董事會會議召開日期 本公告乃根據香港聯合交易所有限公司證券上市規則第13.43條而刊發。 香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責， 對其準確性或完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何 部份內容而產生或因倚賴該等內容而引致的任何損失承擔任何責任。 于麗娜 公司秘書 中國 • 洛陽 二零二三年十月十三日 第一拖拉機股份有限公司（「本公司」）的董事（「董事」）會（「董事會」）茲通告謹定於二 零二三年十月二十七日舉行董事會會議，以審議及批准（當中包括）本公司及其附屬 公司截至二零二三年九月三十日止九個月的第三季度業績以作刊發之用，以及處理 任何其他事項。 承董事會命 第一拖拉機股份有限公司 於本公告日期，董事會成員包括執行董事劉繼國先生（董事長）；非執行董事張治宇 先生、方憲法先生及張斌先生；以及獨立非執行董事薛立品先生、王書茂先生及 徐立友先生。 * 僅供識別 ...

证券代码：601038 证券简称：一拖股份 公告编号：临 2023-30 第一拖拉机股份有限公司 关于增加部分日常关联交易 2023 年预计上限金额的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 第一拖拉机股份有限公司（以下简称"公司"）拟增加与控股股东中 国一拖集团有限公司（以下简称"中国一拖"）及其子公司部分日常关联交易 2023 年预计交易金额 7,000 万元，公司连续 12 个月与同一关联方中国一拖及 其子公司发生的关联交易金额（包括此次增加的交易金额）累计计算后未达到 公司股东大会审议标准，该事项无需提交股东大会审议。 按照上交所上市规则第 6.3.3 条规定，公司副总经理同时担任采埃孚 一拖（洛阳）车桥有限公司（以下简称"采埃孚车桥公司"）董事长，因此， 公司与采埃孚车桥公司之间的交易构成关联交易。此次公司拟增加与联营企业 采埃孚车桥公司《销售框架协议》《技术许可协议》2023 年日常关联交易预计 上限金额 4,518 万元，公司连续 12 个月与同一关联方采埃孚车桥公司发生的关 联交易金 ...

独立董事: v in 第一拖拉机股份有限公司独立董事 关于增加公司2023年日常关联交易上限金额 的独立意见 根据中国证监会《上市公司独立董事管理办法》、上海 证券交易所《股票上市规则》《上海证券交易所上市公司自 律监管指引第 5 号——交易与关联交易》及第一拖拉机股份 有限公司（以下简称"公司"）《章程》《独立董事工作制度》 规定，作为公司独立董事，经认真审议《关于增加公司 2023 年关联交易上限金额的议案》，发表独立意见如下： 1、本次增加日常关联交易上限的审议程序符合上海证券 交易所上市规则及相关规定。 2、增加后的年度上限预计金额符合公司正常运营需要， 符合关联交易公平合理原则，不存在损害公司及公司股东， 特别是中小股东利益的情况。 拖拉机股份有限公司 第 FIRST TRACTOR COMPANY LIMITED (本页无正文，为第一拖拉机股份有限公司独立董事关于增加公司 2023 年日常 关联交易上限金额的独立意见签字页） 薛立品 王书茂 徐立友 王书茂 徐立友 拖拉机股份有限公司 RST TRACTOR COMPANY LIMITED (本页无正文,为第一拖拉机股份有限公司独立董事关于增加公司 ...

重要提示 無 六、 前瞻性陳述的風險聲明 本報告涉及的本公司發展戰略、經營計劃等前瞻性陳述不構成本公司對投資者的實質承諾，敬請投資者注意 風險。 七、 是否存在被控股股東及其他關聯方非經營性佔用資金情況？ 否 八、 是否存在違反規定決策程序對外提供擔保的情況？ 否 詳見本報告第三節《管理層討論與分析》。 重要提示 一、 本公司董事會、監事會及董事、監事、高級管理人員保證半年度報告內容的真實性、準確性、完整性，不存在 虛假記載、誤導性陳述或重大遺漏，並承擔個別和連帶的法律責任。 二、 公司全體董事出席董事會會議。 三、 本半年度報告未經審計。 四、 公司負責人劉繼國、主管會計工作負責人康志鋒及會計機構負責人（會計主管人員）蔣靜媛聲明：保證半年度 報告中財務報告的真實、準確、完整。 五、 董事會決議通過的本報告期利潤分配預案或公積金轉增股本預案 目錄 | 第一節 | 釋義 | 3 | | --- | --- | --- | | 第二節 | 公司簡介和主要財務指標 | 6 | | 第三節 | 管理層討論與分析 | 11 | | 第四節 | 公司治理 | 24 | | 第五節 | 環境與社會責任 | 27 | | 第 ...

一、说明会类型 第一拖拉机股份有限公司（以下简称"公司"）已于 2023 年 8 月 29 日在《中 国证券报》《上海证券报》及上海证券交易所网站发布公司《2023 年半年度报告》， 为使广大投资者更全面深入地了解公司 2023 年半年度经营业绩，公司计划于 2023 年 9 月 11 日（星期一）16:00-17:00 以视频直播结合网络互动形式召开 2023 年半年度业绩说明会，在信息披露允许的范围内就投资者普遍关注的问题进行沟 通和交流。 二、说明会召开的时间、地点 （一）会议召开时间：2023 年 9 月 11 日（星期一）16:00-17:00 证券代码：601038 证券简称：一拖股份 公告编号：临 2023－28 第一拖拉机股份有限公司 关于召开 2023 年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： （二）投资者可于 2023 年 9 月 4 日（星期一）至 2023 年 9 月 8 日（星期五） 16:00 前 登 录 上 证 路 演 中 心 网 站 首 页 ， ...

Financial Performance - The net profit for the reporting period was RMB 2,080.31 million, reflecting a 35.06% increase compared to RMB 1,540.25 million in the previous year[4]. - The company reported a total comprehensive income of CNY 826,223,921.78 for the period[18]. - The company’s comprehensive income for the period amounted to 758,214,653.00 RMB, contributing to an increase in retained earnings[195]. - The company distributed dividends totaling 257,982,139.28 RMB during the reporting period[192]. Assets and Liabilities - The company's total assets at the end of the reporting period amounted to RMB 14,205.31 million, with overseas assets accounting for RMB 97.70 million, representing 0.69% of total assets[5]. - The company's asset-liability ratio increased to 50.70%, up 0.71 percentage points from the previous period[10]. - Cash and cash equivalents decreased by 39.16% from RMB 4,363.74 million to RMB 2,655.05 million due to increased purchases of large certificates of deposit[1]. - The company held debt investments totaling RMB 3,085.29 million, which increased by 183.95% from RMB 1,086.57 million due to the acquisition of large certificates of deposit[1]. - The company held its first extraordinary shareholders' meeting in 2023, approving the purchase of financial products using idle funds[24]. - The total equity attributable to shareholders was 5,958,084,951.80 RMB at the end of the previous period, with a total equity of 6,497,170,875.90 RMB[194]. Receivables and Payables - Accounts receivable increased by 225.07% from RMB 351.79 million to RMB 1,143.56 million, influenced by seasonal sales peaks in agricultural machinery[1]. - The company’s total receivables at the end of the period stood at ¥53,140,706.90, compared to ¥26,664,987.91 at the beginning, indicating a growth of approximately 99.9%[156]. - The provision for bad debts increased to ¥367,947,227.53 from ¥350,180,145.80, reflecting a rise in credit risk management[101]. - The company reported a total of ¥123,113,836.52 in accounts receivable with a bad debt provision of ¥8,142,057.73, indicating a focus on managing credit risk[105]. - The company’s accounts payable increased by 42.40% from RMB 2,286.96 million to RMB 3,256.75 million, reflecting increased raw material purchases[4]. Cash Flow - The net cash flow from operating activities for the first half of 2023 was RMB 954,344,139.53, a decrease of 70.9% compared to RMB 3,275,783,250.74 in the same period of 2022[186]. - Total cash inflow from operating activities amounted to RMB 5,732,851,066.37, down from RMB 6,751,912,591.69 year-on-year[186]. - Cash outflow from operating activities increased to RMB 4,778,506,926.84, compared to RMB 3,476,129,340.95 in the previous year[186]. - The total cash and cash equivalents at the end of the period were RMB 2,239,572,429.19, down from RMB 5,126,484,279.03 at the end of the previous year[188]. - The cash inflow from sales of goods and services was RMB 5,482,238,621.05, an increase from RMB 5,293,082,906.48 in the previous year[186]. Taxation - The company reported a significant increase in tax liabilities, with amounts due rising by 236.22% from RMB 21.05 million to RMB 70.77 million due to sustained profit growth[4]. - The company applies a VAT rate of 13% for domestic sales and 9% for certain services, with a corporate income tax rate of 25%[47]. - The company has recognized tax benefits, including a 15% corporate income tax rate for its high-tech subsidiaries, which may enhance profitability going forward[85]. Environmental Compliance - The company has established 16 sets of pollution control facilities to manage wastewater and exhaust emissions, ensuring compliance with environmental standards[58]. - The company achieved a 100% compliance rate for monitoring emissions from all pollution sources during the reporting period[65]. - The company has received no administrative penalties for environmental issues during the reporting period[66]. - The company has developed an emergency response plan for environmental incidents, conducting annual training and drills to ensure preparedness[62]. Strategic Initiatives - The company anticipates risks related to the transition to National IV emission standards, which may suppress user purchasing willingness and lead to a decline in market sales in the short term[19]. - The company aims to leverage its advantages in diesel engines and mainframe products to enhance product reliability and competitiveness in response to the National IV transition[19]. - The company plans to deepen its focus on five key overseas markets and optimize its product mix to maintain a competitive edge amid changing international market conditions[21]. - The company is committed to expanding its agricultural machinery product range while maintaining its competitive advantage in tractor products[21]. Related Party Transactions - The company reported a rental income of 800 million for housing leases and 1.4 billion for land leases from its controlling shareholder, China Yituo, with respective gross profit margins of 91.85% and 92.66%[117]. - The company plans to engage in transactions with its controlling shareholder, China Yituo, with an estimated transaction amount of ¥71 million for procurement agreements[110]. - The financial services agreement with Guoji Finance Company includes deposits totaling 200 billion, with an interest rate not lower than the benchmark rates of major independent commercial banks, and loans amounting to 240 billion, with an interest rate capped at the lower of market rates[117]. Inventory Management - The inventory at the end of the period amounts to CNY 1,297,171,799.48, with a provision for inventory depreciation of CNY 106,605,002.53[12]. - The raw materials inventory decreased by CNY 1,324,040.17 during the period, resulting in a final balance of CNY 71,904,149.15[12]. - The company has not recognized any impairment losses on inventory during the reporting period[18].

Financial Performance - Total operating revenue for the six months ended June 30, 2023, was RMB 7,248,544,566.19, compared to the previous year[2] - Net profit attributable to shareholders for the same period was RMB 754,144,938.68, with earnings per share of RMB 0.6712[2] - Total operating revenue for the first half of 2023 reached CNY 7,248,544,566.19, an increase of 9.3% compared to CNY 6,630,331,281.57 in the same period last year[8] - Net profit for the first half of 2023 was CNY 764,475,408.69, representing a significant increase of 31.5% from CNY 581,385,424.32 in the previous year[9] - Operating profit increased to CNY 818,317,831.85, up 39.4% from CNY 586,835,323.93 year-on-year[9] - The company reported a total profit of CNY 820,998,952.24, an increase of 39.4% compared to CNY 588,874,686.14 in the same period last year[9] - Basic earnings per share rose to CNY 0.6712, compared to CNY 0.5175 in the previous year, reflecting improved profitability[11] - The company achieved investment income of CNY 68,466,234.58, up from CNY 32,825,671.32 in the previous year, indicating better investment performance[8] Assets and Liabilities - Current assets totaled RMB 7,132,248,470.93 as of June 30, 2023, down from RMB 7,882,202,099.51 at the end of 2022, representing a decrease of approximately 9.5%[3] - Non-current assets increased to RMB 7,073,057,302.02 as of June 30, 2023, from RMB 5,109,363,382.17 at the end of 2022, reflecting an increase of approximately 38.5%[4] - Total assets amounted to RMB 14,205,305,772.95, up from RMB 12,991,565,481.68 at the end of 2022, indicating a growth of about 9.3%[7] - Total liabilities reached RMB 7,202,010,187.39, compared to RMB 6,494,394,605.75 at the end of 2022, marking an increase of approximately 10.9%[6] - Shareholders' equity attributable to the parent company increased to RMB 6,460,275,649.38 from RMB 5,958,084,951.83, representing a growth of about 8.4%[7] Cash Flow and Working Capital - The company’s cash and cash equivalents decreased to RMB 2,655,047,976.99 from RMB 4,363,742,346.01, indicating a decline of approximately 39%[3] - Operating cash flow from operating activities decreased by 70.87% to ¥954,344,139.53, down from ¥3,275,783,250.74[54] - Net cash flow from operating activities decreased by RMB 2,321.44 million compared to the same period last year, mainly due to the restructuring of a financial company and the gradual cessation of financial operations[56] - Net cash flow from investing activities increased by RMB 1,816.67 million compared to the same period last year, primarily due to the purchase of structured deposits and large-denomination certificates of deposit[56] - Net cash flow from financing activities decreased by RMB 138.77 million compared to the same period last year, with a net decrease in borrowings of RMB 50 million and an increase in dividend payments of RMB 72 million[56] Accounts Receivable and Payable - The company reported a significant increase in accounts receivable, which rose to RMB 1,143,555,992.17 from RMB 351,792,105.00, reflecting a growth of approximately 224%[3] - The total accounts payable rose from CNY 2,286,961,766.98 to CNY 3,256,745,626.83, reflecting an increase of approximately 42%[38] - The company reported a total of CNY 367,947,227.53 in bad debt provisions at the end of the period, up from CNY 350,180,145.80 at the beginning, marking an increase of about 5%[36] - The company’s accounts receivable aging report shows that the amount overdue for more than three years remained stable at CNY 340,805,592.05, indicating no significant change[30] Market and Operational Strategy - The company plans to continue expanding its market presence in agricultural machinery and power machinery sectors, leveraging its strong financial performance to support growth initiatives[12] - The company is focusing on quality management, market promotion, and cost control for its new National IV products[49] - The company aims to improve operational management and efficiency to enhance value creation capabilities[53] - The company is focusing on technological innovation and product upgrades, particularly in high-end tractor development and specialized models for hilly and mountainous areas[52] - The company aims to enhance its market share by improving the reliability and cost-effectiveness of its products in response to the new National IV emission standards[69] Shareholder Information - The total number of ordinary shareholders as of the reporting period end was 31,872, with 31,556 A-share holders and 316 H-share holders[82] - The largest shareholder, China Yituo Group Co., Ltd., held 548,485,853 shares, representing 48.81% of the total shares[83] - The top ten shareholders included HKSCC Nominees Limited with 387,975,309 shares (34.53%) and Hong Kong Central Clearing Limited with 10,147,486 shares (0.90%)[83] - China Yituo holds 548,485,853 A-shares, representing 74.96% of the beneficial equity and 48.81% of the total equity[88] Governance and Compliance - The company adhered to all principles of the Corporate Governance Code as per the Stock Exchange listing rules during the reporting period[80] - The mid-year results for 2023 have been reviewed by the company's audit committee[81] - The company reported no significant contingent liabilities as of June 30, 2023[79] Employment and Human Resources - As of June 30, 2023, the company employed 7,026 staff members, implementing a salary system linked to job performance[78]

证券代码：601038 证券简称：一拖股份 公告编号：临 2023-27 第一拖拉机股份有限公司 根据《企业会计准则》和公司会计政策的相关要求，为更加准确反映公司 的资产运营质量，公司对已取得确凿证据，符合核销条件的下列资产进行核销 处理。 单位：万元 | 核销资产种类 | 核销资产原值 | 已计提减值准备金额 | | --- | --- | --- | | 应收款项 | 17,227.14 | 17,227.14 | | 委托贷款 | 16,673.36 | 16,673.36 | | 长期股权投资 | 4,650.00 | 4,650.00 | | 合计 | 38,550.50 | 38,550.50 | 二、本次资产核销对公司的影响 本次资产核销符合《企业会计准则》规定及公司实际情况，公司对于上述 资产已全额计提减值准备，核销事项不会对公司当期利润产生影响，不存在损 害公司和全体股东利益的情形。 特此公告。 第一拖拉机股份有限公司董事会 关于资产核销的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 第一拖拉机 ...

本次会计政策变更是第一拖拉机股份有限公司（以下简称"公司"）根 据财政部发布的企业会计准则解释进行的相应变更，不会对公司财务状况、经 营成果、现金流量产生重大影响。 第一拖拉机股份有限公司 关于会计政策变更的公告 重要内容提示： 证券代码：601038 证券简称：一拖股份 公告编号：临 2023-26 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 一、概述 （一）会计政策变更的原因 2022 年 11 月 30 日，财政部发布的《企业会计准则解释第 16 号》（财会 〔2022〕31 号）（以下简称《准则解释第 16 号》）规定了"关于单项交易产 生的资产和负债相关的递延所得税不适用初始确认豁免的会计处理"，公司根 据上述要求对会计政策进行相应变更。 本次变更是公司依据法律法规和国家统一会计制度要求进行的变更，根据 《上海证券交易所股票上市规则》规定，可免于提交董事会、监事会和股东大 会审议。 （二）会计政策变更的日期 公司自 2023 年 1 月 1 日起开始执行《准则解释第 16 号》。 （三）变更前后采用的会计准 ...

证券代码：601038 证券简称：一拖股份 公告编号：临 2023－25 第一拖拉机股份有限公司 第九届董事会第十二次会议决议公告 本公司董事会及全体董事保证本公告内容不存在虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 第一拖拉机股份有限公司（以下简称"公司"）第九届董事会于 2023 年 8 月 28 日在河南省洛阳市建设路 154 号公司营业地召开第十二次会议（以下简称 "本次会议"），本次会议应出席董事 7 名，实际出席董事 7 名，董事长刘继国先 生主持会议，本次会议召开符合有关法律法规和公司《章程》的规定。公司监事 及部分高级管理人员列席本次会议。经与会董事认真审议议案，形成以下决议： 一、审议通过《公司 2023 年半年度报告及摘要、公司 2023 年半年度业绩 公告》 同意公司 2023 年半年度报告及摘要、2023 年半年度业绩公告，并授权公司 董事会秘书根据公司上市地《上市规则》进行披露。 表决结果：7票同意，0票弃权，0票反对。 特此公告。 表决结果：7票同意，0票弃权，0票反对。 二、审议通过《关于修订公司<资产减值准备核销管理办法>的议案》 ...