科兴生物制药股份有限公司 目 录 第一章 总 则 第一条 为规范科兴生物制药股份有限公司（以下简称"公司"）的关联交易， 保证公司关联交易的公允性，维护公司及公司全体股东的合法权益，根据《中华 人民共和国公司法》（以下称"《公司法》"）《企业会计准则第 36 号——关联方 披露》《上海证券交易所科创板股票上市规则》（以下简称"《科创板股票上市规 科兴生物制药股份有限公司 （修订稿） 二〇二五年七月 《上海证券交易所上市公司自律监管指引第 5 号——交易与关联交易》等 则》"） 有关法律法规及《科兴生物制药股份有限公司章程》（以下称"《公司章程》"） 的有关规定，结合公司实际情况，制订本制度。 第二条 本制度对公司股东、董事和高级管理人员具有约束力，公司股东、 董事和高级管理人员必须遵守。 第三条 公司关联交易应当定价公允、决策程序合规、信息披露规范，保证 关联交易的合法性、必要性、合理性和公允性，保持公司的独立性，不得利用关 联交易调节财务指标，损害公司利益。 第四条 关联交易活动应遵循以下基本原则： （一）平等、自愿、等价、有偿的原则； （二）公平、公正、公开的原则； （三）不损害公司及非关联股东合法权益的 ...

第二章 关联交易范围的界定 第三条 公司关联交易是指公司或者控股子公司与公司关联人之间发生的转 移资源或者义务的事项,包括以下交易: （一）购买资产； （二）出售资产； （三）对外投资（含委托理财、对子公司投资等）； （四）提供财务资助（含委托贷款等）； （五）提供担保（含对控股子公司担保等）； （六）租入或者租出资产； （七）委托或者受托管理资产和业务； （八）赠与或者受赠资产； （九）债权或者债务重组； （十）转让或者受让研发项目； （十一）签订许可协议； （十二）放弃权利（含放弃优先购买权、优先认缴出资权利等）； （十三）购买原材料、燃料、动力； （十四）销售产品、商品； （十五）提供或者接受劳务； （十六）委托或者受托销售； （十七）存贷款业务； （十八）与关联人共同投资； （十九）其他通过约定可能造成资源或者义务转移的事项。 第四条 公司关联人包括关联法人（或者其他组织）和关联自然人。 第五条 与公司存在下列关系的法人，为公司的关联法人： （一） 直接或者间接控制公司的法人（或者其他组织）； （二） 由上述第(一)项法人（或者其他组织）直接或者间接控制的除公司 及其控股子公司以外的法人（或者其他组织 ...

南通江山农药化工股份有限公司 关联交易管理制度 （2025年修订） 第一章 总则 第一条 为规范南通江山农药化工股份有限公司（以下简称"公司"）关联 交易行为，保证公司与各关联方所发生的关联交易合法、公允、合理，保护股东 和公司的合法权益，依据《中华人民共和国公司法》《中华人民共和国证券法》 《上海证券交易所股票上市规则》《上海证券交易所上市公司自律监管指引第5 号—交易与关联交易》等法律、法规、规范性文件以及《南通江山农药化工股份 有限公司章程》（以下简称《公司章程》）等规定，制定本制度。 第二条 本公司与关联人发生的关联交易应当遵循以下基本原则： （一）诚实信用、公允性原则； （二）平等、自愿、等价、有偿的原则； （三）公平、公正、公开的原则，关联交易的价格原则上应不偏离市场独立 第三方的标准，对于难以比较市场价格或定价受到限制的关联交易，应通过合同 明确有关成本和利润的标准； （四） 有利于公司的经营和发展的原则。本公司董事会应当根据客观标准 判断该关联交易对本公司是否有利，必要时应当聘请独立财务顾问或专业评估机 构。 第二章 关联人及关联交易 第三条 公司的关联人包括关联法人和关联自然人。 第四条 具 ...

General Principles - The purpose of the management system for related party transactions is to strengthen the management of related transactions, clarify management responsibilities, and protect the legal interests of shareholders and creditors, especially minority investors [1][2] - Related party transactions include various types of transactions such as asset purchases or sales, external investments, project transfers, licensing agreements, guarantees, leasing, asset management, donations, debt restructuring, financial assistance, and daily operational transactions [1][2] Related Parties and Relationships - Related parties include individuals or organizations that directly or indirectly control the company, hold more than 5% of shares, or are company directors and senior management, as well as their close family members [2][3] - The definition of related parties extends to entities controlled by the aforementioned individuals and organizations, as well as those recognized by regulatory authorities as having a special relationship with the company [2][3] Approval Authority and Procedures for Related Transactions - Related transactions must ensure legality, necessity, reasonableness, and fairness, maintaining the company's independence and not manipulating financial indicators [2][4] - Transactions exceeding certain thresholds, such as amounts over 300,000 yuan with related individuals or transactions exceeding 1% of the company's total assets or market value, require board approval and disclosure [4][5] Financial Assistance and Guarantees - The company is generally prohibited from providing financial assistance to related parties, with exceptions for certain conditions involving non-controlling related companies [7][8] - Guarantees provided to related parties must be approved by a majority of non-related directors and require additional scrutiny if involving controlling shareholders or their affiliates [6][7] Daily Related Transactions - Daily related transactions can be estimated annually, and if actual amounts exceed estimates, new approval procedures must be followed [8][9] - The company must disclose daily related transactions in annual and semi-annual reports, and agreements lasting over three years require re-evaluation every three years [8][9] Decision-Making and Voting Procedures - Related directors must abstain from voting on related transaction matters, and decisions must be made by a majority of non-related directors [10][11] - Related shareholders must also abstain from voting on matters concerning related transactions, ensuring that their voting rights do not influence the outcome [10][11] Miscellaneous Provisions - The management system for related transactions will take effect upon approval by the shareholders' meeting and will be interpreted by the board of directors [12]

Core Viewpoint - The document outlines the management system for related party transactions between Jiangsu New Energy Development Co., Ltd. and Jiangsu Guoxin Group Financial Co., Ltd., emphasizing compliance with relevant laws and regulations while ensuring the safety and independence of the company's financial assets [1][2]. Group 1: Regulatory Framework - The company must adhere to the Company Law of the People's Republic of China and other relevant regulations when engaging in financial transactions with Guoxin Financial Company [1]. - The company is prohibited from conducting financial transactions with any group financial company not approved by the National Financial Supervision Administration [2]. Group 2: Transaction Guidelines - Financial transactions such as deposits and loans must follow a voluntary principle and require a systematic risk prevention mechanism to safeguard the company's funds [2][5]. - A financial service agreement must be signed for any financial transactions, detailing the terms, transaction types, expected limits, pricing, and risk control measures [3]. Group 3: Disclosure and Reporting - The company is required to disclose expected business conditions annually, including maximum deposit limits, loan amounts, and total credit limits [3][4]. - Continuous disclosure of related party transactions involving Guoxin Financial Company must be included in regular reports, with a risk assessment report submitted alongside annual reports [5][6]. Group 4: Risk Management - The company must develop a risk disposal plan to address potential risks affecting the safety of deposited funds, with clear responsibilities assigned [4]. - An annual special report from the auditing firm regarding related party transactions must be submitted, detailing the amounts and balances of deposits and loans [6].

Core Points - The document outlines the regulations and procedures for related party transactions of Shanghai Nenghui Technology Co., Ltd, ensuring fairness and protection of the rights of non-related shareholders [1][2][3] Group 1: Related Parties and Relationships - Related parties include both legal entities and natural persons that have a significant influence or control over the company [3][4] - Legal entities that are considered related parties include those that directly or indirectly control the company or hold more than 5% of its shares [2][4] - Natural persons considered related parties include shareholders holding more than 5% of shares, directors, and senior management [2][5] Group 2: Related Transactions - Related transactions involve the transfer of resources or obligations between the company and its related parties, including asset purchases, investments, and financial support [4][5] - The company must ensure that related transactions do not deviate from market prices and are conducted on an equal and voluntary basis [4][5] Group 3: Decision-Making and Disclosure Procedures - Transactions exceeding 300,000 yuan with related legal entities or 30,000 yuan with related natural persons require board approval and must be disclosed [5][6] - Related transactions that exceed 3 million yuan and account for more than 5% of the company's net assets must be submitted for shareholder approval [5][6] Group 4: Exemptions and Special Cases - Certain transactions, such as public tenders or those providing unilateral benefits to the company, may be exempt from shareholder approval [6][7] - The company must disclose any related transactions that may significantly impact its financial status or operational results [9][10] Group 5: Record Keeping and Compliance - The board secretary is responsible for maintaining records of related transaction decisions and resolutions [12][13] - The regulations may be amended by the board in accordance with relevant laws and company articles, subject to shareholder approval [12][13]

Core Viewpoint - The document outlines the management measures for related party transactions of Guotai Xindian Software Co., Ltd, aiming to ensure the legality, fairness, and reasonableness of such transactions, while protecting the rights of the company and minority shareholders [1] Group 1: General Principles - The internal control of related party transactions should adhere to principles of honesty, equality, voluntariness, fairness, openness, and impartiality, without harming the interests of the company and non-related shareholders [1] - The company must disclose related parties and transactions in accordance with relevant accounting standards and regulations [1] Group 2: Definition of Related Parties and Transactions - Related parties include individuals or entities that control the company, hold more than 5% of shares, or are closely related to such individuals [2] - Related transactions encompass various activities such as asset purchases or sales, investments, project transfers, and financial assistance [3][4] Group 3: Approval Procedures for Related Transactions - Transactions exceeding certain thresholds must be approved by independent directors and the board, with specific monetary limits set for different types of transactions [7][8] - Related transactions that exceed 1% of the company's total assets or market value must be submitted for shareholder approval, accompanied by evaluation or audit reports [8] Group 4: Disclosure and Reporting - The company is required to disclose related transactions in annual and semi-annual reports, and any agreements lasting over three years must undergo re-evaluation every three years [12] - Independent directors must approve related transactions, and they may seek independent financial advice for their judgments [13] Group 5: Pricing of Related Transactions - Related transactions must be documented with written agreements that specify pricing policies, ensuring that prices are fair and based on market standards or reasonable costs [18][19] - Various pricing methods are outlined, including cost-plus, resale price, and comparable uncontrolled price methods [20][21]

Core Viewpoint - The company establishes a system to ensure that related party transactions are conducted fairly, justly, and transparently, protecting the rights of the company and non-related shareholders [1][2][3] Group 1: Related Party Transactions - Related party transactions must comply with relevant laws, regulations, and the company's articles of association, and must be documented in written agreements that are clear and specific [1][2] - Transactions should adhere to principles of fairness, justice, and honesty, and pricing should not deviate from market standards [1][4] - Related party transactions include various activities such as asset purchases, investments, and provision of guarantees [1][5] Group 2: Definition of Related Parties - Related parties include individuals or entities that have significant control or ownership (more than 5%) in the company, as well as family members of key individuals [2][3][4] - The definition extends to those who can exert significant influence over the company through financial or operational decisions [4][5] Group 3: Approval and Voting Procedures - Related directors must abstain from voting on related party transactions, and decisions must be made by a majority of non-related directors [5][6] - Related shareholders must also abstain from voting, and any failure to disclose related relationships can lead to legal actions [6][7] Group 4: Transaction Standards and Reporting - Transactions exceeding certain thresholds (e.g., 30 million yuan or 1% of total assets) require independent evaluation and must be submitted for shareholder approval [7][8] - The company must disclose related party transactions in annual and semi-annual reports, and agreements lasting over three years must be reviewed every three years [10][11] Group 5: Pricing Principles - Related party transaction pricing should be fair and based on government pricing, market prices, or reasonable cost-plus methods [12][13] - If no comparable market prices exist, the company must disclose the pricing determination principles and justify their fairness [13][14] Group 6: Audit and Oversight - The audit committee must review related party transactions and provide opinions on their fairness and alignment with shareholder interests [15][16] - The company must ensure that transactions do not lead to the misappropriation of funds or assets by related parties, with independent directors reviewing transactions quarterly [16][17]

第一条 为规范大连热电股份有限公司（以下简称"公司"）关 联交易行为，提高公司规范运作水平，保护公司及非关联股东特别是 中小股东的合法权益，根据《中华人民共和国公司法》 《中华人民共和 国证券法》 大连热电股份有限公司 关联交易管理制度 第一章总则 《上海证券交易所股票上市规则》 《上海证券交易所上市公 司自律监管指引第 5 号——交易与关联交易》以及公司《章程》等有 关规定，特制订本制度。 (一)直接或者间接控制公司的法人或其他组织； (二)由上述第(一)项所列主体直接或者间接控制的除公司、公 司控股子公司及控制的其他主体以外的法人或其他组织； (三)由本制度第六条所列公司的关联自然人直接或者间接控 制的,或者由关联自然人担任董事（不含同为双方的独立董事） 、高级 第二条 公司关联交易应当定价公允、审议程序合规、信息披露 规范。 公司应当保证关联交易的合法性、必要性、合理性和公允性，保 持公司的独立性，不得利用关联交易调节财务指标，损害公司利益。 交易各方不得隐瞒关联关系或者采取其他手段，规避公司的关联交易 审议程序和信息披露义务。 第三条 本制度适用于公司及子公司与公司关联人之间的关联交 易。本制度所称" ...

中金辐照股份有限公司 关联交易管理制度 中金辐照股份有限公司 关联交易管理制度 第一章 总则 第一条 为保证公司与关联人之间发生的关联交易符合公平、公正、公开的 原则，确保公司关联交易行为不损害公司和全体股东的利益，根据法律、法规、 规范性文件、公司章程及其细则，制定本制度。 第二条 公司的关联交易是指公司或其控股子公司与关联人之间发生的转 移资源或义务的事项。 第三条 公司在确认和处理关联关系与关联交易时，需遵循并贯彻以下基本 原则： （一）尽量避免或减少与关联人之间的关联交易； （二）确定关联交易价格时，应遵循公平、公正、公开以及等价有偿的基本 商业原则； （三）对于发生的关联交易，应切实履行信息披露的有关规定； 第七条 具有以下情形之一的法人，为公司的关联法人： （一）直接或间接地控制公司的法人或者其他组织； （二）由前项所述法人直接或间接控制的除公司及其控股子公司以外的法人 或者其他组织； （三）由第八条所列公司的关联自然人直接或间接控制的、或担任董事（独 立董事除外）、高级管理人员的，除公司及其控股子公司以外的法人或者其他组 织； （四）公司在进行关联交易时，应当遵循诚实信用原则，不得损害全体股东 ...