（杨奇峰） 各位股东及股东代表： 本人经青岛盘古智能制造股份有限公司（（以下简称（ 公司"）于 2023 年 11 月 10 日召开的 2023 年第三次临时股东大会正式选举为公司的第二届董事会独 立董事。作为公司独立董事，在任职期间，本人严格按照《公司法》《证券法》 《上市公司独立董事管理办法》《深圳证券交易所上市公司自律监管指引第 2 号 ——创业板上市公司规范运作》等法律、法规和规范性文件及（《公司章程》的规 定，恪尽职守、勤勉尽责、依法履职，积极出席相关会议，对职责范围内的各项 议案认真审议，依托专业知识为公司经营决策和规范运作提出意见和建议，充分 发挥独立董事的作用，切实维护公司和股东特别是中小股东的合法利益。现将本 人 2023 年度任职期间履行独立董事职责的情况报告如下： 一、独立董事的基本情况 本人杨奇峰，出生于 1967 年 1 月，中国国籍，无境外永久居留权，硕士学 历。曾任青岛啤酒第二有限公司工程师、主任，青岛可口可乐饮料有限公司生产 /工程经理，艾默生电机（中国）有限公司运营总监，法罗力热能设备（中国） 有限公司首席运营官，青岛圣戈班玻璃有限公司总经理，法国 HMY 集团（（中国区） ...

Financial Performance - The company's operating revenue for 2023 was approximately ¥409.32 million, representing a 19.19% increase compared to ¥343.43 million in 2022 [21]. - The net profit attributable to shareholders for 2023 was approximately ¥110.72 million, a 2.29% increase from ¥108.24 million in 2022 [21]. - The total assets at the end of 2023 reached approximately ¥2.22 billion, a substantial increase of 177.71% from ¥800.75 million at the end of 2022 [21]. - The net assets attributable to shareholders increased by 200.19% to approximately ¥2.07 billion from ¥689.26 million in 2022 [21]. - The company achieved a total operating revenue of CNY 409.32 million in 2023, representing a year-on-year growth of 19.19% [64]. - The net profit attributable to shareholders reached CNY 110.72 million, an increase of 2.29% compared to the previous year [64]. - The company's total assets amounted to CNY 2.22 billion, reflecting a year-on-year increase of 177.71% [64]. Dividend and Shareholder Returns - The company plans to distribute a cash dividend of 2.00 RMB per 10 shares to all shareholders, based on a total of 148,584,205 shares [5]. - The cash dividend represents 100% of the total distributable profit of CNY 325,596,087.66 for the year [181]. - The company ensures that minority shareholders have ample opportunity to express their opinions and protect their rights during the profit distribution process [181]. Risk Management and Compliance - The report emphasizes the importance of risk awareness regarding forward-looking statements and potential risks associated with future plans [5]. - The company has established a risk management organization comprising the board's audit committee and internal audit department to oversee internal control management [189]. - The internal control evaluation report indicated that 100% of the company's consolidated financial statement assets and revenues were included in the evaluation scope [192]. - The company did not face any administrative penalties related to environmental issues during the reporting period, adhering to relevant environmental laws and regulations [196]. - The company is committed to sustainable development and has implemented measures to fulfill its environmental responsibilities without incurring penalties [196]. Research and Development - The company invested CNY 19.77 million in R&D, accounting for 4.83% of its revenue, and increased its R&D personnel by 46.15% to 57 [57]. - The company successfully completed the R&D of a wind power hydraulic pitch system in 2023, achieving international advanced levels [82]. - The company plans to enhance its R&D capabilities by establishing a new laboratory at the Shanghai R&D center and optimizing the R&D team structure to maintain a competitive edge in the industry [110]. - The company will focus on increasing R&D investment to improve the efficiency and speed of new product and technology development [109]. Market Expansion and Product Development - The company has outlined its strategies for market expansion and new product development in the annual report [16]. - The company is focusing on the wind power sector, which is expected to continue growing with the installation of large-scale wind and photovoltaic bases [32]. - The company aims to enhance its core competitiveness in the lubricating and hydraulic systems by accelerating project construction and expanding production capacity in 2024 [107]. - The company is implementing a diversified marketing strategy combining direct sales and agency models to accelerate market penetration in non-wind power sectors [114]. - The company is addressing potential risks related to overseas market expansion by establishing a subsidiary in Germany and recruiting experienced overseas market personnel [119]. Governance and Management - The company established a governance structure with a shareholders' meeting, board of directors, and supervisory board, ensuring independent operation without interference from controlling shareholders [141]. - The company has a robust independent personnel management system, ensuring no interference in personnel decisions from controlling shareholders [142]. - The company is committed to maintaining independent governance and management practices to enhance operational efficiency [143]. - The company held multiple board meetings throughout 2023, including significant decisions on financial reports and management remuneration plans [166]. Employee Management and Compensation - The company has a market-oriented compensation system that aligns employee performance with remuneration and promotion opportunities [176]. - The total remuneration paid to directors, supervisors, and senior management in 2023 amounted to CNY 3.6677 million [163]. - The company established a performance evaluation and incentive mechanism for senior management, linking their compensation directly to the company's operational performance [187]. - The company has implemented a stock incentive plan, granting 5.5 million restricted stocks at a price of CNY 16.90 per share to 72 eligible recipients [184]. Financial Management and Investments - The company raised a total of ¥1,410,214,000.00 from its IPO, with a net amount of ¥1,287,700,643.29 after deducting issuance costs [98]. - The company has utilized a total of RMB 341.44 million from the raised funds for investment projects as of December 31, 2023 [99]. - The company has not made any adjustments to its profit distribution policy during the reporting period, ensuring compliance with its articles of association [178]. - The company is preparing for its initial public offering (IPO) and has extended the authorization period for related decisions [166].

国金证券股份有限公司 关于青岛盘古智能制造股份有限公司 2023 年年度跟踪报告 | 保荐机构名称：国金证券股份有限公司 | 被保荐公司简称：盘古智能 | | --- | --- | | 保荐代表人姓名：俞乐 | 联系电话：021-68826021 | | 保荐代表人姓名：黎慧明 | 联系电话：021-68826021 | 一、保荐工作概述 四、其他事项 2 | 报告事项 | 说明 | | --- | --- | | 1.保荐代表人变更及其理由 | 无 | | 2.报告期内中国证监会和本所对保荐机构或者其保荐的公司采 | 无 | | 取监管措施的事项及整改情况 | | | 3.其他需要报告的重大事项 | 无 | 3 | 项目 | 工作内容 | | --- | --- | | 1、公司信息披露审阅情况 | - | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 不适用 | | 2、督导公司建立健全并有效执行规章制度的情况 | - | | （1）是否督导公司建立健全规章制度（包括但不限于 | 是，保荐代表人已督导公司建立健 | | 防止关联方占用公司资源的制度、 ...

青岛盘古智能制造股份有限公司 2023 年度独立董事述职报告 （徐格宁） 各位股东及股东代表： 本人作为青岛盘古智能制造股份有限公司（（以下简称（ 公司"）的独立董事， 严格按照（ 公司法》 证券法》 上市公司独立董事管理办法》 深圳证券交易 所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等法律、法规和 规范性文件及（ 公司章程》的规定，忠实、勤勉地履行职责，积极出席相关会议， 认真审议各项议案，并以谨慎的态度对公司重大事项发表了意见，充分发挥独立 董事的作用，切实维护公司和股东特别是中小股东的利益。 本人因任期届满于 2023 年 11 月 10 日公司召开 2023 年第三次临时股东大 会选举产生新一届董事会后正式离任，不再担任公司任何职务。现将本人 2023 年度任职期间履行独立董事职责的情况报告如下： 一、独立董事的基本情况 本人徐格宁，出生于 1955 年 5 月，中国国籍，中共党员，太原科技大学教 授、博士生导师，曾获中国机械工业科技专家、国务院政府特殊津贴、全国优秀 教师、中共山西省委联系的高级专家、山西省研究生教育优秀导师、山西省教学 名师、全国重型机械工业行业优秀科技工作者等荣 ...

一、聘任总经理的情况 青岛盘古智能制造股份有限公司（以下简称"公司"）董事会近日收到公司 董事长、总经理邵安仓先生的书面辞职报告，为进一步提升公司管理效能，推动 公司可持续发展，邵安仓先生决定辞去公司总经理职务，将主要精力集中在董事 长工作职责和公司研发创新、市场开拓领域。邵安仓先生的辞职报告自送达董事 会之日已生效。邵安仓先生辞去总经理职务后，继续担任公司董事长及董事会专 门委员会相关职务。邵安仓先生持有公司股份 45,932,362 股。 经公司董事长邵安仓先生提名，并经董事会提名委员会资格审核通过后，公 司第二届董事会第五次会议审议通过了《关于聘任总经理的议案》，同意聘任路 伟先生为公司总经理（简历详见附件），任期自本次董事会审议通过之日起至第 二届董事会届满之日止。 证券代码：301456 证券简称：盘古智能 公告编号：2024-018 青岛盘古智能制造股份有限公司 关于聘任总经理的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 特此公告。 青岛盘古智能制造股份有限公司董事会 2024 年 4 月 26 日 附件： 路伟先生简历 路伟先生：出生于 ...

证券代码：301456 证券简称：盘古智能 公告编号：2024-012 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 根据中国证券监督管理委员会《上市公司监管指引第 2 号——上市公司募集 资金管理和使用的监管要求》及《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》的规定，青岛盘古智能制造股份有限公司（以 下简称"公司"）将 2023 年度募集资金存放与使用情况报告如下： 一、募集资金基本情况 （一）实际募集资金金额、资金到位时间 根据中国证券监督管理委员会《关于同意青岛盘古智能制造股份有限公司首 次公开发行股票注册的批复》（证监许可〔2023〕1178 号），公司获准向社会公 开发行人民币普通股（A 股）股票 3,715 万股，每股面值人民币 1 元，发行价格 为人民币 37.96 元/股，募集资金总额为人民币 1,410,214,000.00 元，扣除各项 发行费用人民币 122,513,356.71 元（不含税），实际募集资金净额为人民币 1,287,700,643.29 元。 上述募集资金已于 2023 年 7 月 10 日 ...

青岛盘古智能制造股份有限公司 非经营性资金占用及其他关联资金 往来情况汇总表的专项审核报告 ZHONGXINGHUA CERTIFIED PUBLIC ACCOUNTANTS LLP 地址：北京市丰台区丽泽路 20 号丽泽 SOHO Ｂ座 20 层 邮编：100073 电话：(010) 51423818 传真：(010) 51423816 目 录 一、专项说明 二、附表 中兴华会计师事务所(特殊普通合伙) 中 兴 华 会 计 师 事 务 所 （ 特 殊 普 通 合 伙 ） Z H O N G X I N G H U A C E R T I F I E D P U B L I C A C C O U N T A N T S L L P 地址（ l o c a t i o n ）： 北京市丰台区丽泽路 2 0 号丽泽 S O H O B 座 2 0 层 20/F,Tower B,Lize SOHO,20 Lize Road,Fengtai District,Beijing PR China 电话（ tel ）： 0 1 0 - 5 1 4 2 3 8 1 8 传真（ f a x ）： 0 1 0 - 5 1 4 ...

Financial Performance - The company's revenue for Q1 2024 was ¥82,021,766.45, a decrease of 6.55% compared to ¥87,766,755.08 in the same period last year[4] - Net profit attributable to shareholders was ¥13,227,538.35, down 54.50% from ¥29,073,131.07 year-on-year[4] - Basic and diluted earnings per share decreased by 65.38% to ¥0.09 from ¥0.26 in the same period last year[4] - Operating profit for Q1 2024 was CNY 14,873,009.69, down 54.7% from CNY 32,639,100.94 in the same period last year[22] - The company recorded a total comprehensive income of CNY 13,227,850.77, a decrease from CNY 29,073,131.07 in the same quarter last year[23] Cash Flow and Assets - The net cash flow from operating activities was -¥21,603,294.62, representing a decline of 466.57% compared to -¥3,813,028.41 in the previous year[4] - Cash and cash equivalents increased to CNY 204,985,816.33 from CNY 87,440,223.05, representing a growth of 134.0%[18] - Cash and cash equivalents at the end of Q1 2024 totaled CNY 180,347,171.63, an increase from CNY 83,061,622.52 at the end of Q1 2023[26] - Total assets at the end of the reporting period were ¥2,240,656,943.80, an increase of 0.76% from ¥2,223,802,105.57 at the end of the previous year[4] - Total liabilities decreased to CNY 145,415,528.24 from CNY 153,540,741.65, a reduction of 5.3%[20] Expenses - The company reported a significant increase in sales expenses, which rose by 221.73% to ¥11,486,872.07 due to higher marketing and employee compensation costs[10] - Research and development expenses increased by 116.11% to ¥7,014,831.27, reflecting the company's commitment to innovation[10] - Total operating costs for Q1 2024 were CNY 73,297,019.05, an increase of 31.0% from CNY 55,951,543.07 in the previous year[21] - Research and development expenses increased to CNY 7,014,831.27, up 116.5% from CNY 3,245,910.14 in Q1 2023[22] Shareholder Information - The total number of common shareholders at the end of the reporting period is 16,155, with no preferred shareholders having restored voting rights[11] - The top shareholder, Shao AnCang, holds 30.91% of shares, totaling 45,932,362 shares[11] - The second-largest shareholder, Li YuLan, owns 18.03% of shares, amounting to 26,789,000 shares[11] - The company has a total of 113,990,655 restricted shares at the beginning of the period, with 1,982,689 shares released during the period, resulting in 112,007,966 restricted shares at the end[15] - The largest unrestricted shareholder is China Merchants Bank, holding 1,124,742 shares[12] Investments - The company reported a 100% increase in long-term equity investments to ¥47,446,160.00, indicating growth in strategic investments[8] - The company maintained a stable long-term investment of CNY 47,446,160.00 in long-term equity investments[19] - The company experienced a 571.55% increase in fair value changes, amounting to ¥1,536,720.83, attributed to the rise in trading financial assets[10] - The company reported a significant increase in investment cash inflow, totaling CNY 838,139,588.31, compared to CNY 193,975,907.77 in the previous year[26] Legal and Audit - The company has accounted for a court ruling requiring payment of CNY 8,534,403.90, but this will not significantly impact current or future profits[16] - The company has not undergone an audit for the Q1 2024 report[27]

证券代码：301456 证券简称：盘古智能 公告编号：2024-014 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 青岛盘古智能制造股份有限公司（以下简称"公司"）于 2024 年 4 月 25 日召开第二届董事会第五次会议和第二届监事会第四次会议，审议通过了《关于 使用部分闲置募集资金和自有资金进行现金管理的议案》，该议案尚需提交公司 2023 年年度股东大会审议。现将相关情况公告如下： 一、募集资金基本情况 根据中国证券监督管理委员会《关于同意青岛盘古智能制造股份有限公司首 次公开发行股票注册的批复》（证监许可〔2023〕1178 号），公司获准向社会 公开发行人民币普通股（A 股）股票 3,715 万股，每股面值人民币 1 元，发行价 格为人民币 37.96 元/股，募集资金总额为人民币 1,410,214,000.00 元，扣除各 项发行费用人民币 122,513,356.71 元（不含税），实际募集资金净额为人民币 1,287,700,643.29 元。 上述募集资金已于 2023 年 7 月 10 日划至公司指定账户。公司与保荐人、存 放募集资 ...

青岛盘古智能制造股份有限公司 2023 年度非经营性资金占用及其他关联资金往来情况汇总表 单位：人民币万元 非经营性资金占用 资金占用方名称 占用方与上 市公司的关 联关系 上市公司核算 的会计科目 2023 年期 初占用资金 余额 2023 年度占用累 计发生金额（不 含利息） 2023 年度占用 资金的利息 （如有） 2023 年度偿 还累计发生 金额 2023 年度期 末占用资金 余额 占用形成 原因 占用性质 控股股东、实际控制人 及其附属企业 非经营性占用 非经营性占用 小计 — 前控股股东、实际控制 人及其附属企业 非经营性占用 非经营性占用 小计 — 其他关联方及其附属 企业 非经营性占用 非经营性占用 小计 — 总计 — 法定代表人：邵安仓 主管会计工作负责人:路伟 会计机构负责人：路伟 | 其他关联资金往来 | 资金往来方名称 | 往来方与上 市公司的关 | 上市公司核算 | 2023 年期 | 2023 | 年度往来累 | 2023 年度往来 | 2023 | 年度偿 2023 | 年期末 | 往来形成 | 往来性质 | | --- | --- | --- | --- | --- | -- ...