Investment Rating - The report maintains a "Buy" rating for the company [1] Core Views - The company achieved a revenue of 456 million yuan in 2023, representing a year-on-year growth of 26.89%, and a net profit of 84 million yuan, up 25.59% year-on-year [2] - The number of serviced power stations increased by 632 to 3,590, driving a revenue increase of 18.75% in power forecasting services [2] - The company is expanding into new market demands such as abnormal weather and long-cycle forecasting [2] - Revenue from grid-connected intelligent control systems and new energy management systems grew significantly due to the rapid increase in new energy installations [2] - The company is focusing on innovative business areas such as electricity trading, energy storage, and virtual power plants, which are expected to become new growth drivers [2] - The report projects net profits of 130 million, 172 million, and 225 million yuan for 2024, 2025, and 2026 respectively, with a current price-to-earnings ratio of 34 times for 2024 [2] Summary by Relevant Sections Financial Performance - In 2023, the company reported a revenue of 456 million yuan and a net profit of 84 million yuan, with Q4 revenue at 147 million yuan, showing a 5.56% year-on-year increase [2] - The gross margin improved to 69.48%, up 1.99 percentage points year-on-year, driven by higher-margin power forecasting service revenues [2] Business Expansion - The company expanded its service stations significantly, with a total of 3,590 stations by the end of 2023 [2] - Revenue from power forecasting services reached 160 million yuan, a year-on-year increase of 18.75% [2] - The intelligent control products for grid connection saw a revenue increase of 75.81% to 97 million yuan [2] - The new energy management system revenue surged by 125.15% to 45 million yuan [2] Innovation and Future Growth - The company has made significant strides in innovative business areas, with a 124.63% increase in revenue from innovative products to 25 million yuan [2] - The company has established a presence in electricity trading across five provinces and has completed multiple energy storage projects [2] - The report highlights the potential for substantial growth in the electricity trading and virtual power plant sectors [2]

Financial Performance - The company's operating revenue for 2023 was ¥456,223,051.36, representing a 26.89% increase compared to ¥359,530,635.90 in 2022[27]. - The net profit attributable to shareholders for 2023 was ¥84,246,545.40, up 25.59% from ¥67,082,109.52 in 2022[27]. - The net profit after deducting non-recurring gains and losses was ¥71,259,378.73, a 16.32% increase from ¥61,261,062.75 in 2022[27]. - The basic earnings per share for 2023 was ¥0.85, reflecting a 14.86% increase from ¥0.74 in 2022[27]. - The total assets at the end of 2023 were ¥1,398,598,529.53, a 12.93% increase from ¥1,238,492,764.06 at the end of 2022[27]. - The company's total operating cost for 2023 was ¥148,038,714.40, representing a 23.31% increase compared to ¥120,057,508.12 in 2022[140]. - The company reported a total of 12,673,300.00 yuan in other equity instrument investments, with a slight decrease of 0.08% compared to the previous period[160]. - The company reported a net profit attributable to shareholders of ¥32,425,030.00 in Q4 2023, compared to ¥30,557,890.00 in Q4 2022[136]. Dividend and Profit Distribution - The company plans to distribute a cash dividend of 4.5 yuan per 10 shares to all shareholders, based on a total of 99,249,682 shares[5]. - The board of directors has approved a profit distribution plan, with no bonus shares to be issued[5]. Market Expansion and Strategic Initiatives - The company is focusing on market expansion through strategic partnerships and collaborations[22]. - The company has expanded its market presence beyond China, successfully entering Southeast Asia, Central Asia, Africa, Europe, and South America[52]. - The company is actively pursuing market expansion strategies, including new product launches and technological advancements[196]. - The company is committed to supporting the development of new energy markets and technologies, aligning with national policies on energy transformation and carbon neutrality[79]. Renewable Energy and Technological Advancements - The company is committed to achieving carbon neutrality by 2060 and aims to peak carbon emissions before 2030[22]. - The company reported a significant growth in renewable energy capacity, with solar power installed capacity increasing by 55.2% to approximately 61 million kW in 2023[38]. - The company is focused on developing new energy information products and services, particularly in power forecasting and smart grid management[37]. - The company has developed a power prediction system for renewable energy plants, which includes short-term and ultra-short-term power forecasting services, essential for grid dispatching[57]. - The company is developing a new energy power prediction system to improve forecasting accuracy and reduce uncertainties in energy output[146]. - The company is leveraging artificial intelligence technologies to enhance its meteorological models and improve the precision of renewable energy forecasts[107]. Research and Development - The company has invested 20.72% of its revenue in R&D, resulting in 75 invention patents and 101 software copyrights, demonstrating its commitment to maintaining a competitive edge through innovation[102]. - The company has established a comprehensive R&D system to ensure accurate capitalization of development expenditures[150]. - The company is committed to continuous innovation in technology and product development to strengthen its market position and core competitiveness[108]. - The company has expanded its R&D team, particularly increasing the number of personnel aged 30-40 by 31.25%[147]. Risk Management and Compliance - The management discussion section outlines potential risks and corresponding mitigation strategies for the company's future development[5]. - The company recognizes risks from industry policy changes and market competition, and is establishing mechanisms to monitor policy dynamics and enhance its technological innovation to maintain competitive advantages[186][187]. - The company is closely monitoring changes in tax and subsidy policies to mitigate potential adverse impacts on its operations[190]. Customer Engagement and Service Quality - The company has seen a continuous increase in customer numbers, which supports rapid and stable growth in service fees, particularly in the emerging electricity trading market, which is expected to gain traction as provincial policies are implemented[95]. - The company has established a customer classification management system to effectively plan and track receivables, aiming to reduce bad debt risk[188]. - The company is committed to maintaining transparency and equal treatment of all shareholders during meetings[200]. Financial Management and Fund Utilization - The company has established a special account for the management of raised funds, ensuring proper usage and oversight[169]. - The company has committed to invest RMB 220 million in the new energy power prediction product and big data platform upgrade project, with 84.03% of the investment completed[171]. - The company has temporarily used RMB 120 million of idle raised funds to supplement working capital[170]. Future Outlook - The company plans to improve its market share in traditional business areas such as renewable energy power forecasting and grid control, utilizing more accurate forecasting technology and efficient product iterations[179]. - The company is actively developing a virtual power plant business, with plans to launch pilot projects by Q1 2024, targeting a market entry value of $10 million[194]. - The company aims to enhance its core competitiveness through continuous product innovation and strategic partnerships in the renewable energy sector[177].

长江证券承销保荐有限公司 关于国能日新科技股份有限公司 2023 年度定期现场检查报告 | 保荐人名称：长江证券承销保荐有限公司 | 被保荐公司简称：国能日新 | | --- | --- | | 保荐代表人姓名：伍俊杰 | 联系电话：021-61118978 | | 保荐代表人姓名：陈超 | 联系电话：021-61118978 | | 现场检查人员姓名：陈超、裴鑫妮、梁子平 | | | 现场检查对应期间：2023 年度 | | | 现场检查时间：2024 年 4 月 8 日-2024 年 4 月 11 日 | | | 一、现场检查事项 | 现场检查意见 | | （一）公司治理 | 是 否 不适用 | | 现场检查主要手段（包括但不限于本指引第三十三条所列）： | | | 1.公司章程和公司治理制度是否完备、合规 | √ | | 2.公司章程和三会规则是否得到有效执行 | √ | | 3.三会会议记录是否完整，时间、地点、出席人员及会议内容 等要件是否齐备，会议资料是否保存完整 | √ | | 4.三会会议决议是否由出席会议的相关人员签名确认 | √ | | 5.公司董监高是否按照有关法律、行政法规、部门规章、 ...

证券代码：301162 证券简称：国能日新 公告编号：2024-071 关于使用部分暂时闲置募集资金进行现金管理的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记载、 误导性陈述或重大遗漏。 国能日新科技股份有限公司（以下简称"公司"或"国能日新"）于 2024 年 4 月 12 日召开第二届董事会第三十次会议和第二届监事会第二十八次会议，分别 审议通过了《关于使用部分暂时闲置募集资金进行现金管理的议案》，同意在确 保公司募投项目所需资金和保证募集资金安全及公司正常经营运作的前提下，使 用金额不超过 1.5 亿元（含本数）的暂时闲置募集资金（含超募资金）进行现金 管理，用于购买安全性高、流动性好的理财产品，上述额度自公司股东大会审议 通过之日起 12 个月内有效，在上述使用期限及额度范围内，资金可以循环滚动 使用，独立董事专门会议审核并发表了同意的独立意见，保荐机构出具了核查意 见。本议案尚需提交 2023 年年度股东大会审议。现将具体情况公告如下： 一、募集资金基本情况 根据中国证券监督管理委员会《关于同意国能日新科技股份有限公司首次公 开发行股票注册的批复》（证监许可〔2022〕 ...

国能日新科技股份有限公司 独立董事候选人声明与承诺 （谢会生） 声明人谢会生作为国能日新科技股份有限公司第三届董事会独立董事候 选人，已充分了解并同意由提名人国能日新科技股份有限公司董事会提名为国 能日新科技股份有限公司（以下简称"该公司"）第三届董事会独立董事候选 人。现公开声明和保证，本人与该公司之间不存在任何影响本人独立性的关系， 且符合相关法律、行政法规、部门规章、规范性文件和深圳证券交易所业务规 则对独立董事候选人任职资格及独立性的要求，具体声明并承诺如下事项： 一、本人已经通过国能日新科技股份有限公司第二届董事会提名委员会或 者独立董事专门会议资格审查，提名人与本人不存在利害关系或者其他可能影 响独立履职情形的密切关系。 ☑ 是 □ 否 如否，请详细说明：_____________________________ ☑ 是 □ 否 如否，请详细说明：______________________________ 三、本人符合中国证监会《上市公司独立董事管理办法》和深圳证券交易 所业务规则规定的独立董事任职资格和条件。 ☑ 是 □ 否 如否，请详细说明：_________________________ ...

证券代码：301162 证券简称：国能日新 公告编号：2024-076 国能日新科技股份有限公司 关于董事会、监事会换届选举的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 国能日新科技股份有限公司（以下简称"公司"）第二届董事会、监事会任 期即将届满，为保障公司董事会、监事会工作的连续性和稳定性，公司于 2024 年 4 月 12 日召开第二届董事会第三十次会议、第二届监事会第二十八次会议， 分别审议通过了《关于公司董事会换届选举暨提名第三届董事会非独立董事候选 人的议案》、《关于公司董事会换届选举暨提名第三届董事会独立董事候选人的 议案》和《关于公司监事会换届选举暨提名第三届监事会非职工代表监事候选人 的议案》，并提请公司 2023 年年度股东大会审议。现将相关事项公告如下： 一、董事会换届选举情况 公司第三届董事会由 8 名董事组成，包括 5 名非独立董事和 3 名独立董事。 经董事会提名委员会资格审查，公司董事会同意提名雍正先生、丁江伟先生、周 永先生、王彩云女士、向婕女士为公司第三届董事会非独立董事候选人（简历详 见附件 1）；公司董事会同意提 ...

长江证券承销保荐有限公司 关于国能日新科技股份有限公司 使用闲置自有资金进行现金管理的核查意见 长江证券承销保荐有限公司（以下简称"长江保荐"或"保荐机构"）作为 国能日新科技股份有限公司（以下简称"国能日新"或"公司"）首次公开发行 股票并在创业板上市的持续督导保荐机构，依据《证券发行上市保荐业务管理 办法》《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司自律 监管指引第 2 号——创业板上市公司规范运作》《深圳证券交易所上市公司自律 监管指引第 13 号——保荐业务》等有关规定，就国能日新使用闲置自有资金进 行现金管理的事项进行了审慎核查，具体情况如下： 一、本次拟使用闲置自有资金进行现金管理的具体情况 （一）投资目的 提高自有资金使用效率、合理利用闲置自有资金；在保证公司及控股子公 司日常经营资金需求的前提下，获取一定投资回报。 （二）投资品种 公司及控股子公司将按照相关规定严格控制风险，对理财产品进行严格评 估，选择安全性高、流动性好、风险可控、且投资期限最长不超过 12 个月的投 资产品，包括但不限于结构性存款、大额存单等安全性高的产品，不会影响公 司正常经营所需资金的使用。购买渠道包括 ...

证券代码：301162 证券简称：国能日新 公告编号：2024-070 国能日新科技股份有限公司 关于使用闲置自有资金进行现金管理的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 国能日新科技股份有限公司（以下简称"公司"或"国能日新"）于 2024 年 4 月 12 日召开第二届董事会第三十次会议和第二届监事会第二十八次会议，分别 审议通过了《关于使用闲置自有资金进行现金管理的议案》，同意在保证公司及 控股子公司正常经营和发展所需资金的情况下，同时在保证流动性和资金安全的 前提下，公司及控股子公司拟使用不超过人民币 4 亿元（含本数）闲置自有资金 进行现金管理，用于投资金融机构安全性高、流动性好、风险可控、期限在 12 个月以内的理财产品，有效期自公司股东大会审议通过之日起 12 个月内。在上 述使用期限及额度范围内，资金可以循环滚动使用，独立董事专门会议审核并发 表了同意的独立意见，保荐机构出具了核查意见。本议案尚需提交 2023 年年度 股东大会审议。现将具体情况公告如下： 一、本次拟使用闲置自有资金进行现金管理的具体情况 1、投资目的 提高自有资 ...

国能日新科技股份有限公司 独立董事提名人声明与承诺 （谢会生） 提名人国能日新科技股份有限公司董事会现就提名 谢会生 为国能日新 科技股份有限公司第三届董事会独立董事候选人发表公开声明。被提名人已书 面同意作为国能日新科技股份有限公司第三届董事会独立董事候选人（参见该 独立董事候选人声明）。本次提名是在充分了解被提名人职业、学历、职称、 详细的工作经历、全部兼职、有无重大失信等不良记录等情况后作出的，本提 名人认为被提名人符合相关法律、行政法规、部门规章、规范性文件和深圳证 券交易所业务规则对独立董事候选人任职资格及独立性的要求，具体声明并承 诺如下事项： 一、被提名人已经通过国能日新科技股份有限公司第二届董事会提名委员 会或者独立董事专门会议资格审查，提名人与被提名人不存在利害关系或者其 他可能影响独立履职情形的密切关系。 ☑ 是 □ 否 如否，请详细说明：______________________________ 二、被提名人不存在《中华人民共和国公司法》第一百四十六条等规定不 得担任公司董事的情形。 ☑ 是 □ 否 如否，请详细说明：______________________________ 三、被 ...

国能日新科技股份有限公司 独立董事候选人声明与承诺 （杨挺） 声明人杨挺作为国能日新科技股份有限公司第三届董事会独立董事候选 人，已充分了解并同意由提名人国能日新科技股份有限公司董事会提名为国能 日新科技股份有限公司（以下简称"该公司"）第三届董事会独立董事候选人。 现公开声明和保证，本人与该公司之间不存在任何影响本人独立性的关系，且 符合相关法律、行政法规、部门规章、规范性文件和深圳证券交易所业务规则 对独立董事候选人任职资格及独立性的要求，具体声明并承诺如下事项： 一、本人已经通过国能日新科技股份有限公司第二届董事会提名委员会或 者独立董事专门会议资格审查，提名人与本人不存在利害关系或者其他可能影 响独立履职情形的密切关系。 ☑ 是 □ 否 如否，请详细说明：_____________________________ 二、本人不存在《中华人民共和国公司法》第一百四十六条等规定不得担 任公司董事的情形。 五、本人已经参加培训并取得证券交易所认可的相关培训证明材料（如有）。 如否，请详细说明：______________________________ 三、本人符合中国证监会《上市公司独立董事管理办法》和深圳 ...