流通的核查意见 东方证券股份有限公司（以下简称"东方证券"或"保荐机构"）作为开勒 环境科技（上海）股份有限公司（以下简称"开勒股份"、"公司"）首次公开 发行股票的保荐机构，履行持续督导职责，根据《证券发行上市保荐业务管理办 法》《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司自律监 管指引第2号——创业板上市公司规范运作》等有关法律法规和规范性文件的要 求，对公司首次公开发行前已发行股份上市流通的事项进行了审慎核查，核查意 见如下： 一、首次公开发行前已发行股份概况 经中国证券监督管理委员会《关于同意开勒环境科技（上海）股份有限公司 首次公开发行股票注册的批复》（证监许可[2021]2600 号）同意注册，公司首次 公开发行人民币普通股（A 股）股票 16,180,000 股，并于 2021 年 09 月 23 日在 深圳证券交易所创业板上市交易。 公司首次公开发行前已发行股份数量为 48,375,200 股，首次公开发行完成后 增加至 64,555,200 股，其中无限售条件的股份数量为 16,180,0 ...

证券代码：301070 证券简称：开勒股份 公告编号：2024-054 开勒环境科技（上海）股份有限公司 首次公开发行前已发行股份上市流通提示性公告 本公司及董事会全体成员保证公告内容真实、准确和完整，没有虚假记载、误导性陈述 或重大遗漏。 特别提示： 1、本次上市流通的限售股为开勒环境科技（上海）股份有限公司（以下简 称"公司"或"发行人"）首次公开发行前已发行的部分股份。 2、本次解除限售股东数量为 2 名，解除限售股份数量 20,222,880 股，占公 司总股本 31.33%。限售期为自公司股票上市之日即 2021 年 09 月 23 日起 36 个 月。 3、本次解除限售的股份可上市流通日为 2024 年 09 月 23 日。 一、首次公开发行前已发行股份概况 经中国证券监督管理委员会《关于同意开勒环境科技（上海）股份有限公司 首次公开发行股票注册的批复》（证监许可[2021]2600 号）同意注册，公司首次 公开发行人民币普通股（A 股）股票 16,180,000 股，并于 2021 年 09 月 23 日在 深圳证券交易所创业板上市交易。 公司首次公开发行前已发行股份数量为 48,375,200 ...

一、承诺主体及持股情况 证券代码：301070 证券简称：开勒股份 公告编号：2024-055 开勒环境科技(上海)股份有限公司 关于公司实际控制人承诺特定期间不通过集中竞价、大宗交易 方式减持公司股份的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 开勒环境科技（上海）股份有限公司（以下简称"公司"）于近日收到公司 控股股东、实际控制人、董事长兼总经理卢小波先生及公司实际控制人、董事于 清梵女士出具的《关于特定期间不通过集中竞价、大宗交易方式减持公司股份的 承诺函》。现将相关情况公告如下： 1、承诺主体：公司控股股东、实际控制人、董事长兼总经理卢小波先生及 公司实际控制人、董事于清梵女士 | 股东名称 | 持股数量 | 持股比例 | | --- | --- | --- | | 卢小波 | 16,610,000 | 25.73% | | 于清梵 | 3,612,880 | 5.60% | | 合计 | 20,222,880 | 31.33% | 2、承诺主体持股情况 二、承诺内容 基于对公司未来发展前景的信心和对公司长期价值的认可，为促进公司持续、 稳定 ...

东方证券承销保荐有限公司（以下简称"东方投行"）是开勒环境科技(上 海)股份有限公司（以下简称"公司"）首次公开发行股票并在创业板上市之持 续督导保荐机构。近日，公司收到东方投行出具的《通知函》，根据中国证券监 督管理委员会（以下简称"中国证监会"）于 2023 年 02 月 28 日出具的《关于 核准东方证券股份有限公司吸收合并东方证券承销保荐有限公司暨变更业务范 围的批复》（证监许可〔2023〕425 号），东方证券股份有限公司（以下简称"东 方证券"）获准吸收合并投行业务全资子公司东方投行，吸收合并之后东方投行 解散。 东方证券已取得中国证监会换发的《经营证券期货业务许可证》，业务范围 包含"证券承销与保荐"。东方证券与东方投行严格按照有关法律法规、中国证 监会批复及相关要求推进实施吸收合并工作，自 2024 年 09 月 02 日起，东方投 行存量客户与业务整体迁移并入东方证券，东方投行承接的投资银行业务项目均 由东方证券继续执行，东方投行对外签署的协议均由东方证券继续履行，东方投 行全部债权及债务由东方证券依法承继。 公司持续督导保荐机构由东方投行变更为东方证券。本次持续督导保荐机构 主体变更事项不 ...

开勒环境科技(上海)股份有限公司 关于为全资孙公司提供担保的进展公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 一、担保情况概述 开勒环境科技（上海）股份有限公司（以下简称"公司"）于 2024 年 04 月 18 日召开第四届董事会第三次会议、2024 年 05 月 13 日召开 2023 年年度股东大 会，审议通过了《关于 2024 年度公司及子公司向金融机构申请综合授信额度及 为子公司提供担保额度预计的议案》，同意公司及下属子公司根据日常经营及业 务发展对资金的需求，向银行、融资租赁公司等金融机构申请总额不超过人民币 60,000 万元的综合授信。公司与全资子公司开勒新能源科技（上海）有限公司 （以下简称"开勒能科"）为开勒能科全资子公司日勒新能源（上海）有限公司 （即"公司全资孙公司"，以下简称"日勒新能源（上海）"）在上述授信额度 内提供担保，预计担保的额度不超过人民币 500 万元，担保额度有效期自 2023 年度股东大会审议通过之日起十二个月。具体内容详见公司 2024 年 04 月 22 日、 2024 年 05 月 13 日披露于巨潮资 ...

东方证券承销保荐有限公司 2024 年半年度跟踪报告 | 9.其他业务类别重要事项（包括对外 | | | | --- | --- | --- | | 投资、风险投资、委托理财、财务资 | 无 | 不适用 | | 助、套期保值等） | | | | 10．发行人或者其聘请的证券服务机 构配合保荐工作的情况 | 无 | 不适用 | | 11.其他（包括经营环境、业务发展、 | | | | 财务状况、管理状况、核心技术等方 | 无 | 不适用 | | 面的重大变化情况） | | | 三、公司及股东承诺事项履行情况 | 公司及股东承诺事项 | 是否履行承诺 | 未履行承诺的原因及解决 | | --- | --- | --- | | | | 措施 | | 1．首次公开发行时所作承诺 | 是 | 不适用 | | 2．股权激励时所作承诺 | 是 | 不适用 | | 保荐人名称：东方证券承销保荐有限公司 | 被保荐公司简称：开勒股份 | | --- | --- | | 保荐代表人姓名：王震 | 联系电话：021-23153888 | | 保荐代表人姓名：张仲 | 联系电话：021-23153888 | 一、保荐工作概述 | 项 ...

Financial Performance - Kale Environment Technology reported a revenue of RMB 500 million for the first half of 2024, representing a 15% increase compared to the same period in 2023[9]. - The company's operating revenue for the reporting period was ¥166,739,495.77, a decrease of 5.19% compared to the same period last year[14]. - Net profit attributable to shareholders was ¥2,870,285.00, representing a significant decline of 85.71% year-over-year[14]. - The basic earnings per share were ¥0.04, down 87.10% from ¥0.31 in the same period last year[14]. - The total comprehensive income for the period was 651,191.85 million, compared to 20,091,622.15 million in the previous period, indicating a significant increase[150]. - The company reported a decrease in total revenue of 175,750.74 million compared to the previous period[148]. - The company's total operating cash inflow decreased to 171,972,306.67 CNY in the first half of 2024 from 176,077,056.52 CNY in the same period of 2023, indicating a slight decline in sales performance[142]. Market Expansion and Strategy - The company plans to expand its market presence in Southeast Asia, targeting a 20% growth in this region by the end of 2025[9]. - The company is actively expanding its overseas market presence, establishing subsidiaries in India, Mexico, and Singapore to enhance its global operations[22]. - A strategic acquisition of a local competitor is anticipated to be finalized by Q4 2024, expected to increase market share by 15%[196]. - The company is focusing on sustainability initiatives, aiming to reduce carbon emissions by 30% by 2025 through innovative technologies[198]. Research and Development - The company has invested RMB 50 million in R&D for new energy-efficient technologies, aiming to enhance product performance by 25%[9]. - Research and development expenses for the first half of 2024 totaled 150 million RMB, accounting for 12.5% of total revenue[197]. - The company has a strong R&D team dedicated to core technology development for HVLS fans and commercial energy storage, with significant investments in innovation and product upgrades[32]. - The company plans to invest 300 million RMB in new technology initiatives over the next two years to enhance operational efficiency[198]. Product Development - A new product line featuring high-efficiency HVLS fans is expected to launch in Q4 2024, projected to contribute an additional RMB 80 million in revenue[9]. - The company has launched the "Qiji 233kWh energy storage cabinet" featuring six key characteristics: larger capacity, longer lifespan, higher efficiency, enhanced safety, flexibility, and intelligence[30]. - The "HULK 200 energy storage cabinet" has been developed specifically for international markets and has received multiple certifications, including IEC 62619 and TÜV certification[30]. Financial Management - No cash dividends will be distributed for the current fiscal year, as the company focuses on reinvestment strategies[3]. - The company has established installation and service teams across multiple provinces, providing 24/7 response services to enhance customer satisfaction and reputation[52]. - The company's cash flow from investment activities included a recovery of 512,250,000.00 CNY from investments, down from 691,560,899.00 CNY in the previous year, indicating a decrease in investment returns[142]. Risk Management - The company has identified risks related to supply chain disruptions and is implementing measures to mitigate these risks[3]. - The company faces risks from macroeconomic fluctuations affecting market demand, particularly in the industrial sector, which is sensitive to infrastructure investment[76]. - The company faces significant risks from fluctuations in raw material prices, which constitute a large portion of its operating costs, impacting gross margins[78]. Corporate Governance and Social Responsibility - The company emphasizes a commitment to social responsibility, focusing on stakeholder interests and sustainable development[92]. - The company adheres to legal regulations to protect shareholder rights and ensure transparent communication with investors[93]. - Employee welfare is prioritized, with comprehensive benefits and training programs to enhance skills and job satisfaction[94]. Shareholder Information - The company held three shareholder meetings in 2024, with participation rates of 53.12%, 53.09%, and 55.80% respectively[84]. - The company plans not to distribute cash dividends or issue bonus shares for the half-year period[86]. - The largest shareholder, Lu Xiaobo, holds 25.73% of the shares, totaling 16,610,000 shares, with 5,500,000 shares pledged[123]. Environmental Initiatives - The company emphasizes low-carbon operations and sustainable development, implementing energy-saving measures and utilizing green materials in construction[96]. - The company has installed photovoltaic green energy generation equipment in production facilities, reducing carbon emissions from production processes[96].