山东玉龙黄金股份有限公司 审计报告 亚会审字（2024）第 01370013 号 亚太（集团）会计师事务所（特殊普通合伙） 二〇二四年四月十五日 目 录 | 项 目 | 起始页码 | | --- | --- | | 审计报告 | 1 | | 财务报表 | | | 合并资产负债表 | 5 | | 合并利润表 | 7 | | 合并现金流量表 | 8 | | 合并所有者权益变动表 | 9 | | 资产负债表 | 11 | | 利润表 | 13 | | 现金流量表 | 14 | | 所有者权益变动表 | 15 | | 财务报表附注 | 17 | 亚太(集团)会计师事务所(特殊普通合伙) Asia Pacific (Group) CPAs(Special General Partnership) 地址:北京市丰台区丽泽路 16 号 院 3 号楼 20 层 2001 邮编:100073 电话/传真： 010-88312386 审计 报 告 亚会审字(2024)第 01370013 号 | 关键审计事项 | 在审计中如何应对该事项 | | --- | --- | | | 与评价收入确认相关的审计程序中包括以下程序: | | ...

二、关于前期会计差错更正的议案 公司本次对于前期会计差错的更正符合《企业会计准则第 28 号—会计政 策、会计估计变更和差错更正》、中国证券监督管理委员会《公开发行证券的公 司信息披露编报规则第 19 号—财务信息的更正及相关披露》等相关文件的规 定，更正后的财务数据能够客观、公允地反映公司财务状况和经营成果。 因此，我们同意将该议案提交董事会审议。 公司独立董事按照《中华人民共和国公司法》、《中华人民共和国证券法》、 《上市公司独立董事管理办法》、《上海证券交易所股票上市规则》、《上海证 券交易所上市公司自律监管指引第 1 号——规范运作》等规章制度、规范性文 件、公司章程及公司独立董事制度等规定，于 2024 年 4 月 3 日召开独立董事专 门会议 2024 年独立董事专门会议第一次会议，就审议事 项发表如下审核意见： 一、关于向控股股东及关联方申请年度借款额度暨关联交易的议案 公司向控股股东及关联方申请年度借款额度，有利于公司提高融资效率；借 款利率参照银行等金融机构同期贷款利率水平及控股股东和关联方实际融资成 本，由双方在签订借款协议时协商确定，定价公平、合理、公允；本次交易有助 于满足公司"双轮驱 ...

Financial Performance - The company's operating revenue for Q1 2023 was CNY 462,106,346.22, a decrease of 83.40% compared to the same period last year[5]. - Total revenue for Q1 2023 was CNY 462,106,346.22, a significant decrease from CNY 2,784,588,639.86 in Q1 2022[18]. - Operating profit for Q1 2023 reached CNY 218,518,102.70, compared to CNY 83,321,667.90 in the same period last year, indicating a strong improvement[19]. - Net profit for Q1 2023 was CNY 143,131,242.88, up from CNY 75,619,959.50 in Q1 2022, reflecting a year-over-year increase of approximately 89%[19]. - Basic earnings per share for Q1 2023 were CNY 0.1828, up from CNY 0.0966 in Q1 2022, indicating improved profitability per share[20]. Cash Flow - The net cash flow from operating activities for Q1 2023 was CNY 235,015,153.77, a significant improvement from a net outflow of CNY 494,939.94 in the same period last year[22]. - In Q1 2023, the company's cash inflow from operating activities was CNY 1,240,923,523.71, a decrease of 35.2% compared to CNY 1,916,921,979.69 in Q1 2022[22]. - The total cash outflow from operating activities in Q1 2023 was CNY 1,005,908,369.94, down 47.5% from CNY 1,917,416,919.63 in Q1 2022[22]. - Cash and cash equivalents at the end of Q1 2023 amounted to CNY 653,642,125.85, compared to CNY 1,036,688,835.83 at the end of Q1 2022, reflecting a decrease of 37.0%[23]. - The company reported cash inflow from financing activities of CNY 234,000,000.00 in Q1 2023, up from CNY 69,900,000.00 in Q1 2022, representing a growth of 234.5%[22]. - The net cash flow from financing activities in Q1 2023 was CNY 161,813,636.72, compared to a net outflow of CNY 11,702,409.95 in the same quarter last year[22]. - The cash outflow for investing activities in Q1 2023 was CNY 44,206,548.82, an increase from CNY 21,659,401.39 in Q1 2022[22]. - The company received CNY 3,998,814.97 from investment cash inflows in Q1 2023, down from CNY 18,427,759.75 in Q1 2022, indicating a decline of 78.3%[22]. - The net increase in cash and cash equivalents for Q1 2023 was CNY 348,547,751.73, compared to a decrease of CNY 15,514,594.21 in Q1 2022[23]. - The company reported a significant increase in cash received from other operating activities, totaling CNY 85,886,662.93 in Q1 2023, compared to CNY 42,970,816.77 in Q1 2022, marking an increase of 99.5%[22]. Assets and Liabilities - Total assets at the end of the reporting period reached CNY 7,928,318,176.29, representing a 33.87% increase from the end of the previous year[6]. - Total assets as of Q1 2023 amounted to CNY 7,928,318,176.29, compared to CNY 5,922,304,327.90 in the previous year[17]. - Total liabilities for Q1 2023 were CNY 4,915,187,177.61, an increase from CNY 3,023,731,597.34 in Q1 2022[17]. - The company's total equity reached CNY 3,013,130,998.68 in Q1 2023, compared to CNY 2,898,572,730.56 in the same quarter last year[17]. - The company's equity attributable to shareholders increased by 4.11% to CNY 2,901,603,513.46 compared to the end of the previous year[6]. Operational Metrics - The weighted average return on equity rose by 2.08 percentage points to 5.01%[5]. - The company reported a significant increase in accounts receivable by 201.81%, attributed to an increase in customer payments[7]. - Accounts receivable increased dramatically to RMB 2,881,348,028.94 from RMB 954,683,976.97, reflecting a rise of approximately 201.5%[15]. - Inventory levels increased by 52.96% due to a rise in operational stock[7]. - Inventory levels surged to RMB 1,306,472,277.82, compared to RMB 854,101,778.16, marking an increase of around 53%[15]. - The company experienced a 646.01% increase in accounts payable, indicating a rise in payments owed to suppliers[7]. - The company reported a significant increase in current assets, totaling RMB 6,779,311,281.60 as of March 31, 2023, compared to RMB 4,754,662,479.04 on December 31, 2022, representing a growth of approximately 42.5%[15]. Investments and Acquisitions - The company completed the acquisition of a 67% stake in Shaanxi Shanjin Mining Co., Ltd. for a total consideration of RMB 130.65 million, securing key mining rights[12]. - A partnership was established with Lighthouse Silicon Stone Mining Co., Ltd., involving an investment of RMB 25.75 million for a 35% equity stake[13]. - The company has completed the necessary licensing for the Shaanxi mining project, enhancing operational capabilities[12]. Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 65,756[9]. - The top two shareholders, Jinan High-tech Holding Group Co., Ltd. and Hainan Houai Technology Co., Ltd., hold 29.20% and 17.22% of shares, respectively[10]. - The company has no known related party relationships among the top shareholders, ensuring independent governance[11].

Financial Performance - The company's operating revenue for the first half of 2023 was ¥915,322,279.45, a decrease of 81.63% compared to ¥4,981,750,674.64 in the same period last year[21]. - The net profit attributable to shareholders of the listed company reached ¥256,834,570.36, an increase of 138.96% from ¥107,478,812.48 in the previous year[21]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥259,119,198.91, up 142.46% from ¥106,869,395.53 year-on-year[21]. - The net cash flow from operating activities was ¥87,060,220.54, a significant recovery from a negative cash flow of -¥138,491,648.04 in the same period last year[21]. - The total assets at the end of the reporting period were ¥8,193,886,659.68, an increase of 38.36% compared to ¥5,922,304,327.90 at the end of the previous year[21]. - The net profit for the first half of 2023 reached CNY 256,665,231.96, a significant increase from CNY 107,282,101.05 in the same period of 2022, representing a growth of approximately 139.5%[110]. - The company reported a total comprehensive income of CNY 302,936,336.10 for the first half of 2023, compared to CNY 117,916,231.25 in the same period of 2022, marking an increase of about 156.5%[111]. Earnings and Shareholder Returns - Basic earnings per share increased by 138.89% to CNY 0.3280 compared to the same period last year[22]. - Diluted earnings per share also rose by 138.89% to CNY 0.3280 year-on-year[22]. - The weighted average return on equity increased by 4.68 percentage points to 8.81%[22]. - There are no plans for profit distribution or capital reserve transfers for the half-year period[69]. Market and Industry Trends - Domestic gold consumption reached 554.88 tons, a year-on-year increase of 16.37%[25]. - The average price of gold in Shanghai was CNY 432.09 per gram, up 10.91% year-on-year[25]. - The market size of vanadium flow batteries is projected to reach CNY 28.2 billion in 2023, with a compound annual growth rate of 163.3% from 2021 to 2025[27]. - China's foreign trade import and export scale exceeded CNY 20 trillion in the first half of 2023, achieving positive growth in both quarters[28]. - Exports of "new three samples" products, including electric vehicles, lithium batteries, and solar cells, increased by 61.6%[29]. - Imports of energy products, including crude oil and natural gas, increased by 33.2% year-on-year[30]. Acquisitions and Investments - The company completed the acquisition of 100% equity in the Pakingo Gold Mine, which has a resource reserve of 7.883 million tons and a gold metal content of 170.6 thousand ounces[33]. - The Pakingo project reached full production capacity post-acquisition, producing 50,000 ounces of gold (equivalent to 1.56 tons) in the first half of 2023[33][40]. - The company invested 25.75 million RMB to acquire a 35% stake in the Liaoyang Shuangli silicon stone mine, marking a significant step in its Northeast mining strategy[44]. - The first phase of the Liaoyang silicon stone project is designed for an annual capacity of 500,000 tons, with construction expected to complete by March 2024[45]. Financial Position and Liabilities - The company's total liabilities included accounts payable of ¥2,029,738,202.89, which increased by 796.01% year-over-year, driven by higher supplier payments[52]. - The company's contract liabilities stood at ¥544,936,381.79, marking a significant increase of 1,512.14% compared to the previous year, due to increased customer prepayments[52]. - The company's total liabilities increased to CNY 5,017,834,367.01 from CNY 3,023,731,597.34, reflecting a growth of about 66.1%[104]. - The company's total cash and cash equivalents included restricted cash of ¥155,992,968.58, which is held as guarantees[55]. Operational Efficiency and Strategy - The company is focusing on optimizing production processes at the Pakingo mine to enhance efficiency and reduce costs[40]. - The company aims to expand its product structure and enhance profitability by integrating resources and developing new business segments[34]. - The company plans to enhance digital governance through the implementation of SAP ERP systems, integrating various business functions for improved efficiency[46]. - The company is committed to diversifying its market and industry presence while maintaining high-quality growth in its bulk commodity trading business[38]. Governance and Compliance - The company is committed to environmental protection and sustainable development, ensuring compliance with relevant laws and regulations[72]. - The company has not reported any administrative penalties related to environmental issues during the reporting period[71]. - The company has established an independent financial accounting department and management system, ensuring financial independence[81]. - There were no significant lawsuits or arbitration matters during the reporting period, indicating a stable legal environment for the company[83]. Shareholder Structure - The total number of ordinary shareholders as of the end of the reporting period was 55,320[90]. - The largest shareholder, Jinan High-tech Holdings Group Co., Ltd., holds 230,070,000 shares, accounting for 29.38% of the total shares[93]. - The second-largest shareholder, Hainan Houai Technology Co., Ltd., holds 134,828,458 shares, representing 17.22% of the total shares[93]. - The company’s share capital structure remained unchanged during the reporting period[90]. Future Outlook - The company has set a future performance guidance aiming for a recovery in revenue growth in the second half of 2023[125]. - The company plans to expand its market presence through strategic partnerships and potential acquisitions in the upcoming quarters[125]. - The company is focusing on improving operational efficiency to mitigate losses and enhance profitability moving forward[125].

山东玉龙黄金股份有限公司董事会 2024 年 4 月 15 日 董事会对独立董事独立性情况评估的专项意见 根据《上市公司独立董事管理办法》、《上海证券交易所上市 公司自律监管指引第 1 号——规范运作》等法律法规的规定，山东 玉龙黄金股份有限公司（以下简称"公司"）董事会对公司在任独 立董事陈衍景先生、王建平先生、邓旭先生的独立性情况进行评估 并出具如下专项意见： 经核查公司独立董事陈衍景先生、王建平先生、邓旭先生的任 职经历以及签署的相关自查文件，与公司以及主要股东之间不存在 利害关系或其他可能妨碍其进行独立客观判断的关系，不存在影响 独立董事独立性的情况，符合《上市公司独立董事管理办法》《上 海证券交易所股票上市规则》《上海证券交易所上市公司自律监管 指引第 1 号——规范运作》中对独立董事独立性的相关要求。 山东玉龙黄金股份有限公司 ...

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 证券代码：601028 证券简称：玉龙股份 公告编号：2024-009 山东玉龙黄金股份有限公司 关于公司及控股子公司申请综合授信及提供担保额度预计的公告 | | | | 截至目前 | 本次担 | 担保额度占 | 是否 | 是否 | | --- | --- | --- | --- | --- | --- | --- | --- | | 被担保方 | 持股 | 资产负 | 担保余额 | 保额度 | 上市公司最 | 关联 | 有反 | | | 比例 | 债率 | | | 近一期净资 | | | | | | | （亿元） | （亿元） | 产比例 | 担保 | 担保 | | NQM Gold 2 Pty Ltd | 100% | 28.34% | 0 | 3 | 9.23% | 否 | 否 | | 陕西山金矿业有限公司 | 67% | 107.50% | 0 | 8 | 24.62% | 否 | 否 | | 上海钜库能源有限公司 | 100% | 88.48% | 2.48 | 2 | ...

目 录 | 项 目 | 起始页码 | | --- | --- | | 专项审核报告 | 1 | | 关于业绩承诺实现情况的专项说明 | 3 | 近太(集团)会计师事务所(特殊普通合伙) sia Pacific (Group) CPAs(Special General Partnership) 关于山东玉龙黄金股份有限公司 业绩承诺实现情况的 专项审核报告 亚会核字（2024）第 01370004 号 亚太（集团）会计师事务所（特殊普通合伙） 二〇二四年四月十五日 地址:北京市丰台区丽泽路 16号 院 3 号楼 20 层 2001 邮编:100073. 电话/传真：010-88312386 关于 NQM Gold 2 Ptv Ltd 业绩承诺实现情况的专项审核报告 亚会核字(2024)第 01370004 号 山东玉龙黄金股份有限公司全体股东: 我们接受委托,对后附的山东玉龙黄金股份有限公司（以下简称"玉龙股份"） 编制的 2023 年度的《关于 NOM Gold 2 Pty Ltd 业绩承诺实现情况的说明》进行了专 项审核。 一、管理层的责任 按照《上市公司重大资产重组管理办法》的有关规定，编制《关于 NQM ...

山东玉龙黄金股份有限公司 2023 年度独立董事述职报告 作为山东玉龙黄金股份有限公司（以下简称"公司"）的独立董事，2023年 度，本人严格按照《公司法》、《证券法》、《上市公司独立董事管理办法》、 《上市公司治理准则》等法律、法规，以及《公司章程》、《公司独立董事制 度》等内部管理制度有关规定，在工作中勤勉尽责，积极出席相关会议，运用 知识和经验对公司规范和发展提出意见和建议，切实维护了公司、股东尤其是 中小投资者的利益。现将本人2023年度履职情况报告如下： 一、 独立董事的基本情况 本人主要从事地质研究相关工作，在矿山地质、探矿找矿等领域积累了丰 富的经验，现将本人报告期内工作履历、专业背景、兼职情况报告如下： （一）个人工作履历、专业背景以及兼职情况 陈衍景，男，1962 年出生，中国国籍，无境外永久居留权，博士，教授。 现任北京大学地球与空间科学学院教授、博士导师。曾兼任北京国际矿权交易所 独立董事、中国矿业联合会委员、中国矿物岩石地球化学学会矿床地球化学专业 委员会委员、中国地质学会矿床地质专业委员会委员、中国区域学会矿产资源专 业委员会委员、日本资源地质学会特别外籍会员、中科院地球化学研究所" ...

一、 召开会议的基本情况 证券代码：601028 证券简称：玉龙股份 公告编号：2024-013 山东玉龙黄金股份有限公司 关于召开 2023 年年度股东大会的通知 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： (一) 股东大会类型和届次 2023 年年度股东大会 召开的日期时间：2024 年 5 月 7 日 14 点 30 分 召开地点：中国（山东）自由贸易试验区济南片区经十东路 7000 号汉峪金 谷 A4-4 产业金融大厦 12 层会议室 股东大会召开日期：2024年5月7日 本次股东大会采用的网络投票系统：上海证券交易所股东大会网络投票 系统 (二) 股东大会召集人：董事会 (三) 投票方式：本次股东大会所采用的表决方式是现场投票和网络投票相结 合的方式 (四) 现场会议召开的日期、时间和地点 (五) 网络投票的系统、起止日期和投票时间。 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自 2024 年 5 月 7 日 至 2024 年 5 月 7 日 采用上海证券交易所网络投票系 ...

山东玉龙黄金股份有限公司 第六届监事会第九次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、监事会会议召开情况 证券代码：601028 证券简称：玉龙股份 公告编号：2024-007 （一）本次会议的召集和召开符合《公司法》和《公司章程》的有关规定； 表决结果：3 票同意，0 票弃权，0 票反对，通过本议案。 具体内容见上海证券交易所网站（www.sse.com.cn）。 （二）公司于 2024 年 4 月 3 日以书面方式向公司全体监事发出召开公司第 六届监事会第九次会议的通知； （三）会议于 2024 年 4 月 15 日在公司会议室以现场结合通讯方式召开并进 行表决； （四）会议应出席监事 3 名，实际出席监事 3 名； （五）会议由监事会主席王浩先生主持。 二、监事会会议审议情况 经与会监事充分讨论，会议审议通过了如下议案： （一）《2023 年度监事会工作报告》 表决结果：3 票同意，0 票弃权，0 票反对，通过本议案。 本议案尚需提交公司股东大会审议。 （二）《2023 年年度报告及摘要》 公司全 ...