证券代码：603232 证券简称：格尔软件 公告编号：2025-036 格尔软件股份有限公司 关于最近五年被证券监管部门和交易所 处罚或采取监管措施及整改情况的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 格尔软件股份有限公司（以下简称"公司"或"格尔软件"）自上市以来严格按 照《中华人民共和国公司法》《中华人民共和国证券法》《上海证券交易所股票 上市规则》及《公司章程》等相关要求，不断完善公司治理结构，建立健全内部 管理及控制制度，规范公司运营，提高公司治理水平，促进公司持续、健康、稳 定发展。 （一）2023 年 5 月 18 日，上海证监局出具《关于对格尔软件股份有限公司 采取出具警示函措施的决定》（沪证监决〔2023〕78 号）、《关于对叶枫采取 出具警示函措施的决定》（沪证监决〔2023〕79 号）、《关于对杨文山采取出 具警示函措施的决定》（沪证监决〔2023〕80 号）、《关于对顾峰采取出具警 示函措施的决定》（沪证监决〔2023〕81 号）、《关于对周海华采取出具警示 函措施的决定》（沪证监决〔2023 ...

Group 1 - The Shanghai Stock Exchange publicly reprimanded *ST Muban and related parties for violations in information disclosure and operational compliance, including significant accounting errors and misuse of raised funds [2] - The company’s major revenue sources for 2024 were identified, with photovoltaic products accounting for 79.13% of total revenue, followed by educational toys at 8.96%, and other businesses contributing 8.82% [3]

Group 1 - A total of 59 listed companies and their executives or shareholders have been investigated by the China Securities Regulatory Commission (CSRC) for suspected violations of laws and regulations as of August 5, with over 80% of these cases related to information disclosure violations [1][3] - Companies such as ST Tianmao and ST Xinchao have been investigated for failing to disclose financial reports as required, with some facing delisting risks [1][3] - Since July, over 10 companies, including Dahua Intelligent and Knight Dairy, have faced significant issues, with Dahua Intelligent's stock price plummeting by 20% after being investigated for information disclosure violations [3] Group 2 - The failure to disclose financial reports on time has emerged as a major reason for investigations, with companies like ST Tianmao and ST Zitian being penalized for not submitting periodic reports within the legal timeframe [3] - Following administrative penalties, eligible investors may initiate civil claims against the companies involved, highlighting the potential for financial repercussions for these firms [3] - Analysts have warned investors to be cautious of frequent financial report corrections, high executive sell-offs, and unusual audit opinions as potential risk signals to avoid investing in non-compliant companies [3]

Group 1 - The company announced the progress of its guarantee business, with a total guarantee balance of RMB 47,800 as of July 31, 2025, which is 0.001% of the audited net assets as of December 31, 2024 [2][3][4] - The company’s wholly-owned subsidiary, SAIC Hongyan, ceased new financing guarantee business in October 2022 due to industry downturns and competitive pressures, leading to a gradual reduction in existing guarantee balances [3][4][5] - The guarantee balance for SAIC Hongyan was RMB 819.18 million at the end of 2022, RMB 134.15 million at the end of 2023, and RMB 6.38 million at the end of 2024, indicating a significant decrease over the years [3][4] Group 2 - The company reported a total of 15 litigation and arbitration cases from July 1 to July 31, 2025, with a total principal amount of RMB 60.63 million, accounting for 1.72% of the audited net assets as of December 31, 2024 [7][8] - Among these cases, 2 were initiated by the company, while 13 were against the company, with the majority involving contract disputes [7][8] - The company is actively negotiating with various parties involved in the litigation to resolve outstanding issues [9][10] Group 3 - The Chongqing No. 5 Intermediate People's Court accepted the reorganization application for SAIC Hongyan on July 18, 2025, indicating financial distress within the subsidiary [17][19] - The court appointed a management team to oversee the reorganization process, which is crucial for addressing the subsidiary's debt issues [17][18] - Successful reorganization could help improve the financial structure of SAIC Hongyan and mitigate risks for the company, although the outcome remains uncertain [19] Group 4 - The company received an administrative regulatory decision from the Shanghai Securities Regulatory Commission due to discrepancies in revenue reporting and failure to disclose related party transactions [22][23][24] - The company is required to correct these issues and submit a written report within 30 days, emphasizing the importance of compliance with financial regulations [23][24][26] - The regulatory measures are not expected to impact the company's normal operations, but they highlight the need for improved governance and compliance practices [26][27]

Core Points - Shanghai New Power Automotive Technology Co., Ltd. faced regulatory scrutiny for failing to timely disclose significant events and information, leading to a correction order from the China Securities Regulatory Commission (CSRC) Shanghai Bureau [1][2] Group 1: Violations - The company reported inaccurate revenue figures in its restructuring report and annual reports from 2021 to 2023, due to premature recognition of sales revenue by its subsidiary, SAIC Hongyan, which did not comply with accounting standards [1] - SAIC Hongyan overestimated expected receivables from the transfer of goods without properly estimating implied return rights, violating accounting regulations [1] - The company failed to disclose its relationship and transactions with its related party, Chongqing Heavy Card Technology Co., Ltd., which is controlled by a related natural person, and did not seek shareholder approval for related transactions in 2021 [1] Group 2: Regulatory Actions - The CSRC mandated the company to correct its violations within thirty days of receiving the supervisory measures and submit a written report [2] - A warning letter was issued as part of the supervisory measures [3]

Group 1 - The company, Power New Technology (600841.SH), received a decision from the Shanghai Securities Regulatory Bureau regarding corrective measures due to discrepancies in its financial disclosures [1] - The decision highlighted that the company reported incorrect revenue figures in its restructuring report for 2021 and annual reports from 2021 to 2023 [1] - The company failed to properly disclose and review related party transactions with Heavy Truck Hui as required by regulations [1]

动力新科公告，公司收到上海证监局行政监管措施决定书，指出公司存在收入错报和未按规定审议并披 露与重卡汇的关联关系及关联交易的问题。具体包括2019年至2023年，子公司上汽红岩在部分商品控制 权尚未实现转移的情况下确认了销售收入，导致收入相关数据不准确。同时，公司未及时披露与重卡汇 的关联关系和关联交易，且2021年与重卡汇的关联交易未经股东大会审议。根据《信披办法》第五十二 条第一项规定，上海证监局决定对公司采取责令改正的监督管理措施，并要求在三十日内予以改正并提 交书面报告。 ...

Core Viewpoint - Qingyue Technology received a warning letter from the Jiangsu Securities Regulatory Bureau due to multiple regulatory violations related to fundraising and financial reporting practices [1][2][3] Group 1: Regulatory Violations - The company misused raised funds by transferring them to a general settlement account to purchase bank wealth management products in 2023 [2] - The financial accounting for the CTP+OLED product trading business was not compliant, as the company reported revenue using the gross method instead of the net method, leading to a correction of 13.67 million yuan in the third quarter report of 2023 [2][3] - An undisclosed related party transaction occurred with Zaozhuang Hongyuan Construction Engineering Company, controlled by a close relative of the company's actual controller, involving a payment of 3.63 million yuan for engineering contracts [2][3] Group 2: Consequences and Company Background - The violations led to a warning letter being issued to Qingyue Technology, its chairman Gao Yudi, and secretary Zhang Xiaobo, which will be recorded in the securities market integrity archive [3] - Qingyue Technology went public on the Shanghai Stock Exchange's Sci-Tech Innovation Board on December 28, 2022, raising a total of 824.4 million yuan, with a net amount of 734.95 million yuan after expenses [3][4] - The company has reported losses for two consecutive years, with net profits of -118 million yuan, -69.49 million yuan, and -15.99 million yuan for the first quarters of 2023, 2024, and 2025, respectively [4]

雷达财经 文|杨洋 编|李亦辉 8月4日，亿阳信通股份有限公司（证券代码：600289，证券简称：ST信通）公告，公司于2025年8月4日收到中国证券监督管理委员会黑龙江监管局的行政 监管措施决定书。决定书指出，公司在2023年8月5日披露拟向北京多来点信息技术有限公司投资不超过2.5亿元的公告后，未及时披露相关交易进展情况， 直至2024年4月30日才在另一份公告中披露已支付2000万元诚意金但最终未达成交易的情况。 公司及公司董事长袁义祥、时任总裁曹星、财务总监张秀琴、董事会秘书陶恒亮因未履行勤勉尽责义务，被黑龙江证监局采取出具警示函的行政监管措施， 并记入证券期货市场诚信档案。 公司表示将积极整改，加强法律法规学习，提高内控管理水平，确保信息披露的真实、准确、完整、及时。此次行政监管措施不会对公司日常生产经营产生 重大影响。 天眼查资料显示，ST信通成立于1995年01月18日，注册资本63105.2069万人民币，法定代表人袁义祥，注册地址为哈尔滨市南岗区嵩山路高科技开发区１号 楼。主营业务为信息通信技术（ICT）运营管理领域的基础软件和应用软件的研发，面向电信运营商及各大行业客户提供运营支撑系统（O ...

8月4日晚间ST信通（600289）公告收到中国证券监督管理委员会黑龙江监管局(下称"黑龙江证监局")下 达的《行政监管措施决定书》，黑龙江证监局对公司相关责任人员采取出具警示函措施的决定。 根据《上市公司信息披露管理办法》(证监会令第182号)第五十一条、第五十二条的规定，黑龙江证监 局决定对ST信通、袁义祥、曹星、张秀琴、陶恒亮分别采取出具警示函的行政监管措施，并记入证券 期货市场诚信档案。公司及有关责任人应严格按照法律法规规定履行信息披露义务，并在收到本决定书 之日起30日内向该局提交书面报告。 行政监管措施决定书显示，如果对本监督管理措施不服，可以在收到本决定书之日起60日内向中国证券 监督管理委员会提出行政复议申请，也可以在收到本决定书之日起6个月内向有管辖权的人民法院提起 诉讼。复议与诉讼期间，上述监督管理措施不停止执行。 在此番公告披露之前，ST信通股价在8月4日录得涨停，当日报涨4.98%，收于6.74元/股。 不过此后，该公司未再披露相关事项进展，迟至2024年4月30日公司才在《关于债权转让暨关联交易的 公告》中披露，公司已于2023年9月28日根据多来点付款指令向其支付2000万元诚意金 ...