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香港证监会:预计2026-27年度盈余14.9亿港元 拟开设18个新职位负责数字资产等工作
Zhi Tong Cai Jing· 2026-01-28 06:24
香港证监会下年度资本开支预计约6.3亿港元,涉及分阶段完成购置2023年签订的港岛东中心办公室的 买卖协议、开发计算机系统等。 截至3月止,储备总额预料近94.6亿港元,其中约50%属物业相关资产。计入下年度预算盈余后,明年3 月底储备总额将增至109.5亿港元。 1月28日,香港证监会向香港立法会财经事务委员会提交的文件显示,香港证监会预计2026-27年度盈余 14.9亿港元,亦无计划于下年度修订0.0027%的交易征费率。 香港证监会假设下年度证券市场日均成交额2560亿港元,期货期权市场日均交易量54.5万张合约,预计 征收牌照年费所得收入2.6亿港元,香港证监会估算期间收入41.5亿港元,较2025-26年度预测收入增加 2.8%。 香港证监会预计,下年度预算营运开支增加9.1%至约26.6亿港元,其中预计人事费用增加逾1.5亿港 元,包括用作填补职位空缺、薪酬调整及升职拨备等。整体加薪幅度预计3%,最终幅度有待首季经薪 酬委员会审议及董事局批准。 香港证监会计划下年度开设18个新职位,总人手增至1055人,当中6个职位负责数字资产交易和托管服 务提供者的拟议新制度、有关发牌及监管工作;余下12个职 ...
香港证监会与阿联酋资本市场管理局签订谅解备忘录 加强跨境数字资产合作共创新里程
Xin Lang Cai Jing· 2026-01-27 10:49
香港证监会与阿拉伯联合酋长国(阿联酋)资本市场管理局今天签署一项谅解备忘录,以加强双方在数 字资产相关事宜的跨境监管合作。这项标志性的谅解备忘录,是香港证监会与海外监管机构就受规管数 字资产实体的监管合作签订的首份协议。备忘录建立了一个加强监管合作的框架,包括就监管跨境受规 管的数字资产实体进行相互谘询和信息交换,充分体现出证监会致力根据其ASPIRe路线图推动国际合 作的承诺。 ...
上级动态|国家金融监督管理总局发布《行政许可实施程序规定》
Xin Lang Cai Jing· 2026-01-26 11:09
《规定》主要内容包括总则、申请与受理、审查、决定与送达、退出程序、法律责任、附则等七个章 节,共五十条。《规定》适应金融监管体制改革需要,明确分级分类办理机制,进一步完善了行政许可 工作流程。《规定》的发布有利于提高总局系统行政许可工作规范性,压实金融机构主体责任,提升市 场准入工作质效。 公开征求意见期间,社会公众从条款理解、文字表述以及操作环节等方面提出了很好的意见和建议,金 融监管总局进行了认真研究,完善了部分条款表述,下一步将做好对行政许可申请人的培训和指导工 作,提高市场准入工作服务水平。 《规定》主要内容包括总则、申请与受理、审查、决定与送达、退出程序、法律责任、附则等七个章 节,共五十条。《规定》适应金融监管体制改革需要,明确分级分类办理机制,进一步完善了行政许可 工作流程。《规定》的发布有利于提高总局系统行政许可工作规范性,压实金融机构主体责任,提升市 场准入工作质效。 公开征求意见期间,社会公众从条款理解、文字表述以及操作环节等方面提出了很好的意见和建议,金 融监管总局进行了认真研究,完善了部分条款表述,下一步将做好对行政许可申请人的培训和指导工 作,提高市场准入工作服务水平。 为进一步规范 ...
新加坡元兑美元汇率升至逾11年来最高水平
Xin Lang Cai Jing· 2026-01-26 02:41
新加坡元兑美元汇率攀升至2014年10月以来的最高水平,受到避险资金所推动,而该国央行预计将于本 周维持政策不变。 该亚币上涨逾0.4%至1.2680,因市场猜测美国可能参与日本外汇市场干预行动而令美元持续承压。新加 坡金融管理局(MAS)预计将在周四的会议上维持汇率区间不变,因为核心通胀率维持稳定。 MAS并没有将利率作为其主要政策工具,而是将重点放在货币的名义有效汇率(简称S$NEER)上,并 允许其在政策区间内波动。 近年来,新加坡凭借其股息丰厚的股市、AAA级债券以及相对稳定的政府政策,吸引了众多投资者。 新加坡海峡时报指数目前处于历史高位,新加坡元在过去12个月上涨了约6%。 新加坡元兑美元汇率攀升至2014年10月以来的最高水平,受到避险资金所推动,而该国央行预计将于本 周维持政策不变。 该亚币上涨逾0.4%至1.2680,因市场猜测美国可能参与日本外汇市场干预行动而令美元持续承压。新加 坡金融管理局(MAS)预计将在周四的会议上维持汇率区间不变,因为核心通胀率维持稳定。 MAS并没有将利率作为其主要政策工具,而是将重点放在货币的名义有效汇率(简称S$NEER)上,并 允许其在政策区间内波动。 近 ...
重庆2025年起诉破坏经济秩序犯罪案件961件
Xin Lang Cai Jing· 2026-01-22 14:04
中新网重庆1月22日电 (张旭)重庆市人民检察院党组成员、副检察长李大槐22日在当地举行的新闻发布 上介绍,2025年,重庆检察机关依法打击经济犯罪,服务高质量发展,全年共起诉破坏市场经济秩序犯 罪案件961件1653人。 李大槐说,重庆检察机关依法从严惩治涉企犯罪,筑牢市场经营安全防线,始终保持对各类破坏市场经 济秩序、侵犯经营主体合法权益刑事犯罪的"零容忍"态势。 李大槐介绍,为维护金融安全,服务西部金融中心建设,重庆检察机关强化协同治理,联合金融监管部 门设立金融监管协作办公室,凝聚打击金融犯罪合力;联合重庆证监部门共建"证券犯罪警示教育中 心",开创"监管+司法+行业"三位一体风险防范新机制。 当天的新闻发布会,由重庆市人民检察院新闻发言人、党组成员、政治部主任梁经顺主持。(完) 2025年,重庆检察机关扎实开展了最高检部署的"违规异地执法和趋利性执法司法专项监督"工作,全年 清理涉企"挂案"(指处于搁置或延迟处理的案件)260件,坚决纠正违规"查扣冻"企业财产、人为制造管辖 连接点等侵害企业权益突出问题,切实维护各类市场主体合法权益。 2025年,重庆检察机关聚焦防范化解重大金融风险,有力办理了非法 ...
金融监管总局修订《行政许可实施程序规定》,自3月1日起施行
Bei Jing Shang Bao· 2026-01-21 12:27
北京商报讯(记者 孟凡霞 周义力)1月21日,为进一步规范金融机构行政许可实施程序,优化工作流 程,国家金融监督管理总局(以下简称"金融监管总局")修订发布了《国家金融监督管理总局行政许可 实施程序规定》(以下简称《规定》),自2026年3月1日起施行。 《规定》主要内容包括总则、申请与受理、审查、决定与送达、退出程序、法律责任、附则等七个章 节,共五十条。 《规定》所称的行政许可事项,是指金融监管总局监督管理的金融机构设立、变更和终止许可事项,业 务许可事项,任职资格许可事项,法律、行政法规规定和国务院决定的其他许可事项。金融监管总局及 其派出机构遵循公开、公平、公正的原则,按照审慎监管要求依法实施行政许可。 金融监管总局还指出,公开征求意见期间,社会公众从条款理解、文字表述以及操作环节等方面提出了 很好的意见和建议,金融监管总局进行了认真研究,完善了部分条款表述,下一步将做好对行政许可申 请人的培训和指导工作,提高市场准入工作服务水平。 金融监管总局表示,《规定》适应金融监管体制改革需要,明确分级分类办理机制,进一步完善了行政 许可工作流程。《规定》的发布有利于提高总局系统行政许可工作规范性,压实金融机构 ...
“一行一局一会”工作会议释放哪些信号?
Zheng Quan Ri Bao· 2026-01-19 16:11
Core Viewpoint - The annual work meetings of the People's Bank of China, the National Financial Regulatory Administration, and the China Securities Regulatory Commission indicate a stable policy direction for 2026, with a focus on enhancing existing frameworks and mechanisms to support economic growth and risk management [1][2]. Group 1: Policy Continuity and Focus - The policy themes of stabilizing growth, promoting high-quality development, and preventing risks remain consistent, providing a key support for market expectations [2]. - The central bank emphasizes a flexible and efficient use of monetary policy tools, including potential interest rate cuts, while ensuring that policies effectively reach the real economy [2]. - The financial "five major articles" will continue to be a focus, with an aim to optimize the financial supply structure and inject sustainable internal momentum into economic development [2]. Group 2: Risk Management - The commitment to risk prevention remains strong, with the central bank and regulatory bodies focusing on improving macro-prudential tools and managing existing risks while preventing new ones [3]. - The emphasis on preventing significant market fluctuations reflects a high level of concern regarding financial stability [3]. Group 3: Enhanced Coordination - Increased coordination among the three departments is crucial in the current economic environment, where the marginal effects of single-department actions are limited [4]. - The focus has shifted from merely expanding financial scale to optimizing structure and improving efficiency, with unified goals across different regulatory levels [4]. Group 4: Forward-Looking and Mechanized Approach - The meetings signal a stronger emphasis on the "15th Five-Year Plan," indicating a shift towards long-term institutional development [6]. - Mechanisms for providing liquidity to non-bank institutions and optimizing related arrangements are being institutionalized, reflecting a transition from effective measures to systematic approaches [6]. - The overall strategy for 2026 combines continuity with innovation, aiming for a more systematic, coordinated, and forward-looking financial regulation framework [6][7].
去年前11个月全国检察机关起诉财务造假、内幕交易、操纵市场等证券犯罪380人
Zheng Quan Ri Bao Wang· 2026-01-19 12:09
Group 1 - The core viewpoint of the news is that the judicial and financial regulatory authorities are actively combating illegal financial activities and enhancing the legal framework for financial development in China [1] Group 2 - From January to November 2025, 22,000 individuals were prosecuted for financial fraud and crimes that disrupt financial management order [1] - A total of 380 individuals were prosecuted for securities crimes, including financial fraud, insider trading, and market manipulation during the same period [1] - The authorities prosecuted 2,684 individuals for money laundering crimes and 12,000 individuals for tax-related crimes [1] - Joint actions were taken with the tax authorities to regulate tax issues in retail oil enterprises and with the Coast Guard to combat maritime smuggling, resulting in 8,972 prosecutions for smuggling crimes [1]
ESG市场观察周报:央行加码“五篇大文章”与碳减排工具,欧盟强化金融ESG监管-20260119
CMS· 2026-01-19 08:46
- The People's Bank of China (PBOC) held its 2026 work meeting, focusing on improving the "Five Major Articles" in finance, which include technology, green finance, inclusive finance, pension industry, and digital economy[10] - The PBOC announced the expansion of the carbon reduction support tool to include projects with direct carbon reduction effects, such as energy-saving renovations and green upgrades[11] - The Ministry of Industry and Information Technology (MIIT) and four other ministries jointly issued the "Guidelines for the Construction and Application of Industrial Green Microgrids (2026-2030)" to promote low-carbon transformation in industrial energy use[12] - The European Securities and Markets Authority (ESMA) released a report guiding investment companies to avoid "greenwashing" in sustainable investment strategies[14] - The European Union's three major financial regulatory agencies issued final guidelines to incorporate ESG risks into regulatory stress tests for banks and insurance companies[15] - The UK completed its largest offshore wind auction in history, awarding 8.4 GW of contracts for difference (CfD), with RWE securing the largest share[16] - The SEEE Carbon Neutral Index showed strong growth momentum, rising 8.20% over the past three months and 44.40% over the past year, leading domestic ESG theme indices[18][19] - The S&P Kensho Clean Power Index performed exceptionally well, rising 5.04% this week and showing strong long-term growth resilience[18][19] - The domestic carbon market's carbon emission allowance (CEA) price continued to rise, closing at 79 yuan/ton this week, with a total transaction volume of 296 million tons[25] - The European Union Allowance (EUA) price remained stable at 88 euros/ton, with the price difference between EUA and CEA slightly narrowing to 631 yuan/ton[25] - The low-carbon support sector saw the largest net outflow of 75.9 billion yuan, with a net inflow rate of -1.26%, while the low-carbon core sector had a net outflow of 41.6 billion yuan, with a net inflow rate of -1.97%[31] - The overall market net outflow was 276.4 billion yuan, with a net inflow rate of -1.59%[31] - The total number of ESG events recorded this week was 1,137, a decrease of 37.1% from the previous week, with positive events accounting for 53.0% and negative events accounting for 33.9%[40] - The electronics, pharmaceutical, and power equipment industries had the highest ESG event volume, accounting for 34.8% of the total events[46]
证监会:打造“三个过硬”的稽查铁军
Core Viewpoint - The China Securities Regulatory Commission (CSRC) emphasizes the need for enhanced political loyalty and improved investigation quality in its enforcement actions to safeguard market fairness and support high-quality development of the capital market [1] Group 1: Enforcement and Regulatory Actions - The CSRC held a commendation meeting on January 16, recognizing 25 outstanding enforcement teams and 20 individuals for their contributions in major case investigations over the past two years [1] - The CSRC has maintained a high-pressure stance against various illegal activities in the capital market, including financial fraud, market manipulation, and insider trading, effectively maintaining market order and protecting investors' rights [1] Group 2: Strategic Focus and Development - The meeting aimed to implement the spirit of the 20th Central Committee's Fourth Plenary Session, the Central Economic Work Conference, and the National Financial System Work Conference, summarizing the achievements in enforcement work [1] - The CSRC is committed to deepening enforcement reforms, enhancing technological empowerment, and promoting the rule of law to build a robust enforcement team with strong political and professional capabilities [1]