则全文 中涉及 上述内 容将会 全部更 新 关于上海阿莱德实业股份有限公司 首次公开发行股票并在创业板上市申请文件 的第三轮审核问询函中有关问题的专项说明 大华核字[2021]003380 号 大 华 会 计 师 事 务 所 (特 殊 普 通 合 伙 ) Da Hua Certified Public Accountants（Special General Partnership） ［右键单击上一行首，选择更新域键入公司名称的全称］ ［右键单击上一行首，选择更新域键入公司名称的简称］ 更新域：按"Ctrl+A"组合键，选择全文后，按下 F9 键（或点右键，选择"更新域"）， 关于上海阿莱德实业股份有限公司 首次公开发行股票并在创业板上市申请文件的 第三轮审核问询函中有关问题的专项说明 目 录 页 次 一、 首次公开发行股票并在创业板上市申请文件 的第三轮审核问询函中有关问题的专项说明 1-79 二、 事务所及注册会计师执业资质证明 首次公开发行股票并在创业板上市申请文件的第三轮审核 问询函中有关问题的专项说明 大华核字[2021]003380号 深圳证券交易所： 由兴业证券股份有限公司转来的《关于上海阿莱德实 ...

兴业证券股份有限公司 关于上海阿莱德实业股份有限公司 使用部分超募资金永久补充流动资金的核查意见 兴业证券股份有限公司（以下简称"兴业证券"或"保荐机构"）作为上海 阿莱德实业股份有限公司（以下简称"阿莱德"或"公司"）首次公开发行股票 并上市及持续督导的保荐机构，根据《证券发行上市保荐业务管理办法》、《深 圳证券交易所创业板股票上市规则》和《深圳证券交易所上市公司自律监管指引 第2号——创业板上市公司规范运作》等相关规定，对阿莱德拟使用部分超募资 金永久补充流动资金事项进行了专项核查，并出具核查意见如下： 一、募集资金基本情况 经中国证券监督管理委员会（以下简称"中国证监会"）《关于同意上海阿莱 德实业股份有限公司首次公开发行股票注册的批复》（证监许可【2022】2648 号） 同意注册，公司首次公开发行人民币普通股（A 股）股票 2,500.00 万股，每股面 值 1 元，每股发行价格为人民币 24.80 元，募集资金总额为人民币 62,000.00 万 元，扣除与本次发行有关的费用人民币 7,755.61 万元（不含增值税）后募集资金 净额为人民币54,244.39万元。募集资金已于2023年2月6日划 ...

兴业证券股份有限公司 关于上海阿莱德实业股份有限公司 2023年度募集资金存放与使用情况的核查意见 兴业证券股份有限公司（以下简称"兴业证券"或"保荐机构"）作为上海 阿莱德实业股份有限公司（以下简称"阿莱德"或"公司"）首次公开发行股票 并上市的持续督导机构，根据《证券发行上市保荐业务管理办法》《深圳证券交 易所创业板股票上市规则》和《深圳证券交易所上市公司自律监管指引第2号—— 创业板上市公司规范运作》等相关规定，对2023年度募集资金存放和使用情况进 行了专项核查，并发表如下核查意见： 一、募集资金基本情况 （一）实际募集资金金额及到账情况 经中国证券监督管理委员会《关于同意上海阿莱德实业股份有限公司首次公 开发行股票注册的批复》（证监许可【2022】2648 号）同意注册，公司首次公开 发行人民币普通股（A 股）股票 2,500.00 万股，每股面值 1 元，每股发行价格为 人民币 24.80 元，募集资金总额为人民币 62,000.00 万元，扣除与本次发行有关 的费用人民币 7,755.61 万元（不含增值税）后募集资金净额为人民币 54,244.39 万元。募集资金已于 2023 年 2 月 6 ...

根据《上市公司独立董事管理办法》《深圳证券交易所创业板股票上市规则》 《深圳证券交易所上市公司自律监管指引第2号——创业板上市公司规范运作》 等规定和要求，上海阿莱德实业股份有限公司（以下简称"公司"）董事会，就公 司独立董事宋长发先生、张泽平先生和王锦山先生的独立性情况进行评估并出具 如下专项意见： 经核查独立董事宋长发先生、张泽平先生和王锦山先生的任职经历以及签署 的相关自查文件，上述人员未在公司担任除独立董事以外的任何职务，也未在公 司主要股东公司担任任何职务，与公司以及主要股东之间不存在利害关系或者其 他可能妨碍其进行独立客观判断的关系，公司独立董事符合《上市公司独立董事 管理办法》《深圳证券交易所上市公司自律监管指引第2号——创业板上市公司规 范运作》等规定中对独立董事独立性的相关要求。 上海阿莱德实业股份有限公司董事会 2024年4月25日 上海阿莱德实业股份有限公司 关于独立董事独立性自查情况的专项报告 ...

情况汇总表 单位：万元 | | 资金占用 | 占用方与上市 | 上市公司核 | 2023 年期初 | 2023 年度占用 | 2023 年度占 | 2023 年度偿 | 2023 年期末 | 占用形 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 非经营性资金占用 | 方名称 | 公司的关联关 | 算的会计科 | 占用资金余 | 累计发生金额 | 用资金的利息 | 还累计发生 | 占用资金余 | 成原因 | 占用性质 | | | | 系 | 目 | 额 | （不含利息） | （如有） | 金额 | 额 | | | | 控股股东、实际控制人 | | | | | | | | | | | | 及其附属企业 | | | | | | | | | | | | 小计 | - | - | - | | | | | | | - | | 前控股股东、实际控制 | | | | | | | | | | | | 人及其附属企业 | | | | | | | | | | | | 小计 | - | - | - | | | | | | | - | ...

证券代码：301419 证券简称：阿莱德 公告编号：2024-013 上海阿莱德实业股份有限公司 2023 年度募集资金存放与使用情况的专项报告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 根据《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要 求》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运 作》等相关法律、法规和规范性文件的规定，上海阿莱德实业股份有限公司（以 下简称"公司"）董事会将 2023 年度募集资金存放与使用情况说明如下： 一、募集资金基本情况 （一）实际募集资金金额及到账情况 经中国证券监督管理委员会《关于同意上海阿莱德实业股份有限公司首次公 开发行股票注册的批复》（证监许可【2022】2648 号）同意注册，公司首次公开 发行人民币普通股（A 股）股票 2,500.00 万股，每股面值 1 元，每股发行价格为 人民币 24.80 元，募集资金总额为人民币 62,000.00 万元，扣除与本次发行有关 的费用人民币 7,755.61 万元（不含增值税）后募集资金净额为人民币 54,244.39 万元 ...

上海阿莱德实业股份有限公司 审计报告 大华审字[2024]0011000744 号 大华会计师事务所 ( 特 殊 普 通 合 伙 ) DaHuaCertifiedPublicAccountants（SpecialGeneralPartnership） ［右键单击上一行首，选择更新域键入公司名称的全称］ ［右键单击上一行首，选择更新域键入公司名称的简称］ 上海阿莱德实业股份有限公司 审计报告及财务报表 （2023 年 1 月 1 日至 2023 年 12 月 31 日止） | | | 录 目 | 次 页 | | --- | --- | --- | --- | | 一、 | 审计报告 | | 1-6 | | 二、 | 已审财务报表 | | | | | 合并资产负债表 | | 1-2 | | | 合并利润表 | | 3 | | | 合并现金流量表 | | 4 | | | 合并股东权益变动表 | | 5-6 | | | 母公司资产负债表 | | 7-8 | | | 母公司利润表 | | 9 | | | 母公司现金流量表 | | 10 | | | 母公司股东权益变动表 | | 11-12 | | | 财务报表附注 | ...

上海阿莱德实业股份有限公司 2023 年度内部控制自我评价报告 上海阿莱德实业股份有限公司 2023 年度内部控制自我评价报告 上海阿莱德实业股份有限公司全体股东： 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要 求（以下简称"企业内部控制规范体系"），结合上海阿莱德实业股份有限公司（以 下简称"公司"）内部控制制度和评价办法，在内部控制日常监督和专项监督的基 础上，公司董事会对公司截至 2023 年 12 月 31 日的内部控制有效性进行了评价。 一、重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其 有效性，并如实披露内部控制评价报告是公司董事会的责任。监事会对董事会建 立和实施内部控制进行监督。 管理层负责组织领导企业内部控制的日常运行。公司董事会、监事会及董事、 监事、高级管理人员保证本报告内容不存在任何虚假记载、误导性陈述或重大遗 漏，并对报告内容的真实性、准确性和完整性承担个别及连带法律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及 相关信息真实完整，提高经营效率和效果，促进实现发展战略。由于内部控制存 在的固有局限性，故仅 ...

Financial Performance - The company's revenue for Q1 2024 was ¥63,731,803.57, a decrease of 31.43% compared to ¥92,939,378.59 in the same period last year[5] - Net profit attributable to shareholders was ¥4,405,352.91, down 57.04% from ¥10,255,221.70 year-on-year[5] - The net profit after deducting non-recurring gains and losses was ¥4,174,131.33, reflecting a decline of 58.43% compared to ¥10,041,386.87 in the previous year[5] - Basic and diluted earnings per share were both ¥0.0441, down 64.18% from ¥0.1231 in the previous year[8] - Net profit for the quarter was ¥4,043,729.23, down 60.4% from ¥10,204,406.48 in the same period last year[18] - The company experienced a total comprehensive income of ¥4,217,901.29, down 58.2% from ¥10,104,500.24 in the previous year[18] Cash Flow and Assets - The net cash flow from operating activities was ¥21,432,170.33, a decrease of 31.01% from ¥31,064,875.15 in the same period last year[8] - The company reported a net cash flow from operating activities of ¥21,432,170.33, a decline of 30.9% compared to ¥31,064,875.15 in the previous year[20] - Cash and cash equivalents at the end of the period stood at ¥526,404,972.54, slightly up from ¥524,772,343.71 at the end of the previous period[21] - The company's cash and cash equivalents increased to ¥526,404,972.54 from ¥524,130,162.16[14] - Total assets at the end of the reporting period were ¥1,034,946,467.27, a decrease of 1.55% from ¥1,051,265,223.94 at the end of the previous year[5] - As of March 31, 2024, the total assets amount to ¥1,034,946,467.27, a decrease from ¥1,051,265,223.94 at the beginning of the period[15] Shareholder Information - Shareholders' equity attributable to shareholders was ¥956,438,932.54, an increase of 0.48% from ¥951,859,407.09 at the end of the previous year[5] - The total equity attributable to shareholders increased to ¥956,438,932.54 from ¥951,859,407.09[16] - The total number of ordinary shareholders at the end of the reporting period was 11,835[9] - The company has released 19,800,000 shares from lock-up, accounting for 19.80% of the total share capital, with 10,350,000 shares available for trading[12] - The company has a total of 100,000,000 shares outstanding, with no changes in the share capital[16] Operating Costs and Expenses - Total operating costs decreased to ¥58,053,728.60 from ¥81,972,318.25, reflecting a reduction of 29.1%[17] - Research and development expenses were ¥7,190,852.72, down 12.8% from ¥8,241,347.98 in the previous year[17] - The company incurred a financial expense of -¥4,335,711.49, a significant improvement compared to a financial expense of ¥3,029,766.41 in the previous period[17] Market Performance - The decline in revenue was primarily due to the underperformance of the 5G communication market construction[7] - The company reported non-recurring gains of ¥231,221.58 for the period, primarily from government subsidies[6] Inventory and Receivables - Accounts receivable decreased to ¥80,219,217.19 from ¥97,822,450.06, indicating a reduction of approximately 18.06%[14] - Inventory decreased slightly to ¥44,329,942.04 from ¥45,777,084.23, a decline of about 3.17%[14] - Total current liabilities decreased to ¥70,854,218.58 from ¥90,400,422.31, a reduction of approximately 21.63%[15] - Non-current liabilities decreased to ¥7,600,429.77 from ¥8,590,884.00, a decline of approximately 11.52%[15]

Financial Performance - The company's operating revenue for 2023 was ¥387,241,023.09, a decrease of 2.82% compared to ¥398,489,402.15 in 2022[21]. - The net profit attributable to shareholders for 2023 was ¥56,713,832.01, down 23.64% from ¥74,269,783.06 in 2022[21]. - Basic earnings per share decreased by 40.24% to ¥0.5918 in 2023 from ¥0.9903 in 2022[21]. - Total assets at the end of 2023 reached ¥1,051,265,223.94, reflecting a 49.87% increase from ¥701,442,241.54 at the end of 2022[21]. - The net assets attributable to shareholders increased by 136.47% to ¥951,859,407.09 at the end of 2023, compared to ¥402,520,640.29 at the end of 2022[21]. - The company reported a total of 25 national-level 5G-related policies and 128 provincial-level policies, indicating a supportive policy environment for 5G development[31]. - The company received government subsidies amounting to ¥6,245,243.53 in 2023, significantly higher than ¥1,803,913.96 in 2022[27]. - The company experienced a net loss of ¥560,039.50 in the fourth quarter of 2023, contrasting with profits in the earlier quarters[23]. Cash Flow and Investments - Cash flow from operating activities increased significantly by 139.23% to ¥154,627,202.73 in 2023, compared to ¥64,635,650.96 in 2022[21]. - The net cash flow from financing activities surged by 2,565.94% to ¥328,070,423.25, primarily due to the initial public offering and loan repayments[94]. - The net increase in cash and cash equivalents reached ¥421,303,097.26, a remarkable rise of 5,003.71% compared to the previous year[93]. - Investment cash flow showed a significant increase of 4,129.27% to ¥31,255,000.00, indicating strong investment activities[93]. - The company has invested a total of 338.65 million yuan in various projects, with 249.97 million yuan already utilized[112]. Governance and Compliance - The company has outlined its governance structure and responsibilities in the report, emphasizing accountability[4]. - The company has established 12 governance systems, including the Independent Director Special Meeting System and the Accountant Firm Selection System, to enhance governance structure[136]. - The company maintains independence from its controlling shareholder in business, personnel, assets, and finance, ensuring no interference in decision-making[144]. - The company has conducted regular and timely information disclosures, ensuring all shareholders have equal access to information[142]. - The company has established a sound corporate governance structure, with independent decision-making capabilities across its various departments[149]. Research and Development - The company added 12 new patents during the reporting period, including 8 invention patents and 4 utility model patents, bringing the total to 240 patents as of December 31, 2023[61]. - R&D expenses increased by 36.22% to CNY 36,348,437.71, primarily due to increased direct investment[86]. - The number of R&D personnel increased by 5.97% to 71, with a notable rise in master's degree holders by 55.56%[88]. - The company aims to expand R&D investment and enhance product upgrades, focusing on new material formulation research and production process optimization[121]. Market Presence and Strategy - The company has subsidiaries and joint ventures in various regions, including India and Estonia, indicating a broad market presence[13]. - The company is expanding into new markets by establishing subsidiaries focused on metal technology and precision molding, as well as launching an automotive division to enter the electric vehicle and artificial intelligence sectors[63]. - The company plans to explore new markets in the automotive sector, particularly in areas like new energy vehicle thermal management systems and intelligent driving[124]. - The company plans to continue expanding its market presence through strategic investments in new technologies and products[112]. Product Development and Innovation - The company has developed high-performance thermal interface materials with thermal conductivity coefficients reaching up to 15 W/m·K for insulation and high thermal conductivity applications[51]. - The company has implemented a centralized feeding system and fully automated production lines to improve production stability and efficiency[47]. - The company offers a comprehensive solution for EMI shielding materials, including material analysis and product optimization[49]. - The company has introduced a new product line that is expected to generate an additional 200 million yuan in revenue within the first year of launch[173]. Shareholder and Dividend Information - The company plans to distribute a cash dividend of 5 RMB per 10 shares to all shareholders, based on a total of 100,000,000 shares[3]. - The total cash dividend represents 100% of the distributable profit of 199,015,458.08 yuan[192]. - The profit distribution proposal has been approved by the board and will be submitted for shareholder approval[193]. Employee and Management Structure - The total number of employees at the end of the reporting period is 442, with 200 in the parent company and 242 in major subsidiaries[186]. - The company emphasizes a compensation policy that aligns employee responsibilities and benefits, aiming for internal fairness and market competitiveness[187]. - The training program focuses on enhancing employee skills across three main areas: onboarding new employees, skill improvement for existing employees, and leadership development for management[188]. - The company’s executive team includes experienced professionals with backgrounds in engineering, sales, and management[155][156]. Risks and Challenges - The report emphasizes the importance of risk awareness regarding future plans and performance forecasts, indicating potential operational risks[3]. - The company faces risks related to technology and product development, particularly in the fast-evolving telecommunications industry, which requires significant R&D investment to maintain competitiveness[129]. - The company is exposed to industry volatility risks, which could lead to reduced capital expenditures by operators and subsequently affect procurement from communication component suppliers[130].