证券代码：835368 证券简称：连城数控 公告编号：2024-034 大连连城数控机器股份有限公司 关于公司实际控制人、董事长收到行政处罚决定书的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个 别及连带法律责任。 一、基本情况 相关文书的全称：《行政处罚决定书》〔2024〕1 号 收到日期：2024 年 5 月 6 日 生效日期：2024 年 4 月 30 日 作出主体：中国证监会及其派出机构辽宁监管局 措施类别：行政处罚 （涉嫌）违法违规主体及任职情况： | 姓名/名称 | 类别 | 具体任职/关联关系 | | --- | --- | --- | | 李春安 | 实际控制人、董监高 | 实际控制人、董事长 | 涉嫌违法违规事项类别： 泄露内幕信息。 二、主要内容 （一）涉嫌违法违规事实： 第一，新三板基础层挂牌公司的定向增发信息属于内幕信息。根据《证券 法》第五十二条第二款、第八十条第一款和第二款第九项的规定，"股票在国 务院批准的其他全国性证券交易场所交易的公司"的增资计划在公开前属于内 幕信息。《全国中小企业 ...

大连连城数控机器股份有限公司 证券代码：835368 证券简称：连城数控 公告编号：2024-035 大连连城数控机器股份有限公司 监事会关于拟认定核心员工的核查意见 本公司及监事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 大连连城数控机器股份有限公司（以下简称"公司"）于 2024 年 4 月 25 日分别召开第五届董事会第九次会议和第五届监事会第九次会议，审议通过《关 于拟认定公司核心员工的议案》，提名包祥亮等 95 人为公司核心员工，并于 2024 年 4 月 26 日在北京证券交易所信息披露平台（www.bse.cn）披露《大连连城数 控机器股份有限公司关于对拟认定核心员工进行公示并征求意见的公告》（公告 编号：2024-032）。 根据《北京证券交易所股票上市规则（试行）》《北京证券交易所上市公司 持续监管指引第 3 号—股权激励和员工持股计划》等相关规定，公司于 2024 年 4 月 26 日至 2024 年 5 月 6 日通过北京证券交易所官网及公司内部信息公示栏将 拟认定核心员工名单向全体员工进 ...

| 日期 | 代码 | 简称 | 成交价 | 成交数量（股） | 买入营业部 | 卖出营业部 | | --- | --- | --- | --- | --- | --- | --- | | 2024-05- | 830879 | 基康仪器 | 8 | 900000 | 中信建投证券股份有 | 申万宏源证券有限公 司上海浦东新区川沙 | | 06 | | | | | 限公司北京西翠路证 | | | | | | | | 券营业部 | 路证券营业部 | | 2024-05- 06 | 835368 | 连城数控 | 21.4 | 51893 | 申万宏源证券有限公 | 长江证券股份有限公 司枝江公园路证券营 | | | | | | | 司大连分公司 | | | | | | | | | 业部 | | 2024-05- | 836957 | 汉维科技 | 6.95 | 150000 | 国信证券股份有限公 司湛江人民大道中证 | 中信建投证券股份有 限公司深圳滨海大道 | | 06 | | | | | | | | | | | | | 券营业部 | 证券营业部 | ...

| 日期 | 代码 | 简称 | 成交价 | 成交数量（股） | 买入营业部 | 卖出营业部 | | --- | --- | --- | --- | --- | --- | --- | | | | | | | 国泰君安证券股份有 | 华创证券有限责任公 | | 2024-04- | 831627 | 力王股份 | 8.5 | 500000 | 限公司深圳海岸城海 | | | 29 | | | | | 德三道营业部 | 司广东分公司 | | 2024-04- | | | | | 申万宏源证券有限公 | 长江证券股份有限公 | | | 835368 | 连城数控 | 21.4 | 46730 | | 司枝江公园路证券营 | | 29 | | | | | 司大连分公司 | 业部 | | 2024-04- | | | | | 广发证券股份有限公 | 中国银河证券股份有 | | | 834033 | 康普化学 | 27.43 | 100000 | | 限公司上海闵行区陈 | | 29 | | | | | 司上海控江路营业部 | 行路证券营业部 | | 2024-04- | | | | | 西部证券股份有限公 | 长江证 ...

（一）会议召开时间：2024 年 5 月 8 日（星期三）15:00-16:30。 证券代码：835368 证券简称：连城数控 公告编号：2024-033 大连连城数控机器股份有限公司 2023 年年度报告业绩说明会预告暨落实"提质守信重回 报"行动公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假 记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担个别及连带法律责任。 一、 说明会类型 大连连城数控机器股份有限公司已于 2024 年 4 月 26 日在北京证券交易 所官方信息披露平台（www.bse.cn）披露了《大连连城数控机器股份有限公司 2023 年年度报告》（公告编号：2024-012），为方便广大投资者更深入了解公司 2023 年年度经营业绩的具体情况，加强与投资者的互动交流，公司拟召开 2023 年年度报告业绩说明会。 二、 说明会召开的时间、地点 （二）会议召开地点 本次业绩说明会将采用网络方式召开，投资者可登录全景网"投资者关系 互动平台"（http://ir.p5w.net）参与本次业绩说明会。 三、 参加人员 公司董事长：李春安先生 公司董事、总经理 ...

Investment Rating - The investment rating for the company is "Accumulate" (Maintain) [1] Core Views - The company reported a revenue of 6.0 billion yuan in 2023, a year-on-year increase of 59%, with a net profit attributable to shareholders of 0.68 billion yuan, up 51% year-on-year [1] - The revenue for Q4 2023 was 2.3 billion yuan, showing a quarter-on-quarter increase of 40% and a year-on-year increase of 28% [1] - The company expects continued high growth in 2024, driven by strong order backlog and improved delivery capabilities [7][8] Summary by Sections Financial Performance - In 2023, the company achieved a revenue of 6.0 billion yuan, with a net profit of 0.68 billion yuan and a non-recurring net profit of 0.59 billion yuan, reflecting increases of 59%, 51%, and 65% respectively [1] - For Q1 2024, the revenue was 1.1 billion yuan, with a quarter-on-quarter increase of 69% and a year-on-year increase of 52% [1] - The company has a strong order backlog of 7.05 billion yuan at the end of 2023, indicating potential for sustained growth in 2024 [2] Business Segments - The battery and module equipment segment generated revenue of 0.277 billion yuan in 2023, a 96% increase year-on-year, with a gross margin of approximately 19% [2] - The crystal growth and processing equipment segment achieved revenue of 4.878 billion yuan in 2023, a 58.6% increase year-on-year, with a gross margin of about 28.65% [7] - The auxiliary materials business saw revenue of 0.7 billion yuan, up 33% year-on-year, while other supporting equipment revenue surged to 0.0147 billion yuan, a 416% increase [8] Profit Forecast and Valuation - The profit forecast for 2024-2026 has been adjusted upwards, with expected net profits of 0.91 billion yuan, 1.08 billion yuan, and 1.20 billion yuan respectively, reflecting year-on-year growth rates of 33%, 19%, and 11% [8] - The corresponding price-to-earnings ratios are projected to be 7, 6, and 5 times for 2024, 2025, and 2026 respectively [8]

Investment Rating - The investment rating for the company is "Buy - A" with a target price of 38.4 CNY [4][15]. Core Views - The company focuses on the photovoltaic and semiconductor equipment sectors, with significant revenue growth driven by high market demand for photovoltaic products [1][32]. - The company achieved a revenue of 6.00 billion CNY in 2023, representing a year-on-year growth of 59.10%, and a net profit of 681.5 million CNY, up 50.66% [23]. - The company is expected to continue its revenue growth, with projections of 7.78 billion CNY, 9.72 billion CNY, and 12.27 billion CNY for 2024, 2025, and 2026 respectively [3][7]. Financial Performance - In 2023, the company's revenue from crystal growth and processing equipment was 4.878 billion CNY, accounting for 81.28% of total revenue [1]. - The net profit margin for 2023 was 11.4%, with a projected increase to 12.1% in 2025 [16]. - The company's earnings per share (EPS) for 2023 was 2.92 CNY, with expectations to reach 3.84 CNY in 2024 [7][15]. Research and Development - The company has increased its R&D spending, with 255 million CNY in 2023, a 44.60% increase from the previous year [25]. - R&D efforts have led to significant advancements in product sales and delivery capabilities, contributing to revenue growth [25]. Market Trends - The semiconductor capacity share in China continues to expand, with a 12% increase in monthly wafer production in 2023 [33]. - The demand for silicon material equipment is expected to rise due to the domestic semiconductor industry's push for self-sufficiency and the growth of applications in electric vehicles and photovoltaics [33].

Product Development and Innovation - In 2023, the company achieved significant product development milestones, including the launch of the "one-click crystal pulling" system and the mass production of the 1700 furnace type low-oxygen monocrystalline furnace[4]. - The company is developing multiple R&D projects, including high-capacity photovoltaic modules and flexible cutting machines, aimed at enhancing product competitiveness and meeting market demands[97]. - The company is collaborating with Tongji University on the development of shaped sapphire and gallium oxide crystals, focusing on equipment manufacturing and material processing[99]. - A partnership with Tsinghua University aims to optimize the key thermal field and process for large-size silicon carbide crystal growth systems[100]. - The company is focusing on diversifying its product offerings, including the development of high-precision grinding machines and automated cutting machines to improve efficiency and reduce labor costs[98]. Financial Performance - The company's operating revenue for 2023 reached ¥6,001,577,085.33, representing a 59.10% increase compared to ¥3,772,247,956.42 in 2022[24]. - The net profit attributable to shareholders was ¥681,481,585.90, a 50.66% increase from ¥452,323,447.17 in the previous year[24]. - Total assets grew by 44.84% to ¥12,705,933,440.56, up from ¥8,772,124,829.96 in 2022[26]. - The cash flow from operating activities improved significantly to ¥463,420,299.40, a 231.19% increase from a negative cash flow of ¥353,235,607.30 in 2022[26]. - The company reported a net profit growth rate of 28.26% for 2023[27]. Research and Development - R&D investment for the reporting period was CNY 32,228.81 million, representing a 45.63% increase year-on-year[46]. - Research and development expenses increased by 44.60% year-on-year, amounting to approximately ¥254.55 million, reflecting the company's commitment to innovation[59]. - R&D personnel increased from 727 to 810, with master's degree holders rising from 57 to 77 and bachelor's degree holders from 407 to 481[94]. - The company aims to enhance its core product's market share and maintain technological leadership in the photovoltaic and semiconductor sectors[121]. Subsidiaries and Market Expansion - The company established a wholly-owned subsidiary, LianKe Semiconductor, in June 2023, focusing on the semiconductor industry, with organizational structure and business processes completed by the end of 2023[4]. - The company plans to establish research and production bases for semiconductor silicon wafer growth and processing equipment to support its semiconductor business development[48]. - The company formed an international customer service and sales management team to enhance its international strategic partnerships, including regions such as the United States, Singapore, and Malaysia[4]. - The company plans to establish an international service team and overseas production bases to support global customers[46]. Patents and Intellectual Property - As of December 31, 2023, the company and its subsidiaries had been granted a total of 689 patents, including 82 invention patents and 597 utility model patents[4]. - The number of patents owned by the company increased to 689 from 447, with invention patents rising to 82 from 36[96]. Customer and Sales Performance - The company secured multiple bulk orders from industry clients, with the total order amount for equipment products exceeding 10 billion yuan, resulting in a backlog of 9.638 billion yuan as of the end of the reporting period[47]. - Revenue from related party transactions amounted to RMB 3.012 billion, accounting for 50.19% of the total operating revenue for the year[101]. - The company's major customer, Longi Green Energy, contributed ¥2,990,318,412.15, representing 49.83% of total sales[66]. Risk Management and Compliance - The company recognizes potential risks from industry cyclicality and policy changes that could impact sales performance[124]. - The company will continue to monitor industry policies and maintain good communication with key customers to manage inventory and cash flow effectively[125]. - The company has ongoing litigation with a total amount of 22,788,022.56 yuan, representing 0.59% of the net assets at the end of the reporting period[134]. Shareholder and Corporate Governance - The company aims to improve transparency and protect the rights of shareholders, especially minority investors, by adhering to information disclosure obligations[112]. - The total number of shares held by directors and senior management at the end of the reporting period was 11,779,002 shares, representing 5.04% of total shares[190]. - The company has implemented two stock option incentive plans, with exercise prices of RMB 36.335 and RMB 24.770 per share[198]. Market Outlook - The global photovoltaic installed capacity is expected to increase from 1,055 GW in 2022 to 5,457 GW by 2030, averaging over 550 GW of new installations annually[115]. - The semiconductor market is projected to rebound starting in 2024, with global silicon wafer shipments expected to grow to 13,578 million square inches[119]. - The market size for silicon carbide devices is forecasted to grow from $1.794 billion in 2022 to $8.906 billion by 2028, representing a compound annual growth rate (CAGR) of 31%[120].

Financial Performance - The company's total revenue for the first quarter of 2024 reached ¥1,096,657,578.03, representing a 69.35% increase compared to ¥647,555,317.43 in the same period last year[22]. - The net profit attributable to shareholders for the same period was ¥220,936,368.89, a significant increase of 116.05% from ¥102,263,336.39 year-on-year[22]. - The net profit after deducting non-recurring gains and losses surged by 681.20% to ¥212,648,051.35, compared to ¥27,220,552.86 in the previous year[22]. - The company's gross profit margin improved, with operating costs rising to ¥742,538,163.39, reflecting a 52.16% increase due to higher sales revenue[23]. - The weighted average return on net assets based on net profit attributable to shareholders was 5.60%, up from 3.16% in the previous year[22]. - The net profit for the current period reached 228,993,117.53, a significant increase from 97,804,735.46 in the previous period, representing a growth of approximately 133.5%[41]. - The total profit amounted to 231,238,912.65, compared to 98,931,208.55 in the same period last year, indicating an increase of about 133.4%[41]. - The operating profit for the current period was 230,876,164.68, up from 97,531,642.70, reflecting a growth of approximately 136.2%[41]. - The basic earnings per share (EPS) for the current period was 0.95, compared to 0.44 in the previous period, marking an increase of about 115.9%[42]. - The diluted EPS also increased to 0.94 from 0.44, showing a growth of approximately 113.6%[42]. Cash Flow and Liquidity - The company's cash flow from operating activities showed a slight decline, with a net outflow of ¥223,489,772.14, compared to ¥221,967,761.54 in the same period last year, a change of -0.69%[22]. - Cash inflow from operating activities totaled 1,548,764,711.28, compared to 972,455,559.69 in the previous year, representing an increase of about 59.2%[43]. - The net cash flow from operating activities was -223,489,772.14, slightly worse than -221,967,761.54 in the same period last year[43]. - Cash and cash equivalents increased to CNY 1.33 billion as of March 31, 2024, compared to CNY 1.19 billion at the end of 2023, reflecting a growth of approximately 11.5%[36]. - The company achieved a net cash increase of approximately $127.93 million during the reporting period, contrasting with a decrease of $38.23 million in the previous period[67]. - Cash and cash equivalents at the end of the period totaled approximately $946.41 million, up from $481.11 million at the end of the previous period, indicating a strong liquidity position[67]. Assets and Liabilities - The company's total assets decreased by 3.47% to ¥12,265,633,336.83 from ¥12,705,933,440.56 at the end of the previous year[22]. - The company's current assets as of March 31, 2024, amounted to CNY 10.48 billion, a decrease from CNY 10.99 billion as of December 31, 2023, representing a decline of approximately 4.7%[36]. - The company's accounts receivable increased to CNY 2.27 billion as of March 31, 2024, compared to CNY 2.21 billion at the end of 2023, reflecting a growth of about 2.5%[36]. - The company reported a total of CNY 4.6 billion in inventory as of March 31, 2024, down from CNY 4.68 billion at the end of 2023, indicating a decrease of approximately 3.2%[36]. - Total assets decreased from 12,705,933,440.56 to 12,265,633,336.83, a decline of approximately 3.46%[38]. - Total liabilities decreased from 8,714,778,674.23 to 8,051,638,021.39, a reduction of about 7.59%[38]. - Current liabilities decreased from 8,571,037,423.49 to 7,845,528,354.73, a decrease of around 8.47%[38]. - The company's equity attributable to shareholders increased from 3,837,363,289.15 to 4,058,871,990.52, reflecting a growth of about 5.76%[38]. - The total equity increased from 3,991,154,766.33 to 4,213,995,315.44, representing an increase of approximately 5.56%[38]. Investments and R&D - The company reported R&D expenses of ¥65,154,649.41 for Q1 2024, an increase from ¥53,132,851.35 in Q1 2023, reflecting a growth of approximately 22.6%[60]. - Research and development expenses increased to approximately $12.90 million in Q1 2024, up from $9.83 million in Q1 2023, representing a growth of 31.5%[66]. - The company reported a net cash inflow from investment activities of approximately $418.55 million, compared to a net outflow of $122.25 million in the previous period, indicating a significant improvement in investment cash flow[65]. - The company’s total cash inflow from investment activities was approximately $149.96 million, compared to $78.23 million in the previous period, indicating a positive trend in investment returns[67]. Strategic Focus and Market Position - The company aims to become a global leader in photovoltaic and semiconductor equipment integration services, indicating a strategic focus on market expansion and innovation[16]. - The company executed related party transactions with a total expected amount of CNY 3.6 billion for the sale of products and services, with actual transactions amounting to CNY 609.58 million, representing about 17% of the expected amount[31]. - The top ten shareholders hold a combined 63.21% of the company's shares, with Hainan Huizhi Investment Co., Ltd. being the largest shareholder at 30.21%[47]. Regulatory and Compliance Issues - The company has committed to ongoing monitoring of regulatory investigations involving its chairman, with no definitive conclusion reached as of the report date[34]. - The company is under investigation by the Liaoning Securities Regulatory Bureau for alleged insider trading by its chairman, Li Chun'an[54]. Stock and Equity - The company has not made any adjustments or exercised options in its stock incentive plans during the reporting period[32]. - The company has two ongoing stock option incentive plans, with details disclosed on October 15, 2020, and October 17, 2023[52]. - The company's total share capital remained at 233,499,640, with no changes reported during the period[46].

证券代码：835368 证券简称：连城数控 公告编号：2024-024 大连连城数控机器股份有限公司 2023 年度内部控制自我评价报告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假 记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担个别及连带法律责任。 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要 求（以下简称"企业内部控制规范体系"），结合大连连城数控机器股份有限公 司（以下简称"公司"）内部控制制度和评价办法，在内部控制日常监督和专项 监督的基础上，我们对公司 2023 年 12 月 31 日（内部控制评价报告基准日）的 内部控制有效性进行了评价。 一、重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其 有效性，并如实披露内部控制评价报告是公司董事会的责任。监事会对董事会建 立和实施内部控制进行监督。经理层负责组织领导企业内部控制的日常运行。公 司董事会、监事会及董事、监事、高级管理人员保证本报告内容不存在任何虚假 记载、误导性陈述或重大遗漏，并对报告内容的真实性、准确性和完整性负责。 公司内部控制的目标是合理保证经营 ...