西安诺瓦星云科技股份有限公司 董事会提名委员会实施细则 第一章 总则 第一条 为完善西安诺瓦星云科技股份有限公司（以下简称"公司"）治 理结构，规范公司董事、总经理以及其他高级管理人员提名程序，为公司选拔 合格的董事、总经理以及其他高级管理人员（以下简称"高管人员"），根据 《中华人民共和国公司法》（以下简称"《公司法》"）、《上市公司治理准 则》《上市公司独立董事管理办法》《深圳证券交易所创业板股票上市规则》 《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运 作》等有关法律、法规、规章、规范性文件和《西安诺瓦星云科技股份有限公 司章程》（以下简称"《公司章程》"）的有关规定，结合公司实际情况，制 定本细则。 第二条 提名委员会为董事会下设的专门委员会，对董事会负责。 第四条 本细则所称高管人员是指董事会聘任的总经理、副总经理、财务 负责人、董事会秘书及公司董事会确认的其他高级管理人员。 第六条 提名委员会委员由董事长、二分之一以上独立董事或者全体董事 的三分之一以上提名，由董事会选举产生。 第二章 提名委员会委员 委员会设召集人一名，由前述提名主体提名一名独立董事担任并由董事会 审议通 ...

西安诺瓦星云科技股份有限公司 董事会审计委员会实施细则 第一章 总则 第一条 为强化董事会决策功能，规范西安诺瓦星云科技股份有限公司 （以下简称"公司"）董事会审计委员会的议事程序，完善公司治理结构，根 据《中华人民共和国公司法》（以下简称"《公司法》"）、《上市公司治理 准则》《上市公司独立董事管理办法》《深圳证券交易所创业板股票上市规 则》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范 运作》等相关法律、法规和规范性文件以及《西安诺瓦星云科技股份有限公司 章程》（以下简称"《公司章程》"）的有关规定，结合公司实际情况，制定 本细则。 第二条 审计委员会是董事会下设的专门委员会，对董事会负责，向董事 会报告工作。 审计委员会负责提议聘请或更换外部审计机构；监督公司的内部审计制度 及其实施；负责内部审计与外部审计之间的沟通；审核公司的财务信息及其披 露；审查公司的内控制度。 审计委员会成员须保证足够的时间和精力履行审计委员会的工作职责，勤 勉尽责，切实有效地监督公司的外部审计，指导公司内部审计工作，促进公司 建立有效的内部控制并提供真实、准确、完整的财务报告。 第三条 审计委员会根据《公 ...

民生证券股份有限公司 关于西安诺瓦星云科技股份有限公司 民生证券股份有限公司（以下简称"保荐机构"）作为西安诺瓦星云科技股 份有限公司（以下简称"诺瓦星云""公司"）首次公开发行 A 股股票并在创业 板上市的保荐机构和持续督导机构，根据《证券发行上市保荐业务管理办法》 《深圳证券交易所创业板股票上市规则》《上市公司监管指引第 2 号——上市公 司募集资金管理和使用的监管要求》《深圳证券交易所上市公司自律监管指引第 2号——创业板上市公司规范运作》等相关法律、法规和规范性文件的规定，对 诺瓦星云部分募集资金投资项目延期的事项进行了审慎核查，具体内容如下： 一、募集资金基本情况 根据中国证券监督管理委员会《关于同意西安诺瓦星云科技股份有限公司 首次公开发行股票注册的批复》（证监许可〔2023〕624号），诺瓦星云获准向社 会公众公开发行人民币普通股（A股）1,284.00万股，每股面值 1.00元，每股发 行价格为人民币 126.89 元，募集资金总额为 162,926.76 万元，扣除发行费用 12,453.55 万元（不含增值税）后，募集资金净额为 150,473.21 万元。上述募集 资金已全部到位，大华会 ...

Group 1: Company Performance and Growth - The company experienced external macroeconomic pressures, but overseas growth remained strong, particularly in the MLED sector, which contributed to higher gross margins [3][4]. - MLED-related revenue saw rapid growth due to the company's early investments in relevant technologies and products [4]. - The company actively explored high-value downstream application scenarios, such as virtual shooting and high-end leasing, while maintaining high R&D investment [4]. Group 2: Financial Metrics and Cost Management - The overall gross margin improved compared to the same period last year, driven by the expansion into high-value areas and effective supply chain management [4]. - The company implemented significant cost reduction and efficiency improvement measures during the reporting period [4]. - Future expense trends will focus on cost control and optimization, with R&D and sales expenses aligned with operational needs, leading to a gradual return of expense ratios to normal levels as revenue increases [4]. Group 3: Talent Management and Development - The company plans to enhance talent acquisition, training, and incentive measures across various functions, including R&D, product development, and internal operations [4]. - A performance evaluation and incentive mechanism has been established to foster a culture of value distribution based on effort, maximizing employee and organizational effectiveness [4]. Group 4: Future Development Trends - The MLED industry is expected to continue its rapid growth, supported by the company's strategic positioning and product offerings [4]. - The company has increased its efforts in overseas markets, significantly expanding its international workforce and distribution network, resulting in stable growth in overseas performance [4]. - Recent government policies aimed at stimulating domestic demand are anticipated to improve market conditions in the future [4].

北京市中伦（深圳）律师事务所 关于西安诺瓦星云科技股份有限公司 2024年第四次临时股东大会的 法律意见书 二〇二四年十一月 法律意见书 北京市中伦（深圳）律师事务所 关于西安诺瓦星云科技股份有限公司 2024 年第四次临时股东大会的 法律意见书 致：西安诺瓦星云科技股份有限公司 北京市中伦（深圳）律师事务所（以下简称"本所"）受西安诺瓦星云科技 股份有限公司（以下简称"公司"）委托，指派陈元婕律师、程彬律师出席并见 证公司 2024 年第四次临时股东大会（以下简称"本次股东大会"），并依据《中 华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证券法》 （以下简称"《证券法》"）、《上市公司股东大会规则》（以下简称"《股东 大会规则》"）以及《西安诺瓦星云科技股份有限公司章程》（以下简称"《公 司章程》"）等有关规定，就本次股东大会的召集、召开程序、出席现场会议人 员的资格、召集人资格、会议表决程序及表决结果等事项出具本法律意见书。 为出具本法律意见书，本所律师审查了公司本次股东大会的有关文件和材料。 本所律师得到公司如下保证，即其已提供了本所律师认为出具本法律意见书所必 需的材料，所提供的原 ...

证券代码：301589 证券简称：诺瓦星云 公告编号：2024-056 西安诺瓦星云科技股份有限公司 2024年第四次临时股东大会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 特别提示： 1、本次临时股东大会无新增、更改、否决议案的情形。 2、本次临时股东大会不涉及变更以往股东大会已通过的决议。 一、会议召开和出席情况 （一）会议召开情况 1、召开时间 现场会议时间：2024年11月11日（星期一）下午14:30 网络投票时间：2024年11月11日（星期一） 其中，通过深圳证券交易所交易系统进行网络投票的时间为2024年11月11日9:15- 9:25，9:30-11:30和13:00-15:00； 通过深圳证券交易所互联网投票系统投票时间为2024年11月11日9:15至15:00期间的 任意时间。 2、召开地点：陕西省西安市高新区云水三路1699号诺瓦科技园4号楼1层会议室。 3、召开方式：本次股东大会采取现场表决与网络投票相结合的方式。 4、召集人：西安诺瓦星云科技股份有限公司（以下简称"公司"）董事会 5、会议主持人：公司董事翁京先生（董 ...

Investment Rating - Maintains an "Overweight" rating [8] Core Views - Domestic traditional LED demand is under pressure, leading to a downward revision of profit forecasts [5] - MLED sector is expanding rapidly, with 15 Mini/Micro LED projects signed nationwide this year, totaling an investment of 68.895 billion yuan [6] - The company's MLED progress is smooth, expected to lead the MLED era [8] Financial Performance - Q3 2024 revenue was 808 million yuan, a year-on-year decrease of 0.76%, with net profit attributable to the parent company at 136 million yuan, a year-on-year decrease of 25.56% [5] - Q3 2024 gross margin was 54.99%, a year-on-year increase of 0.91 percentage points [6] - Q3 2024 operating cash flow was -102 million yuan, a year-on-year decrease of 150.29%, mainly due to inventory and accounts receivable impacts [7] Revenue and Profit Forecasts - 2024-2026 revenue forecasts are 3.588 billion yuan, 4.356 billion yuan, and 5.326 billion yuan, with year-on-year growth rates of 17%, 21%, and 22% respectively [8] - 2024-2026 net profit attributable to the parent company forecasts are 680 million yuan, 916 million yuan, and 1.319 billion yuan, with year-on-year growth rates of 12%, 35%, and 44% respectively [8] Market and Industry Analysis - Domestic traditional LED market demand is flat, reflecting changes in terminal psychology [5] - The company's MLED sector is benefiting from the rapid increase in COB penetration rate, with innovative products like Nova intelligent equipment expected to rapidly expand [6] - The company's gross margin remains stable, driven by overseas expansion and new product launches [6] Financial Metrics - Q3 2024 sales/management/R&D expense ratios were 13.80%, 5.83%, and 17.22%, respectively, with year-on-year increases of 1.32, 1.45, and 2.87 percentage points [6] - As of Q3 2024, the company's inventory was 1.481 billion yuan, a year-on-year increase of 38.18%, and accounts receivable were 807 million yuan, a year-on-year increase of 18.50% [7] Valuation - 2024-2026 PE ratios are forecasted at 27x, 20x, and 14x, respectively [8]

Group 1: Company Performance and Growth - The company experienced external macroeconomic pressures, but overseas growth remained strong, with MLED-related revenue rapidly increasing due to early investments in relevant technologies and products [2] - The company is actively exploring high-value downstream application scenarios and conducting technology research and market expansion [2] Group 2: Future Expense Trends - The company is focused on cost control and optimization, with R&D and sales expenses aligned with operational needs, expecting expense ratios to normalize as revenue increases [3] Group 3: Dividend Plans - The company emphasizes shareholder returns and plans to develop a prudent profit distribution scheme to share development results with shareholders while ensuring normal operations and long-term growth [3] Group 4: Supply Chain Risk Management - The company has implemented several measures to ensure supply chain security, including strategic investments in domestic chip manufacturers, strategic reserves of high-end chip materials, and establishing overseas production bases in Thailand [3] Group 5: Future Development Trends - MLED industry is experiencing rapid growth, with the company launching core detection equipment and integrated circuit products, leading to fast revenue growth in this area [3] - The company has increased efforts in overseas markets, significantly expanding its international workforce and distribution network, resulting in stable high-speed growth in overseas performance [3] - Recent government policies aimed at stimulating domestic demand are expected to improve domestic market conditions [3]