上海市通力律师事务所 关于宁德时代新能源科技股份有限公司 2026年A股员工持股计划相关事宜的法律意见书 致:宁德时代新能源科技股份有限公司 上海市通力律师事务所(以下简称"本所")接受宁德时代新能源科技股份有限公司(以 下简称"公司"或"宁德时代")的委托,指派蔡若思律师、熊星律师(以下简称"本所律师") 作为公司的特聘专项法律顾问,根据《中华人民共和国公司法》《中华人民共和国证券法》 《关于上市公司实施员工持股计划试点的指导意见》(以下简称"《指导意见》")、《深圳 证券交易所上市公司自律监管指引第2号 -- 创业板上市公司规范运作》(以下简称"《第 2 号自律监管指引》")和有权立法机构、监管机构已公开颁布、生效且现行有效之有关法 律、法规和规范性文件(以下简称"法律、法规和规范性文件",为本法律意见书之目的,本 法律意见书所述的"法律、法规和规范性文件"不包括香港特别行政区、澳门特别行政区 以及台湾地区的法律、法规和规范性文件),就宁德时代实施 2026年 A 股员工持股计划(以 下简称"本次员工持股计划")相关事宜出具本法律意见书。 为出具本法律意见书,本所律师已经严格履行法定职责,遵循了勤勉尽责和 ...

宁德时代新能源科技股份有限公司 2026 年 A 股员工持股计划（草案）摘要 股票简称：宁德时代 股票代码：300750 宁德时代新能源科技股份有限公司 本公司及全体董事保证本持股计划及其摘要不存在虚假记载、误导性陈述或 重大遗漏，并对其真实性、准确性、完整性承担个别和连带的法律责任。 风险提示 1、本持股计划设立后将由公司自行管理，需公司股东会审议通过后方可实 施，本持股计划能否获得公司股东会批准，存在不确定性。 2、有关本持股计划的具体资金来源、出资比例、实施方案等属初步结果， 能否完成实施，存在不确定性。 3、若员工认购出资比例较低，则本持股计划存在不能成立的风险；若员工 认购出资资金不足，本持股计划存在低于预计规模的风险。 2026 年 A 股员工持股计划 （草案）摘要 二〇二六年二月 宁德时代新能源科技股份有限公司 2026 年 A 股员工持股计划（草案）摘要 声 明 4、本持股计划实施所产生的相关成本或费用的摊销可能对公司相关年度净 利润有所影响。 5、公司后续将根据规定披露相关进展情况，敬请广大投资者谨慎决策，注 意投资风险。 1 宁德时代新能源科技股份有限公司 2026 年 A 股员工持股计划 ...

宁德时代新能源科技股份有限公司董事会 关于2026年A股员工持股计划草案合规性说明 根据《中华人民共和国公司法》《中华人民共和国证券法》《关于上市公司实 施员工持股计划试点的指导意见》（以下简称"《指导意见》"）及《深圳证券交 易所上市公司自律监管指引第2号——创业板上市公司规范运作》（以下简称"《自 律监管指引第2号》"）等有关法律、法规及规范性文件和《宁德时代新能源科技 股份有限公司章程》的规定，结合公司实际情况，宁德时代新能源科技股份有限 公司（以下简称"公司"）制定了公司《2026年A股员工持股计划（草案）》（以下 简称"本持股计划"）。公司董事会经审慎分析及核查，现就本持股计划是否符合 《指导意见》等相关规定说明如下： 1、公司不存在《指导意见》《自律监管指引第2号》等有关法律、法规及规 范性文件的禁止实施员工持股计划的情形； 2、本持股计划内容符合《指导意见》《自律监管指引第2号》等有关法律、 法规及规范性文件的规定，程序合法、有效； 综上所述，董事会认为公司实施本持股计划符合《指导意见》《自律监管指 引第2号》等相关规定。 特此说明。 1 宁德时代新能源科技股份有限公司董事会 2026 年 2 ...

4、本持股计划拟定的持有人均符合《指导意见》《自律监管指引第2号》等 有关法律、法规及规范性文件规定的持有人条件，符合本持股计划规定的持有人 范围，其作为本持股计划持有人的主体资格合法、有效。 宁德时代新能源科技股份有限公司 董事会薪酬与考核委员会关于2026年A股员工持股计划相关 事项的核查意见 宁德时代新能源科技股份有限公司（以下称"公司"）董事会薪酬与考核委员 会根据《中华人民共和国公司法》《中华人民共和国证券法》《关于上市公司实施 员工持股计划试点的指导意见》（以下简称"《指导意见》"）、《深圳证券交易所 上市公司自律监管指引第2号——创业板上市公司规范运作》（以下简称"《自律 监管指引第2号》"）等相关法律、法规及规范性文件的规定，经认真审阅相关会 议资料及全体委员会充分全面的讨论与分析，现就公司2026年A股员工持股计划 （以下简称"本持股计划"）相关事项发表核查意见如下： 1、公司不存在《指导意见》《自律监管指引第2号》等有关法律、法规及规 范性文件规定的禁止实施员工持股计划的情形，公司具备实施员工持股计划的主 体资格。 2、公司通过职工代表大会的方式征求公司员工关于本持股计划相关事宜的 意见， ...

宁德时代新能源科技股份有限公司 2026 年 A 股员工持股计划（草案） 股票简称：宁德时代 股票代码：300750 宁德时代新能源科技股份有限公司 2026 年 A 股员工持股计划 （草案） 二〇二六年二月 宁德时代新能源科技股份有限公司 2026 年 A 股员工持股计划（草案） 声 明 本公司及全体董事保证本持股计划及其摘要不存在虚假记载、误导性陈述或 重大遗漏，并对其真实性、准确性、完整性承担个别和连带的法律责任。 风险提示 1、本持股计划设立后将由公司自行管理，需公司股东会审议通过后方可实 施，本持股计划能否获得公司股东会批准，存在不确定性。 2、有关本持股计划的具体资金来源、出资比例、实施方案等属初步结果， 能否完成实施，存在不确定性。 3、若员工认购出资比例较低，则本持股计划存在不能成立的风险；若员工 认购出资资金不足，本持股计划存在低于预计规模的风险。 4、本持股计划实施所产生的相关成本或费用的摊销可能对公司相关年度净 利润有所影响。 5、公司后续将根据规定披露相关进展情况，敬请广大投资者谨慎决策，注 意投资风险。 1 宁德时代新能源科技股份有限公司 2026 年 A 股员工持股计划（草案） 特 ...

第一条 为规范宁德时代新能源科技股份有限公司（以下简称"宁德时代"或 "公司"）2026 年 A 股员工持股计划（以下简称"员工持股计划"、"本持股计划"） 的实施，根据《中华人民共和国公司法》以下简称"《公司法》"）《中华人民共 和国证券法》以下简称"《证券法》"）《关于上市公司实施员工持股计划试点的 指导意见》（以下简称"《指导意见》"）、《深圳证券交易所上市公司自律监管指 引第 2 号——创业板上市公司规范运作》（以下简称"《自律监管指引第 2 号》"） 等相关法律、法规、规范性文件和《宁德时代新能源科技股份有限公司章程》（以 下简称"《公司章程》"）《宁德时代新能源科技股份有限公司 2026 年 A 股员工持 股计划（草案）》之规定，特制定《宁德时代新能源科技股份有限公司 2026 年 A 股员工持股计划管理办法》（以下简称"本办法"）。 宁德时代新能源科技股份有限公司 2026年A股员工持股计划管理办法 第一章 总则 （二）自愿参与原则 第二条 员工持股计划的基本原则 公司实施员工持股计划遵循公司自主决定，员工自愿参加，公司不以摊派、 强行分配等方式强制员工参加本持股计划。 （三）风险自担原则 员工 ...

Core Viewpoint - The announcement by Yongtai Technology regarding the acquisition of a 25% stake in Yongtai High-tech from CATL marks a strategic shift, allowing Yongtai Technology to regain full ownership and CATL to transition from a subsidiary shareholder to a public company shareholder [1][3]. Group 1: Transaction Details - Yongtai Technology plans to issue shares to acquire the 25% stake in Yongtai High-tech held by CATL, along with raising matching funds [1]. - Following the announcement, Yongtai Technology's stock was suspended from trading starting February 9, with a plan to disclose the transaction details within ten trading days [1]. - As of February 6, Yongtai Technology's stock price reached a limit-up of 28.77 yuan per share, giving it a market capitalization of 26.616 billion yuan [1]. Group 2: Strategic Implications for CATL - This "reverse equity investment" allows CATL to strengthen its connection with upstream core material suppliers while utilizing capital tools for risk management [3]. - The transaction is expected to convert CATL's heavy asset investment into high liquidity equity, enhancing its financial flexibility [5]. - With the global battery market entering a fast-charging era by 2026, the performance of electrolytes will be crucial, and Yongtai High-tech's products are key to improving battery conductivity [5]. Group 3: Financial Outlook - Yongtai Technology's electrolyte production capacity includes 150,000 tons per year, with various products already in production, indicating strong operational capabilities [5]. - Although Yongtai Technology is not expected to turn a profit in 2025, it is projected to reduce losses by over 90% compared to 2024, suggesting a positive growth outlook [5]. - The acquisition will allow all profits from Yongtai High-tech's quality assets to be consolidated into Yongtai Technology's financial statements [5]. Group 4: Industry Context and Relationships - CATL's strategy of deepening ties with core suppliers is not unique; it has previously invested in other companies to secure supply chains and enhance its market position [6]. - The historical relationship between Yongtai Technology and CATL has evolved, with Yongtai High-tech previously being a significant profit contributor to Yongtai Technology [8]. - The shift in ownership structure is also a strategic move to mitigate legal risks associated with ongoing litigation involving Yongtai High-tech [10].

Core Viewpoint - The investigation by the China Securities Regulatory Commission (CSRC) revealed that Rongbai Technology's announcement regarding a significant contract with CATL contained misleading statements, leading to a total fine of 9.5 million yuan for the company and its executives [1][4][30]. Group 1: Misleading Statements - The CSRC identified four major misleading statements in Rongbai Technology's announcement regarding the contract with CATL, which directly relate to the core requirements of information disclosure [4][30]. - The first misleading statement was that the cooperation agreement did not specify the total sales amount, and Rongbai Technology later stated that the 120 billion yuan figure was an estimate with uncertain sales amounts [7][32]. - The second statement involved the procurement volume, which was set at no less than 70% of the forecasted demand of 3.05 million tons, contingent on subsequent contracts [7][33]. - The third statement indicated that the supply period was from Q1 2026 to 2031, while the agreement was only valid until December 31, 2030 [7][33]. - The fourth statement required Rongbai Technology to meet comprehensive competitiveness criteria as a precondition for CATL's performance, which was not disclosed in the announcement [7][33]. Group 2: Financial Impact and Market Reaction - Following the announcement of the penalties, Rongbai Technology's stock price rose by 7.15% on February 9, closing at 32.22 yuan per share, despite an overall decline of 13.73% since the initial contract announcement [2][28][30]. - The company reported a revenue of 6.248 billion yuan for the first half of 2025, with 96.62% of that coming from ternary materials, raising questions about its capacity to fulfill the alleged 120 billion yuan order [11][37]. - The significant discrepancy between the estimated contract value and the company's actual revenue and production capacity has led to skepticism among investors regarding the feasibility of the contract [20][42]. Group 3: Strategic Challenges - Rongbai Technology is facing dual challenges of business transformation and restoring market trust, particularly as it navigates a shift in focus from high-nickel materials to lithium iron phosphate materials, which have gained market dominance [24][50][51]. - The company has begun to invest in new products such as manganese iron lithium and sodium batteries, but these transitions require substantial investment and have already impacted profitability [24][50]. - The founder, Bai Houshan, has a history of entrepreneurial success but now faces the daunting task of regaining investor confidence after the misleading contract announcement [22][51].

Core Viewpoint - The announcement of Yongtai Technology's acquisition of a 25% stake in Yongtai High-tech from CATL marks a strategic shift, allowing Yongtai Technology to regain full ownership and CATL to become a shareholder in a listed company, enhancing their relationship and operational synergy in the lithium battery supply chain [1][2]. Group 1: Strategic Implications - The "reverse equity investment" by CATL is a strategic maneuver to strengthen ties with upstream material suppliers while mitigating risks through capital tools, showcasing a clever approach to market positioning [2]. - The acquisition allows Yongtai Technology to consolidate its profitable assets, with all profits from Yongtai High-tech now reflected in the listed company's financial statements, potentially leading to significant value creation for shareholders [4][6]. Group 2: Market Dynamics - By 2026, the global battery market is expected to enter a fast-charging era, with electrolyte performance becoming a critical factor. Yongtai High-tech's products, such as lithium hexafluorophosphate and LiFSI, are essential for enhancing battery conductivity [4]. - Yongtai Technology's production capacity includes 150,000 tons/year of electrolytes, 18,000 tons/year of solid lithium hexafluorophosphate, and 67,000 tons/year of liquid LiFSI, indicating a robust operational foundation to support future growth [4]. Group 3: Historical Context and Future Outlook - The relationship between CATL and Yongtai Technology has evolved significantly since 2021, with Yongtai High-tech previously contributing over half of Yongtai Technology's profits. The recent acquisition reflects changing industry dynamics and Yongtai Technology's strategic repositioning [6]. - CATL's increasing investments in upstream suppliers, such as Tianhua New Energy and Jiangxi Shenghua, illustrate a broader strategy to create a resilient "CATL ecosystem" that enhances supply chain stability and profitability [5]. Group 4: Legal and Compliance Considerations - The ongoing legal disputes involving Yongtai High-tech, with claims amounting to 887 million yuan, pose compliance risks for CATL. Transitioning to a shareholder role in a listed company provides a legal buffer against potential liabilities from these disputes [7].

2月9日，从地平线获悉，原宁德时代执行总裁朱威将出任地平线总裁，原地平线总裁陈黎明将转任副董 事长。 加入宁德时代前，朱威曾任法雷奥中国区副总裁，负责汽车舒适及辅助驾驶业务。其职业经历横跨智能 驾驶和新能源，并在国内和国际业务上都有丰富的经验。 公开资料显示，朱威本科毕业于中国科学技术大学精密仪器专业，拥有耶鲁大学商学院MBA学位。在 宁德时代任职8年，负责公司乘用车以及海外储能业务。 ...