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石基信息: 国泰海通证券股份有限公司关于北京中长石基信息技术股份有限公司发行股份购买资产之独立财务顾问的承诺函
Zheng Quan Zhi Xing· 2025-08-14 13:18
北京中长石基信息技术股份有限公司 发行股份购买资产之独立财务顾问的承诺函 国泰海通证券股份有限公司关于 (四)独立财务顾问出具的有关核查意见已提交公司内核机构审查,内核机 构同意出具此专业意见; (五)在与石基信息接触后至担任本次发行股份购买资产独立财务顾问期间, 独立财务顾问已采取严格的保密措施,严格执行风险控制和内部隔离制度,不存 在内幕交易、操纵市场和证券欺诈问题。 (以下无正文) (本页无正文,为《国泰海通证券股份有限公司关于北京中长石基信息技术股份 有限公司发行股份购买资产之独立财务顾问的承诺函》之签章页) 项目主办人: 方雨田 徐世杰 北京中长石基信息技术股份有限公司(以下简称"石基信息"或"公司") 拟通过发行股份方式购买深圳市思迅软件股份有限公司 13.50%的股份(以下简 称"本次交易")。国泰海通证券股份有限公司(以下简称"独立财务顾问")作 为石基信息本次交易的独立财务顾问,根据《上市公司重大资产重组管理办法》 《上市公司并购重组财务顾问业务管理办法》等有关规定,在充分尽职调查的基 础上作出如下承诺: (一)独立财务顾问已按照规定履行尽职调查义务,有充分理由确信所发表 的专业意见与石基信 ...
石基信息: 国泰海通证券股份有限公司关于北京中长石基信息技术股份有限公司本次交易前十二个月内上市公司购买、出售资产情况的核查意见
Zheng Quan Zhi Xing· 2025-08-14 13:18
国泰海通证券股份有限公司关于 截至本核查意见出具日,公司在最近 12 个月内未发生其他与本次交易相关 的购买、出售资产的交易行为,不存在需纳入累计计算范围的情形。 经核查,本独立财务顾问认为:截至本核查意见出具日,上市公司本次交易 前 12 个月内不存在与本次交易同一交易方发生购买、出售其所有或者控制的资 产情况,亦未发生其他购买、出售与本次交易标的属于相同或者相近业务范围或 者其他可能被认定为同一或相关资产的情况。 (以下无正文) 北京中长石基信息技术股份有限公司 本次交易前十二个月内上市公司购买、出售资产情况 的核查意见 北京中长石基信息技术股份有限公司(以下简称"石基信息"或"公司") 拟通过发行股份方式购买深圳市思迅软件股份有限公司 13.50%的股份(以下简 称"本次交易")。国泰海通证券股份有限公司(以下简称"独立财务顾问")作为 石基信息本次交易的独立财务顾问,对本次交易前 12 个月内购买、出售资产情 况进行了核查。 根据《上市公司重大资产重组管理办法》 (以下简称"《重组管理办法》")的 规定:上市公司在 12 个月内连续对同一或者相关资产进行购买、出售的,以其 累计数分别计算相应数额。已按 ...
石基信息: 国泰海通证券股份有限公司关于北京中长石基信息技术股份有限公司本次交易符合《关于加强证券公司投资银行类业务中聘请第三方等廉洁从业风险防控的意见》相关规定的核查意见
Zheng Quan Zhi Xing· 2025-08-14 13:18
Group 1 - The core point of the article is that the transaction involving Beijing Zhongchang Shiji Information Technology Co., Ltd. (hereinafter referred to as "Shiji Information") to acquire 13.50% of Shenzhen Sihon Software Co., Ltd. shares complies with the relevant regulations regarding the hiring of third parties in investment banking activities [1][2] - Guotai Junan Securities Co., Ltd. serves as the independent financial advisor for this transaction and confirms that there are no direct or indirect paid engagements with third parties in this project [1][2] - The company has legally hired various intermediary institutions for this transaction, including independent financial advisors, legal advisors, auditing institutions, and asset evaluation institutions, ensuring compliance with the relevant regulations [2] Group 2 - The independent financial advisor concludes that the hiring of third-party institutions by the listed company is legal and compliant with the regulations on risk prevention in investment banking activities [2]
石基信息: 国泰海通证券股份有限公司关于北京中长石基信息技术股份有限公司发行股份购买资产产业政策和交易类型的核查意见
Zheng Quan Zhi Xing· 2025-08-14 13:18
Core Viewpoint - Beijing Zhongchang Shiji Information Technology Co., Ltd. (referred to as "Shiji Information") plans to acquire 13.50% of Shenzhen Sihon Software Co., Ltd. (referred to as "Sihon Software") through a share issuance [1][2]. Group 1: Industry and Company Overview - Shiji Information provides comprehensive information management system solutions for the tourism and large consumer sectors, including hotels, restaurants, retail, and entertainment [1]. - Sihon Software, a subsidiary of Shiji Information, focuses on digital solutions for the retail industry, offering standardized software products and payment technology services to small and medium-sized retail businesses [1][2]. Group 2: Transaction Details - The transaction is classified under the "software and information technology services" industry, aligning with the "electronic information" sector as per the State Council's guidelines [2]. - The acquisition is considered a horizontal merger within the same industry, enhancing Shiji Information's control over Sihon Software and improving operational efficiency in the retail information systems sector [2][3]. Group 3: Regulatory Compliance - The independent financial advisor confirms that the transaction does not constitute a reverse listing, as there will be no change in the actual controller of Shiji Information post-transaction [2][3]. - The transaction involves the issuance of shares to acquire the specified stake in Sihon Software [3].
长亮科技: 国泰海通证券股份有限公司关于深圳市长亮科技股份有限公司使用部分闲置募集资金进行现金管理的核查意见
Zheng Quan Zhi Xing· 2025-08-14 12:16
国泰海通证券股份有限公司关于深圳市长亮科技股份有限 公司使用部分闲置募集资金进行现金管理的核查意见 国泰海通证券股份有限公司(以下简称"国泰海通"或"保荐人")作为深 圳市长亮科技股份有限公司(以下简称"长亮科技" "公司"或"发行人")2023 年度向特定对象发行股票的保荐人,根据《证券发行上市保荐业务管理办法》 《上 市公司募集资金监管规则》 《深圳证券交易所创业板股票上市规则》 《深圳证券交 易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等有关法律法 规和规范性文件的要求,就长亮科技使用部分闲置募集资金进行现金管理的事项 进行了审慎核查,并发表如下核查意见: 一、募集资金基本情况 二、募集资金投资项目的基本情况 根据《深圳市长亮科技股份有限公司 2023 年度向特定对象发行 A 股股票募 集说明书(注册稿)》及第五届董事会第十七次会议审议通过《关于调整募集资 金投资项目拟投入募集资金金额的议案》,公司调整后募集资金投资项目基本情 况如下: 单位:万元 序号 项目名称 项目总投资 调整后拟投入募集资金额 基于企业级建模和实施工艺的金 融业务系统建设项目 合计 68,605.14 40,93 ...
濮耐股份: 国泰海通证券股份有限公司关于濮阳濮耐高温材料(集团)股份有限公司公开发行可转换公司债券2025年第二次临时受托管理事务报告
Zheng Quan Zhi Xing· 2025-08-14 09:14
Core Viewpoint - The report outlines the issuance of convertible bonds by Puyang Puna High Temperature Materials (Group) Co., Ltd., detailing the approval process, terms, and current status of the bonds [2][3][4]. Summary by Sections Issuance Approval - The issuance plan for the convertible bonds was approved by the company's board on April 17, 2020, and subsequently by the shareholders on May 7, 2020 [2]. - The application for the public issuance was approved by the China Securities Regulatory Commission (CSRC) on November 23, 2020 [3]. Bond Details - The total face value of the convertible bonds issued is RMB 626,390,300, with a net amount raised of RMB 617,648,279.22 after deducting issuance costs [4]. - The bonds have a term of 5 years, from May 26, 2021, to May 25, 2026 [5]. Key Terms of the Bonds - The bonds are convertible into A-shares of the company, with an initial conversion price set at RMB 4.43 per share [6][19]. - The bonds will pay interest annually, with rates of 0.6% for the first year, 0.8% for the second year, and 1.0% for the third year [6]. Conversion and Redemption - The conversion period for the bonds is from December 1, 2021, to May 25, 2026 [19]. - As of August 6, 2025, a total of 105,082,078 shares have been converted, representing 10.40% of the company's total shares prior to the bond issuance [18][21]. Current Status and Adjustments - The latest conversion price has been adjusted to RMB 4.20 per share as of July 11, 2025, following previous adjustments [20]. - There are still 1,845,752 bonds unconverted, which is 29.47% of the total issued bonds [21]. Fund Utilization - The funds raised will be allocated to specific projects, including the intelligent manufacturing of refractory materials and high-performance environmental protection products [16][17]. Management and Oversight - Guotai Junan Securities serves as the trustee manager for the bonds, ensuring the protection of bondholders' rights and interests [2][21].
光弘科技: 国泰海通证券股份有限公司关于光弘科技向特定对象发行股票之上市保荐书
Zheng Quan Zhi Xing· 2025-08-14 08:19
Core Viewpoint - Huizhou Guanghong Technology Co., Ltd. is planning to issue shares to specific investors, with the aim of expanding its business and enhancing its competitive position in the electronic manufacturing services (EMS) sector. Group 1: Company Overview - Company Name: Huizhou Guanghong Technology Co., Ltd. [3] - Stock Code: 300735 [3] - Registered Capital: 76,746.0689 million RMB [3] - Established: March 24, 1995 [3] - Listed: December 29, 2017 [3] - Main Business: Specializes in assembly of electronic products in consumer electronics, automotive electronics, network communications, and new energy sectors, providing comprehensive EMS [4][3]. Group 2: Financial Performance - Revenue for the first quarter of 2025: 119,578.80 million RMB, a significant increase from 688,141.22 million RMB in 2024 and 540,244.90 million RMB in 2023 [6]. - Net profit for the first quarter of 2025: 3,085.54 million RMB, compared to 34,240.68 million RMB in 2024 [6]. - The company’s revenue composition shows that consumer electronics accounted for 63.59% of total revenue in the latest reporting period [4]. Group 3: Business Strategy and Growth - The company is actively expanding into the automotive electronics sector, with revenue from this segment increasing significantly in 2023 [4]. - Recent acquisitions include the purchase of Fastboard Electronics Technology (Shanghai) Co., Ltd. in April 2023 and AC Company, a French automotive electronics EMS firm, in May 2025 [4]. - The company aims to leverage these acquisitions to enhance its service offerings and customer base in telecommunications, automotive electronics, and industrial control sectors [4]. Group 4: Share Issuance Details - The share issuance will involve up to 230,238,206 shares, not exceeding 30% of the total share capital prior to the issuance [17]. - The total amount to be raised is capped at 103,294.48 million RMB, with net proceeds allocated to specific projects [17]. - The issuance will be directed towards no more than 35 specific investors, including various financial institutions and qualified investors [16].
光弘科技: 国泰海通证券股份有限公司关于光弘科技向特定对象发行股票之发行保荐书
Zheng Quan Zhi Xing· 2025-08-14 08:19
Core Viewpoint - Huizhou Guanghong Technology Co., Ltd. is issuing shares to specific investors and plans to list on the ChiNext board, with Guotai Junan Securities Co., Ltd. acting as the sponsor for this issuance [1][2]. Group 1: Basic Information about the Issuance - The sponsor for the issuance is Guotai Junan Securities Co., Ltd. [2] - The designated representatives for the sponsorship are Yang Haoyue and Li Huiqi [2]. - The type of securities being issued is shares to specific investors [4]. Group 2: Company Overview - Huizhou Guanghong Technology Co., Ltd. was established on March 24, 1995, and listed on December 29, 2017 [5]. - The registered capital of the company is 767.46 million RMB [4]. - The company specializes in manufacturing various electronic products, including mobile terminal devices, communication equipment, and smart automotive components [4][6]. Group 3: Share Structure and Major Shareholders - As of March 31, 2025, the total share capital is 767.46 million shares, with 1.35% being restricted shares and 98.65% being freely tradable shares [6]. - The top ten shareholders hold a total of 56.97% of the shares, with significant holdings from various investment funds [6][7]. Group 4: Financial Performance - As of March 31, 2025, the total assets of the company are approximately 803.66 million RMB, with total liabilities of about 250.35 million RMB, resulting in total equity of approximately 553.31 million RMB [7]. - For the first quarter of 2025, the company reported operating income of approximately 119.58 million RMB and a net profit of approximately 3.09 million RMB [7][8]. Group 5: Use of Proceeds - The funds raised from this issuance will be used for acquiring 100% equity of AC Company and 0.003% equity of TIS Factory, as well as for supplementing working capital [20][21].
沪农商行: 国泰海通证券股份有限公司关于上海农村商业银行股份有限公司首次公开发行部分限售股解禁上市流通的核查意见
Zheng Quan Zhi Xing· 2025-08-13 16:24
国泰海通证券股份有限公司 关于上海农村商业银行股份有限公司 首次公开发行部分限售股解禁上市流通的核查意见 国泰海通证券股份有限公司(以下简称"国泰海通"或"保荐机构")作为 上海农村商业银行股份有限公司(以下简称"沪农商行")首次公开发行 A 股股 票的保荐机构,根据《证券发行上市保荐业务管理办法》《上海证券交易所股票 上市规则》及《上海证券交易所上市公司自律监管指引第 11 号——持续督导》 等有关法律法规规定,对沪农商行首次公开发行股票部分限售股解禁上市流通事 项进行了认真、审慎的核查,发表核查意见如下: 一、本次限售股上市类型:首次公开发行限售股 沪农商行于 2021 年 6 月 15 日经中国证券监督管理委员会《关于核准上海农 (证监许可〔2021〕2038 号) 村商业银行股份有限公司首次公开发行股票的批复》 核准,向社会公众首次公开发行人民币普通股(A 股)股票 964,444,445 股,并 于 2021 年 8 月 19 日在上海证券交易所挂牌上市。首次公开发行后,沪农商行总 股本为 9,644,444,445 股,其中有限售条件流通股 8,680,000,000 股,占沪农商行 总股本的 9 ...
格灵深瞳: 国泰海通证券股份有限公司关于北京格灵深瞳信息技术股份有限公司调整核心技术人员的核查意见
Zheng Quan Zhi Xing· 2025-08-13 16:23
国泰海通证券股份有限公司 关于北京格灵深瞳信息技术股份有限公司 调整核心技术人员的核查意见 国泰海通证券股份有限公司(以下简称"国泰海通"或"保荐人")作为北 京格灵深瞳信息技术股份有限公司(以下简称"格灵深瞳"或"公司")首次公 开发行股票并在科创板上市持续督导期间的保荐机构,根据《证券发行上市保荐 业务管理办法》 《上海证券交易所科创板股票上市规则》 《上海证券交易所科创板 上市公司自律监管指引第1号——规范运作》 《上海证券交易所上市公司自律监管 一、核心技术人员离职的情况 公司董事会于近日收到核心技术人员胡开先先生的书面辞职报告,胡开先先 生因个人原因申请辞职,不再为公司核心技术人员,辞职后不再担任公司任何职 务。公司及董事会对胡开先先生在任职期间为公司发展所做出的贡献表示衷心感 谢。 (一)胡开先先生的基本情况 胡开先先生,1989年出生,中国国籍,无境外永久居留权,硕士学历。2012 年毕业于大连理工大学,获得学士学位;2015年毕业于中国科学院计算技术研究 所,获得硕士学位;2015年加入公司,辞职前担任公司泛安防产品交付中心负责 人。 截至本核查意见披露日,胡开先先生通过天津灵瞳众智科技中心( ...