本公司全体董事承诺本发行情况报告书不存在虚假记载、误导性陈述或重 大遗漏，并对其真实性、准确性、完整性承担个别和连带的法律责任。 全体董事签名： | 徐而进 | 蔡 嵘 | 王 | 韫 | | --- | --- | --- | --- | | 黎作强 | 刘广安 | 王 | 忠 | | 孙加锋 | 何万篷 | 黄 | 峰 | A 股代码：600663 A 股简称：陆家嘴 B 股代码：900932 B 股简称：陆家 B 股 上海陆家嘴金融贸易区开发股份有限公司 发行股份及支付现金购买资产 并募集配套资金暨关联交易之募集配套资金 向特定对象发行股票发行情况报告书 独立财务顾问（联席主承销商） 联席主承销商 二〇二四年六月 发行人全体董事声明 上海陆家嘴金融贸易区开发股份有限公司 年 月 日 1 发行人全体监事声明 本公司全体监事承诺本发行情况报告书不存在虚假记载、误导性陈述或重 大遗漏，并对其真实性、准确性、完整性承担个别和连带的法律责任。 全体监事签名： 王雪梅 严相蓉 | | | 上海陆家嘴金融贸易区开发股份有限公司 年 月 日 2 发行人全体高级管理人员声明 本公司全体高级管理人员承诺本发行情况报告书不存 ...

独立财务顾问及联席主承销商 关于 上海陆家嘴金融贸易区开发股份有限公司 发行股份及支付现金购买资产 并募集配套资金暨关联交易之募集配套资金 向特定对象发行股票 发行过程和认购对象合规性的报告 独立财务顾问（联席主承销商） 联席主承销商 二〇二四年六月 上海证券交易所： 一、本次发行概况 （一）发行股票的种类、面值及上市地点 本次募集配套资金向特定对象发行股票种类为人民币普通股（A 股），面值 为人民币 1 元。向特定对象发行股票的上市地点为上交所。 （二）定价基准日、定价原则及发行价格 本次募集配套资金向特定对象发行股票采取竞价发行方式，定价基准日为发 行期首日（2024 年 6 月 14 日），发行价格为不低于定价基准日前 20 个交易日公 1 司股票交易均价（定价基准日前 20 个交易日股票交易均价=定价基准日前 20 个 交易日股票交易总额/定价基准日前 20 个交易日股票交易总量）的 80%，即不低 于 8.09 元/股。 锦天城律师对本次发行投资者认购邀请及申购报价全过程进行见证。发行人 和联席主承销商根据投资者申购报价情况，并严格按照《认购邀请书》中规定的 发行价格、发行对象及获配股份数量的确定程 ...

股票代码：A股 600663 证券简称：陆家嘴 编号：临2024-040 B股 900932 陆家B股 上海陆家嘴金融贸易区开发股份有限公司 关于签订募集资金专户存储三方监管协议的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、募集资金基本情况 根据中国证券监督管理委员会（以下简称"中国证监会"）《关于同意上海陆家 嘴金融贸易区开发股份有限公司发行股份购买资产并募集配套资金注册的批复》（证 监许可〔2023〕1372 号），上海陆家嘴金融贸易区开发股份有限公司（以下简称 "公 司"）向特定对象发行每股面值人民币 1.00 元的人民币普通股（A 股）222,222,222 股（以下简称"本次发行"），本次发行价格为 8.10 元/股，共募集资金总额为人民 币 1,799,999,998.20 元，扣除发行费用人民币 3,431,785.73 元（不含增值税，包 括承销费用及其他发行费用）后，募集资金净额为人民币 1,796,568,212.47 元。上 述募集资金已于 2024 年 6 月 21 日汇入公司开立的募集资 ...

电话：021-20511000 传真：021-20511999 邮编：200120 上海市锦天城律师事务所 法律意见书 上海市锦天城律师事务所 关于上海陆家嘴金融贸易区开发股份有限公司 发行股份及支付现金购买资产并募集配套资金暨关联交易 之募集配套资金向特定对象发行股票 发行过程和认购对象合规性的 法律意见书 地址：上海市浦东新区银城中路 501 号上海中心大厦 11/12 层 上海市锦天城律师事务所 关于上海陆家嘴金融贸易区开发股份有限公司 发行股份及支付现金购买资产并募集配套资金暨关联交易 之募集配套资金向特定对象发行股票 发行过程和认购对象合规性的 法律意见书 编号：01F20225397-20 致：上海陆家嘴金融贸易区开发股份有限公司 上海市锦天城律师事务所（以下简称"本所"）接受上海陆家嘴金融贸易区 开发股份有限公司（以下简称"发行人""上市公司"或"陆家嘴股份"）的委 托，并根据上市公司与本所签订的《律师聘请合同》，作为上市公司本次发行股 份及支付现金购买资产并募集配套资金暨关联交易（以下简称"本次重组"或"本 次交易"）的专项法律顾问。 本所根据《中华人民共和国公司法》（以下简称"《公司法》"） ...

二〇二四年六月二十八日 1 本次发行的具体情况详见公司同日在上海证券交易所网站（www.sse.com.cn)披 露的《上海陆家嘴金融贸易区开发股份有限公司发行股份及支付现金购买资产并募 集配套资金暨关联交易之募集配套资金向特定对象发行股票发行情况报告书》，敬 请广大投资者查阅。 特此公告。 上海陆家嘴金融贸易区开发股份有限公司 股票代码：A股 600663 证券简称：陆家嘴 编号：临2024-039 B股 900932 陆家B股 上海陆家嘴金融贸易区开发股份有限公司 关于发行股份及支付现金购买资产并募集配套资金 暨关联交易之募集配套资金向特定对象发行股票 发行情况报告书披露的提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 上海陆家嘴金融贸易区开发股份有限公司（以下简称"公司"）发行股份及支 付现金购买资产并募集配套资金暨关联交易之募集配套资金（以下简称"本次发行"） 承销总结及相关文件已经上海证券交易所备案通过，公司将依据相关规定尽快办理 本次发行新增股份的登记托管事宜。 ...

Key Points - **Industry/Company Involved**: General macroeconomic discussion, no specific industry or company mentioned. - **Core Views and Arguments**: The market has experienced a process of high expectations followed by disappointment, which is related to the policy framework. - **Other Important Content**: No specific industry or company content provided. - **Document ID**: [1]

Financial Data and Key Metrics Changes - The current monetary policy stance in China is supportive, providing financial support for sustained economic recovery, with social financing scale growing by 8.4% year-on-year and M2 increasing by 7%, both exceeding nominal GDP growth rates [12][14] - New loan interest rates in May were at a low of 3.67%, indicating a favorable borrowing environment [12] Business Line Data and Key Metrics Changes - The insurance sector is highlighted as a crucial component for economic resilience, with insurance assets only accounting for 7% of total financial assets in China, compared to an international average of 20% [21] - The insurance industry is expected to enhance its role in providing long-term capital and stabilizing economic cycles, with a focus on developing insurance products that cater to strategic emerging industries and technological innovation [23] Market Data and Key Metrics Changes - The Chinese economy continues to show strong growth compared to other major economies, maintaining a leading position in economic recovery [20] - The insurance market is projected to expand significantly, with a focus on improving financial market structure and optimizing resource allocation [21] Company Strategy and Development Direction - The company aims to enhance the investment value of listed firms by encouraging proactive communication with investors and improving governance standards [8] - There is a strong emphasis on fostering innovation and supporting the development of new productive forces, with plans to deepen reforms in the Sci-Tech Innovation Board [8] Management Comments on Operating Environment and Future Outlook - The management acknowledges the complex global economic environment but remains optimistic about China's economic recovery, emphasizing the need for supportive monetary policies and structural adjustments [14] - The focus will be on balancing short-term and long-term goals, ensuring price stability while promoting economic growth [14] Other Important Information - The company is committed to enhancing investor protection and maintaining market integrity through stringent regulatory measures [10] - There is a push for more foreign financial institutions to establish a presence in Shanghai, supporting the city's development as an international financial center [11] Q&A Session Summary Question: What are the key challenges facing the insurance industry? - The insurance industry faces challenges in enhancing its market share and improving its role in economic stability, with a need for innovative products and services to meet evolving consumer demands [21] Question: How does the company plan to support technological innovation? - The company plans to develop a comprehensive insurance product system that supports the entire lifecycle of technology enterprises, focusing on strategic emerging industries [23]

Financial Data and Key Metrics - The social financing scale increased by 8.4% year-on-year by the end of May, and M2 grew by 7% year-on-year, both higher than the nominal GDP growth rate [2] - The new loan interest rate in May was 3.67%, which is at a relatively low level [2] - The balance of structural monetary policy tools is approximately 7 trillion yuan, accounting for about 15% of the central bank's balance sheet size [3] Business Line Data and Key Metrics - The company has implemented a combination of real estate support policies, including lowering the minimum down payment ratio for personal housing loans, removing the lower limit on personal mortgage interest rates, and reducing the interest rate on provident fund loans [2] - The company has established a re-loan facility for affordable housing to accelerate the destocking of existing commercial housing through market-oriented methods [2] Market Data and Key Metrics - The proportion of cross-border RMB payments in goods trade has reached 30%, reducing the exchange rate risk exposure for enterprises [4] - The company has been focusing on supporting key areas and weak links in the national economy, such as small and micro enterprises and green transformation [3] Company Strategy and Industry Competition - The company is committed to maintaining a supportive monetary policy stance to provide financial support for the sustained recovery and improvement of the economy [2] - The company is optimizing the intermediate variables of monetary policy regulation and control, gradually reducing the focus on quantitative targets and paying more attention to the role of interest rate regulation [6][7] - The company is exploring the inclusion of secondary market government bond trading in the monetary policy toolbox to enrich the methods of base money supply [9][10] Management Commentary on Operating Environment and Future Outlook - The company acknowledges that the current economic recovery is ongoing but faces challenges such as insufficient effective demand and a complex external environment [4] - The company will continue to strengthen counter-cyclical and cross-cyclical adjustments to support the consolidation and enhancement of the economic recovery trend [4] - The company is considering narrowing the width of the interest rate corridor to provide clearer signals for interest rate regulation [8] Other Important Information - The company has been working on improving the transparency of monetary policy and establishing a credible, normalized, and institutionalized policy communication mechanism [13] - The company is focusing on the efficiency of existing loans and the significance of revitalizing inefficient stock loans for economic growth [6] Summary of Q&A Session - No specific Q&A session content was provided in the document

Financial Data and Key Metrics Changes - The Chinese economy continues to maintain a leading growth rate among major economies, showcasing stability, vitality, potential, and resilience [2][3] - The insurance sector's assets account for only 7% of total financial assets in China, compared to an international average of around 20%, indicating significant growth potential [4] Business Line Data and Key Metrics Changes - Agricultural insurance has provided coverage for 164 million households, while critical illness insurance covers 1.2 billion people, demonstrating the sector's extensive reach [6] - The accumulated pension reserves in the insurance industry exceed 6 trillion yuan, with long-term health insurance reserves surpassing 2 trillion yuan [6] Market Data and Key Metrics Changes - The insurance industry is positioned to play a crucial role in enhancing economic resilience and market vitality, particularly in the context of China's modernization efforts [4][5] - The proportion of disaster compensation covered by the insurance industry in China is only 10%, compared to the global average of around 40%, highlighting a significant gap and opportunity for growth [7] Company Strategy and Development Direction - The insurance industry aims to focus on innovation and effectively serve new production capacities, particularly in technology and strategic emerging industries [5][8] - There is a strong emphasis on enhancing social governance and emergency response capabilities through the development of comprehensive disaster insurance systems [7][8] Management's Comments on Operating Environment and Future Outlook - The management acknowledges the challenges faced during the transformation and upgrade of the insurance industry but remains confident in its potential for growth and development [8][10] - The commitment to high-quality development and the need for reform to enhance market vitality and operational efficiency are highlighted [8][9] Other Important Information - The insurance sector is encouraged to deepen reforms and enhance its development momentum, focusing on value and efficiency rather than just speed and scale [8][9] - The importance of a robust legal framework and policy support for the insurance industry’s high-quality development is emphasized [9][10] Q&A Session Summary Question: What are the key opportunities for the insurance industry in the context of China's modernization? - The insurance industry is expected to play an irreplaceable role in promoting economic development and improving social welfare, particularly in the context of the modernization strategy outlined by the Party [4][5] Question: How does the insurance sector plan to address the challenges it faces? - The sector plans to transform its development approach, focusing on internal growth and efficiency, while also enhancing its governance and risk management practices [8][9]

Financial Data and Key Metrics Changes - The recent policies, including the new "National Nine Articles," emphasize strong regulation and risk prevention to promote high-quality development in the capital market [2][3] - Nearly 50 supporting rules have been introduced, focusing on delisting, cash dividends, share reduction, and regulatory measures for algorithmic trading [2] Business Line Data and Key Metrics Changes - The focus is on enhancing the investment value of listed companies, encouraging them to actively return value to investors through improved communication and governance [4][5] - Companies are urged to utilize various capital market tools to strengthen their core competitiveness, particularly through mergers and acquisitions [4] Market Data and Key Metrics Changes - The capital market is expected to better serve the development of new productive forces, which includes nurturing emerging industries and upgrading traditional industries [3][4] - The establishment of a world-class exchange in Shanghai is a priority, with efforts to enhance the influence of "Shanghai prices" in the market [7] Company Strategy and Development Direction and Industry Competition - The strategy includes promoting the integration of technology, industry, and finance to foster a virtuous cycle of innovation [3][4] - There is a strong emphasis on creating a supportive environment for innovation, which is essential for the growth of new productive forces [4] Management's Comments on Operating Environment and Future Outlook - Management acknowledges the importance of strong regulation to protect investors and maintain market stability, especially in light of past financial crises [5][6] - The commitment to enhancing investor protection and ensuring accountability for financial misconduct is highlighted [5][6] Other Important Information - The focus on long-term capital and the need to attract more patient capital into the market is emphasized, particularly for technology innovation [3][4] - The importance of collaboration between various stakeholders, including regulatory bodies and financial institutions, is stressed to achieve common goals in market development [7] Q&A Session Summary Question: What measures are being taken to enhance investor protection? - The management emphasized a comprehensive approach to strengthen regulatory enforcement against financial misconduct, ensuring accountability for those involved in fraudulent activities [5][6] Question: How will the new policies impact the capital market? - The introduction of nearly 50 new rules aims to create a more robust regulatory framework that supports high-quality development and investor confidence in the capital market [2][3]