证券代码：832175 证券简称：东方碳素 公告编号：2024-010 （三）独立董事及其配偶、父母、子女不是直接或间接持有公司已发行股份 百分之五以上的股东，未在公司前五名股东任职； （四）独立董事及其配偶、父母、子女未在公司控股股东、实际控制人的附 属企业任职； 平顶山东方碳素股份有限公司董事会关于独立董事独立性 自查情况的专项报告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 根据中国证券监督管理委员会《上市公司独立董事管理办法》及北京证券交 易所《北京证券交易所上市公司持续监管指引第 1 号——独立董事》等相关规定， 并结合独立董事出具的《独立董事独立性自查报告》，平顶山东方碳素股份有限 公司（以下简称"公司"）董事会就公司在任独立董事刘永锋、任保增、许尽峰 的独立性情况进行评估并出具了专项意见。 根据独立董事向董事会提供的关于独立性情况的自查报告，结合其他相关资 料，董事会就独立董事的独立性形成如下结论： （一）独立董事及其配偶、父母、子女、具有主要社会关系的人员未在公司 或公司附属企业任职 ...

证券代码：832175 证券简称：东方碳素 公告编号：2024-013 平顶山东方碳素股份有限公司独立董事 2023 年年度述职 报告（许尽峰） 2023 年度，本着勤勉尽责的态度，我积极参加公司召开的董事会、股东大 会，认真审阅会议材料，积极参与各议题的讨论并提出合理建议，具体如下： | 独立董事 | 董事会 | | | 股东大会 | | | --- | --- | --- | --- | --- | --- | | 姓名 | 出席次 | 出席方式 | 投票情况 | 出席次 | 出席方式 | 作为平顶山东方碳素股份有限公司（以下简称"公司"）独立董事，2023 年 我严格按照《公司法》《证券法》《北京证券交易所上市公司持续监管办法（试行）》 以及《公司章程》《独立董事制度》的规定，本着客观、公正、独立的原则，诚 信、勤勉、忠实地履行职责，积极出席相关会议，认真审议董事会各项议案，对 重大事项发表独立意见，积极维护公司利益及全体股东合法权益。现将 2023 年 度履职情况汇报如下： 一、独立董事基本情况及独立性情况 许尽峰先生，1969 年出生，中国国籍，无境外永久居留权，本科学历，高 级经济师。一直供职于平 ...

Share Capital and Profit Distribution - The company has issued a total of 119 million shares as of December 31, 2023[3]. - The company reported a profit distribution of approximately 9,986,756.32 RMB, with a decrease of 32,606,756.32 RMB compared to the previous period[1]. Financial Reserves and Risk Management - The company extracted a general risk reserve of 22,620,000 RMB during the reporting period[1]. - The company has a total capital reserve of 2,102,311.38 RMB allocated for special reserves[1]. Company Operations and Focus - The company is focused on the research, production, and sales of special graphite new materials[3]. - The company has a significant focus on expanding its market presence in the special graphite sector[3]. Regulatory Approvals - The company received approval from the China Securities Regulatory Commission for its public offering on May 31, 2023[3]. Financial Reporting and Accounting Standards - The financial statements are prepared based on the assumption of going concern[5]. - The company adheres to the accounting standards issued by the Ministry of Finance, ensuring a true and complete reflection of its financial status[6]. Financial Instruments and Credit Risk - Financial assets measured at fair value and changes recognized in other comprehensive income include debt instruments such as receivables and other debt investments, initially measured at fair value with transaction costs included in the initial recognition amount[27]. - Financial assets measured at fair value and changes recognized in profit or loss include trading financial assets, derivative financial assets, and other non-current financial assets, initially measured at fair value with transaction costs included in profit or loss[28]. - The company measures expected credit losses for receivables and contract assets based on the expected credit loss over the entire duration, regardless of whether there is a significant financing component[35]. - The company assesses the credit risk of financial instruments at each balance sheet date, determining whether the credit risk has significantly increased since initial recognition[37]. Inventory and Asset Management - Inventory is measured at the lower of cost and net realizable value, with provisions for inventory impairment recognized when the cost exceeds the net realizable value[47]. - Contract assets are recognized when the company has transferred goods or provided services and has the right to receive consideration, which is dependent on factors other than the passage of time[48]. - Non-current assets held for sale are classified when the company has made a decision to sell and expects the sale to be completed within one year[51]. - The company recognizes impairment losses for non-current assets held for sale when the carrying amount exceeds the fair value less costs to sell[51]. - The company distinguishes between continuing operations and discontinued operations in its profit and loss statement, with impairment losses and gains from discontinued operations reported separately[52]. Investments and Joint Control - Joint control is defined as shared control over an arrangement, requiring unanimous consent from the participating parties for decisions regarding relevant activities[53]. - The initial investment cost for long-term equity investments in subsidiaries under common control is determined based on the book value of the acquired owner's equity on the merger date[55]. - For long-term equity investments obtained through the issuance of equity securities, the fair value of the issued securities is used as the initial investment cost[56]. - The company uses the cost method for accounting long-term equity investments, recognizing investment income based on declared cash dividends or profits from the invested entity[57]. - When recognizing shares of net profit or loss from joint ventures or associates, the fair value of identifiable net assets at the time of investment is used as the basis for adjustments[60]. - The company limits the recognition of net losses from joint ventures or associates to the book value of long-term equity investments[61]. Fixed Assets and Depreciation - Fixed assets are initially measured at cost, including expected disposal costs, and subsequent expenditures are capitalized when they are likely to generate future economic benefits[62]. - The company capitalizes borrowing costs for qualifying assets that require a significant period to prepare for use or sale[68]. - Intangible assets are initially measured at cost, including purchase price and related taxes, and their useful life is assessed upon acquisition[74]. - The company’s accumulated depreciation for fixed assets increased by 24,652,080.18, with a total accumulated depreciation of 117,035,792.73 at the end of the period[164]. - The company’s impairment testing indicated no impairment losses for fixed assets during the reporting period[167]. Revenue Recognition and Contract Costs - Revenue is recognized when control of goods is transferred to customers, either upon receipt of full payment or upon delivery and customer acceptance[91]. - Contract costs are recognized as an asset when they are expected to be recoverable, including costs incurred to fulfill contracts and incremental costs to obtain contracts[93]. - The company recognizes impairment losses for assets when their carrying amount exceeds the expected remaining consideration from transferring related goods or services[94]. Government Grants and Deferred Tax - Government grants received by the company are classified into asset-related and income-related grants, with the former used for acquiring or constructing long-term assets[95]. - Income-related government grants are recognized as deferred income and included in the current profit or loss when related costs or losses are incurred[97]. - The company assesses the carrying value of deferred tax assets at the balance sheet date, reducing it if future taxable income is unlikely to be sufficient to utilize the deferred tax benefits[100]. - Deferred tax assets are recognized for deductible temporary differences, limited to the amount of future taxable income expected to be available[103]. Lease Accounting - The company confirms the initial measurement of right-of-use assets for leases, excluding short-term and low-value asset leases, at cost[107]. - Lease liabilities are measured at the present value of future lease payments, using the interest rate implicit in the lease or the company's incremental borrowing rate[108]. - The company recognizes gains or losses from the transfer of assets in sale-leaseback transactions based on whether the transfer qualifies as a sale[115]. Debt Restructuring and Liabilities - In debt restructuring, the company measures non-financial assets received in exchange for debt at cost, including the fair value of waived claims[117]. - The company terminates the recognition of debt when the current obligation is relieved, with any difference between the carrying amount of the debt and the transferred asset recognized in profit or loss[119]. - The company reported a bank acceptance bill balance of $60,959,548.55 at the end of the period, a decrease of approximately 3.5% from the previous year's balance of $63,308,894.03[127]. - The company's cash and cash equivalents totaled $212,532,650.73 at the end of the period, significantly increasing from $19,942,405.93 at the end of the previous year[133]. Taxation and Employee Benefits - The corporate income tax rate for the company is 15%, while the tax rate for its subsidiary, Xinxin Carbon Material Co., is 5%, and for another subsidiary, Zhuochen Technology Co., it is 25%[124]. - The company has a value-added tax rate of 13% applicable to its sales of goods and taxable services[130]. - The company recognizes short-term employee benefits as liabilities during the accounting period in which the services are provided[136]. - The company has established a defined benefit plan for employee post-employment benefits, which is accounted for based on the expected accumulated benefit unit method[138]. - Total employee benefits increased by 39,851,282.84, resulting in a year-end balance of 6,661,442.08[198]. - Social insurance fees increased by 1,315,322.85, with medical insurance fees contributing 1,161,033.74 to this total[198]. - Basic pension insurance contributions totaled 2,187,937.92, reflecting a significant increase in liabilities[198]. - Unemployment insurance fees increased by 95,442.40, indicating a rise in employee-related costs[198]. Cash Flow and Financial Position - The company confirmed that the implementation of the new accounting policy did not have a significant impact on its financial position and operating results[128]. - The company will adjust the book value of estimated liabilities based on the best estimate of the required expenditures[142]. - The company’s total assets at the end of the period amounted to 295,965,129.27, with an increase in fixed assets of 15,567,107.60 during the period[164]. - The company’s long-term prepaid expenses are defined as expenses incurred but to be amortized over a period exceeding one year[150]. - The company’s contract liabilities are recognized based on the relationship between the performance obligations and customer payments[152]. - The company reported a total of 4,532,895.75 in accounts receivable with a provision for bad debts of 349,589.83, representing a provision ratio of 7.71%[153]. - The company reported a total of 32,658,642.32 in other receivables, with a provision for bad debts of 1,644,390.96, resulting in a provision ratio of 5.04%[153]. - The company’s fixed assets at the end of the period had a book value of 157,154,196.28, compared to 169,020,038.23 at the end of the previous year[165]. - The company’s new additions to fixed assets included 2,923,673.85 for construction projects and 10,670,952.67 for machinery and equipment[164]. - The total balance of construction projects at the end of the period is 142,556,993.56, with an increase of 126,966,926.77 during the current period[171]. - The project for producing 30,000 tons of high-end special graphite has a cumulative investment of 128,385,507.87, which is 11.88% of the budget[171]. - The new material trial project for superconducting thermal special graphite has an increase of 1,223,841.07 during the current period[171]. - The online monitoring system project has a total balance of 610,619.46, currently in the installation and debugging phase[171]. - The total book value of intangible assets at the end of the period is 59,078,409.17, with an increase of 40,659,700.03 during the current period[175]. - The accumulated depreciation tax difference for fixed assets is 8,516,783.79, with a deferred tax liability of 1,277,517.57[182]. - The total balance of the company's assets is 76,341,224.46, with a book value of the same amount[186]. - The company has capitalized interest of 887,464.24 for the current period, contributing to the total accumulated interest capitalization[175]. - The company has completed the installation of the confidentiality system, with a total balance of 122,000.00[172]. - The company has self-raised funds for various projects, including the high-end special graphite production line and the online monitoring system[171]. - The company's cash and cash equivalents at the end of the period amounted to ¥11,977,000, compared to ¥94,270,899.90 at the end of the previous year, indicating a significant decrease[187]. - Accounts receivable totaled ¥51,599,858.80, down from ¥58,643,372.33 year-over-year, reflecting a decrease of approximately 12.5%[187]. - The total fixed assets increased to ¥35,986,836.59 from ¥15,848,570.93, representing a growth of approximately 127.5%[187]. - Short-term borrowings rose significantly to ¥185,281,305.41 from ¥70,067,513.74, marking an increase of approximately 164.5%[188]. - The company signed multiple loan agreements, including a secured loan of ¥14,000,000 with a term from March 31, 2023, to March 31, 2024[189]. - The total liabilities related to accounts payable were reported at ¥6,200,000.00, with no previous year balance indicated[194]. - Contract liabilities decreased to ¥1,738,071.99 from ¥3,373,113.18, showing a reduction of approximately 48.5%[196]. - The company reported a significant change in employee compensation, with short-term salaries decreasing to ¥6,661,442.08 from ¥5,903,314.27, reflecting a substantial reduction in liabilities[197]. - The company has entered into various credit agreements, including a domestic letter of credit amounting to ¥7,000,000, with a validity period until May 23, 2024[193]. - The company has ongoing research and development efforts, although specific new products or technologies were not detailed in the provided documents[192].

证券代码：832175 证券简称：东方碳素 公告编号：2024-019 平顶山东方碳素股份有限公司审计委员会对会计师事务所 履行监督职责情况报告 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司治理准 则》《国有企业、上市公司选聘会计师事务所管理办法》《公司章程》等规定和要 求，董事会审计委员会本着勤勉尽责的原则，恪尽职守，认真履职。现将董事会 审计委员会对会计师事务所 2023 年度履职评估及履行监督职责的情况汇报如 下： 1、审计委员会对立信会计师事务所（特殊普通合伙）的专业资质、业务能 力、诚信状况、独立性、过往审计工作情况及其执业质量等进行了严格核查和评 价，认为其具备为公司提供审计工作的资质和专业能力，能够满足公司审计工作 的要求。 2、审计委员会与负责公司审计工作的注册会计师及项目经理进行了审前沟 通，对 2023 年度审计工作的审计范围、会计师事务所和相关审计人员的独立性 问题、重要时间节点、年报审计要点、人员安排等相关事项进行了沟通。 3、2024 年 3 月 16 日，审计委员会与负责公司审计工作的注册会计师及项 目经理进行初审后沟通，对 2023 年度审计基本情况、审定后基本 ...

证券代码：832175 证券简称：东方碳素 公告编号：2024-024 平顶山东方碳素股份有限公司关于提请股东大会授权董事 会以简易程序向特定对象发行股票的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 2024 年 4 月 16 日，平顶山东方碳素股份有限公司（以下简称"公司"）召 开第四届董事会第四次会议，审议通过了《关于提请股东大会授权董事会以简易 程序向特定对象发行股票的议案》，同意董事会拟提请股东大会授权董事会以简 易程序向特定对象发行融资总额低于人民币 1 亿元且低于公司最近一年末净资 产20%的股票，授权期限自公司2023年年度股东大会审议通过之日起至公司2024 年年度股东大会召开之日止。上述事项尚需提交 2023 年年度股东大会审议。本 次授权具体情况如下： 一、具体内容 （一）发行证券的种类和数量 本次发行股票的种类为境内上市的人民币普通股（A 股），每股面值为人民 币 1.00 元。本次发行股票募集资金总额低于人民币 1 亿元且低于公司最近一年 末净资产 20%。本次发行的股 ...

证券代码：832175 证券简称：东方碳素 公告编号：2024-021 平顶山东方碳素股份有限公司 2023 年度募集资金存放与使用情况的专项报告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 一、募集资金基本情况 经中国证券监督管理委员会《关于同意平顶山东方碳素股份有限公司向不特 定合格投资者公开发行股票注册的批复》(证监许可(2023)1199 号)同意注册，公 司向社会公开发售的人民币普通股股票面值为 1.00 元，发行数量 32,000,000 股， 发行价格为每股人民币 12.6 元，募集资金总额为人民币 403,200,000.00 元(超额 配售选择权行使前)，扣除各项发行费用人民币 34,494,702.08 元(不含增值税)， 募集资金净额为人民币 368,705,297.92 元。上述募集资金已于 2023 年 6 月 20 日 全部到账。立信会计师事务所（特殊普通合伙）已于 2023 年 6 月 20 日对公司向 不特定合格资者公开发行股票的资金到位情况进行了审验，并出具了报告号 ...

证券代码：832175 证券简称：东方碳素 公告编号：2024-007 平顶山东方碳素股份有限公司 2023 年年度权益分派预案公告暨落实"提质守信重回报" 行动公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 为积极履行回报股东义务，与全体股东分享公司经营收益，在统筹考虑战略 发展目标及流动资金需求，保证公司健康、稳定、持续发展的前提下，平顶山东 方碳素股份有限公司（以下简称"公司"）拟实施 2023 年年度权益分派。 一、权益分派预案情况 根据公司 2024 年 4 月 16 日披露的 2023 年年度报告（财务报告已经审计）， 截至 2023 年 12 月 31 日，上市公司合并报表归属于母公司的未分配利润为 312,034,464.33 元，母公司未分配利润为 315,372,233.74 元。 公司本次权益分派预案如下：公司目前总股本为 119,000,000 股，以未分配 利润向全体股东每 10 股派发现金红利 1 元（含税）。本次权益分派共预计派发现 金红利 11,900,000 元。 ...

开源证券股份有限公司 关于平顶山东方碳素股份有限公司 2023年度募集资金存放与使用情况的专项核查意见 开源证券股份有限公司(以下简称"开源证券"、"保荐机构")作为平顶山东 方碳素股份有限公司(以下简称"东方碳素"、"公司")向不特定合格投资者公开 发行股票并在北京证券交易所上市的保荐机构,根据《证券发行与承销管理办法》、 《北京证券交易所上市公司持续监管办法(试行)》《北京证券交易所证券发行上 市保荐业务管理细则》《北京证券交易所股票上市规则(试行)》等有关规定,对 东方碳素 2023 年度募集资金存放与使用情况进行了专项核查,核查意见如下: 一、募集资金的存放、使用及专户余额情况 (一) 募集资金基本情况 中国证券监督管理委员会于 2023年5月31日出具《关于同意平顶山东方碳 素股份有限公司向不特定合格投资者公开发行股票注册的批复》(证监许可(2023) 1199 号),同意公司向不特定合格投资者公开发行不超过 3,200万股新股 (不含 行使超额配售选择权所发新股)。 公司本次初始发行股数为 3.200万股(不含行使超额配售选择权所发新股), 发行价格为人民币 12.60元/股,募集资金总额为人民币 ...

证券代码：832175 证券简称：东方碳素 公告编号：2024-011 平顶山东方碳素股份有限公司独立董事 2023 年年度述职 报告（刘永锋） | 独立董事 姓名 | 董事会 | | | 股东大会 | | | --- | --- | --- | --- | --- | --- | | | 出席次 | 出席方式 | 投票情况 | 出席次 | 出席方式 | | | 数 | | | 数 | | | 刘永锋 | 3 | 现场和视频 相结合出席 | 同意 | 2 | 现场出席 | 三、独立意见发表情况 报告期内，我认真审阅了董事会会议的各项议案，并针对部分议案发表独立 意见，具体情况如下： | 会议时间 | 会议名称 | 具体事项 | 意见类型 | | --- | --- | --- | --- | | 2023 年 10 | 第四届董事会 | 1、《关于聘任杨晓鹏为公司总经 理的议案》发表的独立意见； | 同意 | | | | 2、《关于聘任秦长青为公司副总 | | | | | 经理的议案》发表的独立意见； | | | | | 3、《关于聘任马二克为公司副总 | | | | | 经理的议案》发表的独立意见； | | ...

重要内容提示： 拟聘任的会计师事务所：立信会计师事务所（特殊普通合伙） 平顶山东方碳素股份有限公司拟续聘 2024 年度会计师事务所公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 涉及会计师事务所提供的资料、信息，会计师事务所保证其提供、报送或披 露的资料、信息真实、准确、完整，不得有虚假记载、误导性陈述或者重大遗漏。 证券代码：832175 证券简称：东方碳素 公告编号：2024-008 服务及收费情况：立信会计师事务所（特殊普通合伙）已为公司提供 3 年审 计服务，上期审计收费 50 万元，本期审计收费未确定 2023 年度末注册会计师人数：2,533 人 一、拟续聘会计师事务所的基本情况 （一）机构信息 公司拟聘任立信会计师事务所（特殊普通合伙）为 2024 年年度的审计机构。 1.基本信息 会计师事务所名称：立信会计师事务所（特殊普通合伙） 成立日期：2011 年 1 月 24 日 组织形式：特殊普通合伙 注册地址：上海市黄浦区南京东路 61 号四楼 首席合伙人：朱建弟 2023 年度末合 ...