一、保荐工作概述 | 项目 | 工作内容 | | --- | --- | | 1.公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 0 次 | | 2．督导公司建立健全并有效执行规章制度的情 | | | 况 | | | （1）是否督导公司建立健全规章制度（包括 但不限于防止关联方占用公司资源的制度、 | 是 | | 募集资金管理制度、内控制度、内部审计制 | | | 度、关联交易制度） | | | （2）公司是否有效执行相关规章制度 | 是 | | 3.募集资金监督情况 | | | （1）查询公司募集资金专户次数 | 每月查询一次 | | （2）公司募集资金项目进展是否与信息披 | 是 | | 露文件一致 | | | 4.公司治理督导情况 | | | （1）列席公司股东大会次数 | 未现场列席，已阅会议文件 | | （2）列席公司董事会次数 | 未现场列席，已阅会议文件 | | （3）列席公司监事会次数 | 未现场列席，已阅会议文件 | | 5.现场检查情况 | | | （1）现场检查次数 | 1 次，仅对募集资金进行核查 | | ...

北京大成律师事务所 大成证字 2024 第 300-3 号 北 京 大 成 律 师 事 务 所 关于北京中科江南信息技术股份有限公司 2024 年第一次临时股东大会 之 法 律 意 见 书 www.dentons.cn 北京市朝阳区朝阳门南大街 10 号兆泰国际中心 B 座 16-21 层（100020） 16-21F, Tower B, ZT International Center, No.10, Chaoyangmen Nandajie Chaoyang District, 100020, Beijing, China Tel: +86 10-58137799 Fax: +86 10-58137788 dentons.cn 北京大成律师事务所 关于北京中科江南信息技术股份有限公司 2024 年第一次临时股东大会之 法律意见书 大成证字 2024 第 300-3 号 致：北京中科江南信息技术股份有限公司 北京大成律师事务所（以下简称"本所"）接受北京中科江南信息技术股份有限公司 （以下简称"公司"）委托，根据《中华人民共和国证券法》（以下简称"《证券法》"）、 《中华人民共和国公司法》（以下简称"《公司法 ...

中科江南（ [Table_StockNameRptType] 301153） 公司点评 2024 年中报，客户预算支出调整影响收入，新业务成长迅速 | --- | --- | --- | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ ...

证券代码：301153 证券简称：中科江南 北京中科江南信息技术股份有限公司 投资者关系活动记录表 编号：2024-12 | --- | --- | --- | |-----------------------|--------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------| | | | 特定对象调研 □分析师会议 | | | | □媒体采访 □业绩说明会 | | 投资者关系活动 | □新闻发布会 □路演活动 | | | 类别 | □现场参观 | | | | 其他 2024 | 年半年度业绩交流会 | | 参与单位名称及 | 国金证券 李忠宇、中金证券 通证券 浙商证券 郑毅、青岛双木 羲和金泰 ...

信息披露管理制度 第一章 总则 第一条 为规范北京中科江南信息技术股份有限公司（以下简称"公司"） 的信息披露行为，正确履行信息披露义务，切实保护公司、股东、债权人及其 他利益相关者的合法权益，根据《中华人民共和国公司法》《中华人民共和国 证券法》《上市公司信息披露管理办法》《深圳证券交易所创业板股票上市规 则》（以下简称"《上市规则》"）等相关规定及《北京中科江南信息技术股份 有限公司章程》（以下简称"《公司章程》"），结合公司的实际情况，特制定 本制度。 第二条 本制度所称"信息"是指所有可能对公司股票及其衍生品种（以下 统称 "证券"）交易价格或公司经营产生重大影响的信息以及证券监管部门要求 披露的信息；本制度所称"披露"是指在规定时间内，通过规定的媒体，以规定 的方式向社会公众公布前述信息，并送达中国证券监督管理委员会（以下简称" 中国证监会"）和（或）深圳证券交易所等证券监管部门审核备案。 第三条 公司公开披露的信息必须按照深圳证券交易所的有关规定，在公 开披露前第一时间报送深圳证券交易所备案审核。 第四条 本制度的适用范围为公司及纳入公司合并会计报表的子公司（含 全资及控股子公司，下同）。 第二章 ...

Financial Performance - Revenue for the reporting period was RMB 363.93 million, a decrease of 21.13% year-over-year[13] - Net profit attributable to shareholders was RMB 33.01 million, a significant decline of 68.78% compared to the same period last year[13] - Operating cash flow was negative RMB 203.72 million, a 123.16% decrease from the previous year[13] - Basic earnings per share dropped by 70.00% to RMB 0.09[13] - Total assets decreased by 9.10% to RMB 2.17 billion compared to the end of the previous year[13] - Shareholders' equity decreased by 6.62% to RMB 1.68 billion[13] - Weighted average return on equity decreased by 4.89 percentage points to 1.86%[13] - Revenue for the reporting period was RMB 3,639.333 million, a decrease of 21.13% year-over-year[32] - Net profit attributable to shareholders, excluding non-recurring gains and losses, was RMB 303.495 million, a decrease of 68.72% year-over-year[32] - Revenue decreased by 21.13% to 363,933,309.99 yuan due to slower customer procurement demand and project acceptance progress[37] - Operating costs decreased by 24.23% to 152,194,403.44 yuan, driven by the decline in revenue[37] - Cash flow from operating activities decreased by 123.16% to -203,716,635.05 yuan, mainly due to increased payments for goods, services, and employee compensation[38] - Revenue from banking clients decreased by 25.88% to 185,192,201.50 yuan, while revenue from other sectors increased by 52.69% to 72,090,696.68 yuan[39] - Revenue from operation and value-added services increased by 70.07% to 104,905,189.59 yuan, with a gross margin increase of 11.53%[39] - Technical service fees decreased by 30.24% to 108,140,286.56 yuan, accounting for 71.05% of operating costs[41] - Monetary funds decreased by 8.63% to 1,398,720,346.33 yuan, representing 64.43% of total assets[43] - Accounts receivable increased by 8.03% to 493,016,234.51 yuan, accounting for 22.71% of total assets[43] - Investment income was 747,318.20 yuan, accounting for 8.09% of total profit, mainly from financial product returns[42] - Restricted cash balance at the end of the reporting period was RMB 8,140,921.14, an increase from RMB 5,224,349.46 at the beginning of the period[45] - Total investment during the reporting period was RMB 43,700,000.00, a 190.17% increase compared to RMB 15,060,000.00 in the same period last year[46] - Acquired a 46.00% stake in Beijing Hengtong Huiyuan Big Data Technology Co., Ltd. for RMB 43,700,000.00, resulting in a non-controlling interest merger[47] - Stock investments had an initial cost of RMB 9,562,882.91 and cumulative investment income of RMB 6,027,000.00 as of the reporting period[48] - Total raised funds amounted to RMB 839,788,932.34, with RMB 58,534,680.00 cumulatively invested as of the reporting period[49] - The company's total assets decreased from 2,388,429,602.44 yuan to 2,170,992,733.66 yuan, a decrease of approximately 9.1%[102][104] - The company's monetary funds decreased from 1,745,082,421.37 yuan to 1,398,720,346.33 yuan, a decrease of approximately 19.8%[102] - Accounts receivable increased from 350,692,408.84 yuan to 493,016,234.51 yuan, an increase of approximately 40.6%[102] - The company's total liabilities decreased from 571,489,278.62 yuan to 453,186,392.77 yuan, a decrease of approximately 20.7%[104] - The company's equity increased from 1,816,940,323.82 yuan to 1,717,806,340.89 yuan, a decrease of approximately 5.5%[104] - The company's share capital increased from 194,400,000 yuan to 349,920,000 yuan, an increase of approximately 80% due to capital reserve conversion[104] - The company's intangible assets increased significantly from 1,467,735.50 yuan to 18,723,251.79 yuan, an increase of approximately 1,176%[103] - The company's goodwill increased from 1,029,705.09 yuan to 26,755,693.83 yuan, an increase of approximately 2,499%[103] - The company's deferred tax assets increased from 21,779,411.46 yuan to 27,214,210.64 yuan, an increase of approximately 25%[103] - The company's contract liabilities decreased from 71,158,710.96 yuan to 44,965,869.19 yuan, a decrease of approximately 36.8%[103] - Total revenue for the first half of 2024 was 363,933,309.99 yuan, a decrease from 461,417,986.31 yuan in the same period of 2023[108] - Operating costs for the first half of 2024 were 343,501,571.96 yuan, compared to 362,954,636.45 yuan in the first half of 2023[108] - R&D expenses increased to 122,406,160.36 yuan in the first half of 2024, up from 102,471,836.59 yuan in the same period of 2023[108] - Total assets as of the end of the first half of 2024 were 2,137,702,154.83 yuan, down from 2,359,212,658.54 yuan at the beginning of the year[107] - Total liabilities decreased to 439,395,116.06 yuan at the end of the first half of 2024, compared to 561,446,713.88 yuan at the beginning of the year[107] - Shareholders' equity stood at 1,698,307,038.77 yuan at the end of the first half of 2024, down from 1,797,765,944.66 yuan at the beginning of the year[107] - Cash and cash equivalents decreased to 1,350,421,025.87 yuan at the end of the first half of 2024, from 1,687,249,280.27 yuan at the beginning of the year[105] - Accounts receivable increased to 459,222,328.86 yuan at the end of the first half of 2024, up from 344,086,337.33 yuan at the beginning of the year[105] - Long-term equity investments increased to 89,849,878.66 yuan at the end of the first half of 2024, up from 41,200,188.68 yuan at the beginning of the year[105] - Deferred tax assets increased to 21,349,573.68 yuan at the end of the first half of 2024, up from 18,264,467.64 yuan at the beginning of the year[106] - Net profit attributable to parent company shareholders decreased to RMB 33,014,265.71 in H1 2024 from RMB 105,740,926.57 in H1 2023, a significant decline[109] - Operating revenue dropped to RMB 336,250,706.76 in H1 2024 compared to RMB 446,549,791.90 in H1 2023[110] - R&D expenses increased to RMB 91,538,994.90 in H1 2024 from RMB 82,992,402.42 in H1 2023[110] - Credit impairment losses widened to RMB -16,106,174.93 in H1 2024 from RMB -10,093,617.10 in H1 2023[110] - Basic and diluted earnings per share both decreased to 0.09 in H1 2024 from 0.30 in H1 2023[110] - Cash received from sales of goods and services declined to RMB 232,661,175.67 in H1 2024 from RMB 251,584,430.58 in H1 2023[112] - Tax refunds received decreased to RMB 12,452,498.29 in H1 2024 from RMB 21,006,263.26 in H1 2023[112] - Cash paid for goods and services increased to RMB 158,896,255.39 in H1 2024 from RMB 113,105,444.89 in H1 2023[112] - Interest income rose to RMB 18,338,093.63 in H1 2024 from RMB 15,509,925.20 in H1 2023[110] - Total comprehensive income dropped to RMB 52,237,384.81 in H1 2024 from RMB 129,318,279.82 in H1 2023[111] - Operating cash flow for the first half of 2024 was -203.72 million yuan, a significant decrease compared to -91.29 million yuan in the same period last year[113] - Investment cash flow for the first half of 2024 was 51.81 million yuan, a sharp decline from 249.03 million yuan in the same period last year[113] - Financing cash flow for the first half of 2024 was -197.37 million yuan, compared to -112.99 million yuan in the same period last year[113] - Net cash outflow for the first half of 2024 was -349.28 million yuan, compared to a net inflow of 44.76 million yuan in the same period last year[113] - Cash and cash equivalents at the end of the first half of 2024 were 1.39 billion yuan, a decrease from 1.74 billion yuan at the beginning of the period[113] - Sales revenue from goods and services for the first half of 2024 was 205.42 million yuan, down from 241.85 million yuan in the same period last year[114] - Tax refunds received in the first half of 2024 were 12.45 million yuan, down from 21.01 million yuan in the same period last year[114] - Cash paid for employee compensation in the first half of 2024 was 169.64 million yuan, up from 156.84 million yuan in the same period last year[114] - Total comprehensive income for the first half of 2024 was 33.01 million yuan, with minority shareholders' share being -1.55 million yuan[116] - Profit distribution in the first half of 2024 was -194.40 million yuan, all allocated to the parent company[116] - Total owner's equity at the end of the period reached 1,717,806,340.89 yuan, reflecting a significant increase from the previous period[117] - Capital reserve transfer to capital (or share capital) amounted to 155,520,000.00 yuan[117] - Comprehensive income for the period totaled 105,740,926.57 yuan[118] - Profit distribution to owners (or shareholders) was -194,400,000.00 yuan[117] - Owner's equity at the beginning of the period was 1,553,496,703.18 yuan[118] - Capital reserve transfer to capital (or share capital) in the current period was 86,400,000.00 yuan[119] - Total owner's equity at the end of the period was 1,574,148,930.05 yuan[119] - Owner's equity at the beginning of the period was 1,797,765,944.66 yuan[121] - The company's total owner's equity at the end of the period was 1,698,307,038.77 yuan, with a capital reserve of 711,544,170.59 yuan and undistributed profits of 552,553,547.92 yuan[123] - The company's comprehensive income for the period was 52,237,384.81 yuan, contributing to the total owner's equity change of -99,458,905.89 yuan[122] - The company's total owner's equity at the beginning of the period was 1,797,765,944.66 yuan, with a capital reserve of 824,360,461.29 yuan and undistributed profits of 694,716,163.11 yuan[122] - The company's total owner's equity at the end of the period was 1,580,793,330.58 yuan, with a capital reserve of 780,962,769.97 yuan and undistributed profits of 551,430,560.61 yuan[125] - The company's comprehensive income for the period was 129,318,279.82 yuan, contributing to the total owner's equity change of 45,954,534.83 yuan[124] - The company's total owner's equity at the beginning of the period was 1,534,838,795.75 yuan, with a capital reserve of 842,726,514.96 yuan and undistributed profits of 530,112,280.79 yuan[124] - The company's total issued share capital as of June 30, 2024, was 349,920,000 shares[126] - The company's capital reserve decreased by 112,816,290.70 yuan during the period, primarily due to capital transfers and profit distributions[122] - The company's undistributed profits decreased by 142,162,615.19 yuan during the period, primarily due to profit distributions[122] - The company's capital reserve decreased by 61,763,744.99 yuan during the period, primarily due to capital transfers and profit distributions[124] Dividend and Capital Reserve - The company plans to distribute a cash dividend of RMB 10.00 per 10 shares, totaling RMB 194.40 million[12] - The company will also issue 8 additional shares per 10 shares through capital reserve, increasing registered capital from RMB 194.40 million to RMB 349.92 million[12] - The company's total share capital increased from 194,400,000 shares to 349,920,000 shares due to a capital reserve transfer of 8 shares for every 10 shares held[89] - The company's net assets per share for 2023 were recalculated to RMB 5.16 after the capital reserve transfer[90] - The company's basic and diluted earnings per share for 2023 were recalculated to RMB 0.30 after the capital reserve transfer[89] - The company implemented a cash dividend in 2024, with the equity distribution completed on May 9, 2024[74] R&D and Innovation - R&D investment for the reporting period was RMB 122.4062 million, an increase of 19.45% year-over-year, accounting for 33.63% of revenue[35] - The company added 10 new patents and software copyright certificates during the reporting period[35] - R&D investment increased by 19.45% to 122,406,160.36 yuan, primarily due to increased share-based payment expenses[37] - The company's R&D investment in the first half of 2024 reached RMB 122.4062 million, a year-on-year increase of 19.45%, accounting for 33.63% of the operating revenue[73] - The company added 3 invention patents and 7 computer software copyrights in the first half of 2024[73] Business Expansion and Market Position - The company's payment electronicization business covered 33 provincial, 455 prefecture-level, 3,482 county-level, and 1,582 township-level financial units, serving nearly 28,000 bank branches[20] - The company completed 9,085 national cryptographic upgrades and 208 domestic innovation upgrades for agency banks and headquarter branches[21] - The company's budget management integration system completed adaptation testing with Huawei Cloud and obtained mutual recognition certificates[21] - The company's digital fiscal product was launched and applied in Guangdong and Suzhou, focusing on fiscal operation monitoring, budget execution supervision, and tax source analysis[22] - The Fujian Smart Review System served 110 project units, handled 30,407 transactions, and reviewed 148 projects, reducing expenditures by nearly RMB 700 million[22] - The company developed a digital township fiscal comprehensive service platform in Hubei's Xianfeng County, enabling real-time monitoring of fund allocation and project management[23] - The company assisted over ten provincial clients in upgrading their systems to align with the Budget Management Integration Specification 2.0 and Technical Standards V2.0[22] - The company obtained 8 mutual recognition certificates for its State-owned Enterprise Online Supervision Platform 2.0, adapting it to domestic innovation databases, operating systems, CPUs, and middleware[21] - The company's electronic monitoring platform covered regions including Shanghai, Guangxi, Sichuan, and Guangdong, as well as major banks such as Bank of China and Postal Savings Bank of China[21] - Non-tax payment electronic solution has been implemented in 11 provinces, covering 6,307 bank branches[25] - Electronic reconciliation service has been upgraded in 13 provinces, covering 8,274 bank branches[25] - Social security fund electronic solution has been implemented in 3 provinces and 25 districts/counties[25] - Medical insurance blockchain and electronic settlement certificate application covers 30 provinces, 4,300+ medical institutions, and 82 million+ data records on-chain[26] - Over 1,100,000 drug traceability data records from designated medical institutions have been on-chain in multiple provinces[26] - Accounting industry practice license electronic certificates have been implemented in 32 provinces, 341 cities, and 2,325 districts/counties[26] - Electronic voucher comprehensive service platform has expanded to 16 provinces, processing over 3 million electronic vouchers[27] - Budget unit accounting management system has been launched in 15 regions, serving 188,000 budget units[27] - Internal control information system has been established for nearly 600 units across 40+ projects[27] - Small and micro enterprise digital cloud financial platform has served nearly 8,000 small businesses in 3 provinces[28] - The company's electronic payment products have expanded application scenarios in areas such as medical insurance and accounting electronic vouchers[36] - The company's core product, the electronic voucher

董事、监事和高级管理人员所持本公司股份及其变动管理制度 第一章 总则 第一条 为加强北京中科江南信息技术股份有限公司（以下简称"公司"） 董事、监事和高级管理人员所持本公司股份及其变动的管理，维护证券市场秩序， 根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证券 法》（以下简称"《证劵法》"）、《上市公司董事、监事和高级管理人员所持本公司 股份及其变动管理规则》等有关法律、法规、规范性文件及《公司章程》的规定， 结合公司实际情况，制订本制度。 第二条 本制度适用于公司董事、监事和高级管理人员，其所持本公司股 份是指登记在其名下和利用他人账户持有的所有本公司股份。；从事融资融券交 易的，还包括记载在其信用账户内的本公司股份。 第三条 公司董事、监事和高级管理人员在买卖公司股票及其衍生品种前， 应知悉《公司法》、《证券法》等法律、法规、规范性文件关于内幕交易、操纵市 场等禁止行为的规定，不得进行违法违规的交易。 第二章 股份变动管理 第四条 公司董事、监事和高级管理人员所持本公司股份在下列情形下不 得转让： （一）公司股票上市交易之日起一年内； （二）本人离职后半年内； （三）公司因涉嫌 ...

股东会网络投票管理制度 第一章 总则 第一条 为规范北京中科江南信息技术股份有限公司（以下简称"本公司"、 "公司"）股东会网络投票业务，保护投资者特别是社会公众投资者的合法权益， 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司股东会规 则（2022年修订）》《深圳证券交易所创业板股票上市规则》《深圳证券交易所 上市公司股东大会网络投票实施细则（2020年修订）》（以下简称"《实施细则》"） 及有关法律法规、行政规章和《公司章程》，特制定本制度。 第二条 本制度所称公司股东，就公司某次股东会而言，特指在该次股东会 股权登记日登记在册的持有公司股份的所有股东。 第三条 本制度所称股东会网络投票是指公司股东通过深圳证券交易所（以 下简称"深交所"）网络投票系统行使表决权。网络投票系统包括深交所交易系统、 互联网投票系统（网址：http://wltp.cninfo.com.cn）。 公司可以选择使用现场投票辅助系统收集汇总现场投票数据，并委托深圳 证券信息有限公司合并统计网络投票和现场投票数据。 第四条 公司召开股东会，除现场会议投票外，应当向股东提供股东会网络 投票服务。 公司股东会现场会议应当在 ...

关联交易管理制度 第一章 总则 第一条 为保证公司与关联人之间发生的关联交易符合公平、公正、公开的 原则，确保公司关联交易行为不损害公司和全体股东的利益，根据法律、法规、 其他规范性文件及《公司章程》的规定，制定本制度。 第二条 公司的关联交易是指公司或控股子公司与关联人之间发生的转移 资源或义务的事项。 第三条 公司在确认和处理关联交易时，需遵循并贯彻以下基本原则： （一）尽量避免或减少与关联人之间的关联交易； （二）确定关联交易价格时，应遵循公平、公正、公开以及等价有偿的基本 商业原则； （三）对于发生的关联交易，应切实履行信息披露的有关规定； （四）公司在进行关联交易时，应当遵循诚实信用原则，不得损害全体股东 特别是中小股东的合法权益。 第二章 关联人和关联关系 第四条 关联关系，是指公司控股股东、实际控制人、董事、监事、高级管 理人员与其直接或者间接控制的企业之间的关系，以及可能导致公司利益转移的 其他关系。 第五条 对关联关系应当从关联人对公司进行控制或影响的具体方式、途径 及程度等方面进行实质判断。 第六条 公司关联人包括关联法人、关联自然人。 （六）公司与上述第（二）项所列法人仅因为受同一国有资 ...

董事会审计委员会工作规程 第一章 总则 第一条 为了强化董事会决策功能，做到事前审计、专业审计，确保董事 会对经理层的有效监督，完善公司治理结构，根据法律、法规、其他规范性文件 和《公司章程》的规定，公司特设立董事会审计委员会，并制定本规程。 第二条 董事会审计委员会是董事会按照《公司章程》设立的专门工作机 构，主要负责公司内、外部审计的沟通以及公司内部控制制度的监督和核查工作。 第二章 人员组成 第三条 审计委员会成员由 3 名不在公司担任高级管理人员的董事组成， 独立董事应当占过半数的比例，其中召集人（主任）应为会计专业人士。审计委 员会过半数成员不得在公司担任除董事以外的其他职务，且不得与公司存在任何 可能影响其独立客观判断的关系。 第四条 审计委员会委员由董事长、1/2 以上独立董事或者全体董事的 1/3 以上提名，并由董事会选举产生。 （五） 审核公司财务信息及其披露，包括但不限于公司相关财务报告、内 部审计部门的工作报告和外部审计工作报告； 第五条 审计委员会设主任（召集人）1 名，由独立董事委员担任，负责 主持委员会工作；主任由董事会任命。主任不能履行职务或不履行职务的，由半 数以上委员共同推举 ...