同方股份有限公司 《金融许可证》、 关于与中核财资管理有限公司 《营业执照》等证件资 开展金融业务的风险持续评估报告 料，并审阅了财资公司财务报告、验资报告，对财资公司的经营资质、业务和风 险状况进行了评估，具体情况报告如下： 按照中国证监会及上海证券交易所的相关要求，同方股份有限公司（以下简 称"本公司"或"公司"）通过查验中核财资管理有限公司（以下简称"中核财 资公司"或"中核财资"或"财资公司"） 一、中核财资公司基本情况 中核财资公司于2020年7月29日取得香港特别行政区公司注册处颁发的《公 司注册证明书》与《商业登记证》，在中国香港注册成立。中核财资公司是中 国核工业集团有限公司（以下简称"中核集团"）全资子公司。中核集团直接 持有中核财资公司100%股权，为其唯一股东。 企业名称：中核财资管理有限公司 企业类型：有限公司 注册地址：中国香港铜锣湾勿地臣街1号时代广场二座31楼 法定代表人：胡孟 注册资本：2,115万元人民币 成立日期：2020年7月29日 经营范围：资金管理与结算、融资管理、风险管理及咨询服务等财资管理 与财资服务 二、中核财资公司内部控制的基本情况 中核财资公司在中核集团的指 ...

Core Viewpoint - The report evaluates the risk management and internal control systems of China Nuclear Finance Co., Ltd. (中核财务公司), highlighting its compliance with regulatory requirements and the effectiveness of its internal controls [1][2][3]. Group 1: Company Overview - China Nuclear Finance Co., Ltd. was established on July 21, 1997, as a non-bank financial institution approved by the People's Bank of China, currently under the supervision of the National Financial Regulatory Administration and the People's Bank of China [2]. - The company has a registered capital of 438.582 million RMB, with China National Nuclear Corporation holding a 49.02% stake [2]. - Its business scope includes accepting deposits, providing loans, bill discounting, and various financial advisory services [2]. Group 2: Internal Control System - The internal control system is built on a governance structure involving a shareholders' meeting, a board of directors, and senior management, with various specialized committees overseeing risk management and auditing [3][4]. - The company has established a comprehensive internal control manual covering 26 major business areas, 165 processes, and 385 key control points, which has been optimized since 2022 [6]. - A cyclical mechanism for internal control evaluation and defect rectification is in place, ensuring continuous improvement of internal controls [6][7]. Group 3: Risk Management - The risk management framework includes a risk management committee under the board, which is responsible for formulating risk management policies and evaluating the overall risk status [5][7]. - The company has implemented standardized operational processes and risk prevention measures across its business departments to manage various risks effectively [5][6]. - The overall risk control is maintained at a reasonable level, with effective execution of internal control systems [7]. Group 4: Financial Performance - As of June 30, 2025, China Nuclear Finance reported cash and deposits at the central bank of 3.859 billion RMB, interbank deposits of 42.819 billion RMB, net interest income of 545 million RMB, total profit of 643 million RMB, and net profit after tax of 472 million RMB [8]. - The company's regulatory indicators are in compliance with the requirements set forth in the Enterprise Group Financial Company Management Measures [8]. Group 5: Business Relations - As of June 30, 2025, the company and its subsidiaries had a deposit balance of 2.180 billion RMB with China Nuclear Finance, and the self-operated loan balance was 220 million RMB [8]. - The report concludes that the risk management practices of China Nuclear Finance are sound, with no significant deficiencies identified, indicating that the financial services business relationship is manageable [8].

盛德鑫泰新材料股份有限公司 总经理工作细则 第一条 为完善公司治理结构，明确总经理的职责权限，根据《中华人民共 和国公司法》《中华人民共和国证券法》等有关法律、法规及《盛德鑫泰新材料 股份有限公司章程》（以下简称"《公司章程》"）的有关规定，制定本细则。 第二条 总经理是董事会领导下的公司日常经营管理的负责人。总经理对董 事会负责，执行董事会决议，主持公司的日常生产经营和管理工作。 第三条 公司设总经理一人，并根据需要设副总经理若干人。 公司总经理由董事长提名，董事会聘任或解聘，总经理全面负责公司日常经 营运作和控制管理，对董事会负责；公司副总经理由总经理提名，董事会聘任或 解聘。 （四）诚信勤勉、廉洁奉公、民主公道； （五）有较强的使命感和积极开拓的进取精神。 第七条 有下列情形之一的，不得担任公司总经理及其他高级管理人员： （一）无民事行为能力或者限制民事行为能力； 第四条 总经理每届任期为三年，可连聘连任。 第五条 公司人员应当独立于控股股东、实际控制人及其关联人。公司的总 经理、副总经理、财务总监、董事会秘书等高级管理人员在控股股东单位不得担 任除董事以外的其他职务。控股股东高级管理人员兼任公司董事的 ...

Core Viewpoint - The report evaluates the financial services provided by Shanghai Electric Group Finance Co., Ltd. to its parent company, Shanghai Electric Group Co., Ltd., and its subsidiaries, highlighting the company's financial health and risk management practices [1][10]. Group 1: Basic Information of Electric Finance - Shanghai Electric Group Finance Co., Ltd. was established in December 1995 and is regulated by the National Financial Supervision Administration [2]. - The registered capital of Electric Finance is RMB 3 billion, with Shanghai Electric Group Co., Ltd. holding a 74.625% stake [2]. - The company offers various financial services, including deposit acceptance, loan processing, and financial consulting [3]. Group 2: Internal Control System - Electric Finance has established a governance structure comprising a shareholder meeting, board of directors, supervisory board, and senior management to ensure clear responsibilities and effective decision-making [4]. - The company has implemented comprehensive internal control measures to mitigate operational risks, including specific management procedures for settlement and fund management [5][6]. Group 3: Financial Performance and Risk Management - As of June 30, 2025, Electric Finance reported total assets of RMB 75.595 billion, total liabilities of RMB 66.786 billion, and net assets of RMB 8.809 billion [8]. - The company achieved a capital adequacy ratio of 17.47%, significantly above the regulatory requirement of 10.5% [8]. - The average deposit balance from the parent company and its subsidiaries in Electric Finance was RMB 2.446 billion, accounting for 74.70% of their total deposits [8]. Group 4: Financial Services Impact - The interest rates for deposits and loans provided by Electric Finance are competitive compared to other financial institutions, positively impacting the parent company's operations [8]. - The company has not encountered any legal or regulatory violations in its business activities, indicating strong compliance with financial regulations [8][10]. Group 5: Ongoing Risk Assessment - The company will conduct semi-annual reviews of Electric Finance's audited financial reports to assess its operational qualifications and risk status [10]. - The report concludes that Electric Finance has effective risk management practices in place, ensuring the safety of financial services provided to the parent company and its subsidiaries [10].

Group 1 - The core viewpoint of the article is that China Gold Group Jewelry Co., Ltd. has conducted a risk assessment of its financial subsidiary, China Gold Group Finance Co., Ltd., confirming its compliance and sound financial management practices [1][8] - China Gold Group Finance Co., Ltd. is a non-banking financial institution established with a registered capital of 2 billion yuan, with China Gold Group holding a 60% stake [1][2] - The financial company operates under the guidance and supervision of the National Financial Supervision Administration and the People's Bank of China, with a defined scope of business including deposit acceptance, loan processing, and financial advisory services [2][3] Group 2 - The internal control structure of the financial company includes a board of directors, supervisory board, and various committees to ensure effective governance and risk management [2][3] - Risk management is organized by the risk management department, which identifies and assesses various risks, including operational, liquidity, credit, market, and compliance risks [4][5] - The financial company has established a comprehensive internal audit department to oversee compliance and risk management, ensuring that all operations adhere to regulatory requirements [5][6] Group 3 - As of June 30, 2025, the financial company reported total assets of 27.69 billion yuan, total liabilities of 25.34 billion yuan, and a net profit of 79 million yuan [7][8] - The company maintains a good liquidity position with a bank deposit balance of 6.532 billion yuan, of which 6.241 billion yuan is deposited with the financial company [7][8] - The financial services provided by the financial company are in line with regulatory standards, ensuring fair pricing and protection of the company's interests [8]

中国旅游集团中免股份有限公司 关于对中旅集团财务有限公司的风险持续评估报告 根据《上海证券交易所上市公司自律监管指引第5号—交易与关联交易》《关于 规范上市公司与企业集团财务公司业务往来的通知》《企业集团财务公司管理办法》 的要求，中国旅游集团中免股份有限公司（以下简称"公司"）通过查验中旅集团财 务有限公司（以下简称"中旅财务"）的《营业执照》与《金融许可证》等资料，并 审阅了包括2025年6月30日资产负债表、2025年上半年度利润表、2025年上半年度现 金流量表等在内的定期财务报告，对其经营资质、业务和风险状况进行了评估，具 体情况报告如下： 一、中旅财务基本情况 中旅财务成立于2012年7月10日，是经中国银行保险监督管理委员会（现"国家 金融监督管理总局"）（银监复[2012]312号文件）批准成立的非银行金融机构。中旅 财务企业信息如下： 注册地址：深圳市福田区深南路4011号香港中旅大厦19楼A-D 法定代表人：金鸿雁 金融许可证机构编码：L0153H244030001 企业法人营业执照注册号：914403000504698000 经营范围：（一）吸收成员单位存款；（二）办理成员单位贷款；（三 ...

Core Points - The company establishes an audit committee to enhance internal control and governance structure [1] - The audit committee consists of three directors, with a majority being independent directors, including at least one accounting professional [3][4] - The audit committee is responsible for supervising internal and external audits, evaluating financial information, and ensuring compliance with laws and regulations [5][6] Group 1: Audit Committee Structure - The audit committee is a specialized committee under the board of directors, responsible for overseeing internal and external audits [1] - The committee members must dedicate sufficient time and effort to fulfill their responsibilities effectively [1] - The committee is required to have a chairperson who is an independent director with accounting expertise [3] Group 2: Responsibilities and Powers - The audit committee's main responsibilities include supervising external audit work, evaluating internal audit processes, and reviewing financial disclosures [5][6] - The committee has the authority to propose the hiring or replacement of external auditors and to review financial reports for accuracy and completeness [10][12] - The committee must report any violations of laws or regulations by directors or senior management to the board [16] Group 3: Meeting Procedures - The audit committee must hold at least one regular meeting each quarter, with additional meetings as necessary [10] - A quorum for meetings requires the presence of at least two-thirds of the members [10] - Meeting records must be kept, and all members are bound by confidentiality regarding the discussed matters [29]

Core Viewpoint - The document outlines the internal audit system of Chengdu Mengsheng Electronics Technology Co., Ltd., emphasizing the importance of internal control, risk management, and the responsibilities of the board of directors and the audit committee in ensuring effective internal auditing practices [1][2]. Group 1: Internal Audit Framework - The internal audit system is designed to enhance the quality of internal auditing and protect investors' rights, based on relevant laws and regulations [1]. - Internal auditing is defined as a supervisory and evaluative activity conducted by the company's internal audit personnel to assess the effectiveness of internal controls, risk management, and the authenticity of financial information [1][3]. - The internal audit department must maintain independence and not be under the leadership of the finance department [3][4]. Group 2: Responsibilities of the Audit Committee - The audit committee is responsible for overseeing the establishment and implementation of the internal audit system, reviewing annual audit plans, and reporting significant issues to the board [4][6]. - The audit committee must ensure that the internal audit department reports its findings and any major issues directly to them [4][5]. Group 3: Internal Audit Department Duties - The internal audit department is tasked with evaluating the completeness and effectiveness of internal control systems across the company and its subsidiaries [5][6]. - It must report at least quarterly to the audit committee on the execution of the internal audit plan and any issues discovered [5][6]. - The department is also responsible for auditing significant external investments, asset purchases and sales, guarantees, and related party transactions [8][9]. Group 4: Internal Control Evaluation - The audit committee supervises the internal audit department's evaluation of internal controls, which must be reported at least annually [10][11]. - The internal audit department is required to assess the effectiveness of internal controls related to financial reporting and information disclosure [10][11]. - Any significant deficiencies or risks identified during audits must be reported immediately to the audit committee [8][9]. Group 5: Compliance and Reporting - The company must disclose its internal control evaluation report alongside its annual report, including any findings from external auditors [11][12]. - The board of directors is responsible for ensuring the accuracy of the internal control evaluation report and addressing any significant deficiencies identified by auditors [11][12].

国信财务公司成立于 2010 年 12 月 14 日，是经原中国银行业监督管理委员 会批准设立的非银行金融机构，基本情况如下： 公司名称：江苏省国信集团财务有限公司 类型：有限责任公司 江苏省新能源开发股份有限公司 关于与江苏省国信集团财务有限公司关联存贷款业 务的风险持续评估报告 根据《上海证券交易所上市公司自律监管指引第 5 号——交易与关联交易》 的要求，江苏省新能源开发股份有限公司（以下简称"公司"）查验了江苏省国 信集团财务有限公司（以下简称"国信财务公司"、"财务公司"）的《金融许 可证》、《营业执照》等，取得并审阅了国信财务公司 2025 年半年度财务报表， 对国信财务公司的经营资质、业务和风险状况进行了评估，具体情况报告如下： 一、国信财务公司基本情况 住所：南京市玄武区长江路 88 号 24 楼 法定代表人：张书璟 统一社会信用代码：9132000056685112XE 金融许可证机构编码：L0118H232010001 注册资本：200000 万元人民币 成立日期：2010 年 12 月 14 日 经营范围：许可项目：企业集团财务公司服务（依法须经批准的项目，经相 关部门批准后方可开展经营 ...

新疆东方环宇燃气股份有限公司（股票代码：603706） 内部审计制度 新疆东方环宇燃气股份有限公司 内部审计制度 第一条 为规范新疆东方环宇燃气股份有限公司（以下简称"公司"）内部审 计工作，提高内部审计工作质量，保护股东合法权益，根据《中华人民共和国审计 法》、《审计署关于内部审计工作的规定》、《上海证券交易所股票上市规则》、《上 海证券交易所上市公司自律监管指引第1号——规范运作》等有关法律、法规、规 范性文件的规定以及《新疆东方环宇燃气股份有限公司章程》（以下简称"《公 司章程》"） 的规定，结合公司实际情况，制定本制度。 第二条 本制度所称内部审计，是指由公司内部审计机构及人员依据国家有 关法律法规、财务会计制度和公司内部管理规定对公司内部控制和风险管理的有效 性、财务信息的真实性和完整性以及经营活动的效率和效果等开展的一种监督和评 价活动。 第三条 本制度所称内部控制，是指公司董事会、高级管理人员及其他有关 人员为实现下列目标而提供合理保证的过程： （一）遵守国家法律、法规、规章及其他相关规定； （二）提高公司经营的效率和效果； （三）保障公司资产的安全； （四）确保公司信息披露的真实、准确、完整和 ...