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杭州多麦电商被出具警示函,涉重大事件未及时披露
Sou Hu Cai Jing· 2026-01-05 03:21
对此,浙江证监局决定对杭州多麦电子商务股份有限公司、徐彩俊、盛阳丽、洪娟分别采取出具警示函的监督管理措施,并记入证券期货市场 诚信档案。 蓝鲸新闻1月5日讯,近日,浙江证监局发布行政监管措施决定书,剑指杭州多麦电子商务股份有限公司及其相关责任人徐彩俊、盛阳丽、洪 娟。 决定书显示,杭州多麦电子商务股份有限公司存在以下问题:2025年2月14日,公司股东杭州麦融投资管理合伙企业(有限合伙)重新签署合 伙协议,并将执行事务合伙人由徐彩俊变更为盛阳丽,该事项使徐彩俊持股比例由40.84%下降至21.05%,导致公司实际控制人由徐彩俊变更 为无实际控制人。公司未就该重大事件及时履行信息披露义务,迟至2025年3月3日才就股东权益变动情况及实际控制人变更情况进行公告。 上述行为违反了《非上市公众公司信息披露管理办法》的规定。公司时任董事长、总经理徐彩俊,时任董事长盛阳丽,时任董事会秘书洪娟未 按照规定忠实、勤勉地履行职责,对上述行为负有主要责任。 采取有效措施避免再次发生违法违规行为,切实做好信息披露工作。 你们应当在收到本决定书之日起15个工作日内向我局提交书面报告。 如果对本监督管理措施不服,可以在收到本决定书之日 ...
启迪设计(300500)因信披违规被立案,或涉会计差错,投资者或可索赔
Xin Lang Cai Jing· 2026-01-05 01:44
Core Viewpoint - The company Qidi Design Group has been investigated by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure laws, leading to potential claims for damages by affected investors [1][2][4]. Group 1: Investigation and Legal Actions - On December 31, 2025, Qidi Design announced that it received a notice of investigation from the CSRC due to suspected violations of information disclosure laws [1][4]. - Investors who purchased shares between April 28, 2021, and December 31, 2025, and still hold them, may voluntarily register for compensation through the "Sina Investor Rights Protection Platform" [2][5]. Group 2: Financial Reporting Issues - The company disclosed accounting errors that necessitated retrospective adjustments to financial statements from 2020 to 2024, resulting in a revenue reduction of over 278 million yuan for 2023 [1][4]. - Issues identified include incorrect revenue recognition methods, misclassification of research and development expenses, and undisclosed financial misconduct by a subsidiary's chairman from 2019 to 2020 [4]. Group 3: Previous Regulatory Actions - Qidi Design has previously received regulatory warnings for inaccurate information disclosure and failure to timely disclose significant lawsuits, indicating a pattern of compliance issues [1][4].
16倍暴涨神话急刹车!天普股份面临监管风暴,投资者或可索赔
Xin Lang Cai Jing· 2026-01-05 01:27
登录新浪财经APP 搜索【信披】查看更多考评等级 受损股民可至新浪股民维权平台登记该公司维权:http://wq.finance.sina.com.cn/ 关注@新浪证券、微信关注新浪券商基金、百度搜索新浪股民维权、访问新浪财经客户端、 新浪财经首页都能找到我们! 天普股份(维权)2025年凭借超1600%的累计涨幅成为A股"大牛股",却在年末因涉嫌信息披露违规收 到上交所监管函。这场狂欢的背后,是股价与业绩的背离——公司前三季度营收、净利润双双下滑,却 因市场流传的AI合作传闻被疯狂炒作。上海市信本律师事务所赵敬国律师(执业证号: 13101200410820485)提示,于2026年1月1日之前买入且有持仓,无论在2026年1月1日及之后是否卖出 的受损投资者,或可通过"新浪股民维权平台"自愿登记索赔。(赵敬国律师专栏) 2025年12月30日晚,宁波市天普橡胶科技股份有限公司(以下简称"天普股份"或"公司")发布《关于股 票交易风险提示暨停牌核查公告》,公司股价自2025年8月22日至2025年12月30日累计上涨718.39%, 期间已累积巨大交易风险,现已严重偏离上市公司基本面,公司就近期股票交易情 ...
广东泉为科技股份有限公司 关于广东证监局对公司及相关人员出具 警示函措施的整改报告
Zheng Quan Ri Bao· 2026-01-04 23:03
Core Viewpoint - The company, Guangdong Quanwei Technology Co., Ltd., received a warning letter from the Guangdong Securities Regulatory Bureau regarding issues related to non-operating fund occupation and internal control deficiencies, prompting immediate corrective actions [1][2][3]. Group 1: Issues Identified - Issue 1: Non-operating fund occupation by related parties, where the company provided a loan of 1.3 million yuan to a related party, Shanghai Yunjin, without timely disclosure [2]. - Issue 2: Deficiencies in internal controls, including unauthorized guarantees and improper use of company seals, which were not disclosed in the internal control self-assessment report [3]. Group 2: Corrective Measures - Measure 1: A comprehensive self-inspection was initiated to review all related party transactions since January 1, 2022, to ensure no undisclosed non-operating fund occupations exist [4][5]. - Measure 2: The company will revise its related transaction management and fund management systems to strengthen approval processes and prevent non-operating fund occupations [5][6]. - Measure 3: Directly responsible personnel will be held accountable, with internal training on relevant laws and regulations to enhance awareness of fund approval processes [7][8]. Group 3: Internal Control Improvements - Measure 4: The company will rectify unauthorized guarantees by negotiating with relevant parties and taking necessary legal actions to mitigate risks [8][9]. - Measure 5: All company seals will be collected and reviewed to ensure proper usage, with a report due by January 25, 2026 [11][12]. - Measure 6: The internal control self-assessment report will be corrected, and a third-party consulting firm will be engaged to redesign the internal control system [13]. Group 4: Personnel Accountability - The chairman and general manager submitted written reflections and accepted internal disciplinary actions [14]. - A detailed training plan for board members and senior management will be implemented, focusing on securities laws and internal controls [14]. Group 5: Summary of Rectification - The company acknowledges the issues identified by the regulatory body and aims to enhance governance and internal controls, ensuring compliance and sustainable development [15].
前高管收警示函、借款逾期?康佳连发多条公告 年末遇大考
Nan Fang Du Shi Bao· 2026-01-04 11:57
2025年的最后一周,对于深康佳A(000016.SZ,以下简称"康佳")而言,显得颇为沉重。 12月23日至27日,康佳接连披露多份公告,公司当前面临"内忧外患"。一方面,因七年前的一笔股权转 让会计处理违规,公司及多名时任核心高管被监管层出具警示函;另一方面,公司旗下两家参股公司合 计约6.28亿元的股东借款宣告逾期,其中部分款项面临"无法全额收回"的实质性风险。 追溯七年前"旧账":信披不准确,三名时任高管被警示 在康佳发布的公告中,一份来自监管层的问责文件尤为引人关注。 12月26日,康佳收到中国证券监督管理委员会深圳监管局(以下简称"深圳证监局")出具的行政监管措 施决定书,以及深圳证券交易所下发的监管函。监管层的追责矛头,指向了公司2018年的一笔股权交 易。 经深圳证监局查明,2018年5月18日,康佳将持股51%的子公司安徽开开视界电子商务有限公司5%的股 权,转让给了广东南方爱视娱乐科技有限公司。然而,监管部门认定,该股权转让事项在当时并不满足 投资收益确认条件,这导致了康佳2018年半年报的信息披露出现不准确。 深圳证监局指出,上述情形不符合《企业会计准则第33号——合并财务报告(2014 ...
佳隆股份控股股东信披违规受罚 业绩下滑凸显转型困局
Xin Lang Cai Jing· 2026-01-04 10:41
Core Viewpoint - The company Jia Long Co., Ltd. faces regulatory scrutiny due to information disclosure violations by its controlling shareholder, Lin Changchun, which may undermine investor trust and is compounded by declining financial performance [1][2]. Group 1: Regulatory Issues - Lin Changchun, the controlling shareholder, received an administrative sanction from the Guangdong Securities Regulatory Bureau for failing to disclose stock holdings and trading activities related to the company [1]. - The regulatory body has mandated that Lin rectify the situation within 10 trading days and submit a report within 30 days [1]. Group 2: Financial Performance - For the first three quarters of 2025, the company's revenue decreased by 4.48% year-on-year to 177 million yuan, while net profit attributable to shareholders fell by 29.92% to 11.14 million yuan [2]. - In Q3 2025, revenue dropped by 15.23% to 56.82 million yuan, and net profit plummeted by 77.71% to 1.72 million yuan, indicating significant pressure on profitability [2]. - The decline in performance is primarily attributed to a slowdown in sales of core products, with chicken essence and chicken powder sales volumes down by 19.58% and 13.72% respectively [2]. Group 3: Market Challenges - The company launched new soy sauce products in August 2025 but faced challenges in market penetration, leading to increased financial burdens [3]. - The soy sauce market is dominated by leading brands like Haitian Flavoring & Food Co., which leverage brand recognition and distribution advantages, making it difficult for new entrants [3]. - The ongoing stagnation in revenue since 2019 highlights the company's struggles within the competitive landscape of the seasoning industry, reflecting broader challenges faced by small to medium-sized enterprises [3].
启迪设计信披违规被立案,投资者维权或将开启!
Xin Lang Cai Jing· 2026-01-04 07:47
登录新浪财经APP 搜索【信披】查看更多考评等级 受损股民可至新浪股民维权平台登记该公司维权:http://wq.finance.sina.com.cn/ 关注@新浪证券、微信关注新浪券商基金、百度搜索新浪股民维权、访问新浪财经客户端、 新浪财经首页都能找到我们! 一、信披违规被立案 2025年12月31日,新年钟声即将敲响之际,启迪设计(维权)发布公告因涉嫌信息披露违法违规收到中 国证监会下发的《立案告知书》。这则立案公告揭开了A股市场2026年信披监管的序幕。 信息披露违规是资本市场的顽疾,直接侵蚀市场健康的基石。启迪设计公告中并未具体说明涉嫌违规的 具体内容。不过就在公司接到《立案告知书》的前一天,启迪设计决定对公司前期会计差错进行更正, 并追溯调整多份定期报告。 上海沪紫律师事务所刘鹏律师指出立案调查的结果可能有多种:如果调查认定公司存在信息披露违法违 规行为,公司及相关责任人可能面临警告、罚款、市场禁入等行政处罚。(刘鹏律师专栏) 暂定于2021年4月28日-2025年12月31日(含当日)期间买入,并在2026年1月1日之后卖出或仍持有 而亏损的即可加入维权。(启迪设计维权入口) 二、曾进行会计差 ...
海南华铁瞒关键条款拟被罚 广发基金及其管理社保持股
Zhong Guo Jing Ji Wang· 2026-01-02 01:19
Core Viewpoint - Hainan Huatie (603300.SH) has received an administrative penalty notice from the China Securities Regulatory Commission (CSRC) for incomplete disclosure of significant contract announcements and failure to timely disclose major contract developments, leading to potential violations of the Securities Law [1][4]. Group 1: Incomplete Disclosure of Major Contracts - The company signed a "Computing Power Service Agreement" with a total contract value of 3.69 billion yuan, but failed to disclose critical terms that significantly impact the agreement's execution [2]. - The company announced the signing of the agreement on March 5, 2025, but omitted important clauses regarding the legal obligations of both parties [2]. Group 2: Untimely Disclosure of Major Contract Developments - The company did not meet the planned acceptance deadline for the agreement, which was set for the end of April 2025, and subsequently failed to disclose the delays and changes in the acceptance timeline [3]. - The company issued a termination notice for the agreement on September 30, 2025, without timely updates on the delays [3]. Group 3: Regulatory Findings and Penalties - The Zhejiang Regulatory Bureau has determined that the company's actions constitute violations of multiple provisions of the Securities Law, leading to proposed penalties including a fine of 5 million yuan for the company and fines for responsible individuals [4][5]. - The total penalties proposed include 8 million yuan for the company and fines of 400,000 yuan for the former general manager, 260,000 yuan for the former chairman, and 260,000 yuan for the former board secretary [6][7]. Group 4: Shareholder Information - As of September 30, 2025, the major shareholders include Hainan Haikong Industrial Investment Co., Ltd. with a 13.78% stake and Hu Danfeng with an 8.86% stake [8].
连续多年信披违规,退市仍被罚
Zhong Guo Ji Jin Bao· 2026-01-01 09:02
【导读】世纪星源涉嫌重大信披违规,被证监局处罚 中国基金报记者储是 因长达八年未披露担保事项,世纪星源收罚单。公司及责任人共被罚2175万元,此前已退市。 长达八年的信披违规 12月31日,长城证券股份有限公司(以下简称长城证券)发布风险提示公告。 公告显示,长城证券收悉深圳证监局向深圳世纪星源股份有限公司(以下简称世纪星源)出具的《行政处罚事先告知 书》。 深圳证监局决定,对深圳世纪星源股份有限公司责令改正,给予警告,并处以500万元罚款。 时任公司董事长丁芃、董事兼总经理郑列列作为实际控制人,被认定"明知年报存在重大遗漏仍签字保证",且"私自使 用公司印章签订担保合同"。 上述担保事项,世纪星源未在相关年度报告中予以披露,存在重大遗漏。 此前,世纪星源已宣布退市。 根据ST星源公告,公司于2024年4月11日收到深圳证券交易所出具的《关于深圳世纪星源股份有限公司股票终止上市 的决定》,深圳证券交易所决定终止公司股票上市。 主要由于公司股票在2024年1月30日至2024年3月5日期间,连续二十个交易日的每日收盘价均低于1元/股,触及股票终 止上市情形。 公司及责任人共被罚2175万元 深圳证监局查明,20 ...
A股突发!002598,被立案!
Zhong Guo Ji Jin Bao· 2026-01-01 08:55
Core Viewpoint - Shandong Zhanggu has received a notice from the China Securities Regulatory Commission (CSRC) regarding an investigation into alleged violations of financial information disclosure in periodic reports, leading to a formal case being opened against the company [1]. Group 1: Regulatory Actions - The company will actively cooperate with the CSRC's investigation and will fulfill its information disclosure obligations as required by law [4]. - On December 18, 2025, Shandong Zhanggu received a corrective action order from the Shandong Securities Regulatory Bureau due to previous violations related to information disclosure [5]. - The corrective action order identified three main issues: 1. Violations in the approval and disclosure of related party transactions, including inaccuracies in the 2024 semi-annual and annual reports [6]. 2. Misuse of raised funds, including the purchase of non-principal guaranteed financial products and improper management of funds [6]. 3. Non-compliance in corporate governance, such as related shareholders acting as monitors during voting on related matters [6]. Group 2: Company Performance - In the first three quarters of the previous year, Shandong Zhanggu reported revenue of 1.459 billion yuan, a year-on-year decrease of 3.94%, and a net profit attributable to shareholders of 62 million yuan, down 39% year-on-year [8]. - As of December 31, 2025, the company's stock closed at 10.69 yuan per share, with an annual increase of over 13% [9].