股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2023年10月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 江西贛鋒鋰業集團股份有限公司 呈交日期: 2023年11月1日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | A | | 於香港聯交所上市 (註1) | | 否 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 002460 | 說明 | A股 (深圳證券交易所) | | | | | | | | | 法定/註冊股份數目 | | 面值 | | | 法定/註冊股本 | | | 上月底結存 | | | 1,613,593,699 RMB | | 1 | RMB | | 1,613,593,699 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 1,613,593,699 RMB | | 1 | RMB | | 1,613,593,699 | | 2. 股份分類 | ...

Financial Performance - Q3 2023 revenue reached ¥7,536,725,354.55, a decrease of 42.77% year-over-year[4] - Net profit attributable to shareholders was ¥159,660,470.78, down 97.88% compared to the same period last year[4] - Net cash flow from operating activities was -¥1,369,100,406.14, a decline of 117.20%[4] - Total operating revenue for Q3 2023 was ¥25.68 billion, a decrease of 7.0% from ¥27.61 billion in Q3 2022[16] - Net profit for Q3 2023 was ¥5.88 billion, compared to ¥14.99 billion in Q3 2022, reflecting a decline of 60.8%[19] - The total comprehensive income for the third quarter of 2023 was CNY 6,819,462,407.48, a decrease from CNY 16,915,938,795.63 in the same period last year[20] - Basic earnings per share for the third quarter were CNY 2.98, down from CNY 7.35 in the previous year[20] Assets and Liabilities - Total assets increased by 17.31% to ¥92,862,318,954.04 compared to the end of last year[4] - Total liabilities as of the end of Q3 2023 amounted to ¥38.78 billion, compared to ¥30.29 billion at the end of Q3 2022[18] - Total non-current assets reached ¥61,733,585,515.65, down from ¥47,193,873,916.27[15] - Current assets totaled ¥31,128,733,438.39, a decrease from ¥31,966,036,151.87[15] - Cash and cash equivalents amounted to ¥9,672,492,265.05, compared to ¥9,914,045,039.34 in the previous period[15] - Total assets amounted to ¥92,862,318,954.04, compared to ¥79,159,910,068.14 previously[15] Equity and Shareholder Information - Shareholders' equity rose by 10.14% to ¥48,508,744,307.11 from the previous year-end[4] - The total equity attributable to shareholders was ¥48.51 billion, up from ¥44.00 billion in the previous year[18] - The company’s total number of ordinary shareholders reached 317,174, with 317,132 being A-share holders[8] Cash Flow and Investment Activities - Cash flow from operating activities generated a net outflow of CNY 1,369,100,406.14, compared to a net inflow of CNY 7,959,572,180.33 in the same period last year[22] - Total cash inflow from operating activities was CNY 28,268,872,180.65, while total cash outflow was CNY 29,637,972,586.79[22] - Investment activities resulted in a net cash outflow of CNY 7,178,146,647.51, compared to a net outflow of CNY 5,299,495,936.70 in the previous year[22] - Financing activities generated a net cash inflow of CNY 8,130,186,135.03, compared to CNY 3,940,476,867.47 in the same period last year[22] Operational Highlights - The company reported a significant increase in short-term loans by 211.53% to ¥6,570,339,597.69, primarily for operational needs[6] - Operating costs surged by 74.24% to CNY 21,208,459,022.36, attributed to high initial raw material costs[8] - The company reported a 1261.60% increase in other income to CNY 990,934,614.89, mainly from government subsidies[8] - The company is focusing on expanding its market presence and enhancing product development strategies[15] Inventory and Receivables - The company reported a 34.73% decrease in accounts receivable, attributed to a significant drop in lithium product prices[7] - Inventory stock rose by 90.24% to CNY 253,309,603.44, primarily due to the company's stock repurchase for equity incentive plans[8] - Accounts receivable decreased to ¥5,153,349,506.26 from ¥7,894,866,031.94[15] - Inventory stood at ¥10,923,601,968.06, showing a decline from ¥10,111,077,178.57[15] Future Plans and Investments - The company plans to invest CNY 1 billion in a new electric vehicle project with Chongqing Ruichi Automotive[12] - The company approved the acquisition of a 70% stake in Mengjin Mining, enhancing its resource base[12] - The company intends to increase its stake in Mali Lithium B.V. by up to USD 138 million to support lithium project development[12] Financial Ratios and Metrics - The weighted average return on equity decreased by 35.20% to 0.35%[4] - Long-term payables increased by 43.60% to CNY 2,759,642,099.11 due to new borrowings from NHC, a joint venture with American Lithium[8] - The company’s operating profit for Q3 2023 was ¥6.29 billion, a decrease from ¥17.21 billion in Q3 2022[19] - The company’s financial expenses included interest expenses of ¥566.89 million, compared to ¥276.43 million in the same quarter last year[19] Audit and Compliance - The company did not undergo an audit for the third quarter report[23]

Financial Performance - The company's operating revenue for the third quarter was RMB 7,536,725,354.55, a decrease of 42.77% compared to the same period last year[2]. - Net profit attributable to shareholders was RMB 159,660,470.78, down 97.88% year-on-year[2]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was RMB 239,136,661.31, a decline of 95.91% compared to the previous year[2]. - The basic earnings per share were RMB 0.08, a decrease of 97.87% year-on-year[2]. - The company reported a 74.24% increase in operating costs to $21.21 billion, driven by higher initial raw material inventory levels[8]. - The total revenue for the current period was approximately 6.51 billion, a decrease from 17.23 billion in the previous period, representing a decline of about 62.2%[34]. - Net profit for the current period is approximately 5.88 billion, down from 14.99 billion in the previous period, indicating a decrease of around 60.8%[34]. - The operating profit for the current period is approximately 6.29 billion, compared to 17.21 billion in the previous period, reflecting a decline of about 63.5%[34]. - The total comprehensive income for the current period is approximately 6.82 billion, a decrease from 16.92 billion in the previous period, indicating a decline of around 59.7%[37]. Assets and Liabilities - The company's total assets as of September 30, 2023, were RMB 92,862,318,954.04, representing a 17.31% increase from the end of the previous year[2]. - Total liabilities increased significantly, with short-term borrowings rising by 211.53% to $6.57 billion, reflecting new short-term loans for production operations[6]. - Long-term borrowings increased by 69.13% to $15.45 billion, attributed to new long-term loans for PPG and other projects[7]. - Total liabilities amounted to ¥38.78 billion, up from ¥30.29 billion, indicating a rise of about 28.5%[28]. - The total equity attributable to shareholders reached ¥48.51 billion, up from ¥44.04 billion, reflecting an increase of about 10.6%[28]. Cash Flow - Cash flow from operating activities was negative at RMB -1,369,100,406.14, a decrease of 117.20% compared to the same period last year[2]. - Operating cash flow decreased by 117.20% to -$1.37 billion, primarily due to increased cash payments for goods and related taxes[10]. - The cash flow from operating activities shows a net outflow of approximately 1.37 billion, contrasting with a net inflow of 7.96 billion in the previous period[40]. - Cash flow from investing activities resulted in a net outflow of approximately 7.18 billion, compared to a net outflow of 5.30 billion in the previous period[41]. - Cash flow from financing activities generated a net inflow of approximately 8.13 billion, an increase from 3.94 billion in the previous period[41]. Investments and Acquisitions - The company approved an investment agreement with the local government to develop a lithium battery production project in July 2023[18]. - In July 2023, the company agreed to acquire 70% of the equity of Mengjin Mining, enhancing its resource portfolio[18]. - The company plans to increase its stake in Mali Lithium B.V. with an investment of up to USD 138 million, focusing on mining rights investment[19]. - A cash investment of RMB 1 billion is planned for the acquisition of new registered capital in Chongqing Ruichi Automobile[20]. - The company is implementing an employee stock ownership plan for 2023, aiming to align employee interests with company performance[20]. Other Financial Metrics - The weighted average return on net assets was 0.35%, down 24.34% year-on-year[2]. - The company recorded a government subsidy of RMB 436,627,080.78 during the reporting period, contributing to its financial performance[3]. - Other income surged by 1,261.60% to $990.93 million, mainly due to an increase in government subsidies received[8]. - The company’s other comprehensive income rose by 123.26% to $1.56 billion, mainly due to foreign currency translation differences from exchange rate fluctuations[7]. - The company reported a significant increase in cash received from sales of goods and services, totaling approximately 26.79 billion, compared to 24.89 billion in the previous period, reflecting an increase of about 7.6%[38]. Shareholder Information - The top ten unrestricted shareholders hold a total of 430,520,506 shares, representing a significant portion of the company's equity[15]. - The company has a total of 16,349,805 shares held by Huang Wen, accounting for 0.81% of the total shares[14].

江西赣锋锂业集团股份有限公司 关于全资子公司对外提供财务资助的进展公告 本公司及其董事会全体成员保证公告内容真实、准确和完整，没 有虚假记载、误导性陈述或重大遗漏。 一、财务资助事项概述 证券代码：002460 证券简称：赣锋锂业 编号：临2023-111 江西赣锋锂业集团股份有限公司（以下简称"公司"）经第五届 董事会第六十六次会议审议通过了《关于全资子公司对外提供财务资 助的议案》，同意公司全资子公司北京炬宏达矿业投资有限公司（以 下简称"北京炬宏达"）向其参股公司内蒙古维拉斯托矿业有限公司 （以下简称"内蒙古维拉斯托"）提供总额不超过 4,000 万元人民币 的财务资助，股东北京鼎鑫源国际投资有限公司（以下简称"北京鼎 鑫源"）、海南国城盛通投资合伙企业（有限合伙）（以下简称"海 南国城"）按同等条件提供 4,000 万元人民币财务资助，其他股东内 蒙古地质勘查有限责任公司（以下简称"内蒙古地质勘查"）、内蒙 古赤峰地质矿产勘查开发有限责任公司（以下简称"内蒙古赤峰地 质"）以及内蒙古第十地质矿产勘查开发有限责任公司（以下简称"内 蒙古第十地质"）因其财务状况及资金安排未进行财务资助，上述未 进行财务资 ...

江西赣锋锂业集团股份有限公司 第五届董事会第七十次会议决议公告 证券代码：002460 证券简称：赣锋锂业 编号：临2023-107 一、会议以 10 票赞成，0 票反对，0 票弃权，审议通过《关于 2023 年第三季度报告的议案》； 临 2023-108 赣锋锂业 2023 年第三季度报告刊登于同日《证券时 报》和巨潮资讯网 http://www.cninfo.com.cn。 二、会议以 10 票赞成，0 票反对，0 票弃权，审议通过《关于为 全资子公司提供担保的议案》； 为推动 LITIO MINERA ARGENTINA S.A.公司（以下简称"LMA"） 位于阿根廷萨尔塔省 Mariana 锂盐湖项目的开发建设，以满足公司未 来发展对锂资源增长的需求，同意 LMA 向第三方机构申请借款，并 由公司或控股子公司提供不超过 20,000 万美元或等值比索（含本数） 的担保。 同意授权公司经营层在本议案额度内代表公司办理相关手续， 并签署相关法律文件。 独 立 董 事 对 该 事 项 发 表 了 独 立 意 见 ， 详 见 巨 潮 资 讯 网 http://www.cninfo.con.cn。 临 2023 ...

证券代码：002460 证券简称：赣锋锂业 编号：临2023-110 江西赣锋锂业集团股份有限公司 关于赣锋锂电投资建设南昌锂电池生产基地项目的公告 本公司及其董事会全体成员保证公告内容真实、准确和完整，没 有虚假记载、误导性陈述或重大遗漏。 特别提示： 1、本次投资项目的产能规模、投产时间均为初步规划结果，存 在一定的不确定性，不代表公司对未来业绩的预测，不构成公司对投 资者的实质承诺。 2、本次投资项目投资金额为初步测算的投资金额上限，项目投 资金额与项目建设内容等有关，具体以实际投入为准。 3、公司将根据项目的实际进展情况，及时履行信息披露义务， 敬请广大投资者持续关注公司后续公告，理性投资，注意投资风险。 一、对外投资概述 江西赣锋锂业集团股份有限公司（以下简称"公司"或"赣锋锂 业"）于 2023 年 10 月 30 日召开的第五届董事会第七十次会议审议通 过了《关于赣锋锂电投资建设南昌锂电池生产基地项目的议案》，为 提升公司锂电池产品的生产规模和市场份额，推动公司锂产业链结构 的优化升级，增强公司核心竞争力，同意子公司江西赣锋锂电科技股 份有限公司（以下简称"赣锋锂电"） 与南昌市新建区人民政府（ ...

本次财务资助事项根据平等协商确定，条件公允、合理，不会 损害公司及全体股东和中小股东的利益。董事会在审议财务资助事项 时，表决程序合法、有效，符合《公司法》、《深圳证券交易所股票 上市规则》、《深圳证券交易所上市公司自律监管指引第 1 号——主 板上市公司规范运作》和《公司章程》的相关规定。基于独立判断， 我们同意公司全资子公司北京炬宏达矿业投资有限公司本次对外提 供财务资助事项。 根据《中华人民共和国公司法》、《上市公司独立董事管理办法》、 《深圳证券交易所上市公司自律监管指引第1号——主板上市公司规 范运作》等法律、法规及《江西赣锋锂业集团股份有限公司独立董事 制度》、《江西赣锋锂业集团股份有限公司公司章程》等的有关规定， 作为江西赣锋锂业集团股份有限公司（以下简称"公司"）第五届董事 会的独立董事，我们就相关事项发表如下独立意见： 一、关于为全资子公司提供担保的独立意见 我们认为，本次为全资子公司LITIO MINERA ARGENTINA S.A. 公司（以下简称"LMA"）提供担保，是为LMA持有的Mariana锂盐湖 项目提供资金保障，推动该项目的投产进度，有利于公司业务拓展， 提高核心竞争力，符 ...

江西赣锋锂业集团股份有限公司 关于为全资子公司提供担保的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整， 没有虚假记载、误导性陈述或重大遗漏。 证券代码：002460 证券简称：赣锋锂业 编号：临2023-109 一、担保情况概述 江西赣锋锂业集团股份有限公司（以下简称"公司"）于 2023 年 10 月 30 日召开的第五届董事会第七十次会议审议通过了《关于为全 资子公司提供担保的议案》，为推动 LITIO MINERA ARGENTINA S.A.公司（以下简称"LMA"）位于阿根廷萨尔塔省 Mariana 锂盐湖 项目的开发建设，以满足公司未来发展对锂资源增长的需求，同意 LMA 向第三方机构申请借款，并由公司或控股子公司提供不超过 20,000 万美元或等值比索的担保。 授权公司经营层在本议案额度内代表公司办理相关手续，并签署 相关法律文件。 二、被担保人基本情况 LMA 是阿根廷的一家矿业和勘探公司，成立于 2009 年，注册地 址为 JURAMENTO 80 SALTA CAPITAL, ARGENTINA，截至本公告 披露日，LMA 尚未上市。公司全资子公司赣锋国际通过其全资子公 司 ...

近日，江西赣锋锂业集团股份有限公司（以下简称"公司"或"赣 锋锂业"）与贵州安达科技能源股份有限公司（以下简称"安达科技"） 签订了《战略合作协议》，双方将开展多领域合作。其中，双方基于 各自的产业优势，拟共同成立合资公司以投资建设年产 2 万吨磷酸铁 锂正极材料制造项目，该合资公司注册资本 5,000 万元人民币，公司 持股 40%，安达科技持股 60%。 2023 年 10 月 19 日，上述合资公司的工商注册登记已经完成， 并取得镶黄旗市场监督管理局颁发的企业《营业执照》。该合资公司 的注册信息如下： 证券代码：002460 证券简称：赣锋锂业 编号：临2023-106 江西赣锋锂业集团股份有限公司 关于合资公司完成工商注册登记的公告 本公司及其董事会全体成员保证公告内容真实、准确和完整，没 有虚假记载、误导性陈述或重大遗漏。 特此公告。 江西赣锋锂业集团股份有限公司 名称：内蒙古自治区安达新能源科技有限公司 统一社会信用代码：91152528MAD1R1U29A 注册资本：伍仟万元（人民币元） 成立日期：2023 年 10 月 19 日 经营范围：一般项目：新兴能源技术研发；电池制造；电池销售； 电子 ...

证券代码：002460 证券简称：赣锋锂业 编号：临2023-105 江西赣锋锂业集团股份有限公司 关于与安达科技签署战略合作协议的公告 本公司及其董事会全体成员保证公告内容真实、准确和完整， 无虚假记载、误导性陈述或者重大遗漏。 一、协议签署概况 为进一步发挥各自在产业领域的专业与资源优势，在新能源产业 上下游方面建立长期、稳定、紧密的全面战略合作伙伴关系，江西赣 锋锂业集团股份有限公司（以下简称"公司"或"赣锋锂业"）与贵州 安达科技能源股份有限公司（以下简称"安达科技"）于近日签署了 《战略合作协议》。 根据《深圳证券交易所股票上市规则》、《公司章程》等的规定， 本协议的签署不构成关联交易，亦不构成《上市公司重大资产重组管 理办法》规定的重大资产重组，无需提交董事会和股东大会审议。 二、合作方基本情况 1、基本信息 名称：贵州安达科技能源股份有限公司 法定代表人：刘建波 注册资本：61,151.0821 万人民币 注册地址：贵州省贵阳市开阳县硒城街道办白安营村 经营范围：法律、法规、国务院决定规定禁止的不得经营；法律、 法规、国务院决定规定应当许可（审批）的，经审批机关批准后凭许 可（审批）文件经营;法 ...