Core Viewpoint - The Hong Kong Securities and Futures Commission (SFC) warns the public to be vigilant against fraudsters impersonating well-known stock analysts, promising guaranteed high returns on investments, leading citizens into investment scams [1][2]. Group 1: Scam Mechanism - Fraudsters impersonate reputable investment experts to promote and "hype" low market capitalization or low liquidity stocks, providing false "insider information" or investment tips to lure investors into buying shares at artificially inflated prices [1]. - Once the stock price rises significantly, fraudsters quickly "dump" their shares for profit, leaving investors with substantial losses when the stock price plummets [1]. - In some cases, victims are misled into trading on fake platforms or applications, ultimately unable to withdraw their funds [1]. Group 2: Follow-up Tactics - After victims incur financial losses, fraudsters may contact them again, claiming that an additional "margin" or "fee" is required to receive "compensation" [1]. - Once victims deposit the requested funds into specified accounts, they lose contact with the fraudsters [1]. Group 3: Identity and Trust Issues - Most investors are unaware of the true identities of those encouraging them to buy shares or the reliability of the information provided [1]. - Fraudsters may use fake social media accounts, forged documents, or impersonate popular stock analysts to gain trust [1].

每经记者｜马原 每经编辑｜程鹏 记者|马原 编辑|程鹏 杜恒峰 校对|许绍航 2月11日，港股收盘， 恒生指数收涨0.31%，恒生科技指数收涨0.9%。 有色金属、稀土永磁板块上涨，赤峰黄金涨近6%，山东黄金涨4.4%，金力永磁涨5%，赣锋锂业涨5.5%。 | 黄金珠宝 | 水泥 | 雄安新区 | 智能建筑 | 贵金属 | | --- | --- | --- | --- | --- | | 6.02% | 4.70% | 4.58% | 4.34% | 4.28% | | 智能家居 | 智能终端 | 电讯设备 | 充电桩 | 燃料电池 | | 4.27% | 3.70% | 3.53% | 3.48% | 3.38% | | 芯片 | 工业4.0 | 令日头条系 | GEO | 文化传媒 | | -1.68% | -1.73% | -1.87% | -1.90% | -1.93% | | 彩票 | 成电路产业基 | 中资保险 | 影视传媒 | 恋宴 | | -2.01% | -2.05% | -2.11% | -2.72% | -3.42% | 光通信、cpo等板块回落，长飞光纤光缆跌近6%，剑桥科技跌5.7 ...

北京商报讯（记者 王蔓蕾）2月11日，香港证监会官网显示，香港证监会提醒公众加强警觉，防范不法 分子伪冒知名股评人，声称可提供保证高回报的投资建议，令市民堕入投资骗局。香港证监会最近接获 举报，指骗徒透过社交媒体平台或即时通讯应用程式，诱使受害人落入"唱高散货"市场操纵行为的圈 套。 香港证监会表示，在一般的"唱高散货"骗局中，骗徒会冒充为知名投资专家，集中推介及"唱高"一些市 值小或市场流通量低的股票。他们提供所谓的"内幕消息"或投资贴士，诱导投资者以被人为炒高的价格 买入股份。当股价大幅攀升后，骗徒会迅速"散货"套现，令投资者在股价暴跌时蒙受重大损失。当中亦 有个案显示，受害人被诱导在虚假的交易平台或应用程式上进行股票买卖，而最终无法提取资金。 在某些个案中，骗徒会在受害人损失金钱后再接触他们，声称只需支付额外"保证金"或"手续费"便可获 得"赔偿"。当受害人将款项存入指定账户后，他们便与骗徒失去联络。大多数情况下，投资者并不知悉 怂恿他们买入股份的人士的真实身份，或这些人士所提供的资讯的可靠性。骗徒可能利用虚假社交媒体 帐户、伪造文件，或冒充受欢迎的股评人以博取信任。 香港证监会已就有关案件向警方报案， ...

在某些个案中，骗徒会在受害人损失金钱后再接触他们，声称只需支付额外"保证金"或"手续费"便可获 得"赔偿"。当受害人将款项存入指定账户后，他们便与骗徒失去联络。 经济观察网据香港证监会网站2月11日消息，证券及期货事务监察委员会(证监会)提醒公众加强警觉， 防范不法分子伪冒知名股评人，声称可提供保证高回报的投资建议，令市民堕入投资骗局。证监会最近 接获举报，指骗徒透过社交媒体平台或即时通讯应用程式，诱使受害人落入"唱高散货"市场操纵行为的 圈套。 在一般的"唱高散货"骗局中，骗徒会冒充为知名投资专家，集中推介及"唱高"一些市值小或市场流通量 低的股票。他们提供所谓的"内幕消息"或投资贴士，诱导投资者以被人为炒高的价格买入股份。当股价 大幅攀升后，骗徒会迅速"散货"套现，令投资者在股价暴跌时蒙受重大损失。当中亦有个案显示，受害 人被诱导在虚假的交易平台或应用程式上进行股票买卖，而最终无法提取资金。 大多数情况下，投资者并不知悉怂恿他们买入股份的人士的真实身分，或这些人士所提供的资讯的可靠 性。骗徒可能利用虚假社交媒体帐户、伪造文件，或冒充受欢迎的股评人以博取信任。 证监会已就有关案件向警方报案，并会继续与执法机 ...

案情指，于2020年6月至9月期间，作为前香港证监会持牌代表的李与林以主脑身分行事，九度指示他们 各自的妻子陈及许欺骗星火证券有限公司(星火)的一名客户主任。陈、林及许意图欺诈而讹称拥有四家 香港上市公司的股份，诱使星火就该等股份发出卖盘。三人于并无持有有关股份的情况下，以被推高的 价格沽出股份，随后在股价回落时以较低价格回购该等股份，借以将其短仓平仓，从而获取非法利润。 被告被裁定曾进行无抵押卖空活动，合共获利330万港元，令星火蒙受重大的亏损风险，并损害了证券 市场的廉洁稳健。 香港证监会法规执行部执行董事戴霖先生(Mr Michael Duignan)表示："香港证监会欢迎法院的裁决。本 案成功落幕，充分体现我们与警方紧密合作，共同打击金融罪行的成效，有助维护本港证券市场的廉洁 稳健。" 经香港证监会调查发现，该两对在关键时间是朋友的已婚夫妇曾参与在社交媒体上推广的"唱高散货"计 划后，香港律政司遂对他们提出检控。被告根据"微信老师"提供的信息，进行无抵押卖空活动谋利。香 港证监会发现涉及欺诈活动的证据，并将案件转介警方以采取联合行动。 李景康(男)及林显辉(男)分别被判处监禁24及22个月，而他们各自 ...

1月26日，香港证监会发文指出，暂时吊销富昌证券有限公司及富昌期货有限公司(统称富昌)前持牌代 表黄志辉(男)的牌照，为期27个月，由2026年1月23日起至2028年4月22日止。 香港证监会在调查一项涉嫌"唱高散货"计划时发现，黄于2019年10月至2022年1月期间在富昌不知情 下，通过一个以其亲戚的名义在另一家经纪行持有的证券帐户，进行了约1,300项证券交易，所涉及的 总值为6.7亿港元。黄不但没有向富昌披露他在未经披露的证券帐户中的实益权益及个人交易活动，而 且多次向富昌作出虚假申报，讹称他并没有在当中拥有任何实益权益的外部证券帐户。 香港证监会亦发现于2015年1月1日至2018年12月31日期间，黄身为开盘证券有限公司(开盘)的雇员，在 未取得所需批准的情况下，通过一个以其亲戚的名义于开盘持有的证券帐户，进行了约10,000项个人交 易，所涉及的总值为28亿港元。就此，黄于2011年5月至2018年12月期间作出了多项虚假申报，向开盘 隐瞒其在该证券帐户中的财务权益及控制权。 黄的行为规避了富昌及开盘的员工交易政策，并妨碍它们监察其个人交易活动。香港证监会认为，黄的 行为属故意且不诚实，令他继 ...

智通财经APP获悉，香港证监会发文称，暂时吊销宝新证券有限公司(宝新)前持牌代表蔡秀慧(女)的牌 照，为期七个月，由2026年1月23日至2026年8月22日止。 因此，蔡的行为使该客户面临因该客户主任的个人交易而引致潜在损失的风险，以及使宝新面临有可能 因该客户就其帐户中的交易提出争议而须承担法律责任的风险。蔡亦妨碍了宝新履行其在《操守准则》 下的责任。 香港证监会在决定对蔡采取上述处分时，已顾及所有相关情况，包括其违规行为使该客户主任得以规避 其雇主的内部监控措施，她在解决香港证监会提出的关注事项时表现合作，以及她过往并无遭受纪律处 分的纪录。 香港证监会在调查一项涉嫌"唱高散货"计划时发现，蔡于2019年10月至2022年1月期间，在知情的情况 下，容许及利便另一经纪行的客户主任(该客户主任)操作某客户于宝新的证券帐户及在当中进行个人交 易，但并未获得该客户的书面授权，且她亦没有取得该客户主任的雇主的书面同意，因此违反了宝新的 内部政策及《操守准则》。 香港证监会表示，在有关期间内，该客户主任(蔡的客户的亲戚)获容许在该客户的宝新帐户中进行个人 交易。该客户主任进行了约1,300项证券交易，所涉及的总值 ...

Core Viewpoint - The Hong Kong Securities and Futures Commission (SFC) has issued a temporary injunction against seven defendants involved in manipulating the shares of Man Sang Holdings Limited, preventing them from disposing of or diminishing the value of their assets in Hong Kong, amounting to up to HKD 85.2 million [1] Group 1: Legal Proceedings - The temporary injunction prohibits three defendants from transferring any assets within Hong Kong or handling them in any manner that could reduce their value [1] - The injunction will remain in effect until the next court hearing scheduled for March 13, 2026 [1] - The legal action is part of a broader investigation by the SFC into a suspected organized crime group involved in a complex "pump and dump" scheme related to Man Sang shares between December 22, 2020, and April 23, 2021 [1] Group 2: Criminal Proceedings - Criminal proceedings are ongoing against four of the defendants in the regional court, with the trial set to commence on September 14, 2026 [1]

Core Viewpoint - The Hong Kong Securities and Futures Commission (SFC) has obtained a temporary injunction against seven defendants related to the alleged manipulation of shares in Man Sang Holdings Limited, ensuring that assets worth up to HKD 85.2 million are preserved pending legal proceedings [1] Group 1: Legal Proceedings - The court has issued a temporary injunction preventing three defendants from transferring or disposing of any assets within Hong Kong, ensuring sufficient assets are available to fulfill any potential orders from the SFC [1] - The next hearing for the temporary injunction is scheduled for March 13, 2026, before further legal proceedings take place [1] - This legal action is part of a broader investigation into a criminal syndicate allegedly involved in a complex "pump and dump" scheme concerning Man Sang shares between December 22, 2020, and April 23, 2021 [1] Group 2: Criminal Charges - Criminal proceedings against four of the defendants are currently underway in the regional court, with hearings set to commence on September 14, 2026 [1]

Core Viewpoint - The Hong Kong Securities and Futures Commission (SFC) has temporarily suspended the license of former licensed representative Deng Weicai from Shan Zheng International Securities for seven months due to unauthorized trading activities [1] Group 1: Regulatory Action - The SFC's suspension will last from October 28, 2025, to May 27, 2026 [1] - The investigation revealed that Deng accessed a client's securities account without effective written authorization and issued 945 trading instructions through the internet during the period from July 10, 2019, to December 10, 2019 [1] Group 2: Implications of Misconduct - Deng's actions hindered Shan Zheng International Securities' ability to identify responsible individuals for issuing trading instructions and obstructed the firm's duty to maintain proper audit trails for the client's trading instructions [1] - Such misconduct poses potential risks of unauthorized trading for clients and may lead to disputes for the licensed corporation, while also obscuring the true source of transactions and complicating the tracking of suspicious trading activities [1] Group 3: Considerations for Disciplinary Action - The SFC considered several factors in deciding the disciplinary action, including the duration and frequency of Deng's misconduct [1] - The need to send a deterrent message to the industry regarding the unacceptability of such misconduct was also a key consideration [1] - Deng had no prior record of disciplinary action, which was taken into account during the decision-making process [1]