Financial Performance - The company's operating revenue for Q1 2024 was CNY 386,846,475.69, representing a year-on-year increase of 51.12%[5] - The net profit attributable to shareholders for the same period was CNY 25,257,072.81, reflecting a growth of 38.59% compared to the previous year[5] - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 20,374,749.18, which is an increase of 22.96% year-on-year[5] - The company reported a net profit margin improvement, with net profit for Q1 2024 reflecting a positive trend compared to the previous year, although specific figures were not disclosed in the provided content[15] - In Q1 2024, the company reported a net profit of ¥24,784,414.72, an increase of 34.5% compared to ¥18,473,377.16 in Q1 2023[16] - Operating profit for Q1 2024 was ¥29,949,693.43, compared to ¥22,298,215.00 in Q1 2023, marking an increase of 34.5%[16] - The total comprehensive income for Q1 2024 was ¥24,784,414.72, compared to ¥18,473,377.16 in Q1 2023, reflecting a growth of 34.5%[17] Assets and Liabilities - Total assets at the end of Q1 2024 amounted to CNY 3,020,049,355.13, a slight increase of 0.75% from the end of the previous year[6] - The company's total assets as of March 31, 2024, amounted to ¥3,020,049,355.13, up from ¥2,997,710,819.49 at the end of 2023[14] - Current assets totaled ¥1,971,154,017.87, slightly down from ¥1,971,331,016.89 at the end of 2023[12] - Total liabilities decreased slightly to ¥1,139,856,087.12 from ¥1,143,450,793.10 at the end of 2023[13] - The company's equity attributable to shareholders increased to CNY 1,771,262,591.70, marking a growth of 1.51% from the previous year-end[6] - The company's equity attributable to shareholders rose to ¥1,771,262,591.70, compared to ¥1,744,907,970.18 at the end of 2023[14] Cash Flow - The net cash flow from operating activities was negative at CNY -18,345,911.44, indicating a non-applicable change[5] - The company experienced a net cash outflow from operating activities of ¥18,345,911.44, an improvement from a net outflow of ¥92,100,976.17 in Q1 2023[21] - Cash and cash equivalents at the end of Q1 2024 stood at ¥177,978,307.06, down from ¥205,678,186.59 at the end of Q1 2023[22] - The company incurred a credit impairment loss of ¥5,582,867.94 in Q1 2024, compared to ¥3,678,740.31 in Q1 2023, representing an increase of 51.8%[16] - The company's total operating cash outflow was ¥235,913,707.43 in Q1 2024, compared to ¥202,704,846.37 in Q1 2023, reflecting an increase of 16.3%[21] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 29,601[9] - The company's basic and diluted earnings per share for Q1 2024 were both ¥0.0303, slightly down from ¥0.0308 in Q1 2023[17] Government Support and R&D - The company received government subsidies amounting to CNY 4,029,577.69, which are closely related to its normal business operations[7] - Research and development expenses increased to ¥14,604,929.60 in Q1 2024, compared to ¥11,999,933.59 in Q1 2023, reflecting a growth of 21.8%[15] Revenue Sources - The company attributed the revenue growth to market expansion efforts and stable growth across its three main business segments[7] - The total revenue from sales of goods and services reached ¥206,192,395.77, up from ¥100,555,421.08 in the same period last year, representing a growth of 105.5%[20] - Total operating costs for Q1 2024 were ¥352,113,060.71, up 54.1% from ¥228,505,930.05 in Q1 2023[15] - The weighted average return on net assets was 1.44%, an increase of 0.35 percentage points compared to the previous year[5]

华西证券股份有限公司 关于成都旭光电子股份有限公司非公开发行股票 之保荐总结报告书 经中国证券监督管理委员会（以下简称"中国证监会"）《关于核准成都旭光 电子股份有限公司非公开发行股票的批复》（证监许可[2022]1735 号）核准，成 都旭光电子股份有限公司（以下简称"公司"）以非公开发行股票方式发行人民 币普通股（A 股）48,287,971 股，发行价格为人民币 11.39 元/股，募集资金总额 为人民币 549,999,989.69 元，扣除各项发行费用（不含税）人民币 15,495,898.79 元，实际募集资金净额为 534,504,090.90 元。 上述募集资金已于 2022 年 9 月 5 日全部到位，已经四川华信（集团）会计 师事务所（特殊普通合伙）审验并出具了《验资报告》（川华信验（2022）第 0084 号）。本次非公开发行股票（以下简称"本次发行"）于 2022 年 9 月在上海证券 交易所上市。 公司聘请华西证券股份有限公司（以下简称"华西证券"或"保荐机构"） 担任公司本次非公开发行股票事项的保荐机构（主承销商），持续督导期至 2023 年 12 月 31 日止。 截至 2023 ...

华西证券股份有限公司 关于成都旭光电子股份有限公司 2023 年度持续督导报告书 | 保荐机构名称：华西证券股份有限公司 | 被保荐公司简称：旭光电子 | | --- | --- | | 保荐代表人姓名：王倩春 | 联系方式：028-86150039 | | 保荐代表人姓名：邓壹丹 | 联系方式：028-86150039 | 经中国证券监督管理委员会（以下简称"中国证监会"）《关于核准成都旭光 电子股份有限公司非公开发行股票的批复》（证监许可[2022]1735 号）核准，成 都旭光电子股份有限公司（以下简称"旭光电子"、"上市公司"或"公司"）以 非公开发行股票方式发行了人民币普通股（A 股）48,287,971 股，发行价格为人 民币 11.39 元/股，募集资金总额为人民币 549,999,989.69 元，扣除各项发行费用 （不含税）人民币 15,495,898.79 元，实际募集资金净额为 534,504,090.90 元。上 述募集资金已于 2022 年 9 月 5 日全部到位，已经四川华信（集团）会计师事务 所（特殊普通合伙）审验并出具了《验资报告》（川华信验（2022）第 0084 号）。 本 ...

Financial Performance - The company's operating revenue for 2023 reached ¥1,316,793,737.08, representing a year-on-year increase of 15.38% compared to ¥1,141,241,506.92 in 2022[20] - The net profit attributable to shareholders of the listed company was ¥92,713,177.19, a decrease of 7.39% from ¥100,115,218.93 in the previous year[20] - The net profit after deducting non-recurring gains and losses was ¥72,349,647.45, down 4.07% from ¥75,415,397.92 in 2022[20] - The total assets of the company at the end of 2023 amounted to ¥2,997,710,819.49, an increase of 8.94% from ¥2,751,630,361.52 in 2022[21] - The net assets attributable to shareholders of the listed company were ¥1,744,907,970.18, reflecting a growth of 5.33% compared to ¥1,656,638,945.04 in the previous year[21] - The company achieved operating revenue of 1,316.79 million RMB, representing a year-on-year growth of 15.38%[30] - The net profit attributable to shareholders decreased by 7.39% to 92.71 million RMB, primarily due to the impact of the associate company Shuhank Technology's decline in sales revenue and profit[30] - Basic earnings per share decreased by 29.82% to 0.1264 RMB per share, attributed to the increase in total share capital due to the capital reserve conversion plan[22] - The weighted average return on equity fell to 5.44%, a decrease of 3.55 percentage points compared to the previous year[22] Cash Flow and Dividends - The company plans to distribute a cash dividend of ¥0.40 per 10 shares, totaling ¥33,245,652.76, which accounts for 35.86% of the net profit attributable to shareholders[4] - The cash flow from operating activities showed a net outflow of ¥12,539,560.23, an improvement from a net outflow of ¥39,006,409.13 in 2022[20] - The company’s cash flow from operating activities was negative at -92.10 million RMB, indicating challenges in cash generation during the reporting period[24] - The net cash flow from operating activities improved to -CNY 12,539,560.23, a significant reduction from -CNY 39,006,409.13 in the previous year[71] Investment and R&D - The company has made significant investments in R&D to drive technological innovation and product value, particularly in the field of new energy and electrical equipment[56] - The company invested $200 million in R&D for new technologies, focusing on sustainability and efficiency improvements[129] - Total R&D investment amounted to ¥88,689,197.53, representing 6.73% of operating revenue, with capitalized R&D accounting for 32.88% of the total[85] - Research and development expenses increased by 9.97% to CNY 59,530,002.93, indicating a stronger focus on new technology and product development[71] Market and Product Development - The military industry segment experienced over 50% growth, contributing more than half of the company's profits[29] - The company successfully resolved key technical issues in aluminum nitride materials, enhancing product quality and production capacity[29] - The company achieved a significant sales revenue of 595.4261 million yuan for vacuum arc extinguishers, representing a year-on-year growth of 12.95%, which is notably higher than the average growth rate in domestic power grid construction[32] - The company has initiated the development of a rapid mechanical switch for an 800kV direct current circuit breaker, with assembly completed and testing currently underway[34] - The company is focusing on the development of vacuum circuit breakers and related products, with an annual production capacity exceeding 1 million units[55] Environmental and Compliance - The company has achieved compliant wastewater discharge with no environmental pollution incidents or disputes during the reporting period[171] - The company has invested in five monitoring devices for self-monitoring of environmental compliance, with all indicators meeting standard discharge requirements[170] - The company has established a comprehensive emergency response plan for environmental incidents, which was approved by experts and filed with local authorities[169] - The company has been recognized as an "Environmental Integrity Enterprise" for three consecutive years, reflecting its commitment to environmental management[167] Governance and Management - The company has committed to enhancing its governance structure to promote sustainable and healthy development[118] - The company has implemented strict internal control measures, with no incidents of insider trading reported during the reporting period[118] - The internal audit department conducted audits on the implementation of internal controls across subsidiaries, ensuring compliance with internal control standards[118] - The company held its annual general meeting on May 5, 2023, where all resolutions were passed, including the financial budget for 2023[122] Future Outlook - The company provided guidance for 2024, expecting revenue to grow by 10% to $1.32 billion[129] - The company plans to continue expanding its market presence and investing in new product development to drive future growth[71] - The company aims for a revenue target of 1.764 billion yuan and a cost of 1.317 billion yuan for 2024[105] - The company is focusing on expanding its market presence, particularly in overseas markets, while consolidating its leading position in the domestic market[105]

Revenue and Profit - Total revenue for the first three quarters of 2022 reached CNY 805,737,172.18, an increase of 19.6% compared to CNY 673,686,648.17 in the same period of 2021[5] - Operating profit for the first three quarters of 2022 was CNY 97,434,092.96, representing a 39.6% increase from CNY 69,811,510.33 in the same period of 2021[6] - The net profit for the first three quarters of 2022 was CNY 85,534,701.51, an increase of 40.5% compared to CNY 60,929,570.99 in the same period of 2021[7] - Total comprehensive income for the first three quarters of 2022 was CNY 85,534,701.51, up 40.5% from CNY 60,929,570.99 in the previous year[8] - Basic and diluted earnings per share increased to CNY 0.1296 from CNY 0.0860, representing a growth of 50.0%[8] Operating Costs and Expenses - Total operating costs for the first three quarters of 2022 were CNY 716,005,834.52, up 18.3% from CNY 605,437,661.29 in the previous year[6] - Research and development expenses for the first three quarters of 2022 were CNY 38,595,934.62, an increase of 84.5% compared to CNY 20,903,494.81 in the same period of 2021[6] - The company reported a tax expense of CNY 11,931,014.33, compared to CNY 8,935,529.10 in the previous year, indicating an increase of 33.4%[7] Cash Flow and Liquidity - The company's cash and cash equivalents increased significantly to CNY 634,522,064.76 as of September 30, 2022, compared to CNY 197,982,732.15 at the end of 2021[1] - Cash and cash equivalents at the end of the period reached CNY 634,303,252.76, significantly up from CNY 185,435,001.56 at the end of the previous year[10] - Cash inflow from financing activities was CNY 703,470,865.86, a substantial increase from CNY 70,949,034.77 in the same period last year[10] - The company received CNY 542,069,485.69 from investment activities, a notable rise compared to CNY 13,816,485.40 in the previous year[10] - Operating cash inflows totaled CNY 379,856,058.06, compared to CNY 327,245,564.33 in the same period last year, reflecting a growth of 16.0%[9] - The total cash outflow from operating activities was CNY 441,318,406.72, up from CNY 332,954,333.81 year-over-year[10] - The net cash flow from operating activities was negative CNY 61,462,348.66, worsening from negative CNY 5,708,769.48 year-over-year[10] Balance Sheet Highlights - Accounts receivable rose to CNY 712,349,123.14, up 49.8% from CNY 475,625,934.92 at the end of 2021[1] - Inventory levels increased to CNY 320,044,929.67, a rise of 45.4% from CNY 220,285,139.70 at the end of 2021[1] - Total assets reached CNY 2,709,751,960.86, a significant increase from CNY 1,847,812,678.82 at the end of 2021[3] - Total liabilities amounted to CNY 709,490,950.20, compared to CNY 485,531,220.95 at the end of 2021, reflecting a growth of 46.2%[3] - The company's equity attributable to shareholders increased to CNY 1,808,436,355.19, up from CNY 1,198,575,079.34 at the end of 2021[3]

Revenue and Profitability - Total operating revenue for Q1 2022 reached ¥229,473,052.36, a significant increase from ¥152,639,651.20 in Q1 2021, representing a growth of approximately 50.3%[5] - Operating profit for Q1 2022 was ¥33,918,087.92, compared to ¥13,099,503.00 in Q1 2021, reflecting a growth of approximately 158.8%[6] - Net profit before tax for Q1 2022 was ¥34,168,087.92, up from ¥13,087,895.34 in Q1 2021, showing an increase of around 161.5%[6] - The net profit attributable to the parent company shareholders increased to ¥26,298,125.35 from ¥10,081,536.02, representing a growth of 161.5% year-over-year[7] - Basic and diluted earnings per share rose to ¥0.0484 from ¥0.0187, marking an increase of 158.8% compared to the previous year[8] - The total comprehensive income for the period was ¥31,548,063.12, up from ¥11,238,286.15, reflecting a growth of 180.8% year-over-year[7] Operating Costs and Cash Flow - Total operating costs for Q1 2022 were ¥205,637,850.64, up from ¥143,530,277.05 in Q1 2021, indicating an increase of about 43.3%[6] - Operating cash flow for the first quarter was negative at -¥57,551,277.55, worsening from -¥19,347,095.11 in the same period last year[10] - Cash inflow from operating activities totaled ¥101,662,776.80, slightly up from ¥100,888,724.14 in the previous year[9] - Cash outflow from investing activities was ¥52,353,555.87, down from ¥68,991,090.67, indicating a reduction of 24.1% year-over-year[10] - Cash inflow from financing activities significantly improved to ¥42,475,098.06 from -¥5,444,410.75, showing a turnaround in financing operations[11] Balance Sheet and Assets - Cash and cash equivalents decreased to ¥130,404,675.84 as of March 31, 2022, from ¥197,982,732.15 at the end of 2021, a decline of approximately 34%[2] - Accounts receivable increased to ¥558,592,841.37 from ¥475,625,934.92, marking an increase of about 17.4%[2] - Inventory rose to ¥272,307,243.08 from ¥220,285,139.70, indicating an increase of approximately 23.6%[2] - Total assets as of March 31, 2022, amounted to ¥1,888,015,989.92, compared to ¥1,847,812,678.82 at the end of 2021, reflecting a growth of about 2.2%[4] - Total liabilities decreased to ¥478,930,603.23 from ¥485,531,220.95, a reduction of approximately 1.2%[4] - Shareholders' equity increased to ¥1,409,085,386.69 from ¥1,362,281,457.87, representing a growth of about 3.4%[4] Sales Performance - The company reported a significant increase in cash received from sales, totaling ¥97,489,547.57, compared to ¥97,326,982.74 in the previous year, indicating stable sales performance[9] - The company received cash from investments totaling ¥603,450.00, compared to ¥249,452.06 in the previous year, an increase of 142.5%[10]

成都旭光电子股份有限公司 董事会审计委员会 2023 年度履职报告 根据《上海证券交易所上市公司监管指引第 1 号——规范运作》、《公司章程》、《董 事会审计委员会工作条例》、《董事会审计委员会年度财务报告工作制度》等有关规定， 作为成都旭光电子股份有限公司董事会审计委员会成员，本着勤勉尽责的原则，认真履 行了审计监督职责，现就 2023 年度工作情况报告如下： 一、审计委员会基本情况 公司第十届董事会审计委员会由杨立君、张锡海、何俊佳、刘卫东、李薇静五人组 成，其中杨立君任审计委员会主任委员。 二、审计委员会年度会议召开情况 报告期内，审计委员会共召开 4 次会议。具体如下： 1、2023 年 4 月 7 日，审计委员会以通讯方式召开了 2023 年第一次会议，会议应到 委员 5 人，实到委员 5 人。会议审议并一致通过了如下议案：《公司 2022 年度财务报告》、 《董事会审计委员会 2022 年度履职报告》、《关于续聘会计师事务所的议案》、《2022 年 度内部控制评价报告》、《2022 年度内部审计工作报告》及《2023 年度内部审计计划》。 2、2023 年 4 月 27 日，审计委员会以通讯方式召 ...

| 四川华信(集团)会计师事务所 地址:成都市洗面桥街 18号金茂礼都南 28楼 | | --- | | 电话:(028) 85560449 | | (特殊普通合伙) 传真:(028) 85560449 | | 邮编:610041 | | SI CHUAN HUA XIN（GROUP）CPA（LLP） 电邮: schxzhb@hxcpa.com.cn | 成都旭光电子股份有限公司 2023 年度审计报告 川华信审(2024)第 0015 号 目录: 1、审计报告 2、合并资产负债表 3、母公司资产负债表 4、合并利润表 5、母公司利润表 6、合并现金流量表 10、财务报表附注 此"的" " 7、母公司现金流量表 8、合并股东权益变动表 9、母公司权益变动表 成都旭光电子股份有限公司 审计报告 审计报告 川华信审(2024) 第 0015 号 成都旭光电子股份有限公司全体股东: 一、审计意见 我们审计了成都旭光电子股份有限公司（以下简称"旭光电子"）财务报表，包括 2023 年 12 月 31 日的合并及母公司资产负债表，2023 年度的合并及母公司利润表、合并及母公司 现金流量表、合并及母公司股东权益变动表以 ...

董事会审计委员会对会计师事务所2023年度履 行监督职责情况报告 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司治理 准则》《国有企业、上市公司选聘会计师事务所管理办法》《上海证券交易所上 市公司自律监管指引第 1 号——规范运作》和成都旭光电子股份有限公司 （以下简称"公司"）的《公司章程》《董事会审计委员会议事规则》等规定和 要求，董事会审计委员会本着勤勉尽责的原则，恪尽职守，认真履职。现将董事 会审计委员会对会计师事务所 2023 年度履职评估及履行监督职责的情况汇 报如下： 成都旭光电子股份有限公司 一、2023 年年审会计师事务所基本情况 （一）会计师事务所基本情况 在执行审计工作的过程中，华信就事务所和相关审计人员的独立性、审计工 作小组的人员构成、审计计划、风险判断、风险及舞弊的测试和评价方法、年度 审计重点、审计调整事项、初审意见等与公司管理层和治理层进行了沟通。华信 审计小组的组成人员完全具备实施本次审计工作的专业知识和从业资格，能够胜 任本次审计工作。 按照《审计业务约定书》，结合公司 2023 年年报工作安排，华信对公司 2023 年度财务报告及内部控制的有效性进行了审计 ...

| 四川华信(集团)会计师事务所 地址:成都市洗面桥街 18号金茂礼都南 28楼 | | --- | | 电话:(028) 85560449 | | (特殊普通合伙) 传真:(028) 85560449 | | 邮编:610041 | | SI CHUAN HUA XIN (GROUP) CPA（LLP） 电邮: schxzhb@hx cpa.com.cn | 成都旭光电子股份有限公司 募集资金年度使用情况鉴证报告 川华信专(2024)第 0273 号 目录: 1、募集资金年度使用情况鉴证报告 对报告使用者和使用目的的限定 í 2、成都旭光电子股份有限公司关于募集资金年度存放与使用情况的 专项报告 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（htm://acc.mof.gov.cn】 募集资金年度使用情况鉴证报告 成都旭光电子股份有限公司 募集资金年度使用情况鉴证报告 川华信专(2024) 第 0273 号 成都旭光电子股份有限公司全体股东; 我们接受委托，对后附的成都旭光电子股份有限公司（以下简称"贵公司"）截至2023年 12月31日止《成都旭光电子股份有限公司关于募集资金年度存放与使用情况 ...