Core Points - The company has established a management system to prevent the controlling shareholder and related parties from occupying company funds, ensuring the protection of investors' rights [1][2] - The controlling shareholder and actual controller must act in good faith, comply with laws and regulations, and maintain the company's independence [2][4] - A leadership group has been set up to supervise and manage the prevention of fund occupation by the controlling shareholder and related parties [3][4] Summary by Sections General Principles - The system aims to regulate financial transactions between the company and its controlling shareholder, actual controller, and related parties, based on relevant laws and regulations [1] - The controlling shareholder and actual controller are prohibited from infringing on the company's interests in any manner [1] Prevention Principles - The company must not provide funds to the controlling shareholder or related parties through various means, including covering expenses or lending money [1][2] - The controlling shareholder and actual controller must commit to not transferring their shares until all occupied funds are returned [2] Responsibilities and Measures - The company's board of directors and shareholders' meeting are responsible for reviewing and approving related party transactions [2][3] - The company must establish a long-term mechanism to prevent fund occupation by the controlling shareholder and related parties [3] Leadership and Oversight - A leadership group led by the chairman has been established to oversee the prevention of fund occupation [3] - The company must conduct self-inspections regarding any financial transactions with the controlling shareholder and related parties [3][4] Legal Actions and Compensation - In cases of asset infringement by the controlling shareholder or related parties, the board must take effective measures to stop the infringement and seek compensation [4] - Funds occupied by the controlling shareholder must generally be repaid in cash, with strict controls on non-cash asset repayments [4][5] Payment Procedures - The company must adhere to strict procedures for payments related to transactions with related parties to prevent improper fund occupation [5][6] - The finance department must ensure that all payments are approved by the financial director and the chairman [5][6] Accountability and Penalties - The board may impose penalties on directors and senior management who assist or condone fund occupation by the controlling shareholder [6] - Legal responsibilities will be pursued against individuals in subsidiaries or affiliated companies that violate this system and cause investor losses [6] Miscellaneous - The system will take effect upon approval by the shareholders' meeting [7]

Core Viewpoint - The company has established a management system to prevent the controlling shareholder, actual controller, and their related parties from occupying company funds, ensuring the protection of the company's and stakeholders' legal rights [1][2]. Group 1: Definitions and Responsibilities - The controlling shareholder is defined as a shareholder holding more than 50% of the company's total shares or having significant influence over shareholder meetings [2]. - The actual controller is defined as a natural person, legal entity, or organization that can actually control the company's actions through investment relationships or agreements [2]. - The company’s board of directors and senior management are legally obligated to maintain the safety of the company's funds [1][8]. Group 2: Prevention Measures - The company must prevent the controlling shareholder, actual controller, and their related parties from occupying funds through various means [7]. - Non-operational fund occupation includes situations where the company pays expenses or provides loans without a legitimate transaction background [1][4]. - The company is prohibited from providing funds directly or indirectly to the controlling shareholder, actual controller, or their related parties [3][4]. Group 3: Transaction Regulations - All related transactions with the controlling shareholder and actual controller must comply with legal regulations and the company's decision-making procedures [10]. - The company must ensure that any operational transactions have a genuine economic contract and adhere to strict approval processes [6][10]. Group 4: Accountability and Penalties - The company will impose economic penalties on directors and senior management who assist or condone the occupation of company assets by the controlling shareholder or actual controller [27][30]. - The board of directors is responsible for establishing a verification system to regularly check the company's financial status and transactions with related parties [8][22]. Group 5: Implementation and Effectiveness - The management system will take effect upon approval by the company's shareholders' meeting [32]. - The board of directors is responsible for interpreting the management system [33].

浙江金道科技股份有限公司 第一章 总则 第一条 为规范浙江金道科技股份有限公司（以下简称"公司"）与控股股 东、实际控制人及关联方的资金往来，避免公司关联方占用公司资金，建立防 范公司关联方占用公司资金的长效机制，保护公司、股东和其他利益相关方的 合法权益，根据《中华人民共和国》（以下简称"公司法"）、《中华人民共和国 证券法》（以下简称"《证券法》"）、《上市公司监管指引第8号—上市公司资 金往来、对外担保的监管要求》《深圳证券交易所创业板股票上市规则》（以下 简称"《上市规则》"）等有关法律、行政法规、部门规章和规范性文件以及 《浙江金道科技股份有限公司章程》（以下简称"《公司章程》"）的规定，结 合公司实际情况，制定本制度。 第二条 公司与纳入公司合并会计报表范围的子公司与公司关联方之间进行 的资金往来适用本制度。 第三条 本制度所称关联方的界定，以《上市规则》的规定为准。 第四条 本制度所称资金占用，包括但不限于以下方式： （一）经营性资金占用，是指公司关联方通过采购、销售等生产经营环节的 关联交易所产生的对公司的资金占用。 （二）非经营性资金占用，是指公司为公司关联方垫付工资、福利、保险、 广告等费 ...

审计委员会检查发现公司控股股东、实际控制人及其他关联方存在资金占用 情况的，应当督促公司董事会立即披露并及时采取追讨措施；公司未及时披露， 或者披露内容与实际情况不符的，相关人员应当立即向上海证券交易所报告。 无锡奥特维科技股份有限公司 防范控股股东、实际控制人及关联方占用公司资金管理制度 第十条 年报审计期间，公司审计委员会应当与年审会计师充分沟通，督促 年审会计师勤勉尽责，对公司是否存在控股股东、实际控制人及其关联方资金占 用情况出具专项说明并如实披露。 第十一条 公司财务负责人应加强对公司财务过程的控制，监控公司与控股 股东、实际控制人及其他关联方之间的交易和资金往来情况。 无锡奥特维科技股份有限公司 防范控股股东、实际控制人及关联方占用公司资金管理制度 无锡奥特维科技股份有限公司 防范控股股东、实际控制人及关联方占用公司资金管理制度 第一章 总则 第一条 为了进一步加强和规范无锡奥特维科技股份有限公司（以下简称"公 司"）的资金管理，防止和杜绝控股股东、实际控制人及关联方占用公司资金行 为的发生，保护公司、股东和其他利益相关人的合法权益，根据《中华人民共和 国公司法》 《中华人民共和国证券法》 《上海 ...

Core Points - The document outlines a management system to prevent the controlling shareholder and related parties from occupying company funds, establishing a long-term mechanism to ensure financial independence [1][2] - The definition of controlling shareholders includes those holding more than 50% of shares or having significant influence over board decisions [1] - The document specifies that fund occupation includes both operational and non-operational fund occupation, detailing various scenarios under which funds may be occupied [2][3] Group 1: Principles of Fund Occupation Prevention - Controlling shareholders and related parties are prohibited from sharing bank accounts with the company or depositing company funds into their controlled accounts [5][6] - Strict limitations are placed on operational fund transactions to prevent fund occupation by controlling shareholders [6][7] - The company must ensure that all related transactions are conducted according to established decision-making procedures [4][5] Group 2: Responsibilities and Measures - The board of directors and senior management have a legal obligation to maintain the safety of company funds [11][12] - A leadership group is established to oversee the prevention of fund occupation, led by the chairman of the board [13] - Internal audit and financial departments are responsible for regular checks to prevent non-operational fund occupation [18][19] Group 3: Accountability and Penalties - Directors and senior management may face disciplinary actions for facilitating or condoning fund occupation by controlling shareholders [24][26] - The company will not generally provide guarantees to controlling shareholders and must carefully manage associated debt risks [25] - Any non-operational fund occupation that negatively impacts the company will result in penalties for responsible parties [26][27]

第一条 为了加强和规范苏州锴威特半导体股份有限公司（以下简称"公司"） 的资金管理，建立防止控股股东、实际控制人及关联方占用公司资金的长效机制， 杜绝控股股东、实际控制人及关联方资金占用行为的发生，保护公司、股东及其 他利益相关人的合法权益，根据《上市公司监管指引第 8 号--上市公司资金往来、 对外担保的监管要求》等相关法律、法规、规范性文件以及公司章程的有关规定， 制定本制度。 第二条 本制度所称资金占用包括经营性资金占用和非经营性资金占用。 经营性资金占用是指控股股东、实际控制人及其关联方通过采购、销售等生 产经营环节的关联交易产生的资金占用。 （一）要求公司为其垫付、承担工资、福利、保险、广告等费用、成本和其 他支出； 苏州锴威特半导体股份有限公司 防范控股股东、实际控制人及关联方占用公司资金专项制度 第一章 总则 非经营性资金占用是指合并范围内各公司为控股股东、实际控制人及其附属 企业垫付的工资、福利、保险、广告费用和其他支出；代控股股东、实际控制人 及其附属企业偿还债务而支付的资金；有偿或无偿、直接或间接拆借给控股股东、 实际控制人及其附属企业的资金；为控股股东、实际控制人及其附属企业承担担 保责 ...

协鑫集成科技股份有限公司 防范控股股东及关联方资金占用专项制度 协鑫集成科技股份有限公司 防范控股股东及关联方资金占用专项制度 第一章 总则 协鑫集成科技股份有限公司 防范控股股东及关联方资金占用专项制度 协鑫集成科技股份有限公司 防范控股股东及关联方资金占用 专项制度 二〇二五年六月 第一条 为了进一步加强和规范协鑫集成科技股份有限公司（以下简称"公 司"）的资金管理，防止和杜绝控股股东及关联方占用公司资金行为的发生，保护 公司、股东和其他利益相关人的合法权益，根据《中华人民共和国公司法》 《中华 人民共和国证券法》 （以下简称"《证券法》"）、 《上市公司监管指引第 8 号—上市公 司资金往来、对外担保的监管要求》 《深圳证券交易所股票上市规则》 《深圳证券交 易所上市公司自律监管指引第 1 号——主板上市公司规范运作指引》等相关法律、 法规、规范性文件及《协鑫集成科技股份有限公司章程》 （以下简称"《公司章程》"） 的有关规定，并结合公司实际，制定本制度。 第二条 本制度适用于公司控股股东及关联方与公司间的资金管理。 公司之控股子公司的资金往来行为视同公司行为，适用本制度的规定。 第三条 本制度所称资金 ...

Core Viewpoint - The company has established a comprehensive management approach to prevent the controlling shareholder and related parties from occupying its funds, ensuring compliance with relevant laws and regulations [1][2][4]. Group 1: General Principles - The management measures aim to create a long-term mechanism to prevent fund occupation by the controlling shareholder and related parties, in accordance with various legal frameworks [1]. - Fund occupation is categorized into operational and non-operational types, with specific definitions provided for each [1][2]. Group 2: Specific Principles for Prevention - The company must strictly limit the operational fund transactions with the controlling shareholder and related parties, prohibiting the provision of funds through various indirect means [2][3]. - The controlling shareholder and related parties are explicitly prohibited from occupying company funds through various methods, including requesting the company to cover expenses or debts [2][4]. Group 3: Responsibilities and Measures - The company’s board of directors and senior management are responsible for safeguarding the company’s funds and assets, with the chairman being the primary responsible person for preventing fund occupation [4][5]. - The audit department is tasked with monitoring compliance with internal controls and operational activities to ensure proper implementation of these measures [5]. Group 4: Accountability and Penalties - The board of directors can demand compensation from the controlling shareholder if their actions harm the company or other shareholders, and can initiate judicial freezing of shares if necessary [6]. - Any violations leading to fund occupation or improper guarantees will result in administrative and legal consequences for responsible individuals [6].

北京中科润宇环保科技股份有限公司 第一章 总 则 第一条 为了进一步加强和规范北京中科润宇环保科技股份有限公司（以下简称 "公司"）及其纳入公司合并报表范围的全资、控股公司（以下简称"子公司"）的资 金管理，防范和杜绝控股股东及其他关联方占用公司资金行为的发生，保护公司、股 东和其他利益相关人的合法权益，根据《中华人民共和国公司法》 （以下简称"《公司 法》"）、《中华人民共和国证券法》（以下简称"《证券法》"）、《上市公司监管指引第 8 号—上市公司资金往来、对外担保的监管要求》《深圳证券交易所创业板股票上市规 则》及《北京中科润宇环保科技股份有限公司公司章程》（以下简称"《公司章程》"） 的有关规定，结合公司实际情况，制定本制度。 第二条 本制度适用于公司与公司控股股东及关联方之间的资金往来管理。公司 的控股股东及关联方与子公司之间的资金往来亦适用本制度。本制度适用于控股股东 的条款原则上均适用于实际控制人，本制度另有规定的除外。 第三条 本制度所称资金占用包括但不限于：经营性资金占用和非经营性资金占 用。 经营性资金占用是指公司控股股东及其他关联方通过采购、销售等生产经营环节 的关联交易产生的资金占用。 ...

江西百胜智能科技股份有限公司 第三条 本制度所称资金占用包括但不限于：本制度及相关法律法规规定的 经营性资金占用和非经营性资金占用。 第二章 防范控股股东、实际控制人及其他关联方资金占用 的原则及监管措施 第四条 公司与控股股东、实际控制人及其他关联方发生的经营性资金往来 中，应当严格限制占用公司资金。公司不得以垫支工资、福利、保险、广告等 期间费用，预付投资款等方式将资金、资产和资源直接或间接地提供给控股股 东、实际控制人及其他关联方使用，也不得互相代为承担成本和其他支出。 第五条 公司应防止控股股东、实际控制人及其他关联方通过各种方式直接 或间接占用公司的资金和资源，不得以下列方式将资金直接或间接地提供给控 股股东、实际控制人及其他关联方使用： （一）有偿或无偿、直接或间接地拆借公司的资金给控股股东、实际控制 人及其他关联方使用； （二）通过银行或非银行金融机构向控股股东、实际控制人及其他关联方 提供委托贷款； 防范控股股东、实际控制人及其他关联方占用公司资金管理制度 第一章 总 则 第一条 江西百胜智能科技股份有限公司（以下简称"公司"）根据《中华 人民共和国公司法》（以下简称"《公司法》"）、《中华人 ...