Workflow
信义责任
icon
Search documents
信义为基 合规护航 鹏扬基金践行基金业高质量发展
Xin Lang Ji Jin· 2025-10-10 02:25
专题:北京公募基金高质量发展系列活动 新时代、新基金、新价值 公募基金的核心使命,在于将对投资者的信义责任贯穿经营全程。这既要求坚守"投资者利益至上"的忠 实义务,更需秉持专业审慎的注意义务,让勤勉尽责融入投研、销售、运营每一个环节。而健全的法律 合规风控体系,正是让信义责任从理念转化为实践的关键载体。 以"客户至上、合作共赢、拥抱变化、勇于担当"的企业价值观为引领,鹏扬基金构建起全周期、多层次 的风险防控体系,为信义责任落地筑牢"防火墙"。 事前防御端,以合规文化培育为根基,通过全员培训、案例宣导绷紧风险意识弦;同时搭建完善制度框 架,前置审核产品与销售核心法律文件,精准评估创新业务风险并提供解决方案,从源头遏制风险萌 芽。 事中拦截时,将合规要求深度嵌入业务全流程,一方面督导法律文件履约情况,另一方面动态审核纠偏 风险苗头,实现风险的实时"精准拦截"。 事后修复环节,建立"复盘-整改-规则优化-培训-效果验证"的闭环机制,持续迭代管控能力。 这套全链条防控体系,让风险管控融入企业经营肌理,为鹏扬基金可持续发展夯实合规根基。 二、合规+服务:守护投资者信任底色 在公募基金迈向高质量发展的新时代,践行信义责任 ...
国新国证基金:践行信义责任,夯实行业文化根基
Xin Lang Ji Jin· 2025-09-24 02:57
Group 1 - The core viewpoint of the article emphasizes the importance of high-quality development in the public fund industry, focusing on investor interests and transitioning from scale to investor returns [1] - The China Securities Regulatory Commission released an action plan in May 2025 to promote high-quality development in the public fund sector, urging institutions to prioritize the best interests of investors [1] - Guo Xin Guo Zheng Fund Management Co., Ltd. has been committed to a culture of compliance, integrity, professionalism, and stability since its establishment in 2019 [1][2] Group 2 - The company advocates for a business philosophy centered on "integrity and compliance," ensuring the protection of investors' legal rights through robust internal governance and risk control systems [2] - The company focuses on enhancing service quality for the real economy and aims to contribute to the establishment of a high-quality capital market that aligns with a strong financial nation [2][3] - The company is actively developing a new investment research system that emphasizes long-term value creation and team collaboration [3] Group 3 - The company is expanding its product offerings, including various fixed-income products such as interest rate bonds and credit bond funds, to meet diverse investor needs [3] - A mechanism for regular communication and service maintenance with existing group and central enterprise clients has been established [3][4] - The company emphasizes the importance of talent development and ethical standards, aiming to build a high-quality professional financial workforce [4]
国寿安保基金:夯实行业文化根基——践行信义责任、建设合规风控体系
Xin Lang Ji Jin· 2025-09-18 03:23
登录新浪财经APP 搜索【信披】查看更多考评等级 专题:北京公募基金高质量发展系列活动 新时代、新基金、新价值 恪守信义责任 深耕合规文化建设 国寿安保基金始终坚信,资产管理行业的立身之本在于信任,而信任源于坚实的合规保障与深厚的文化 积淀。公司恪守 "持有人利益至上" 的基本原则,坚持依法合规经营,赢得客户的认可与社会的信任。 恪守信义责任、严守合规底线,是公募基金公司在新时代义不容辞的责任与义务。当前,公募基金规模 已突破 35 万亿元,行业进入新的发展起点,构建以 "合规、诚信、专业、稳健" 为核心的行业文化,已 成为推动公募基金行业高质量发展的关键因素。国寿安保基金管理有限公司始终秉持 "受人之托、代人 理财" 的初心理念,将信义责任内化于心、外化于行,通过建立健全全链条合规与风控体系,筑牢行业 文化根基,为资本市场的健康发展注入稳健动能。 严守合规底线 健全风险管理体系 纵观公募基金行业的发展历程,合规经营始终是不可逾越的底线,更是行业生存的生命线。近年来,高 水平的合规与风控体系逐渐成为基金公司发展的核心竞争力。作为中国人寿集团旗下的公募基金公司, 国寿安保基金将保险资金的稳健基因深度融入投资管理 ...
北外滩财富与文化论坛:北外滩并购重组生态联盟将建立并购项目发现、撮合和服务机制
IPO早知道· 2025-03-31 04:07
标杆项目密集落地。 本文为IPO早知道原创 作者| Eric 微信公众号|ipozaozhidao IPO早知道消息,3月29日,2025北外滩财富与文化论坛在上海虹口世界会客厅举办,一系列跨界 融合、绿色转型项目重磅发布。与会专家认为,文化为金融高质量发展、财富保值增值校准了价值坐 标, 金融为文化事业繁荣提供了资金支持,共同谱写了 "美美与共、双向奔赴"的时代强音。 上海 市委常委、常务副市长吴伟,新华社党组成员、秘书长徐玉长出席论坛。 作"为主题,来自金融、文化等领域的知名人士、专家、企业代表等约300人出席。 过去的一年里,上海国际金融中心和国际文化大都市建设成绩亮眼, 全年金融业增加值达 8072.73 亿元,同比增长7.9%,全市举办各类营业性演出5.7万场、吸引观众2545万人次,城市文化软实力 显著提升。 上海市委常委、常务副市长吴伟在致辞中指出,上海国际金融中心建设正迈向全面提升 能级的新阶段,不仅要加强金融机构、金融基础设施等 "硬实力"建设,也要提升价值观、行为规范 等"软实力"水平。希望虹口充分发挥"海派文化发祥地、先进文化策源地、文化名人聚集地"辐射作 用,发扬光大中华优秀传统文化中 ...
北外滩奏响“产城人文”融合发展交响曲
Guo Ji Jin Rong Bao· 2025-03-31 02:46
Group 1 - The forum emphasizes the importance of culture in calibrating the value coordinates for high-quality financial development and wealth preservation, while finance provides funding support for cultural prosperity [1][2] - Shanghai's Hongkou District is experiencing significant economic growth, with a GDP increase of 8.2% and foreign investment growth of 35.8% in 2024, leading the city in both metrics [1] - The establishment of over 60 financial institutions, including foreign-owned financial technology companies, highlights Hongkou's role as a financial management hub with over 2,100 financial management organizations [1] Group 2 - The forum launched three key projects aimed at enhancing the integration of finance and culture, including a high-end platform for financial and cultural exchange, a collection of exemplary cases of financial and cultural integration, and a merger and acquisition ecosystem alliance [3] - The release of the first carbon finance industry policy in Shanghai's Hongkou District aims to promote high-quality development in carbon finance, positioning the area as a core hub for green finance [3] Group 3 - Experts suggest that Shanghai should aim to lead in the construction of a unique financial culture, promote Sino-foreign financial cultural exchanges, and serve as a model for the financial culture system [4] - The rise of DeepSeek reflects China's new narrative in the innovation landscape, with Chinese assets outperforming global markets since the Spring Festival [4][5] Group 4 - Hongkou District is accelerating its development as a global asset management center, with an asset management scale exceeding 8 trillion yuan, and is focusing on the cultural foundation of asset management [6] - The forum featured discussions on the principles of rational, value, and long-term investment, emphasizing the importance of these concepts in the asset management industry [6]