2019 年年度报告 公司代码：600570 公司简称：恒生电子 恒生电子股份有限公司 2019 年年度报告 1 / 222 2019 年年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 未出席董事情况 未出席董事职务 未出席董事姓名 未出席董事的原因说明 被委托人姓名 董事 井贤栋 因工作原因 韩歆毅 三、 天健会计师事务所（特殊普通合伙）为本公司出具了标准无保留意见的审计报告。 四、 公司负责人彭政纲、主管会计工作负责人姚曼英及会计机构负责人（会计主管人员）姚曼英 声明：保证年度报告中财务报告的真实、准确、完整。 五、 经董事会审议的报告期利润分配预案或公积金转增股本预案 恒生电子股份有限公司（母公司，下同）2019年度共实现净利润1,374,136,326.13元（单位 ：人民币元，下同），依据《公司法》和公司《章程》以及中国证监会及上海证券交易所的相关指 引的规定，先提取10%法定盈余公积金，加上以前年度利润结转，根据实际情况，公司拟按以下顺 序实施分配方案： 1.提取 ...

2018 年年度报告 公司代码：600570 公司简称：恒生电子 恒生电子股份有限公司 2018 年年度报告 1 / 189 2018 年年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 未出席董事情况 | --- | --- | --- | --- | |----------------|---------------------------------|----------------------|--------------| | | | | | | 未出席董事职务 | 未出席董事姓名 | 未出席董事的原因说明 | 被委托人姓名 | | 董事 | 井贤栋 | 出差 | 韩歆毅 | | 董事 | 蒋国飞（ GUOFEI GEOFF JIANG ） | 出差 | 韩歆毅 | | 董事 | 高俊国 | 出差 | 丁玮 | 三、 天健会计师事务所（特殊普通合伙）为本公司出具了带强调事项段、其他事项段或与持续经 营相关的重大不确定性段的无保留意见的审计报告，本公司董事会、监事会对相 ...

2018 年第三季度报告 公司代码：600570 公司简称：恒生电子 恒生电子股份有限公司 2018 年第三季度报告 1 / 23 | 目录 | | --- | | 一、 | 重要提示 | 3 | | --- | --- | --- | | 二、 | 公司基本情况 | 3 | | 三、 | 重要事项 | 6 | | 四、 | 附录 | 10 | 2018 年第三季度报告 一、 重要提示 二、 公司基本情况 2.1 主要财务数据 单位：元 币种：人民币 本报告期末 上年度末 本报告期末比上年度末增 减(%) 总资产 5,683,230,696.67 5,852,148,269.04 -2.89 归属于上市公司 股东的净资产 3,183,885,722.94 3,073,004,047.25 3.61 年初至报告期末 （1-9 月） 上年初至上年报告期末 （1-9 月） 比上年同期增减(%) 经营活动产生的 现金流量净额 -103,273,490.69 -58,716,588.97 不适用 年初至报告期末 （1-9 月） 上年初至上年报告期末 （1-9 月） 比上年同期增减 （%） 营业收入 1,963,072, ...

Financial Performance - The company's operating revenue for the first half of 2018 was CNY 1,360,997,368.50, representing a 25.98% increase compared to CNY 1,080,287,923.47 in the same period last year [24]. - The net profit attributable to shareholders for the same period was CNY 300,348,340.63, up 31.37% from CNY 228,624,105.24 year-on-year [24]. - The net profit after deducting non-recurring gains and losses increased by 61.35%, reaching CNY 223,850,843.50 compared to CNY 138,735,663.44 in the previous year [24]. - The basic earnings per share for the first half of 2018 was CNY 0.49, a 32.43% increase from CNY 0.37 in the same period last year [25]. - The weighted average return on net assets was 9.43%, an increase of 0.35 percentage points compared to 9.08% in the previous year [25]. - The total assets at the end of the reporting period were CNY 5,497,301,933.31, a decrease of 6.06% from CNY 5,852,148,269.04 at the end of the previous year [24]. - The net assets attributable to shareholders increased by 3.75%, reaching CNY 3,188,188,801.47 compared to CNY 3,073,004,047.25 at the end of the previous year [24]. - The net cash flow from operating activities was negative at CNY -351,158,363.83, compared to CNY -242,625,565.82 in the same period last year, indicating a decline in cash flow [24]. Regulatory and Compliance Issues - The company reported a net asset balance of -422,121,500.60 CNY for its subsidiary, indicating it is unable to continue normal operations [10]. - The subsidiary Hangzhou Hengsheng Network Technology Co., Ltd. was fined a total of ¥329,600,618.01 and had illegal gains of ¥109,866,872.67 confiscated due to violations of the Securities Law [79]. - The network technology company has paid ¥23,121,028.61 of the fines, leaving an outstanding balance of ¥416,346,462.07, with potential for additional penalties due to non-compliance [78]. - The company has been placed on the list of dishonest executors, which may impact its future business operations and reputation [80]. - The board acknowledges that the network technology company is unable to continue normal operations due to insufficient net assets to cover the fines imposed by the regulatory authority [76]. - The company has not indicated any significant risks or changes in profit expectations for the upcoming reporting period [73]. Strategic Initiatives and Market Position - The company emphasizes the importance of embracing regulation while innovating to mitigate risks associated with financial policies and market competition [7]. - The company plans to enhance its product development and invest more in financial innovation to maintain competitiveness in the rapidly evolving market [8]. - The company acknowledges the increasing competition from new entrants in the financial IT services sector, including internet giants and strong financial institutions [7]. - The company is focusing on enhancing user experience and creating user value through its U+ initiative, which has become a key part of its long-term strategy [24]. - The company continues to invest in new technologies and products, including AI and blockchain solutions, to expand its market presence and improve service offerings [24]. - The company is actively exploring market opportunities arising from new policies, including potential foreign investment relaxations in the domestic financial sector [32]. Employee and Organizational Development - The company is committed to improving employee compensation and establishing a long-term incentive system to retain talent in a competitive labor market [8]. - The company plans to strengthen team and organizational development in response to recent management crises, ensuring operational stability [43]. - The company has not implemented any employee stock ownership plans or other incentive measures during the reporting period [81]. Financial Management and Investments - The company reported a significant decrease in employee compensation payable, down 69.53% to ¥140.22 million from ¥460.17 million [61]. - The company has made significant equity investments totaling ¥12 million in two companies, with no litigation involved [64][65]. - The company confirmed an investment income of 41.0588 million yuan based on the performance of Weier Technology in 2017, which met the performance commitment [82]. - The company has a performance commitment period from 2016 to 2018, with a total transaction price of 189.975 million yuan for the acquisition of 18.625% equity in Weier Technology [82]. - The company has a cash payment of 56.9925 million yuan and a share issuance payment of 132.9825 million yuan as part of the acquisition deal [82]. Subsidiary Performance - The company’s subsidiary, Hangzhou Hengsheng Network Technology Service Co., Ltd., reported a net loss of 0.85 million RMB with total assets of 0.59 million RMB [71]. - The company’s subsidiary, Hangzhou Yunyin Network Technology Co., Ltd., achieved a net profit of 0.56 million RMB on total assets of 3.41 million RMB [71]. - The company’s subsidiary, Hangzhou Cloud Winning Network Technology Co., Ltd., reported a net profit of 0.56 million RMB with total assets of 2.00 million RMB [72]. - The company’s subsidiary, Hangzhou Whale Teng Network Technology Co., Ltd., reported a significant net loss of 2.35 million RMB on total assets of 5.00 million RMB [72]. Accounting and Financial Reporting - The company adheres to the accounting standards, ensuring that the financial reports accurately reflect its financial position and performance [134]. - The financial statements are prepared based on the assumption of going concern, with no significant doubts regarding the company's ability to continue operations for the next 12 months [132]. - The company has implemented specific accounting policies for receivables, fixed assets, and revenue recognition, tailored to its operational characteristics [133]. - The company recognizes revenue from self-developed software when ownership risks and rewards transfer to the buyer, and the amount can be reliably measured [190]. - For custom software sales, revenue is recognized using the percentage-of-completion method when the outcome can be reliably estimated [191].

2018 年第一季度报告 非经常性损益项目和金额 √适用 □不适用 公司代码：600570 公司简称：恒生电子 恒生电子股份有限公司 2018 年第一季度报告 1 / 19 | 一、 | 重要提示 3 | | --- | --- | | 二、 | 公司基本情况 3 | | 三、 | 重要事项 5 | | 四、 | 附录 9 | 2018 年第一季度报告 一、 重要提示 二、 公司基本情况 2.1 主要财务数据 单位：元 币种：人民币 | | | 3 / 19 单位：元 币种：人民币 本报告期末 上年度末 本报告期末比上年度末增 减(%) 总资产 5,589,362,338.43 5,852,148,269.04 -4.49 归属于上市公司 股东的净资产 3,151,879,903.48 3,073,004,047.25 2.57 年初至报告期末 上年初至上年报告期末 比上年同期增减(%) 经营活动产生的 现金流量净额 -530,144,977.61 -414,015,505.32 不适用 年初至报告期末 上年初至上年报告期末 比上年同期增减（%） 营业收入 532,698,654.58 442,854,712 ...

Financial Performance - The company achieved a net profit of RMB 573,082,023.09 for the year 2017, with a proposed distribution plan including a cash dividend of RMB 2.9 per 10 shares, totaling RMB 179,163,502[7]. - The company's operating revenue for 2017 was CNY 2,666,121,404.34, representing a year-on-year increase of 22.85% compared to CNY 2,170,166,186.12 in 2016[26]. - The net profit attributable to shareholders for 2017 reached CNY 471,218,989.46, a significant increase of 2,476.18% from CNY 18,291,370.84 in the previous year[26]. - The net cash flow from operating activities was CNY 804,877,031.49, marking an 82.96% increase from CNY 439,910,131.33 in 2016[26]. - The total assets of the company as of the end of 2017 were CNY 5,852,148,269.04, which is a 28.66% increase from CNY 4,548,477,658.79 at the end of 2016[26]. - The company's net assets attributable to shareholders increased by 27.99% to CNY 3,073,004,047.25 at the end of 2017, compared to CNY 2,400,959,828.95 in 2016[26]. - Basic earnings per share for 2017 were CNY 0.76, a dramatic increase of 2,433.33% from CNY 0.03 in 2016[29]. - The weighted average return on equity for 2017 was 17.54%, an increase of 16.77 percentage points from 0.77% in 2016[29]. Regulatory and Compliance Issues - The company has accrued a total of RMB 439,467,490.68 in penalties and fines related to regulatory issues from 2015 to 2016, with an outstanding balance of RMB 416,346,462.07 as of the report date[6]. - The subsidiary has faced administrative penalties totaling RMB 439,467,490.68, including confiscation of illegal gains and fines imposed by the China Securities Regulatory Commission[10]. - The company anticipates increased regulatory scrutiny in the financial sector, which may impact client demand and revenue sources[8]. - The company has implemented a strategy of "embracing regulation and steady innovation" to address potential regulatory risks[8]. - The company has been penalized CNY 329,600,618.01 for illegal securities business operations, with key executives also fined CNY 300,000 each[138]. - The company faces risks from the "Hang Seng Network incident," which may lead to reputational damage and operational challenges due to regulatory penalties totaling RMB 439.47 million[127]. Investment and Growth Strategies - The company plans to continue expanding its market presence and enhancing its product offerings in the fintech sector[18]. - The company is exploring potential mergers and acquisitions to strengthen its competitive position in the market[18]. - The company has invested in several fintech firms, including a full acquisition of Zhihui and a strategic investment in Symbiont, enhancing its market presence in Hong Kong[59]. - The company aims to expand its market presence by targeting both institutional clients and individual investors, enhancing its service offerings in wealth management[38]. - The company is considering strategic acquisitions to enhance its technology portfolio, with potential targets identified in the fintech sector[189]. - The company plans to continue its investment strategy with a focus on market expansion and new financial products[160]. Research and Development - Research and development expenses totaled 1.29 billion RMB, accounting for 48.48% of operating revenue, with 4,234 R&D personnel, making up 62.3% of total staff[51]. - The R&D expenditure for 2017 was RMB 1.29 billion, reflecting a growth of 22.98% compared to RMB 1.05 billion in 2016[64]. - The company is focused on enhancing its research and development capabilities to mitigate technology-related risks and ensure operational efficiency[121]. - The company is investing heavily in R&D, with a budget allocation of 200 million RMB for new technologies and product development[189]. Market Trends and Economic Environment - The financial regulatory environment in 2017 led to a decline in overall revenue for the securities industry by 5.08%, impacting the demand for IT products[42]. - In 2017, the total assets of banking financial institutions in China exceeded 250 trillion RMB, reaching 252 trillion RMB, a year-on-year increase of 8.7%[45]. - The wealth management market in China exceeded 150 trillion RMB, with significant growth in the industry and a shift towards comprehensive financial services[46]. - The number of high-net-worth individuals in China reached 1.58 million, indicating significant growth potential in wealth management[114]. Shareholder and Corporate Governance - The total number of ordinary shareholders at the end of the reporting period was 101,589[168]. - The largest shareholder, Hangzhou Hengsheng Electronic Group Co., Ltd., holds 128,013,228 shares, representing 20.72% of total shares[170]. - The actual controller of the company is Ma Yun, who is also the chairman of Alibaba Group[175]. - The company has maintained a stable shareholding structure with no increases or decreases reported for the year[184]. - The total remuneration for directors, supervisors, and senior management during the reporting period amounted to RMB 31,755,678[195]. Employee and Talent Management - The company emphasizes the importance of talent retention and plans to improve employee compensation and establish a long-term incentive system[120]. - The company employed a total of 6,791 staff, with 5,768 in the parent company and 1,023 in major subsidiaries[199]. - The professional composition of employees includes 4,234 in product technology, 1,745 in customer service, 299 in market sales, and 513 in functional management[199]. - The educational background of employees shows 478 with master's degrees or higher, 5,588 with bachelor's degrees, and 674 with associate degrees[199]. Future Outlook - The company provided a positive outlook for the next quarter, projecting a revenue growth of 25% based on current market trends[189]. - Future outlook remains positive with ongoing investments in technology and market development initiatives[184]. - The company plans to respond proactively to market demands and prepare product line layouts in light of the new asset management regulations[115].