亿晶光电科技股份有限公司 金融衍生品交易业务管理制度 （2025 年 8 月修订） 第一章 总则 第一条 为进一步规范亿晶光电科技股份有限公司（以下简称"公司"）及各 全资及控股子公司（以下简称"各子公司"）金融衍生品交易行为，防范金融衍生 品交易风险，根据《中华人民共和国公司法》《中华人民共和国证券法》《中华人 民共和国外汇管理条例》《上海证券交易所股票上市规则》《上海证券交易所上市 公司自律监管指引第 1 号—规范运作》 《上海证券交易所上市公司自律监管指引第 科技股份有限公司章程》（以下简称"《公司章程》"）的规定，制定本制度。 第二条 本制度所称金融衍生品是指场内场外交易、或者非交易的，实质为 期货、期权、远期、互换等产品或上述产品的组合。金融衍生品的基础资产既可 包括证券、指数、利率、汇率、货币、商品、其他标的，也可包括上述基础资产 的组合；既可采取实物交割，也可采取现金差价结算；既可采用保证金或担保、 抵押进行杠杆交易，也可采用无担保、无抵押的信用交易。 第三条 本制度适用于公司及其控股子公司的金融衍生品交易业务，控股子 公司进行金融衍生品交易业务视同公司金融衍生品交易业务，适用本制度，但未 经公 ...

General Principles - The financial derivatives trading management system is established to regulate the trading activities of Shanghai Yaopi Glass Group Co., Ltd. and its subsidiaries, ensuring compliance with relevant laws and regulations [1][2] - Financial derivatives include products such as futures, options, forwards, and swaps, which can be traded on-exchange or off-exchange, and can involve various underlying assets [1] Basic Principles of Trading - The company and its subsidiaries must conduct financial derivatives trading based on legitimate, prudent, safe, and effective principles, primarily for risk hedging rather than speculative profit [2][3] - Trading is restricted to approved financial institutions with foreign exchange derivatives trading qualifications, and the company must use its own funds for such transactions [3] Approval Authority - The board of directors or shareholders' meeting serves as the approval authority for financial derivatives trading, requiring a feasibility analysis report for different asset categories or product types [4] - Specific thresholds for trading activities require additional approval from the shareholders' meeting if they exceed certain financial limits, such as 50% of the latest audited net profit or 50% of the latest audited net assets [4] Management and Workflow - The management is responsible for reviewing and deciding on strategies for managing exchange rate and commodity price risks, including establishing basic principles for financial derivatives business risk management [5][6] - The finance department handles daily operations and management of financial derivatives trading, while the legal department ensures compliance with laws and regulations [6][7] Internal Risk Control Measures - The finance department must analyze significant price fluctuations of underlying assets and report to management to prevent further risk escalation [8][9] - The risk control department supervises the execution of internal risk control measures and ensures compliance with established procedures [10] Information Disclosure - The company must disclose the purpose, types, tools, trading venues, and expected margin requirements for futures and derivatives trading, along with risk warnings [11][12] - Any significant risks or losses must be reported if they meet specific thresholds related to the company's audited net profit [12]

江苏洪田科技股份有限公司 第一章 总则 为规范江苏洪田科技股份有限公司（以下简称"公司"）金融衍生品 交易业务及相关信息披露工作，加强对金融衍生品交易业务的管理，防范投资 风险，健全和完善公司金融衍生品交易业务管理机制，确保公司资产安全，根 据《中华人民共和国公司法》《中华人民共和国证券法》《上海证券交易所股 票上市规则》（以下简称《上市规则》）、《上海证券交易所上市公司自律监 管指引第5号——交易与关联交易》等法律、法规及《江苏洪田科技股份有限公 司章程》（以下简称《公司章程》）的规定，制定本制度。 第八条 公司审计监察部为金融衍生品交易业务的监督部门。审计监察部对 公司金融衍生品交易业务进行事前审核、事中监督和事后审计监察。审计监察 部负责审查金融衍生品交易业务的审批情况、实际操作情况、资金使用情况及 收益情况等。 第九条 公司根据证监会、证券交易所等证券监督管理部门的相关要求，由 董事会秘书负责审核金融衍生品交易业务决策程序的合法合规性并及时在相关 临时报告或定期报告中予以披露。 第二条 本制度所称衍生品包括但不限于远期、掉期（互换）、期权、期货 等产品或上述产品的组合。衍生品的基础资产包括汇率、利率、 ...