关于辽宁能源煤电产业股份有限公司 非经营性资金占用及 其他关联资金往来情况 汇总表的专项审核报告 众环专字(2024)3200016号 目 录 起始页码 专项审核报告 汇总表 非经营性资金占用及其他关联资金往来的情况汇总表 l ___ l 关于辽宁能源煤电产业股份有限公司 非经营性资金占用及其他关联资金往来情况汇总表 的专项审核报告 众环专字(2024)3200016 号 辽宁能源煤电产业股份有限公司全体股东: 我们接受委托,在审计了辽宁能源煤电产业股份有限公司(以下简称"辽宁能源公司") 2023 年 12 月 31 日合并及公司的资产负债表，2023 年度合并及公司的利润表、合并及公司 的现金流量表和合并及公司的股东权益变动表以及财务报表附注的基础上,对后附的《上市 公司 2023 年度非经营性资金占用及其他关联资金往来的情况汇总表》(以下简称"汇总表") 进行了专项审核。按照中国证券监督管理委员会印发的《上市公司监管指引第 8 号——上市 公司资金往来、对外担保的监管要求》的规定,编制和披露汇总表、提供真实、合法、完整 的审核证据是辽宁能源公司管理层的责任,我们的责任是在执行审核工作的基础上对汇总表 发 ...

辽宁能源煤电产业股份有限公司 2023 年度会计师事务所的 履职情况评估报告 （一）会计师事务所基本情况 中审众环会计师事务所（特殊普通合伙）成立于 1987 年，注册地址为湖北省武汉市武昌区水果湖街道中北路 166 号长江产业大厦 17-18 层，首席合伙人为石文先先生，是全 国首批取得国家批准具有从事证券、期货相关业务资格及金 融业务审计资格的大型会计师事务所之一。根据财政部、证 监会发布的从事证券服务业务会计师事务所备案名单，中审 众环会计师事务所具备股份有限公司发行股份、债券审计机 构的资格。2013 年 11 月，按照国家财政部等有关要求转制 为特殊普通合伙制。2023 年末合伙人数量 216 人、注册会计 师数量 1244 人、签署过证券服务业务审计报告的注册会计 师人数 720 人。 中 审 众 环 会 计 师 事 务 所 2022 年 经 审 计 总 收 入 213,165.06 万元，审计业务收入 181,343.80 万元，证券业 务收入 57,267.54 万元。2022 年度上市公司审计客户家数 195 家，主要行业涉及制造业，批发和零食业，房地产业， 电力、热力、燃气及水生产和供应业 ...

Financial Performance - In 2023, the company achieved a net profit of ¥23,288,437.60, with a net profit attributable to shareholders of ¥23,877,265.56, representing a decrease of 87.74% compared to the previous year[5]. - The company's operating revenue for 2023 was ¥5,596,133,535.46, down 15.46% from ¥6,619,126,721.45 in 2022[19]. - The net cash flow from operating activities decreased by 53.99% to ¥767,995,989.22 from ¥1,669,084,756.19 in 2022[19]. - The basic earnings per share for 2023 were ¥0.02, down 86.67% from ¥0.15 in 2022[19]. - The weighted average return on equity decreased to 0.44% in 2023 from 3.71% in 2022, a reduction of 3.27 percentage points[19]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was -¥41,005,003.97, a significant decline from ¥194,870,235.42 in 2022[19]. - The company reported a net loss of 4,403,000 CNY for its subsidiary, Lighthouse Hongyang Thermal Power Co., which has total assets of 42,482,000 CNY[66]. - The company reported a significant reduction in financial expenses, which decreased to CNY 186,506,942.33 in 2023 from CNY 234,388,795.86 in 2022[189]. Revenue and Sales - The company achieved a total coal production of 5.497 million tons and sales of 5.402 million tons during the reporting period, with a year-on-year decrease of 12.73% in production and 15.21% in sales[41]. - The revenue of large-scale coal mining and washing enterprises in 2023 was CNY 3,495.87 billion, a decrease of 13.1% year-on-year, while total profits fell by 25.3% to CNY 762.89 billion[34]. - The company reported a total revenue of 5,000 million, with a net profit margin of 74.12%[83]. - The company reported a revenue increase of 15% year-over-year, reaching $1.2 billion in Q3 2023[84]. - The company reported a total of 14,311,800 shares held by major shareholder Xu Kaidong, representing 1.08% of total shares[158]. Assets and Liabilities - The total assets of the company at the end of 2023 were ¥13,603,311,316.15, a decrease of 8.90% compared to ¥14,932,062,560.90 at the end of 2022[19]. - The total liabilities decreased from ¥9,637,279,298.65 in 2022 to ¥8,368,535,115.01 in 2023, representing a decrease of approximately 13.16%[182]. - Cash and cash equivalents decreased by 17.12% to CNY 2,392,939,927.35, accounting for 17.59% of total assets[53]. - The total balance of guarantees (excluding guarantees to subsidiaries) at the end of the reporting period is 557,421,138.71 CNY[145]. Operational Efficiency - The company has implemented a cost control plan, achieving significant reductions in variable costs and exceeding cost management targets[32]. - The company successfully streamlined its organizational structure, reducing from 10 departments to 2, with 44 employees properly placed[31]. - The company is focused on maintaining strong financial health while pursuing aggressive growth strategies[83]. - The company aims to increase operational efficiency through innovative processes and cost management strategies[83]. Environmental and Sustainability Initiatives - The company invested 3,800,000 CNY in environmental protection during the reporting period[116]. - The company has established effective pollution prevention facilities, including desulfurization and denitrification systems, to manage emissions from coal-fired boilers[118]. - The company is committed to achieving dual carbon goals by actively engaging in energy conservation and emission reduction initiatives[125]. - The company has established four provincial-level green mines, including Linsheng Coal Mine and Hongyang No. 2 Mine, to promote sustainable mining practices[125]. Governance and Compliance - The board of directors strictly adhered to commitments and fulfilled duties with integrity and diligence, ensuring compliance with relevant laws and regulations[77]. - The supervisory board effectively monitored the company's financial status, asset acquisitions and disposals, and compliance of senior management's duties, safeguarding the rights of shareholders[77]. - The company has established systems for information disclosure and investor relations management, ensuring timely and accurate information dissemination to all shareholders[77]. - The company is focused on maintaining a robust governance framework to support its strategic objectives[88]. Future Outlook and Strategic Plans - The company plans to achieve a coal sales volume of 6.29 million tons and a power generation of 2.104 billion kWh in 2024[72]. - The company expects coal demand to continue growing in 2024, although at a slower rate compared to 2023[69]. - The company is exploring market expansion opportunities, particularly in emerging markets, to drive growth[83]. - The company plans to implement a new marketing strategy aimed at increasing brand awareness by 40% over the next year[82]. Research and Development - The total research and development expenditure was ¥1,229,541.13, constituting 0.02% of total revenue[48]. - Research and development expenses increased by 18%, focusing on sustainable energy technologies[82]. - The company employed 19 R&D personnel, making up 0.13% of the total workforce[49]. Employee and Compensation - Employee compensation accounted for 45.00% of total costs, slightly increasing from 41.79% in the previous year[44]. - The total remuneration for all directors, supervisors, and senior management at the end of the reporting period was 6.5699 million RMB[88]. - The remuneration policy emphasizes synchronization of total wages with profit growth and productivity[102].

证券代码：600758 证券简称：辽宁能源 公告编号：2024-010 辽宁能源煤电产业股份有限公司 关于 2023 年度拟不进行利润分配的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 鉴于公司 2023 年度盈利额度及母公司未分配利润较少的实际 情况，为了提高财务的稳健性，保障公司生产经营的健康发展， 根据《上市公司监管指引第 3 号——上市公司现金分红》、《上 海证券交易所上市公司自律监管指引第 1 号——规范运作》等法 律、法规和规范性文件及《公司章程》的有关规定，从公司实际 经营出发，董事会审慎研究决定，公司 2023 年度不进行利润分 配，也不进行资本公积转增股本。 公司将严格按照相关法律法规和《公司章程》的规定，在符 合分红政策的情况下积极履行分红义务，与投资者共享公司经营 的成果。 重要内容提示： ●辽宁能源煤电产业股份有限公司（以下简称"辽宁能源" 或"公司"）2023 年度将不进行利润分配，也不进行资本公积 转增股本； ●鉴于公司 2023 年度盈利额度较少的实际情况，2023 年度 不进行利润 ...

辽宁能源煤电产业股份有限公司 审计委员会对会计师事务所2023年度 履行监督职责情况报告 根据《中华人民共和国公司法》《中华人民共和国证券 法》《国有企业、上市公司选聘会计师事务所管理办法》《上 海证券交易所上市公司自律监管指引第 1 号——规范运作》 等规定和要求，辽宁能源煤电产业股份有限公司（以下简称 "公司"）董事会审计委员会（以下简称"审计委员会"）本 着勤勉尽责的原则，恪尽职守，认真履职，对中审众环会计 师事务所（特殊普通合伙）（以下简称"中审众环会计师事 务所"）2023 年审计资质及审计工作履行了监督职责。现 将审计委员会对中审众环会计师事务所 2023 年度履行监督 职责的情况汇报如下： 一、2023 年年审会计师事务所基本情况 （一）会计师事务所基本情况 中审众环会计师事务所成立于 1987 年，注册地址为湖 北省武汉市武昌区水果湖街道中北路 166 号长江产业大厦 1 7-18 层，首席合伙人为石文先先生，是全国首批取得国家批 准具有从事证券、期货相关业务资格及金融业务审计资格的 大型会计师事务所之一。根据财政部、证监会发布的从事证 券服务业务会计师事务所备案名单，中审众环会计师事务所 具 ...

Financial Performance - The company's operating revenue for Q1 2024 was CNY 1,574,431,997.23, representing a decrease of 20.26% compared to the same period last year[4] - Net profit attributable to shareholders was CNY 82,533,784.37, down 71.25% year-on-year[4] - Basic earnings per share decreased by 72.73% to CNY 0.06[5] - The decline in net profit was primarily due to a decrease in coal product prices compared to the previous year[6] - Total operating revenue for Q1 2024 was CNY 1,574,431,997.23, a decrease of 20.2% compared to CNY 1,974,534,002.88 in Q1 2023[19] - Net profit for Q1 2024 was CNY 82,396,733.46, a decline of 71.3% from CNY 286,847,503.77 in Q1 2023[20] - Earnings per share for Q1 2024 were CNY 0.06, compared to CNY 0.22 in Q1 2023[21] Cash Flow - The company reported a net cash flow from operating activities of -CNY 395,720,064.72, indicating a negative cash flow situation[4] - The net cash flow from operating activities for Q1 2024 was -$395.72 million, a significant decline from -$35.23 million in Q1 2023, indicating a worsening cash flow situation[24] - Cash received from sales in Q1 2024 was CNY 920,728,798.74, a decrease of 34.4% from CNY 1,404,267,542.33 in Q1 2023[23] - The company reported a cash inflow of $959.43 million from operating activities in Q1 2024, down from $1.43 billion in Q1 2023, reflecting declining operational cash generation[24] - Total cash outflow from operating activities was $1.36 billion in Q1 2024, down from $1.46 billion in Q1 2023, indicating a reduction in cash expenses[24] - The total cash outflow for taxes paid was $174.08 million in Q1 2024, a decrease from $285.07 million in Q1 2023, indicating improved tax management[24] Assets and Liabilities - Total assets at the end of the reporting period were CNY 13,237,316,071.03, down 2.69% from the end of the previous year[5] - The company's current assets totaled RMB 3,923,353,216.36, down from RMB 4,125,842,771.37 year-over-year[15] - The company's total current liabilities were RMB 6,820,053,012.78, down from RMB 7,345,189,442.64, indicating a reduction of approximately 7.1%[16] - Total liabilities as of Q1 2024 were CNY 7,853,548,992.87, down from CNY 8,368,535,115.01 in the previous year[20] - The company's total liabilities decreased to RMB 6,820,053,012.78 from RMB 7,345,189,442.64, indicating a reduction of approximately 7.1%[16] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 48,327[8] - The largest shareholder, Liaoning Energy Industry Holding Group Co., Ltd., held 24.05% of the shares, totaling 318,000,000 shares[8] - Total equity attributable to shareholders increased to CNY 5,385,899,966.72 in Q1 2024 from CNY 5,236,772,038.79 in Q1 2023[20] Investment and Expenses - The company reported a decrease in financial expenses to CNY 32,366,865.06 in Q1 2024 from CNY 56,753,091.00 in Q1 2023[20] - Investment income for Q1 2024 was CNY 16,981,249.97, significantly higher than CNY 7,602,123.54 in Q1 2023[20] - Cash outflow for purchasing fixed assets and other long-term assets was $18.74 million in Q1 2024, significantly lower than $41.96 million in Q1 2023, indicating reduced capital expenditures[24]

辽宁能源煤电产业股份有限公司 本人程国彬，作为辽宁能源煤电产业股份有限公司（以 下简称"公司"）独立董事，2023 年度严格按照《公司法》 《证券法》《上市公司独立董事管理办法》、《上海证券交 易所股票上市规则》、《上海证券交易所上市公司自律监管 指引第 1 号——规范运作》等法律、法规以及《辽宁能源煤 电产业股份有限公司章程》（以下简称"公司章程"）和《辽 宁能源煤电产业股份有限公司独立董事制度》（以下简称"独 立董事制度"）等相关规定，忠实履行职责，在董事会日常 工作及重要决策中尽职尽责，认真审议董事会各项议案，从 公司整体利益出发，发挥了独立董事的应有作用，维护了公 司和全体股东特别是中小股东的合法权益。现将 2023 年度 履行独立董事职责工作情况汇报如下： 一、独立董事的基本情况 本人程国彬，男，1963 年 9 月生人，研究生学历，教授， 2001 年 7 月至 2006 年 4 月，任辽宁科技大学政法系系主任； 2006 年 4 月至 2018 年 10 月，任辽宁科技大学经济与法律学 院院长；2018 年 10 月至今，任辽宁科技大学经济与法律学 院教授，硕士研究生导师；2003 年 3 月至 ...

辽宁能源煤电产业股份有限公司 董事会审计委员会 2023 年度履职情况报告 一、审计委员会基本情况 截止 2023 年末,公司董事会审计委员由三名独立董事朱震 宇、程国彬、曹锦秋及董事周明弘、王策共五名委员组成，其中 朱震宇先生为召集人,审计委员会全部成员均具有能够胜任审计 委员会工作职责的专业知识和商业经验，符合上海证券交易所 《上市公司董事会审计委员会运作指引》和《公司章程》、公司 《董事会审计委员会工作细则》的有关规定。 二、审计委员会年度会议召开情况 报告期内,公司董事会审计委员会根据《公司法》《上市公 司治理准则》《公司章程》《董事会审计委员会工作细则》及其 - 1 - 他有关规定,本着勤勉尽责的原则，认真履行了审计监督职责。 2023 年度，董事会审计委员会共召开五次会议。在年报审 计期间分别就公司提交的年度财务会计报表、审计报告、会计师 事务所从事本年度公司审计工作的策略计划和下年度聘任会计 师事务所事项进行审议,并对相关议题发表了意见。 （一）2023 年 2 月 6 日，召开公司第十届董事会审计委员 会 2022 年年报审计工作第一次会议。会议主要内容为：1、确定 了 2022 年年报的审计 ...

证券代码：600758 证券简称：辽宁能源 公告编号：2024-012 辽宁能源煤电产业股份有限公司 2024 年一季度主要经营数据公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗 漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 根据上海证券交易所《上市公司行业信息披露指引第三号—煤炭》、《上 市公司行业信息披露指引第四号-电力》的相关规定和要求，为方便投资 者了解公司生产经营情况，现将公司2024年一季度主要经营数据公告 如下： 一、煤炭产品主要经营数据 | 项 | 2024年1-3月 | 2023年1-3月 | 同比增减（%） | | --- | --- | --- | --- | | 目 | | | | | 商品煤产量(吨) | 1,138,130.00 | 1,601,642.00 | -28.94 | | 商品煤销量(吨) | 1,187,140.71 | 1,609,973.48 | -26.26 | | 商品煤销售收入(元) | 833,814,138.28 | 1,215,680,643.03 | -31.41 | | 商品煤销售成本(元) | 6 ...

证券代码：600758 证券简称：辽宁能源 公告编号：2024-011 辽宁能源煤电产业股份有限公司 关于确认公司 2023 年度日常关联交易和 预计 2024 年度日常关联交易的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 一、2023 年日常关联交易预计及实际执行情况 根据公司 2023 年度日常关联交易预计情况和实际执行情况， 经公司业务部门统计审核，对 2023 年度的日常关联交易变化情 况作出如下说明，具体如下： （一）出售商品、提供劳务业务关联交易 单位：元 | 关联方 | 关联交易内容 | 2023年预计金额 | 2023年实际金额 | | --- | --- | --- | --- | | 鞍山盛盟煤气化有限公司 | 服务费 | 15,000.00 | 14,851.49 | | | 修理费 | 100,000.00 | 77,389.37 | | | 煤炭销售 | 407,389,380.53 | 303,566,848.62 | | 铁法煤业（集团）有限责任公司 | 煤炭销售 | | 71,5 ...