转为一般账户的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 证券代码：600390 证券简称：五矿资本 公告编号：临2024-020 五矿资本股份有限公司 关于公司及子公司部分募集资金专项账户 为提高五矿资本股份有限公司（以下简称"公司"）银行账户使 用效率，公司、五矿资本控股有限公司（以下简称"五矿资本控股"） 及中国外贸金融租赁有限公司（以下简称"外贸金租"）在绵阳市商 业银行股份有限公司营业部、兴业银行股份有限公司北京分行营业部、 北京银行股份有限公司城市副中心分行开设的募集资金专项账户（以 下简称"专户"）将转为一般账户使用，其余募集资金账户销户。上 述事项已经公司于2024年4月24日召开的第九届董事会第十次会议审 议通过。具体情况如下： 第三期发行数量为2,000万股，募集资金总额为200,000万元，于 2023年11月22日募集完毕，扣除已支付的承销保荐费（含税）人民币 400万元后，实收募集资金人民币199,600万元。本实收募集资金尚未 扣除承销保荐费之外的其他发行费用，向特定对象发行优先股募集资 ...

Financial Performance - Net profit for 2023 reached 1,581,092,733.81 yuan, with a year-end distributable profit of 1,011,569,485.03 yuan[2] - Total operating revenue for 2023 was 9,776,282,402.97 yuan, a decrease of 11.42% compared to 2022[14] - Net profit attributable to shareholders of the listed company in 2023 was 2,256,283,557.45 yuan, a decrease of 10.82% compared to 2022[14] - Operating income in 2023 was 1,098,990,716.30 yuan, an increase of 98.46% compared to 2022, driven by the recovery of downstream enterprises of the subsidiary Wukuang Industrial Finance[14][16] - Net cash flow from operating activities in 2023 was 75,102,052.87 yuan, a significant decrease of 98.71% compared to 2022, mainly due to changes in customer equity of the subsidiary Wukuang Futures and the issuance of preferred shares[14][16] - Total assets at the end of 2023 were 167,962,289,292.52 yuan, an increase of 9.86% compared to the end of 2022[14] - Basic earnings per share in 2023 were 0.38 yuan, a decrease of 20.83% compared to 2022[15] - Weighted average return on equity in 2023 was 4.10%, a decrease of 1.30 percentage points compared to 2022[15] - Non-recurring gains and losses in 2023 amounted to 113,601,854.38 yuan, a significant decrease compared to 2022[20] - Government subsidies in 2023 were 240,974,005.61 yuan, a decrease compared to 2022[19] - The company's net profit attributable to shareholders in Q4 2023 was 304,114,748.91 yuan, the lowest among the four quarters[18] - Total assets reached 16,796,228.93 million yuan, a year-on-year increase of 9.86%[24] - Net profit attributable to shareholders of the listed company was 225,628.36 million yuan, a year-on-year decrease of 10.82%[24] - Operating income was 977,628.24 million yuan, a year-on-year decrease of 11.42%[24] - The company's net assets attributable to shareholders of the listed company increased by 9.26% to 5,279,541.24 million yuan[24] - Total assets reached 1,679.62 billion yuan, a year-on-year increase of 9.86%[47] - Net profit attributable to shareholders of the listed company was 22.56 billion yuan, a year-on-year increase of 9.26%[47] - Operating income was 97.76 billion yuan, with a net profit of 27.64 billion yuan[47] - Revenue from interest income decreased by 6.38% to 4.39 billion yuan[48] - Revenue from fees and commissions decreased by 26.00% to 4.29 billion yuan[48] - Operating costs increased by 98.75% to 1.10 billion yuan[48] - Interest expenses decreased by 14.41% to 1.78 billion yuan[48] - Expenses for fees and commissions decreased by 11.56% to 214.45 million yuan[48] - Sales expenses increased by 23.52% to 23.78 million yuan[48] - Management expenses increased by 4.76% to 3.09 billion yuan[48] - R&D expenses increased by 24.69% to 54,906,025.37 yuan compared to the previous year[49] - Financial expenses decreased by 2.34% to 337,976,744.52 yuan compared to the previous year[49] - Other income decreased by 53.61% to 247,707,215.58 yuan compared to the previous year[49] - Investment income decreased by 75.31% to 283,015,582.51 yuan compared to the previous year[49] - Operating income decreased by 11.42% to 9,776,282,400 yuan, while operating costs increased by 5.46% to 6,644,801,200 yuan[51] - The net cash flow from operating activities decreased by 98.71% to 75,102,052.87 yuan due to changes in customer equity and the issuance of preferred shares[49] - The net cash flow from investing activities increased significantly due to increased cash inflows from investment recoveries and the merger of a subsidiary[50] - The net cash flow from financing activities increased significantly due to the issuance of preferred shares and corporate bonds, as well as the redemption of preferred shares and perpetual bonds[50] - The revenue from the leasing company decreased by 5.5% to 3,178,493,662.60 yuan, while the cost decreased by 16.58%, leading to an increase in gross margin by 6.51 percentage points[52] - The revenue from the trust company decreased by 33.23% to 2,944,626,686.47 yuan, while the cost increased by 1.88%, leading to a decrease in gross margin by 15.54 percentage points[52] - Revenue in the East China region decreased by 6.63% to 1,066,966,200.80 yuan, while costs increased by 97.17% compared to the previous year[53] - The Northwest region saw a significant revenue increase of 54.91% to 2,944,626,686.47 yuan, but costs decreased by 33.23%[53] - The South China region's revenue grew by 13.68% to 2,633,971,547.87 yuan, with costs decreasing by 4.36%[53] - The North China region experienced a 50.90% revenue increase to 3,178,493,662.60 yuan, while costs decreased by 5.5%[53] - Taxes and surcharges decreased by 37.55% to 39,527,364.94 yuan compared to the same period last year[61] - Sales expenses increased by 23.52% to 23,783,357.59 yuan compared to the same period last year[61] - Management expenses increased by 4.76% to 3,089,735,017.22 yuan compared to the same period last year[61] - R&D expenses increased by 24.69% to 54,906,025.37 yuan compared to the same period last year[61] - Total R&D investment accounted for 5.22% of operating revenue, with 72.80% of R&D investment capitalized[62] - The company has 23 R&D personnel, accounting for 0.82% of the total workforce[63] - Net cash flow from operating activities decreased by 98.71% to 75,102,052.87 yuan compared to the same period last year[65] - Net cash flow from investing activities increased significantly to 3,193,039,713.16 yuan compared to the same period last year[65] - Net cash flow from financing activities increased significantly to -1,367,265,468.41 yuan compared to the same period last year[65] - Monetary funds increased by 10.86% to 20,659,730,390.42 yuan compared to the same period last year[67] - Other non-current financial assets decreased by 3.84% to 1,746,066,587.09, accounting for 1.04% of total assets[68] - Investment properties decreased by 57.51% to 146,319,902.59, accounting for 0.09% of total assets, mainly due to the transfer of investment properties to fixed assets[68] - Fixed assets increased by 75.61% to 599,137,749.69, accounting for 0.36% of total assets, primarily due to the transfer of investment properties to fixed assets[68] - Short-term borrowings decreased by 4.43% to 38,108,943,470.82, accounting for 22.69% of total assets[68] - Derivative financial liabilities decreased by 47.23% to 12,968,181.78, accounting for 0.01% of total assets, mainly due to a decrease in the scale of financial options business at a subsidiary[68] - Payables for securities trading decreased by 5.02% to 2,319,388,180.96, accounting for 1.38% of total assets[69] - Taxes payable decreased by 68.43% to 283,499,188.94, accounting for 0.17% of total assets, mainly due to changes in business structure at a subsidiary[69] - Other payables increased by 93.70% to 948,559,018.85, accounting for 0.56% of total assets, mainly due to unpaid minority shareholder dividends from a subsidiary merger[69] - Bonds payable increased by 78.15% to 7,500,000,000.00, accounting for 4.47% of total assets, mainly due to the issuance of corporate bonds by a subsidiary[69] - Overseas assets accounted for 0.20% of total assets, amounting to 3.29 billion RMB[71] - The company's deferred tax assets before offset increased by 66,884,970.42 yuan due to accounting policy changes, reaching 2,391,083,650.90 yuan[182] - The company's deferred tax liabilities before offset increased by 66,884,970.42 yuan due to accounting policy changes, reaching 188,217,768.07 yuan[182] - The offset amount for deferred tax assets and liabilities increased by 66,884,970.42 yuan, reaching 128,711,729.81 yuan[182] - The company's deferred tax assets after offset remained unchanged at 2,262,371,921.09 yuan[182] - The company's deferred tax liabilities after offset remained unchanged at 59,506,038.26 yuan[182] Dividend Distribution - The company plans to distribute a cash dividend of 1.15 yuan per 10 shares, totaling 517.28 million yuan[2] - The mid-2024 profit distribution plan proposes a cash dividend range of 20%-40% of the net profit attributable to ordinary shareholders[2] - Cash dividend distribution for 2023: RMB 0.96 per 10 shares, totaling RMB 431.81 million[151] - Proposed 2023 annual cash dividend: RMB 1.15 per 10 shares, totaling RMB 517.28 million[151] - 2024 mid-term cash dividend plan: 20%-40% of net profit attributable to ordinary shareholders[151] - Total cash dividends for 2023: RMB 949.09 million, representing 55.97% of net profit attributable to ordinary shareholders[155] Business Operations - The company's total share capital is 4,498,065,459 shares[2] - The company's registered address is in Changsha High-tech Development Zone, and its office addresses are in Beijing and Changsha[9] - The company's stock is listed on the Shanghai Stock Exchange with the ticker symbol 600390[11] - The company's financial report was audited by Tianzhi International Accounting Firm, which issued a standard unqualified opinion[2] - The company's board of directors and management guarantee the authenticity, accuracy, and completeness of the annual report[2] - The company has no non-operational fund occupation by controlling shareholders or related parties[2] - The company has no violations in external guarantee decision-making procedures[2] - The balance of trading financial assets and other non-current financial assets increased by 3,911,224,400.14 yuan to 42,232,356,164.72 yuan[22] - The balance of other debt investments increased by 1,215,016,222.32 yuan to 10,892,832,326.49 yuan[22] - The balance of other equity instrument investments increased by 1,147,222,589.85 yuan to 2,295,507,504.68 yuan[22] - The balance of trading financial liabilities increased by 4,894,274,379.60 yuan to 7,225,147,714.41 yuan[22] - The total balance of financial assets and liabilities increased by 11,152,453,778.30 yuan to 62,658,934,582.79 yuan[22] - Successfully issued preferred shares totaling 10 billion yuan and raised 4.8 billion yuan through three corporate bond issuances, significantly enhancing liquidity and risk resilience[25] - Total assets of Minmetals Trust reached 337.1 billion yuan, with net assets of 236.4 billion yuan, achieving operating income of 29.45 billion yuan and net profit of 11.9 billion yuan[26] - Minmetals Trust's trust assets totaled 7.3 trillion yuan, with 72.02% allocated to investment businesses primarily in the capital markets[26][27][28] - Minmetals Trust's asset management trust business reached 355.95 billion yuan, accounting for 52.16% of total trust assets, while asset service trust business stood at 316.85 billion yuan, accounting for 46.43%[29] - Foreign Trade Financial Leasing's total assets reached 70.16 billion yuan, with net assets of 12.67 billion yuan, achieving operating income of 31.78 billion yuan and net profit of 11.72 billion yuan[30] - Foreign Trade Financial Leasing's green leasing business balance reached 8.12 billion yuan, with 2.9 billion yuan allocated to green transportation, pollution control, and energy conservation projects[25] - Minmetals Securities established three green asset-backed special plans with a cumulative scale of 2.86 billion yuan[25] - Minmetals Futures' "insurance + futures" services covered a total insured amount of 639 million yuan, with claims amounting to 28.35 million yuan[25] - Minmetals Trust's public welfare charity trust reached a cumulative scale of 751.5 million yuan, serving as the unified outlet for Minmetals Group's external assistance[29] - Minmetals Trust's retail wealth management scale remained above 100 billion yuan, emphasizing asset allocation transformation[29] - Manufacturing industry accounted for 623,818.82 million yuan, representing 9.65% of the total[31] - Water conservancy, environment, and public facility management industry accounted for 2,189,994.42 million yuan, representing 33.86% of the total[31] - Transportation, storage, and postal industry accounted for 982,393.79 million yuan, representing 15.19% of the total[31] - Leasing and business services industry accounted for 1,594,441.83 million yuan, representing 24.65% of the total[31] - Other industries accounted for 1,077,061.25 million yuan, representing 16.65% of the total[31] - Total green leasing business balance reached 8.123 billion yuan by the end of the reporting period[32] - Minmetals Securities achieved a total operating income of 1,745,113,600 yuan, with a net profit of 275,443,300 yuan[33] - Wealth management business accounted for 460,528,500 yuan, representing 26.39% of the total operating income[34] - Investment banking business accounted for 673,283,200 yuan, representing 38.58% of the total operating income[34] - Minmetals Futures achieved a total operating income of 1,955,824,100 yuan, with a net profit of 71,680,500 yuan[36] - Trust industry is accelerating its transformation towards high-quality development with increased investment in financial technology to drive business transformation[37] - Financial leasing industry is shifting from scale expansion to quality improvement, focusing on high-end manufacturing, new infrastructure, and new energy industries[38] - Securities industry is strengthening regulation with measures to combat market manipulation, short selling, and insider trading, while optimizing the multi-level capital market system[39] - Futures market saw a cumulative trading volume of 85.01 billion contracts and a turnover of 568.51 trillion yuan in 2023, with 21 new futures and options products launched[40] - Futures industry's total revenue in 2023 was 400.90 billion yuan, with a 0.17% year-on-year decline, and net profit of 99.03 billion yuan, down 9.88% year-on-year[40] - Five Minerals Trust's business model involves using trust systems to conduct various trust businesses and investing in proprietary assets to obtain investment returns[41] - Foreign Trade Financial Leasing's business model focuses on obtaining interest income through financial leasing operations[42] - Five Minerals Securities' business model includes providing comprehensive financial products and services to earn various fees, commissions, and investment income[43] - Five Minerals Futures' business model involves offering derivative services to earn fees, interest income, and risk management business income, along with proprietary investments[44] - The company's main business is financial services such as trust, leasing, securities, and futures, with the trading business of its subsidiary, Wukuang Industrial Finance, accounting for a small proportion of total revenue[60] - The top five customers accounted for 58.41% of total annual sales, with 38.15% coming from related parties[57] - The top five suppliers accounted for 69.06% of total annual procurement, with 4.22% from related parties[58] - Silver and Lead Group Co., Ltd. was the largest supplier, accounting for 60.89% of total annual procurement[59] - The company controls 60 structured entities, which are included in the consolidated financial statements[96] - The company's financial assets measured at fair value totaled 5,542,081.87 million yuan at the end of the reporting period, with significant holdings in bonds (1,419,046.64 million yuan) and other assets (3,321,581.28 million yuan)[82] - The company's derivative investments for hedging purposes had an initial investment of 667,371.54 million yuan, with a final book value of 8,460.32 million yuan, accounting for 0.14% of the company's net assets at the end of the reporting period[84] - The actual profit and loss from the company's hedging business in the futures market during the reporting period was 4,071.28 million yuan[85] - Wutong Capital Holdings achieved a total asset of 5,455,359.18 million yuan and a net profit of 521,928.00 million yuan in 2023[89] - Wutong Trust reported a total asset of 3,370,968.88 million yuan

Financial Performance - Total operating revenue for Q1 2024 was CNY 2,070,046,381.90, a decrease of 11.77% compared to the same period last year[4]. - Net profit attributable to shareholders was CNY 438,846,805.22, down 53.98% year-on-year[4]. - Basic and diluted earnings per share were CNY 0.07, a decline of 63.16% compared to the previous year[5]. - The weighted average return on equity decreased by 1.35 percentage points to 0.76%[5]. - Net profit for Q1 2024 was CNY 586,314,313.41, down 48.9% from CNY 1,146,548,834.68 in Q1 2023[28]. - Total comprehensive income for Q1 2024 was CNY 755.05 million, down from CNY 1.32 billion in Q1 2023, reflecting a decline of 42.8%[29]. Revenue and Costs - Commission and fee income decreased by 30.30%, primarily due to business transformation efforts at a subsidiary[8]. - Total operating costs rose to CNY 1,598,454,021.11, up 12.7% from CNY 1,417,771,193.57 in the previous year[28]. - Interest income increased slightly to CNY 1,128,376,307.42 from CNY 1,123,559,576.57, reflecting a growth of 0.2% year-over-year[26]. Assets and Liabilities - Total assets at the end of the reporting period were CNY 169,580,003,473.25, an increase of 0.96% from the end of the previous year[5]. - Total liabilities reached CNY 106,503,194,907.63, up from CNY 105,640,534,812.87, indicating a growth of 0.8%[25]. - The total non-current assets rose to approximately ¥2.49 billion from ¥2.30 billion, indicating a growth of about 8.2%[23]. Shareholder Information - The number of common shareholders at the end of the reporting period was 65,622[11]. - The total number of preferred shareholders at the end of the reporting period is 34[15]. - The largest shareholder, China Minmetals Corporation, holds 2,117,064,042 shares, representing a significant portion of the company's equity[13]. - The top ten preferred shareholders collectively hold 10,000,000 shares, accounting for 20.00% of the preferred shares[15]. - The preferred shareholder structure includes various trust and insurance products, indicating diverse investment sources[15]. Cash Flow - Net cash flow from operating activities was CNY 513,658,700.46, showing significant improvement[5]. - Cash inflows from operating activities for Q1 2024 totaled CNY 5.25 billion, a decrease of 48.9% from CNY 10.29 billion in Q1 2023[30]. - Cash and cash equivalents at the end of Q1 2024 amounted to CNY 21.94 billion, an increase from CNY 18.61 billion at the end of Q1 2023, reflecting a growth of 17.5%[31]. Other Information - The company has not disclosed any major mergers or acquisitions during this reporting period[22]. - The company has not provided specific future guidance or outlook for the upcoming quarters[22]. - The company has no known related party transactions among the top shareholders[13]. - The company has established several related party relationships among its major shareholders, including multiple trust plans under China Resources Trust[20].

五矿资本股份有限公司关于对五矿集团财务有限责任公司 风险持续评估报告 注册地址：北京市海淀区三里河路5号A247-A267(单)A226- A236(双)C106 根据《关于规范上市公司与企业集团财务公司业务往来的通知》、 《上海证券交易所上市公司自律监管指引第5号——交易与关联交易》 等要求，五矿资本股份有限公司（以下简称"本公司"）通过查验五矿 集团财务有限责任公司（以下简称"财务公司"）《金融许可证》、《营业 执照》等证件资料，审阅了财务公司验资报告、审计报告及定期财务 报告，对财务公司的经营资质、业务和风险状况进行了评估，具体情 况报告如下： 法定代表人：董甦 一、财务公司基本情况 财务公司是中国五矿集团有限公司（以下简称"中国五矿"）下属 金融机构，于1992年经中国人民银行批准设立，2001年改制为有限责 任公司，是由中国五矿股份有限公司、五矿资本控股有限公司两方共 同出资，接受国家金融监督管理总局监管的非银行金融机构。财务公 司的注册资本为人民币350,000万元。 金融许可证机构编码：L0001H111000001 统一社会信用代码：91110000101710917K 1 经营范围：对成员单 ...

五矿资本股份有限公司 2023 年度独立董事述职报告 （王彦超） 作为五矿资本股份有限公司（以下简称"公司"或"五矿资本"） 独立董事，在 2023 年我严格按照《证券法》《公司法》《上市公司 治理准则》《上市公司独立董事管理办法》及《五矿资本股份有限公 司章程》（以下简称"《公司章程》"）《五矿资本股份有限公司独 立董事议事办法》等有关规定，忠实勤勉尽责，独立履行职权，对公 司董事会审议的相关事项发表了独立客观的意见，切实维护了全体股 东尤其是中小股东的利益。现将 2023 年度履行职责的情况报告如下： 一、独立董事的基本情况 （一）个人工作履历、专业背景以及兼职情况 经公司2022年年度股东大会和2023年第一临时股东大会审议通 过，本人分别担任第八届、第九届董事会独立董事；经第八届董事会 第二十五次会议和第九届董事会第一次会议审议通过，本人担任分别 公司第八届董事会、第九届董事会提名委员会、薪酬与考核委员会委 员及审计委员会召集人。下面，我就个人工作履历、专业背景以及兼 职情况进行说明： 王彦超，男，1977年9月出生，中共党员，中山大学管理学院会 计学博士毕业，博士研究生学位，北京大学光华管理学院博士 ...

证券代码：600390 证券简称：五矿资本 公告编号：临2024-012 五矿资本股份有限公司 关于五矿信托计提2023年度预计负债的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、计提预计负债的情况说明 为了增强抗风险能力，并体现会计谨慎性原则，根据《中国银监 会办公厅关于进一步加强信托公司风险监管工作的意见》（银监办发 [2016]58号）精神，五矿资本股份有限公司（以下简称"公司"）下 属控股子公司五矿国际信托有限公司（以下简称"五矿信托"）自2019 年度起以存续的信托项目资产余额为基数，将信托项目划分为主动管 理类项目和事务管理类项目，对于主动管理类项目，根据中国银行业 监督管理委员会（现已更名为国家金融监督管理总局）《信托公司净 资本管理办法》（中国银行业监督管理委员会令2010年第5号）的要求 折算风险资本，并按照风险资本的5%计提信托业务准备金（对应科目 为预计负债），当累计计提的信托业务准备金金额达到风险资本的20% 时，可以不再计提。 五、备查文件 1、公司第九届董事会第十次会议决议； 2、公司第 ...

五矿资本股份有限公司 对天职国际会计师事务所（特殊普通合伙）2023 年度履职 情况评估报告 五矿资本股份有限公司（以下简称"公司"）聘请天职国际会计 师事务所（特殊普通合伙）（以下简称"天职国际"）作为公司2023 年年报审计机构。根据财政部、国资委及证监会颁布的《国有企业、 上市公司选聘会计师事务所管理办法》等法律法规的要求，公司对天 职国际在近一年审计中的履职情况进行了评估，具体情况如下： 一、2023年度会计师事务所基本情况 （一）基本情况 1.事务所名称：天职国际会计师事务所（特殊普通合伙）； 2.成立日期：1988年12月； 3.组织形式：特殊普通合伙； 7.2022年度上市公司审计客户248家，主要涉及的行业包括制造业、 信息传输、软件和信息技术服务业、电力、热力、燃气及水生产和供 应业、批发和零售业、交通运输、仓储和邮政业等，审计收费总额3.19 亿元。天职国际审计的与本公司（金融业）同行业的上市公司客户为 2家。 （二）聘任会计师履行的程序 公司于2023年11月27日召开第九届董事会第六次会议，审议通过 了《关于续聘2023年度财务报告和内部控制审计机构的议案》，公司 独立董事对该事项发表 ...

章 程 五矿资本股份有限公司 二○二四年 目 录 第一章 总则 第二章 经营宗旨和范围 第三章 股份 第四章 股东和股东大会 第五章 董事会 1 第一节 股份发行 第二节 股份增减和回购 第三节 股份转让 第一节 股东 第二节 股东大会的一般规定 第三节 股东大会的召集 第四节 股东大会的提案与通知 第五节 股东大会的召开 第六节 股东大会的表决和决议 第一节 董事 第二节 董事会 第六章 总经理及其他高级管理人员 第七章 监事会 第一节 监事 第二节 监事会 第八章 公司党委 第九章 职工民主管理与劳动人事制度 第十章 财务会计制度、利润分配和审计 第一节 财务会计制度 第二节 内部审计 第三节 会计师事务所的聘任 第十一章 通知与公告 第一节 通知 第二节 公告 第十二章 合并、分立、增资、减资、解散和清算 第一节 合并、分立、增资和减资 第二节 解散和清算 第十三章 修改章程 第十四章 附则 第一章 总则 第一条 为维护公司、股东和债权人的合法权益，规范公司的组织和行为， 根据《中华人民共和国公司法》（以下简称《公司法》）、《中华人民共和国证券法》 （以下简称《证券法》）和其他有关规定，制订本章程。 第 ...

五矿资本股份有限公司 第九届董事会审计委员会对天职国际会计师事务所（特殊普 通合伙）2023 年度履行监督职责情况报告 2023年，五矿资本股份有限公司（简称"公司"）第九届董事会 审计委员会（简称"审计委员会"）落实《上市公司治理准则》《国 有企业、上市公司选聘会计师事务所管理办法》等有关法律法规和上 海证券交易所监管规则的相关要求，根据《五矿资本股份有限公司章 程》（简称"《公司章程》"）、《五矿资本股份有限公司董事会审 计委员会议事规则》的相关规定，督促外部审计机构诚实守信、勤勉 尽责，切实履行监督及评估外部审计工作的职责。审计委员会现对公 司外部审计机构天职国际会计师事务所（特殊普通合伙）（简称"天 职国际"）2023年度履职情况出具监督报告如下： 一、外部审计机构续聘及资质审查情况 2024年1月26日，公司第九届董事会审计委员会召开2024年第一次 会议，就《五矿资本股份有限公司2023年度审计安排及重要审计事项 汇报》听取天职国际的汇报，各位委员分别针对审计计划发表了意见。 2023年4月25日，公司第八届董事会审计委员会召开2023年第三次 会议，审议通过了《关于天职国际会计师事务所（特殊普通 ...

五矿资本股份有限公司 第九届董事会独立董事专门会议 2024 年第一次会议审核意见 根据《上市公司独立董事管理办法》《上海证券交易所股 票上市规则》《上海证券交易所上市公司自律监管指引第 1 号 ——规范运作》以及《五矿资本股份有限公司章程》等有关 规定，我们作为五矿资本股份有限公司（以下简称"公司"） 的独立董事，于 2024 年 4 月 23 日召开了第九届董事会独立 董事专门会议 2024 年第一次会议，针对公司第九届董事会第 十次会议拟审议的相关议案进行了审核。经审核，全体独立 董事一致同意如下议案，并发表审核意见如下： 一、《关于预计公司 2024 年度日常关联交易的议案》 经审查，上述关联交易是公司日常经营管理活动的组成 部分，有利于保证公司的正常运营，定价公允，关联交易决 策程序符合相关法律法规及《公司章程》的规定。没有发现 损害公司及全体股东，尤其是中小股东利益的情形。我们同 意公司 2024 年度日常关联交易预计事项，并同意将本议案提 交公司第九届董事会第十次会议审议。 二、《关于<五矿资本股份有限公司对五矿集团财务有限 责任公司风险持续评估报告>的议案》 经审查，《五矿资本股份有限公司对五 ...