证券代码：000166 证券简称：申万宏源 公告编号：临2024-71 经深圳证券交易所审核，本期债券定于 2024 年 11 月 1 日起在深 圳证券交易所上市，面向专业投资者中的机构投资者交易，品种一债 券简称"24 申证 03"，债券代码为"148976"；品种二债券简称"24 申证 04"，债券代码为"148977"。 特此公告。 申万宏源集团股份有限公司董事会 二〇二四年十一月四日 申 万 宏 源 集 团 股 份 有 限 公 司 关于申万宏源证券有限公司 2024 年面向专业投资者公开发 行公司债券（第二期）在深圳证券交易所上市的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 公司所属申万宏源证券有限公司 2024 年面向专业投资者公开发 行公司债券（第二期）（以下简称"本期债券"）发行工作于 2024 年 10 月 28 日结束，本期债券发行规模人民币 48 亿元，其中品种一发 行规模人民币 27 亿元，期限 2 年，票面利率 2.20%；品种二发行规 模人民币 21 亿元，期限 3 年，票面利率 2.28%。（相关情况请详见公 司于 202 ...

Financial Performance - The company's operating revenue for Q3 2024 reached RMB 6,580,295,775.05, representing a year-on-year increase of 62.74%[3] - Net profit for the quarter was RMB 1,848,309,873.22, a significant increase of 148.49% compared to the same period last year[3] - The net profit attributable to shareholders of the listed company was RMB 1,721,797,301.72, reflecting a year-on-year growth of 187.13%[3] - The basic earnings per share for the quarter was RMB 0.07, showing a substantial increase of 250.00% compared to the same period last year[3] - Total revenue for the first nine months of 2024 reached RMB 17.46 billion, an increase from RMB 16.28 billion in the same period of 2023, representing a growth of 7.2%[18] - Net profit for the first nine months of 2024 was RMB 4.71 billion, down from RMB 5.01 billion in 2023, reflecting a decrease of 5.8%[18] - Net commission and fee income decreased to RMB 4.15 billion from RMB 5.38 billion, a decline of 22.8%[18] - Investment income dropped significantly to RMB 2.02 billion from RMB 5.50 billion, a decrease of 63.3%[18] - Operating expenses increased to RMB 12.03 billion from RMB 10.64 billion, an increase of 13.0%[18] - Total comprehensive income for the period was RMB 5,207,808,813.24, a decrease of 13.76% compared to RMB 6,039,388,996.79 in the same period last year[19] - Earnings per share (EPS) decreased to RMB 0.15 from RMB 0.17 in the same period last year[19] Assets and Liabilities - The total assets as of the end of the reporting period amounted to RMB 672,171,063,278.74, which is a 5.78% increase from the end of the previous year[3] - The company's total assets as of September 30, 2024, were RMB 672.17 billion, up from RMB 635.44 billion at the end of 2023, indicating a growth of 5.8%[17] - Total liabilities increased to RMB 540.63 billion from RMB 506.64 billion, reflecting a rise of 6.7%[17] - Shareholders' equity totaled RMB 131.54 billion, compared to RMB 128.79 billion at the end of 2023, marking an increase of 2.0%[17] - The total equity attributable to shareholders of the listed company was RMB 103,093,342,352.31, a 2.94% increase from the previous year-end[3] Cash Flow - The net cash flow from operating activities for the year-to-date period was RMB 64,490,363,330.23, reflecting a 28.56% increase year-on-year[3] - Net cash flow from operating activities increased to RMB 64,490,363,330.23, up 28.54% from RMB 50,164,115,326.49 year-on-year[20] - Net cash flow from investing activities was RMB 16,677,387,696.19, a significant improvement from a negative RMB 72,367,052,700.35 in the previous year[21] - Net cash flow from financing activities showed a net outflow of RMB 23,096,769,620.19, compared to a net outflow of RMB 12,037,124,103.24 last year[21] - The total cash and cash equivalents at the end of the period reached RMB 190,353,951,646.30, an increase from RMB 113,041,963,834.05 at the end of the previous year[21] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 242,069, with the top ten shareholders holding a combined 70.31% of shares[9] - The top 10 shareholders hold significant stakes, with China Jianyin Investment Co., Ltd. owning 6,596,306,947 shares, representing a substantial portion of the company's equity[10] Corporate Governance - The company held its 2024 first extraordinary general meeting on October 22, 2024, where it elected Liu Jian and Huang Hao as executive directors of the sixth board[12] - The sixth board of directors was established with Liu Jian as the chairman and Huang Hao as the vice chairman, effective from October 22, 2024[13] - The sixth supervisory board was formed, including non-employee supervisors Fang Rongyi, Chen Yan, and Zou Zhijun, elected on October 22, 2024[15] - The board's strategic and ESG committee is chaired by Liu Jian, indicating a focus on sustainability and governance[13] - The company has undergone a board reshuffle, with the resignation of non-executive director Ren Xiaotao due to work arrangements[13] - The company has established various specialized committees within the board, including the remuneration and nomination committee, audit committee, and risk control committee[13] Risk and Financial Instruments - The company's net capital decreased by 7.88% to CNY 84.29 billion from CNY 91.50 billion year-over-year[7] - The risk coverage ratio decreased by 5.75 percentage points to 295.02% from 300.77% year-over-year[7] - The liquidity coverage ratio decreased by 4.48 percentage points to 165.13% from 169.61% year-over-year[7] - The company reported a net decrease in financial instruments held for trading of RMB 12,014,670,303.14, compared to a decrease of RMB 43,593,677,686.27 last year[20] - Cash received from interest, fees, and commissions was RMB 15,948,020,634.28, down from RMB 17,059,569,306.45 in the previous year[20] Other Business Activities - Non-recurring gains and losses for the quarter totaled RMB 45,994,836.11, with a year-to-date total of RMB 109,534,735.51[5] - The company's other business income increased by 56.57% to CNY 4.92 billion from CNY 3.14 billion, driven by higher sales revenue from bulk commodities[6] - The company's investment income for the first nine months of 2024 fell by 63.30% to CNY 2.02 billion from CNY 5.50 billion, primarily due to a decrease in investment income from trading financial assets[6] - The fair value changes in profit and loss increased by 217.09% to CNY 6.07 billion from CNY 1.91 billion, reflecting gains from trading financial assets[6] - The company plans to focus on expanding its market presence and enhancing its product offerings in the upcoming quarters[18]

Financial Performance - The company's operating revenue for Q3 2024 reached CNY 6,580,295,775.05, representing a year-on-year increase of 62.74%[3] - Net profit for the quarter was CNY 1,848,309,873.22, a significant increase of 148.49% compared to the same period last year[3] - The net profit attributable to shareholders of the listed company was CNY 1,721,797,301.72, up 187.13% year-on-year[3] - The basic earnings per share for the quarter was CNY 0.07, reflecting a 250.00% increase compared to the previous year[3] - Total operating revenue for the first nine months of 2024 reached RMB 17.46 billion, an increase from RMB 16.28 billion in the same period of 2023, representing a growth of 7.2%[19] - Net profit for the first nine months of 2024 was RMB 4.71 billion, down 6.0% from RMB 5.01 billion in the same period of 2023[19] - The company reported a total profit of RMB 5.41 billion, a decrease of 3.2% from RMB 5.59 billion in the previous year[19] Assets and Liabilities - Total assets as of September 30, 2024, amounted to CNY 672,171,063,278.74, a 5.78% increase from the end of the previous year[3] - The total liabilities increased to RMB 540.63 billion from RMB 506.64 billion, marking a growth of around 6.7%[18] - The equity attributable to shareholders of the parent company was RMB 103.09 billion, compared to RMB 100.15 billion, showing an increase of about 2.9%[18] Cash Flow - The company's cash flow from operating activities for the year-to-date reached CNY 64,490,363,330.23, an increase of 28.56%[3] - The net cash flow from operating activities for the first nine months of 2024 was RMB 64.49 billion, an increase of 28.5% compared to RMB 50.16 billion in the same period of 2023[20] - The cash and cash equivalents at the end of the period reached RMB 190.35 billion, up from RMB 113.04 billion at the end of the same period last year, representing a growth of 68.4%[20] Investment Income - Investment income for Q3 2024 decreased by 63.30% to CNY 2,017,485,698.37 compared to the same period last year[8] - Investment income significantly dropped to RMB 2.02 billion, a decline of 63.3% compared to RMB 5.50 billion in the previous year[19] - The cash inflow from investment income received was RMB 5.58 billion, an increase of 72.5% compared to RMB 3.24 billion in the previous year[20] Shareholder Information - The top shareholder, China Jianyin Investment, holds 26.34% of shares, totaling 6,596,306,947 shares[10] - The second-largest shareholder, Central Huijin Investment, holds 20.05% of shares, totaling 5,020,606,527 shares[10] Governance and Management - The company held its first extraordinary general meeting on October 22, 2024, to elect the sixth board of directors[13] - The company has appointed Liu Jian as the chairman and Huang Hao as the vice chairman of the sixth board of directors, effective from October 22, 2024[14] - The sixth supervisory board has been established, with Fang Rongyi elected as the chairman, effective from October 22, 2024[16] - The company has proposed to nominate three non-employee supervisors for the sixth supervisory board, indicating ongoing governance updates[15] Other Financial Metrics - Total assets on and off the balance sheet decreased by 5.95% to CNY 525.30 billion from CNY 558.55 billion year-over-year[9] - Risk coverage ratio decreased by 5.75 percentage points to 295.02% from 300.77% year-over-year[9] - Capital leverage ratio increased by 0.65 percentage points to 11.93% from 11.28% year-over-year[9] - Liquidity coverage ratio decreased by 4.48 percentage points to 165.13% from 169.61% year-over-year[9] - Net stable funding ratio increased by 3.96 percentage points to 134.43% from 130.47% year-over-year[9] Other Income and Expenses - The company reported a significant increase in other business income, which rose by 56.57% to CNY 4,915,273,402.62[8] - Net commission and fee income decreased to RMB 4.15 billion, down 22.9% from RMB 5.38 billion year-over-year[19] - The tax expense for the first nine months of 2024 was RMB 701 million, an increase of 21.0% from RMB 579 million in the same period of 2023[19] - Other comprehensive income after tax decreased to RMB 496 million, down 51.5% from RMB 1.03 billion year-over-year[19] - The company experienced a foreign exchange loss of RMB 16.99 million, contrasting with a gain of RMB 23.63 million in the previous year[19] Accounting Standards - The company did not execute the new accounting standards for the current year[21]

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性或完整性亦不發表任何聲 明，並明確表示概不就因本公告全部或任何部分內容而產生或因倚賴該等內容而引致的任何損失承擔任何責任。 （ 於 中 華 人 民 共 和 國 註 冊 成 立 的 股 份 有 限 公 司 ） （股份代號：6806） 海外監管公告 本公告乃由申萬宏源集團股份有限公司（「本公司」）根據香港聯合交易所有限公司證券上市規 則第13.10B條作出。 茲載列本公司於深圳證券交易所網站發佈之《申萬宏源集團股份有限公司關於申萬宏源證券 有限公司2024年面向專業投資者公開發行短期公司債券（第二期）在深圳證券交易所上市的公 告》，僅供參閱。 ⭩нᇅⓆ䳼ഘ㛗Գᴿ䲆ޢਮ ީӄ⭩нᇅⓆ䇷ᴿ䲆ޢਮ ᒪ䶘ੇщѐ ᣋ䍺㘻ޢᔶਇ㺂⸣ᵕޢਮٰδㅢӂᵕε ޢӚ᱉ᡶрᐸⲺ൩䇷൞ ᵢޢਮ㪙ӁՐޞ։ᡆؓ䇷ؗᚥᣡ䵨ⲺᇯⵕᇔȽ⺤Ƚᇂ᮪θ ⋗ᴿ㲐ٽ䇦䖳Ƚ䈥ሲᙝ䱾䘦ᡌ䠃ཝ䚍╅Ⱦ ޜਨᡰ⭣зᆿⓀ䇱ࡨᴹ䲀ޜਨ 2024 ᒤ䶒ੁуъᣅ䍴㘵ޜᔰਁ 㹼⸝ᵏޜਨ٪ࡨ˄ㅜҼᵏ˅˄ԕлㆰ〠Āᵜᵏ٪ࡨā˅ਁ㹼ᐕҾ 2024 ᒤ 10 ᴸ 22 ᰕ㔃ᶏˈᵜᵏ٪ࡨਁ㹼㿴⁑ѪӪ≁ᐱ 3 ...

承董事會命 香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性或完整性亦不發表任何聲 明，並明確表示概不就因本公告全部或任何部分內容而產生或因倚賴該等內容而引致的任何損失承擔任何責任。 （ 於 中 華 人 民 共 和 國 註 冊 成 立 的 股 份 有 限 公 司 ） （股份代號：6806） 海外監管公告 本公告乃由申萬宏源集團股份有限公司（「本公司」）根據香港聯合交易所有限公司證券上市規 則第13.10B條作出。 茲載列本公司於深圳證券交易所網站發佈之《申萬宏源集團股份有限公司關於申萬宏源證券有 限公司2024年面向專業投資者公開發行公司債券（第二期）發行結果的公告》，僅供參閱。 申萬宏源集團股份有限公司 董事長 劉健 北京，2024年10月28日 於本公告日期，董事會成員包括執行董事劉健先生及黃昊先生；非執行董事朱志龍先生、張英女士、邵亞樓先生 及徐一心先生；獨立非執行董事楊小雯女士、武常岐先生、陳漢文先生及趙磊先生。 䇱ࡨԓ⸱˖000166 䇱ࡨㆰ〠˖⭩нᇅⓆ ޜ㕆ਧ˖ং2024-68 ⭩нᇅⓆ䳼ഘ㛗Գᴿ䲆ޢਮ ީӄ⭩нᇅⓆ䇷ᴿ䲆ޢਮ ᒪ䶘ੇщѐ ᣋ䍺㘻ޢᔶਇ㺂ޢਮٰδㅢ ...

证券代码：000166 证券简称：申万宏源 公告编号：临2024-69 申 万 宏 源 集 团 股 份 有 限 公 司 关于申万宏源证券有限公司 2024 年面向专业 投资者公开发行短期公司债券（第二期） 在深圳证券交易所上市的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 公司所属申万宏源证券有限公司 2024 年面向专业投资者公开发 行短期公司债券（第二期）（以下简称"本期债券"）发行工作于 2024 年 10 月 22 日结束，本期债券发行规模为人民币 30 亿元，其中品种 一发行规模为人民币 20 亿元，期限 112 天，票面利率为 1.97%；品 种二发行规模为人民币 10 亿元，期限 365 天，票面利率为 2.0%。（相 关情况请详见公司于 2024 年 10 月 25 日在《中国证券报》《证券时报》 《上海证券报》和巨潮资讯网 www.cninfo.com.cn 上刊登的公告） 经深圳证券交易所审核，本期债券定于 2024 年 10 月 28 日起在 深圳证券交易所上市，面向专业投资者中的机构投资者交易，品种一 债券简称"24 申证 D3 ...

证券代码：000166 证券简称：申万宏源 公告编号：临2024-68 2024 年 10 月 28 日，申万宏源证券有限公司 2024 年面向专业投 资者公开发行公司债券（第二期）（以下简称"本期债券"）完成发行 工作。本期债券发行规模人民币 48 亿元，分两个品种，其中品种一 发行规模人民币 27 亿元，期限 2 年，票面利率 2.20%；品种二发行 规模人民币 21 亿元，期限 3 年，票面利率 2.28%。本期债券登记完 成后拟于深圳证券交易所上市交易。 特此公告。 申万宏源集团股份有限公司董事会 二〇二四年十月二十八日 申 万 宏 源 集 团 股 份 有 限 公 司 关于申万宏源证券有限公司 2024 年面向专业 投资者公开发行公司债券（第二期）发行结果的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 根据中国证券监督管理委员会《关于同意申万宏源证券有限公司 向专业投资者公开发行公司债券注册的批复》（证监许可〔2024〕57 号），公司所属申万宏源证券有限公司获准向专业投资者公开发行面 值总额不超过人民币 200 亿元公司债券。（相关情况请详见 ...

10月26日，在全球财富管理论坛·2024上海苏河湾大会上，申万宏源党委书记、董事长刘健表示，导致A 股市场相对低迷的周期性因素正呈现边际改善态势，随着积极因素的积累，未来长期机构投资者配置人 民币资产的空间有望进一步打开。 过去一个月，随着我国一系列宏观调控政策组合拳的出台，中国经济和中国资本市场成为全球投资者关 注的焦点话题。 沪、深、港三地股票市场交投活跃，同时也有一些境外投资者对中国经济及中国资产投资持相对谨慎态 度。 在刘健看来，这一方面与投资机构的投资理念及对中国经济的认知程度相关，另一方面也从侧面反映了 当前中国经济面临问题的复杂性。 刘健表示，从长期看，经济可持续发展是中国资产和资本市场发展的基础。 经历前期高速发展后，当前我国仍有较大的城镇化、市民化空间，地区发展不平衡蕴含着巨大发展潜力 和市场需求。 "随着新质生产力的发展，上市公司的技术创新、制度创新、发展模式创新将推动其盈利中枢不断抬 升，以优质龙头科创企业为引领，资本市场投资价值回报能力将不断提升。 "刘健表示，"近年来A股市场投资热点的结构性变化在一定程度上已经反映了科技、绿色等投资趋势， 未来科技、产业与资本的良性循环将进一步畅通 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性或完整性亦不發表任何聲 明，並明確表示概不就因本公告全部或任何部分內容而產生或因倚賴該等內容而引致的任何損失承擔任何責任。 （ 於 中 華 人 民 共 和 國 註 冊 成 立 的 股 份 有 限 公 司 ） （股份代號：6806） 海外監管公告 本公告乃由申萬宏源集團股份有限公司（「本公司」）根據香港聯合交易所有限公司證券上市規 則第13.10B條作出。 承董事會命 申萬宏源集團股份有限公司 董事長 劉健 北京，2024年10月24日 於本公告日期，董事會成員包括執行董事劉健先生及黃昊先生；非執行董事朱志龍先生、張英女士、邵亞樓先生 及徐一心先生；獨立非執行董事楊小雯女士、武常岐先生、陳漢文先生及趙磊先生。 䇱ࡨԓ⸱˖000166 䇱ࡨㆰ〠˖⭩нᇅⓆޜ㕆ਧ˖Ѫ2024-67 ⭩нᇅⓆ䳼ഘ㛗Գᴿ䲆ޢਮ ީӄ⭩нᇅⓆ䇷ᴿ䲆ޢਮᒪ䶘ੇщѐᣋ䍺㘻 ޢᔶਇ㺂⸣ᵕޢਮٰδㅢӂᵕεਇ㺂㔉᷒Ⲻޢ ᵢޢਮ㪙ӁՐޞ։ᡆؓ䇷ؗᚥᣡ䵨ⲺᇯⵕᇔȽ⺤Ƚᇂ᮪θ ⋗ᴿ㲐ٽ䇦䖳Ƚ䈥ሲᙝ䱾䘦ᡌ䠃ཝ䚍╅Ⱦ 茲載列本公司於深圳證券交易所網站發佈之《申萬宏源集團股份有限 ...

经中国证券监督管理委员会《关于同意申万宏源证券有限公司向 专业投资者公开发行短期公司债券注册的批复》（证监许可〔2023〕 236 号）同意，公司所属申万宏源证券有限公司获准面向专业投资者 公开发行面值余额不超过人民币 300 亿元短期公司债券。（相关情况 请详见公司于 2023 年 2 月 18 日在《中国证券报》《证券时报》《上海 证券报》和巨潮资讯网 www.cninfo.com.cn 上刊登的公告） 申万宏源证券有限公司 2024 年面向专业投资者公开发行短期公 司债券（第二期）（以下简称"本期债券"）发行工作于 2024 年 10 月 22 日结束，本期债券发行规模为人民币 30 亿元，其中品种一发行规 模为人民币 20 亿元，期限 112 天，票面利率为 1.97%；品种二发行 规模为人民币 10 亿元，期限 365 天，票面利率为 2.0%。本期债券登 记完成后拟于深圳证券交易所上市交易。 特此公告。 申万宏源集团股份有限公司董事会 证券代码：000166 证券简称：申万宏源 公告编号：临2024-67 申 万 宏 源 集 团 股 份 有 限 公 司 关于申万宏源证券有限公司2024年面向专业投 ...