国浩律师（上海）事务所 关于 上海大智慧股份有限公司 2023 年年度股东大会 之 法律意见书 上海市北京西路 968 号嘉地中心 23-25 层 邮编：200041 23-25/F, Garden Square, 968 West Beijing Road, Shanghai 200041, China 电话/Tel: (+86)(21) 5234 1668 传真/Fax: (+86)(21) 5243 3320 网址/Website: http://www.grandall.com.cn 二〇二四年五月 国浩律师（上海）事务所 法律意见书 法律意见书 致：上海大智慧股份有限公司 作为具有从事中国法律业务资格的律师事务所，国浩律师（上海）事务所（以 下简称"本所"）接受上海大智慧股份有限公司（以下简称"公司"）的委托，根据 《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证券 法》（以下简称"《证券法》"）、中国证券监督管理委员会《上市公司股东大会 规则》（以下简称"《股东大会规则》"）等法律法规及规范性文件的规定，指派 本所律师出席公司2023年年度股东大会（以下简称"本次股东大会"） ...

证券代码：601519 证券简称：大智慧 公告编号：2024-017 上海大智慧股份有限公司 2023 年年度股东大会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本次股东大会由公司董事会召集，会议由董事长张志宏先生主持， 本次会议是否有否决议案：无 一、会议召开和出席情况 (一)股东大会召开的时间：2024 年 5 月 16 日 (二)股东大会召开的地点：上海市浦东新区东方路 889 号上海红塔豪 华精选酒店 3 楼萧邦厅 (三)出席会议的普通股股东和恢复表决权的优先股股东及其持有股 份情况： | 1、出席会议的股东和代理人人数 | 14 | | --- | --- | | 2、出席会议的股东所持有表决权的股份总数（股） | 723,332,654 | | 3、出席会议的股东所持有表决权股份数占公司有 | 35.8187 | | 表决权股份总数的比例（%） | | (四)表决方式是否符合《公司法》及《公司章程》的规定，大会主持 情况等。 以现场会议的方式召开，投票采用现场投票与网络投票相结合的方式 ...

证券代码：601519 证券简称：大智慧 编号：临 2024-016 上海大智慧股份有限公司 关于持股 5%以上股东部分股份质押的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 湘财股份持有公司无限售条件流通股 284,997,089 股，占公司总 股本的 14.11%；本次质押股份数量 7,500,000 股；本次质押后, 持有公司股份累计质押数量 235,292,089 股，占其持股数量比例 为 82.56%，占公司总股本比例为 11.65%。 上海大智慧股份有限公司董事会 二〇二四年四月二十六日 2 股东名称 湘财股份 持股数量（股） 284,997,089 持股比例 14.11% 本次质押前累计质押数量（股） 227,792,089 本次质押后累计质押数量（股） 235,292,089 占其所持股份比例 82.56% 占公司总股本比例 11.65% 已质押股 份情况 已质押股份中限售股份数量（股） 0 已质押股份中冻结股份（股） 0 未质押股 份情况 未质押股份中限售股份数量（股） 0 未质押股份 ...

2024 年第一季度报告 证券代码：601519 证券简称：大智慧 上海大智慧股份有限公司 2024 年第一季度报告 重要内容提示 第一季度财务报表是否经审计 一、 主要财务数据 | --- | --- | --- | |-----------------------------------------------|-----------------|-------------------------------------| | | | 单位：元 币种：人民币 | | 项目 | 本报告期 | 本报告期比上年同期增 减变动幅度 (%) | | 营业收入 | 159,647,060.21 | -5.07 | | 归属于上市公司股东的净利润 | -68,670,354.24 | -122.52 | | 归属于上市公司股东的扣除非经常性损益的 净利润 | -61,531,761.64 | 不适用 | | 经营活动产生的现金流量净额 | -129,481,458.12 | 不适用 | | 基本每股收益（元 /股） | -0.034 | -122.37 | | 稀释每股收益（元 /股） | -0.034 | -122. ...

Topic 1: Product Development and Innovation - Accelerate the development of the HarmonyOS version and continuously improve the Xinchuang and national cryptography projects, with the PC version of Hui Investment adding a classic client mode to achieve full Xinchuang support for the PC version[2] - The company will continue to improve the functionality and services of its securities information platform mobile APP and PC products, enhancing product quality and optimizing user experience[6] - The company will focus on promoting AI applications, leveraging artificial intelligence for cost reduction and efficiency improvement, and timely planning for information and data, mobile infrastructure, and PC professional terminal infrastructure[18] - Continued investment in R&D funding and human resources to explore intelligent data collection, processing, cleaning, and integration technologies, aiming to build a comprehensive data governance system[26] - Upgraded core products including the Enterprise Warning App/Professional Edition and Huiyan X-insight Big Data Risk Monitoring System to meet market demands[26] - Focused on user needs to design data service products with usability, accuracy, and comprehensiveness, suitable for various financial application scenarios[26] - The company launched a new product, "Dazhi VIP" financial information terminal, which includes three service modules: factor research, full-chain data, and financial information research institute[71] - The factor research platform integrated over a thousand factors, and the full-chain data tracked hundreds of thousands of company and industry operating data indicators[71] - The company strengthened its AI and big data capabilities, obtaining multiple invention patents in areas such as natural language processing and machine learning[71] - The company's "Enterprise Early Warning" APP and professional version were upgraded to include regional economic comparisons and multi-dimensional information on urban investment bonds[71] - The company launched new asset trading solutions, including futures, CFDs, wealth management, securities investment, forex, and AI indicators and dynamic charts, expanding into Southeast Asian markets such as Malaysia and Indonesia[99] - The company updated its forex product website for individual users and strengthened B2B product sales to enhance customer experience and satisfaction[99] - The company completed several R&D projects, including the bond market infrastructure optimization and the financial big data intelligent analysis platform[120] Topic 2: Overseas Business and Global Strategy - Strengthen the linkage between overseas teams and leverage the group's guidance to enhance the operational advantages of overseas subsidiaries, forming a larger trading network and user base[3] - The company will further advance the steady development of overseas business, forming a stronger user network and trading network[6] - The company's overseas business, Asiadak Network, focused on developing new products to meet international market demands and drive global strategy[71] - The company has a strong international presence with subsidiaries in Hong Kong, Singapore, and Tokyo, focusing on financial terminals, data, trading systems, and advertising[106] - The company's overseas assets amount to 601,679,740.11 yuan, accounting for 26.15% of total assets[126] Topic 3: Financial Performance and Key Metrics - Net profit attributable to shareholders in 2023 was RMB 102,421,517.25[31] - Parent company's distributable profit at the end of 2023 was negative RMB -2,034,915,318.28[31] - No profit distribution or capital reserve to share capital conversion for 2023[31] - Revenue for 2023 was 777.39 million yuan, a slight decrease of 0.37% compared to 2022[62] - Net profit attributable to shareholders was 102.42 million yuan, a significant improvement from a loss of 88.31 million yuan in 2022[62] - Operating cash flow for 2023 was 197.68 million yuan, a substantial increase from a negative 22.54 million yuan in 2022[62] - Total assets at the end of 2023 were 2.3 billion yuan, a decrease of 2.18% compared to 2022[62] - The company recognized 335.5 million yuan as non-operating income from a payment by the controlling shareholder[63] - The company incurred a goodwill impairment loss of 72.79 million yuan related to the acquisition of Aidou Technology[63] - Non-recurring gains and losses for 2023 totaled 334.16 million yuan, primarily due to the controlling shareholder's payment[66] - The company's net assets attributable to shareholders increased by 5.09% to 1.69 billion yuan at the end of 2023[62] - The company's adjusted revenue (excluding non-core business income) was 772.81 million yuan, a decrease of 0.39% compared to 2022[62] - The company's core business (excluding non-recurring items) recorded a loss of 231.74 million yuan in 2023[62] - Revenue for the reporting period was 777.391 million yuan, a year-on-year decrease of 0.37%[71] - Net profit attributable to shareholders of the listed company was 102.4215 million yuan, compared to a loss of 88.3061 million yuan in the same period last year[71] - The company's net profit increased significantly due to a one-time non-operating income of 335,496,631.49 yuan from Zhang Changhong, but excluding this factor, the net profit remained negative[108] - Revenue for the reporting period was 777.39 million yuan, a decrease of 0.37% year-on-year[130] - Net profit attributable to shareholders of the listed company was 102.42 million yuan, but after excluding non-recurring gains, the net profit was -231.74 million yuan[130] - Basic earnings per share for 2023 was 0.051 yuan, compared to -0.044 yuan in 2022[89] - Weighted average return on equity for 2023 was 6.23%, an increase of 11.66 percentage points from 2022[89] - Revenue for the fourth quarter of 2023 was 229,419,238.63 yuan, the highest among all quarters[92] Topic 4: Risk Management and Compliance - The company's main business is highly correlated with the development of the securities market, and fluctuations in the securities market may significantly impact the company's overall operating performance[6] - The company faces the risk of rising labor costs due to the increasing cost of living and social wages, especially in large and medium-sized cities[8] - Strengthened compliance culture and risk control systems to enhance corporate governance and internal control mechanisms[27] - Improved employee compliance awareness and established a stable business philosophy through education, management, and incentives[27] - Enhanced risk management capabilities by continuously improving existing systems and strengthening execution[27] - The company's other receivables with significant bad debt provisions amounted to RMB 47,938,300.90, accounting for 70.34% of the total, with a 100% provision rate[194] - The combined bad debt provision for other receivables was RMB 49,563,295.04, representing 72.73% of the total receivables[194] Topic 5: Corporate Governance and Management - 1 annual general meeting and 1 extraordinary general meeting held in 2023[37] - 6 board meetings conducted in 2023[37] - 59 temporary announcements disclosed in 2023[37] - 3 independent directors out of 7 total board members[37] - 1 employee representative among 3 supervisors[37] - Audit report issued by Zhongxinghua Certified Public Accountants with unqualified opinion[49] - 2023 annual general meeting approved 2022 financial reports and profit distribution plan[41] - The company appointed Shen Jian and Shen Ruibo as vice presidents on August 24, 2023, and adjusted core management salaries to align with regional and industry standards to enhance performance[173] - Total compensation for directors, supervisors, and senior management in 2023 was RMB 8.0956 million[179] - The company held five board meetings in 2023, with all directors attending all sessions, including six meetings attended via teleconference[172] - The company's board approved various reports and proposals, including the 2022 annual report, financial statements, and profit distribution plan, during its meetings in 2023[180] - The company's board of directors approved the 2023 Q3 report and various amendments to corporate governance documents during the 6th meeting of the 5th board[188] - No significant changes in the company's directors, supervisors, or senior management were reported, and no penalties from securities regulators were noted in the past three years[187] - The company's board of directors and senior management compensation is determined through a structured process involving the board's remuneration and assessment committee[185] Topic 6: R&D and Technology Investment - The company's R&D expenses increased due to higher personnel costs, reflecting increased investment in technology development[81] - The company's R&D investment totaled 209,837,978.02 yuan, accounting for 26.99% of the total revenue[120] - R&D expenses accounted for 26.99% of revenue, totaling 209.84 million yuan, an increase of 6.96% year-on-year[131] - The company's R&D team consists of 1,363 employees, representing 68.12% of the total workforce, with 958 holding bachelor's degrees[120] Topic 7: Market and User Base - The company's mobile internet user base and investor numbers continued to grow, with 1.079 billion internet users and 221.4158 million investors in China[73] - PC terminal services for financial information and data continue to grow, mainly driven by the Warning Pass product service[84] - Mobile terminal services for financial information and data saw a significant year-on-year decrease in revenue, with increased service fees and a significant drop in gross margin[84] - The company's financial data and information services cover 90% of insurance institutions, 95% of fund companies, and 70% of securities companies in China[105] - The company's top five customers accounted for 9.64% of total sales, with the largest customer contributing 2.41%[117] - The company's top five suppliers accounted for 25.18% of total procurement, with the largest supplier contributing 11.33%[117] - Top 5 customers accounted for 74.88 million yuan in sales, representing 9.64% of total annual sales, with no related-party sales[138] - Top 5 suppliers accounted for 80.26 million yuan in purchases, representing 25.18% of total annual purchases, with no related-party purchases[140] Topic 8: Business Segments and Revenue Breakdown - The company's advertising business revenue decreased significantly during the period[84] - Insurance brokerage business saw a significant decrease in both revenue and costs due to reduced business scale[84] - Advertising and internet business promotion services revenue decreased by 20.62% year-on-year to 55.30 million yuan[134] - Insurance brokerage business revenue decreased by 42.71% year-on-year to 22.79 million yuan[134] - Financial information services revenue decreased by 0.46% year-on-year to 768.08 million yuan, with a gross margin of 60.10%[134] - The company's gross margin for financial information services decreased by 0.58 percentage points year-on-year[134] - The company's domestic revenue increased by 0.45% year-on-year to 544.82 million yuan, while overseas revenue decreased by 2.35% to 227.99 million yuan[134] - The company's online sales revenue decreased by 4.61% year-on-year to 65.00 million yuan, with a gross margin of 14.93%[134] - The company's offline sales revenue remained stable at 707.81 million yuan, with a gross margin of 64.28%[134] Topic 9: Cash Flow and Financial Position - Net cash flow from operating activities increased to 197.68 million yuan, up from -22.54 million yuan in the previous year[147] - Net cash flow from investing activities increased to 12.27 million yuan, up from -88.54 million yuan in the previous year[147] - Net cash flow from financing activities decreased to -103.89 million yuan, mainly due to restricted stock incentive plan repurchase payments[147] - Trading financial assets decreased by 80.35% to 3.59 million yuan, mainly due to the redemption of matured financial products[148] - Inventory decreased by 99.17% to 28,187.20 yuan, mainly due to the settlement of hardware costs[148] - Total restricted monetary assets amount to RMB 11,044,967.06, including RMB 5,305,000.00 for business guarantees, RMB 70,000.00 for bank guarantee deposits, and RMB 5,669,967.06 for judicial freezing[164] Topic 10: Subsidiaries and Investments - The company's external equity investment increased by approximately 75.79% compared to the same period last year[151] - The company established a new secondary subsidiary "DZH FINTECH CO.LTD" with a registered capital of $1500[151] - The company increased its capital in "Shanghai Dazhi Fund Sales Co., Ltd." by 50 million RMB[151] - The company increased its capital in "aacat fintech Limited" by 50 million HKD[151] - The company established a new secondary subsidiary "aacat International Limited" with a registered capital of 100 million HKD[151] - The company established a new tertiary subsidiary "aacat Technology Limited" with a registered capital of 10,000 HKD[151] - The company established a new subsidiary "Shanghai Huizeyuan Network Technology Co., Ltd." with a registered capital of 1 million RMB[151] - The company established a new subsidiary "Shanghai Huixin Direct Recruitment Information Technology Service Co., Ltd." with a registered capital of 5 million RMB[151] - The company increased its capital in "Shanghai Dazhi Information Technology Co., Ltd." by 100 million RMB[151] Topic 11: Social Responsibility and Community Engagement - The company actively participated in social responsibility activities, including donating a "Love Computer Room" to a middle school in Chongqing to support rural education[99] Topic 12: Cost Analysis and Expenses - The company's cost analysis shows an increase in technical service fees and information service fees for financial data terminals, as well as cloud costs for advertising[114] - Sales expenses increased by 14.27% to 149.09 million yuan, mainly due to higher sales service fees and advertising expenses[141] - Management expenses increased by 15.50% to 275.47 million yuan, driven by personnel and rental costs from new overseas subsidiaries[141] - R&D expenses increased by 6.96% to 209.84 million yuan, primarily due to higher personnel costs[141]

上海大智慧股份有限公司 向部控制审计报告书 中兴华会计师事务所(特殊普通合伙) ZHONGXINGHUA CERTIFIED PUBLIC ACCOUNTANTS LLP 地址:北京市丰台区丽泽路 20号丽泽 SOHO Ｂ座 20 层 - 邮编:100073 电话:（010）51423818 传真: (010) 51423816 r 中兴华会计师事务所(特殊普通合伙) ZHONGXINGHUA CERTIFIED PUBLIC ACCOUNTANTS LLP 地址(location):北京市丰台区丽泽路 20 号丽泽 SOHO B 座 20 层 20/F,Tower B,Lize SOHO,20 Lize Road,Fengtai District,Beijing PR China tel):010-51423818 传真(fax):010-51423816 内部控制审计报告 中兴华内控审字(2024)第 010021 号 上海大智慧股份有限公司全体股东: 按照《企业内部控制审计指引》及中国注册会计师执业准则的相关要求,我们 审计了上海大智慧股份有限公司(以下简称"大智慧")2023年 12 月 31 目的财 ...

上海大智慧股修有限公司 昨经营世资金占用及其他关联资金往来情况 汇总表的专项说明 中兴华会计师事务所(特殊普通合伙) ZHONGXINGHUA CERTIFIED PUBLIC ACCOUNTANTS LLP 地址：北京市丰台区丽泽路 20 号丽泽 SOHO Ｂ座 20 层 邮编：100073 电话:(010) 51423818 传真:(010) 51423816 目 录 一、专项说明 二、附表 . 中兴华会计师事务所(特殊普通合伙) ZHONGXINGHUA CERTIFIED PUBLIC ACCOUNTANTS LLP 地址(location); 北京市丰台区丽泽路 20 号丽泽 SOHO B 座 20 层 20/F,Tower B,Lize SOHO,20 Lize Road,Fengtai District,Beijing PR China 电话 ( t e 1 ) : 0 1 0 - 5 1 4 2 3 8 1 8 传真（fax）: 010-51423816 关于上海大智慧股份有限公司 非经营性资金占用及其他关联资金往来情况汇总表 的专项说明 中兴华报字(2024)第 010350 号 上海大智慧 ...

国浩律师（上海）事务所 关于上海大智慧股份有限公司 2021 年限制性股票回购注销相关事项 之 法律意见书 上海市北京西路 968 号嘉地中心 23-25 层 邮编：200041 23-25/F, Garden Square, 968 West Beijing Road, Shanghai 200041, China 电话/Tel: (+86)(21) 5234 1668 传真/Fax: (+86)(21) 5243 3320 网址/Website: http://www.grandall.com.cn 二〇二四年四月 国浩律师（上海）事务所 法律意见书 释 义 在本法律意见书中，除非上下文另作解释，否则下列简称和术语具有以下含 义： | 公司 | 指 | 上海大智慧股份有限公司 | | --- | --- | --- | | 本次激励计划 | 指 | 上海大智慧股份有限公司 2021 年限制性股票激励计划 | | 《激励计划》 | 指 | 《上海大智慧股份有限公司 2021 年限制性股票激励计 | | | | 划》 | | 限制性股票 | 指 | 公司根据本次激励计划规定的条件和价格，授予激励对 象一定数量 ...

公司代码：601519 公司简称：大智慧 上海大智慧股份有限公司 2023 年度内部控制评价报告 上海大智慧股份有限公司全体股东： 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要求（以下简称企业内部 控制规范体系），结合本公司（以下简称公司）内部控制制度和评价办法，在内部控制日常监督和专项 监督的基础上，我们对公司2023年12月31日（内部控制评价报告基准日）的内部控制有效性进行了评价。 一. 重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其有效性，并如实披露内 部控制评价报告是公司董事会的责任。监事会对董事会建立和实施内部控制进行监督。经理层负责组织 领导企业内部控制的日常运行。公司董事会、监事会及董事、监事、高级管理人员保证本报告内容不存 在任何虚假记载、误导性陈述或重大遗漏，并对报告内容的真实性、准确性和完整性承担个别及连带法 律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及相关信息真实完整，提 高经营效率和效果，促进实现发展战略。由于内部控制存在的固有局限性，故仅能为实现上述目标提供 合理保证。此外，由于情况的变化可能导致内 ...

报告说明 本报告是上海大智慧股份有限公司向社会公开发布的 2023 年年 度企业社会责任报告。 上海大智慧股份有限公司 2023 年年度社会责任报告 本报告向公众展示了上海大智慧股份有限公司在战略发展、社会 经济责任、员工责任、社会公益方面的实践，以帮助企业股东、合作 伙伴、员工深入了解大智慧的企业社会责任实践活动。 时间范围 本报告期限为 2023 年 1 月 1 日至 2023 年 12 月 31 日，与公司年 报同时披露。报告内容所涉及的财务数据与《上海大智慧股份有限公 司 2023 年年度报告》相符。 报告称谓 为便于表述和阅读，报告中的上海大智慧股份有限公司简称为 "大智慧"和"公司"（根据行文具体情况）。 报告获取方式 如果您想进一步了解公司，可登录上海大智慧股份有限公司网站 www.gw.com.cn 。 1 一、公司概况 上海大智慧股份有限公司成立于 2000 年 12 月 14 日，2009 年 12 月整体变更为股份有限公司。经中国证监会批准，公司于 2011 年 1 月 28 日在上海证券交易所挂牌上市，目前公司的注册资本为 201,942.28 万元，股票代码:601519。 公司自成 ...