| 序号 | 当事人名称 | 主要违法违规行 | 行政处罚内容 | 作出决 | | --- | --- | --- | --- | --- | | | | 为 | | 定机关 | | 1 | | 个人经营性贷 | 对中国光大 | 泉州金 | | | | 款贷前调查不 | 银行股份有 | | | | 中国光大银 | 尽职、贷后管 | 限公司泉州 | | | | 行股份有限 | 理不到位;流 | 分行合计处 | | | | 公司泉州分 | 动资金贷款贷 | 以120万元 | 融监管 | | | 行及相关责 | 前调查不尽 | 罚款,对蔡 | 分眉 | | | 任人 | 职、贷后管理 | 冠英给予警 | | | | | 不到位 | 告,对吴易 | | | | | | 给予警告。 | | 以下为原文： 中国经济网北京1月7日讯 国家金融监督管理总局网站昨日公布的泉州金融监管分局行政处罚信息公示 表显示，中国光大银行（601818）股份有限公司泉州分行及相关责任人个人经营性贷款贷前调查不尽 职、贷后管理不到位；流动资金贷款贷前调查不尽职、贷后管理不到位。 泉州金融监管分局对中国光大银行股份有限公司泉州分行合计处以120 ...

Core Viewpoint - The Shanghai Stock Exchange has issued a regulatory warning to Ningbo Tianpu Rubber Technology Co., Ltd. due to its misleading information disclosure regarding its business operations related to artificial intelligence, which led to abnormal stock price fluctuations [1][2]. Group 1: Company Actions and Announcements - On December 29 and 30, 2025, Tianpu's stock price hit the daily limit up for two consecutive trading days, triggering abnormal fluctuation standards [1]. - The company announced that it had no plans to engage in artificial intelligence-related business and that there were no undisclosed significant information [1]. - On December 26, 2025, the company established a wholly-owned subsidiary, Hangzhou Tianpu Xincai Technology Co., Ltd., with a business scope that included integrated circuit chip design and artificial intelligence software development [1]. - Following media reports about the subsidiary, the company changed the subsidiary's business scope to rubber product manufacturing and automotive parts manufacturing on December 31, 2025 [1]. Group 2: Regulatory Findings - The Shanghai Stock Exchange noted that the term "artificial intelligence" is a market hotspot, and the company's previous control transfer plans involved AI-related market entities, leading to multiple instances of abnormal stock price fluctuations [2]. - The company failed to adequately clarify its lack of plans for AI-related business after the establishment of the subsidiary, which could mislead investors [2]. - The company's actions were found to violate several articles of the Shanghai Stock Exchange's listing rules, including inadequate risk disclosure and incomplete information [2]. Group 3: Accountability of Individuals - The then-director Shen Weiyi (acting chairman) and the then-secretary of the board Wu Pinyan were held responsible for the company's violations due to their failure to fulfill their duties regarding information disclosure [3]. - Their actions were found to contravene multiple articles of the listing rules and their commitments made in the declaration and commitment letter [3]. - As a result of these violations, the Shanghai Stock Exchange issued a regulatory warning to both the company and the responsible individuals [3].

中国经济网北京1月7日讯盟科药业(688373.SH)昨日晚间发布股东减持股份计划公告。公司于近日收到 股东MicuRx(HK)Limited(以下简称"盟科香港")出具的《关于股东减持计划的告知函》，股东盟科香港 计划根据市场情况拟通过集中竞价交易和大宗交易方式减持其所持有的公司股份合计不超过19,668,163 股，即不超过公司总股本的3%。 | 报告期末普通股股东总 载 | | | 16,492 | 报告期末表决权恢复的 优先股股东总数(如有) | | | 0 | | --- | --- | --- | --- | --- | --- | --- | --- | | | | 前 10 名股东持股情况(不含通过转融通出借股份) | | | | | | | 股东名称 | 股东性质 | 持股数量 | 持股 比例 | 持有有限 售条件股 | 包含转融 | 质押、标 记或冻结 情况 | | | | | | | | 通借出股 | | | | | | | (%) | 份数量 | 份的限售 股份数量 | 股份 | 数 | | | | | | | | 状态 | 日 | | Genie Pharma | 境外法人 | 71 ...

中国经济网北京1月7日讯上交所于2025年12月31日发布关于对东莞证券股份有限公司予以书面警示的决定。 东莞证券未能对客户交易行为进行有效管理，并多次发生同类违规行为，违规情节较为严重。上述行为违反了《上海证券交易所会员管理规则》第3.1条、 第4.1.1条、第4.1.7条,《上海证券交易所会员管理规则适用指引第2号—会员客户交易行为管理》第三条、第二十七条、第二十八条的相关规定。 鉴于上述违规事实和情节，根据《上海证券交易所会员管理规则》第8.5条和《上海证券交易所纪律处分和监管措施实施办法》《上海证券交易所会员管理 规则适用指引第4号—会员违规行为监管》等相关规定，上交所决定采取以下监管措施：对东莞证券股份有限公司予以书面警示。 2022年2月24日，东莞证券首发过会。之后，公司于2023年3月向深交所递交IPO平移申请。 据深圳商报.读创客户端2025年10月3日发布文章《IPO雷达｜东莞证券IPO"长跑"冲线仍遥遥无期？经纪业务撑起半壁江山，佣金率连降》。文章称，2025年 9月30日，深交所网站显示，东莞证券第七次更新招股书，披露了最新的主要财务数据等资料。这距离其2023年3月2日深交所主板IP ...

Group 1 - The core viewpoint of the articles highlights the decline in the investment banking quality rating of Shenwan Hongyuan, which dropped from A to C in the recent evaluation by the Securities Association of China, raising market concerns [1] - In the 2025 evaluation, out of 93 securities firms, 12 were rated A, 66 rated B, and 15 rated C, indicating a significant drop for Shenwan Hongyuan [1] - Shenwan Hongyuan has faced multiple regulatory penalties over the past year, which are likely the main reasons for its downgrade [1] Group 2 - Specific incidents leading to penalties include disciplinary actions from the Shanghai Stock Exchange for inadequate performance of sponsorship duties during the IPO application process for Guohong Tools, resulting in a public reprimand and a six-month ban on certain representatives [1] - The Shenzhen Stock Exchange also issued self-regulatory measures against Shenwan Hongyuan for issues related to internal controls and accounting practices in the IPO project of Hainuoer, indicating a lack of due diligence [1] - Additionally, the Shanghai Municipal Communications Administration reported that two apps associated with Shenwan Hongyuan were found to have user rights infringement issues, specifically difficulties in account cancellation [2]

"精准对接、高效服务"，是淅川县以统战工作助力基层治理的生动写照。近年来，该县聚焦提升社 会治理法治化水平，积极构建"法律咨询、风险防控、纠纷调解、法治宣传"四位一体的服务体系，不断 夯实和谐善治的法治根基。 围绕绿色发展方向，淅川县将法治保障深度融入水源地生态环境保护全过程。针对生态农业、乡村 旅游等特色产业，创新推出"产业法治体检"，为经营主体提供从项目立项到生产经营的全链条法律支 持，累计审查涉农、涉旅合同200余份，出具风险提示函70余件，有效预防了产业发展中的法律风险。 同时，针对库区移民在转型发展绿色产业、参与生态保护中可能遇到的法律盲区，组织法律专家深入移 民社区，开设专题"法治讲堂"。讲座内容紧扣绿色农业规范生产、生态保护责任、涉水环保法规等移民 群众关切的知识点，把专业的护水保水要求转化为清晰易懂的行为指引，让法治服务真正融入群众生产 生活，护航绿色生活方式落地生根。 "多亏县里介绍的律师上门服务，为我们厘清了土地流转中的法律问题，保住了合作社和农户的共 同利益。"近日，河南省淅川县一家生态农业合作社负责人对县里提供的免费法律服务赞不绝口。 淅川县委统战部相关负责同志介绍，当地统筹整合法律专 ...

2024年7月，上交所对东莞证券股份有限公司（简称"东莞证券"）开展现场检查，发现其存在未对客户交易行为进行有效管理等违规行为，对其采取自 律监管措施并要求整改。此后，东莞证券多名客户频繁发生异常交易行为，东莞证券仍未能进行有效管理。对此，上交所多次对东莞证券采取自律管理措 施。2025年11月，东莞证券再次出现客户频繁发生异常交易行为的情形。 东莞证券未能对客户交易行为进行有效管理，并多次发生同类违规行为，违规情节较为严重。上述行为违反了《上海证券交易所会员管理规则》第3.1 条、第4.1.1条、第4.1.7条,《上海证券交易所会员管理规则适用指引第2号—会员客户交易行为管理》第三条、第二十七条、第二十八条的相关规定。 鉴于上述违规事实和情节，根据《上海证券交易所会员管理规则》第8.5条和《上海证券交易所纪律处分和监管措施实施办法》《上海证券交易所会员 管理规则适用指引第4号—会员违规行为监管》等相关规定，上交所决定采取以下监管措施：对东莞证券股份有限公司予以书面警示。 中国经济网北京1月7日讯 上交所于2025年12月31日发布关于对东莞证券股份有限公司予以书面警示的决定。 据深圳商报·读创客户端2025 ...

Core Viewpoint - The controlling shareholder of Pioneer Electronics, Shi Zhengmin, plans to reduce his shareholding by up to 1,500,000 shares, which is 1% of the company's total share capital, due to personal funding needs [1]. Group 1: Shareholding Details - Shi Zhengmin currently holds 64,917,332 shares, representing 43.28% of the total share capital [2]. - Shi Yimin, the chairman, holds 25,952,535 shares, accounting for 17.30% of the total share capital [2]. - Shi Zhengmin's initial shareholding was 73,590,000 shares, or 49.06% of the total share capital [2]. Group 2: Historical Share Reduction - Since September 19, 2018, Shi Zhengmin has cumulatively reduced his shareholding by 8,673,900 shares, realizing approximately 115 million yuan [2]. - Including the current planned reduction, the total cash realized from share reductions will amount to approximately 148 million yuan [2]. - The average reduction price per share and the number of shares reduced in previous transactions are detailed, showing a range of prices from 11.61 yuan to 17.68 yuan [3].

中国经济网北京1月7日讯 国家金融监督管理总局网站1月5日公布的江门监管分局行政处罚信息公示列表显示，中 国人民财产保险股份有限公司江门市分公司及相关责任人员列支虚假车险手续费。 | 序 | 当事人名 | 主要违法违规行为 | 行政处罚内容 | 作出决定机关 | | --- | --- | --- | --- | --- | | 름 | 称 | | 对中国人寿财 | | | | 股份有限 | | 心支公司合计 | | | | 中国人寿 财产保险 | | 产保险股份有 限公司江门中 | | | 1 | 公司江门 | 给予投保人保险合同约定以外利 | 罚款50万 | | | | | 益、财务数据不真实 | | | | | 中心支公 | | 元。对曾凯飞 | | | | 司及相关 | | 给予警告,并 | | | | 盖任人员 | | 合计罚款11 | | | | | | 万元。 | | | | 中国人民 | | 对中国人民财 限公司江门市 | 江门金融监管 分局 | | | | | 产保险股份有 | | | | 财产保险 | | | | | | 股份有限 | | | | | | | | 分公司罚款 | | | 2 ...

| 股东名称 | 刘萍 | | --- | --- | | 计划减持数量 | 不超过:3.900.000 股 | | 计划减持比例 | 不超过:1% | | 减持方式及对应减持数 量 | 集中竟价减持,不超过:3,900,000 股 | | 减持期间 | 2026年1月28日~2026年4月27日 | | 拟减持股份来源 | 协议转让取得 | | 拟减持原因 | 个人资金需求 | 中国经济网北京1月7日讯 威奥股份（605001.SH）昨晚发布关于持股5%以上股东减持股份计划公 告。本次减持计划实施前，刘萍持有青岛威奥轨道股份有限公司（以下简称"公司"）无限售条件流通股 19,650,000股，占公司总股本比例的5%。 威奥股份首次公开发行募集资金总额为121,953.84万元，募集资金净额为112,889.67万元，公司 2020年5月8日披露的招股书显示，公司募集资金扣除发行费用后将按轻重缓急顺序投入轨道交通车辆 配套装备（青岛）建设项目、轨道交通车辆配套装备（唐山）建设项目、研发中心建设项目、补充流动 资金。 刘萍拟通过集中竞价交易方式减持其所持有的公司股份不超过3,900,000股，自公告披露之日起1 ...