股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2023年8月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 中國中車股份有限公司 呈交日期: 2023年9月4日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | H | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 01766 | 說明 | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 4,371,066,040 | RMB | | 1 RMB | | 4,371,066,040 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 4,371,066,040 | RMB | | 1 RMB | | 4,371,066,040 | | 2. 股份分類 | 普通股 | 股份類別 | A | | 於 ...

证券代码：601766（A 股） 证券简称：中国中车（A 股） 公告编号：临 2023-028 证券代码： 1766（H 股） 证券简称：中国中车（H 股） 中国中车股份有限公司 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 会议召开时间：2023 年 9 月 12 日（星期二）16:00-17:00 会议召开地点：上海证券交易所上证路演中心（网址：https://roadshow. sseinfo.com/） 会议召开方式：网络文字互动 投资者可于 2023 年 9 月 11 日（星期一）16:00 前登录上证路演中心网站 首页点击"提问预征集"栏目或通过公司邮箱 crrc@crrcgc.cc 进行提问。公司将 在业绩说明会上对投资者普遍关注的问题进行回答。 中国中车股份有限公司（以下简称"公司"）已于 2023 年 8 月 25 日收市后 发布公司 2023 年半年度报告，为便于广大投资者更全面深入地了解公司 2023 年半年度经营成果、财务状况，公司计划于 2023 年 9 月 12 日 16:00-1 ...

Financial Performance - The company's operating revenue for the first half of 2023 reached CNY 87,303,227, an increase of 7.39% compared to CNY 81,297,098 in the same period last year[18]. - The net profit attributable to shareholders of the listed company was CNY 3,460,359, reflecting a growth of 10.53% from CNY 3,130,771 year-on-year[18]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 2,583,072, which is a significant increase of 37.75% compared to CNY 1,875,154 in the previous year[18]. - The company's operating costs rose to 68.87 billion RMB, marking a 6.06% increase from the previous year[39]. - The company reported a significant increase in operating profit, totaling RMB 1,187,660,000 for the first half of 2023[57]. - The total comprehensive income for the first half of 2023 was CNY 4,803,057 thousand, compared to CNY 4,242,962 thousand in the same period of 2022, reflecting a growth of 13.2%[130]. Cash Flow and Liquidity - The company's net cash flow from operating activities was negative at CNY -14,780,023, compared to CNY -1,929,087 in the same period last year[18]. - Operating cash flow resulted in a net outflow of RMB 14.78 billion, compared to a net outflow of RMB 1.93 billion in the same period last year, primarily due to increased cash payments for goods and services[47]. - Investment activities generated a net cash outflow of RMB 5.91 billion, an increase from RMB 4.99 billion in the same period last year, mainly due to a decrease in cash recovered from investments[47]. - The company's cash and cash equivalents decreased to RMB 39,550,761 thousand from RMB 54,861,839 thousand, representing a decline of approximately 28%[127]. - The company’s cash and cash equivalents decreased to CNY 6,914,164 thousand from CNY 17,754,170 thousand at the end of 2022, indicating a significant reduction in liquidity[129]. Assets and Liabilities - The total assets of the company at the end of the reporting period were CNY 463,432,426, representing a 4.82% increase from CNY 442,140,146 at the end of the previous year[18]. - The asset-liability ratio increased to 59.00%, up by 2.20 percentage points from the previous year[125]. - Total liabilities reached RMB 273,406,991 thousand, up from RMB 251,154,230 thousand, which is an increase of about 8.8%[128]. - The company's equity attributable to shareholders decreased to RMB 153,099,083 thousand from RMB 155,041,322 thousand, reflecting a decline of approximately 1.3%[128]. - The total liabilities at the end of June 2023 were RMB 34,453,179,000, indicating a stable financial position[135]. Research and Development - Research and development expenses totaled approximately 4.91 billion RMB, accounting for 5.63% of operating revenue[46]. - The company completed a total of 1,718 patent applications in the first half of 2023, including 1,120 invention patent applications and 86 overseas patent applications[34]. - The company has established 11 national-level R&D institutions and 22 nationally recognized enterprise technology centers, enhancing its innovation capabilities[34]. - Research and development expenses for the first half of 2023 were CNY 4,791,354 thousand, representing an increase of 5.9% compared to CNY 4,526,701 thousand in the same period of 2022[130]. Market and Business Strategy - The international business strategy aims to expand into global markets, focusing on sustainable growth and enhancing brand influence through overseas investments and partnerships[28]. - The railway equipment business remains stable, focusing on technology and product innovation to meet advanced and intelligent development needs, with an emphasis on improving quality and efficiency[23]. - The urban rail and infrastructure business is expanding, leveraging opportunities in urban clusters and enhancing core competitiveness through technological innovation[24]. - New industries, including wind power equipment and new materials, are becoming important growth drivers, contributing to the company's diversified business portfolio[26]. - The company aims to achieve a new breakthrough in business layout, market expansion, and technological innovation as part of its strategy to build a world-class enterprise[33]. Environmental and Social Responsibility - The company is committed to green and low-carbon development, aiming to be a leader in green manufacturing[65]. - In the first half of 2023, China CRRC reported a COD discharge of 174.02 tons and a SO2 discharge of 42.94 tons, both meeting national and local emission standards[66]. - The company disposed of 9,816.79 tons of hazardous waste in the first half of 2023, ensuring compliance with disposal regulations[66]. - The company has implemented a comprehensive hazardous waste management system, ensuring proper classification and disposal[72]. - The company is actively promoting the creation of green factories and low-carbon industrial chains to support carbon neutrality goals[80]. Corporate Governance and Compliance - The company reported no non-operating fund occupation by controlling shareholders or related parties[7]. - The company has not faced any administrative penalties related to environmental issues during the reporting period[77]. - The company has not experienced any changes in its total share capital or share structure during the reporting period[110]. - The company has committed to measures to mitigate dilution of immediate returns, linking executive compensation to the execution of these measures[88]. - The company has not received any penalties or corrective actions related to violations of laws or regulations during the reporting period[91]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period is 1,601,413, including 599,239 A-share holders and 2,174 H-share holders[110]. - The largest shareholder, CRRC Group, holds 50.73% of the shares, totaling 14,558,389,450 shares[111]. - HKSCC Nominees Limited increased its holdings by 744,535 shares, holding 15.19% of the shares at the end of the reporting period[111]. - The total sales amount to related parties reached RMB 373,887 thousand, accounting for 0.42% of similar business transactions[94]. - The total purchase amount from related parties was RMB 473,872 thousand, representing 0.69% of similar business transactions[95].

Financial Performance - The company's operating revenue for the first half of 2023 was RMB 87,303,227, an increase of 7.39% compared to RMB 81,297,098 in the same period last year[8]. - Net profit attributable to shareholders for the first half of 2023 was RMB 3,460,359, representing a growth of 10.53% from RMB 3,130,771 in the previous year[8]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was RMB 2,583,072, which is a significant increase of 37.75% compared to RMB 1,875,154 in the same period last year[8]. - Basic earnings per share for the first half of 2023 were RMB 0.12, an increase of 9.09% from RMB 0.11 in the same period last year[8]. - The diluted earnings per share also remained at RMB 0.12, consistent with the previous year[8]. - The weighted average return on net assets for the first half of 2023 was 2.21%, up from 2.08% in the same period last year, indicating an increase of 0.13 percentage points[8]. - The operating cost increased by 6.06% year-on-year, amounting to RMB 68.87 billion, primarily due to the rise in operating revenue[26]. - The company reported a significant increase in accounts receivable, with other receivables growing by approximately 41.42%[38]. - The company reported a total profit of RMB 5,337,073 thousand, an increase of 10.1% from RMB 4,847,791 thousand in the first half of 2022[96]. Assets and Liabilities - The company's total assets as of June 30, 2023, were RMB 463,432,426, reflecting a growth of 4.82% from RMB 442,140,146 at the end of the previous year[8]. - The net assets attributable to shareholders decreased by 1.25% to RMB 153,099,083 from RMB 155,041,322 at the end of the previous year[8]. - The company's asset-liability ratio increased from 56.8% at the beginning of the year to 59.0% as of June 30, 2023[40]. - Total liabilities reached RMB 273,406,991 thousand, compared to RMB 251,154,230 thousand at the end of 2022, reflecting a rise of approximately 8.8%[94]. - The total equity attributable to shareholders decreased to RMB 153,099,083 thousand from RMB 155,041,322 thousand, a decline of approximately 1.3%[94]. - The company had cash and cash equivalents of approximately RMB 33,459 million, including RMB 28,487 million in RMB, RMB 1,922 million in USD, and RMB 968 million in EUR[46]. Cash Flow - The company reported a net cash flow from operating activities of RMB -14,780,023, compared to RMB -1,929,087 in the same period last year[8]. - The company's cash flow from financing activities increased by 27.07%, amounting to RMB 6.30 billion[26]. - Cash inflow from financing activities reached 21,756,607 thousand RMB, compared to 19,117,253 thousand RMB in the same period of 2022, marking an increase of approximately 13.7%[99]. - The net cash flow from investing activities was (5,906,961) thousand RMB, worsening from (4,985,525) thousand RMB in the previous year[99]. Business Segments - The global rail transportation industry is experiencing stable growth, with increasing market concentration and intensified competition[9]. - The railway equipment business includes locomotives, high-speed trains, freight cars, and track engineering machinery, focusing on innovation and integration to enhance service capabilities[10]. - The urban rail and infrastructure business aims to expand market share through technological innovation and high-quality service offerings[11]. - New industries are developing steadily, with a focus on core technologies in sectors like wind power equipment and new materials, becoming a significant part of the company's operations[12]. - The modern service business emphasizes the integration of finance and manufacturing, enhancing risk control and expanding industrial smart logistics services[13]. - The company signed new contracts worth RMB 135.7 billion during the reporting period, including overseas orders totaling RMB 30.8 billion[30]. Research and Development - In the first half of 2023, the company completed a total of 1,718 patent applications, including 1,120 invention patents and 86 overseas patent applications[21]. - Research and development investment totaled approximately RMB 4.916 billion, accounting for 5.63% of operating revenue, focusing on key core technology research[34]. - The company has 11 national-level R&D institutions and 22 nationally recognized enterprise technology centers, enhancing its innovation capabilities[21]. Market and Competition - The company maintains its position as the world's leading supplier of rail transit equipment, with its rail equipment business revenue consistently ranking first globally[19]. - The company faces strategic risks due to structural changes in customer demand for railway equipment, with a shift towards integrated lifecycle services and increased emphasis on self-repair capabilities[54]. - In the domestic market, the railway equipment sector is experiencing intensified competition, with increased investment from state-owned, private, and foreign enterprises, leading to potential profit pressure from rising raw material prices[55]. Corporate Governance - The company strictly adhered to corporate governance regulations and improved its governance structure during the reporting period[63]. - The board confirmed compliance with the Corporate Governance Code during the reporting period[64]. - All directors and supervisors complied with securities trading regulations during the reporting period[65]. Shareholder Information - As of the end of the reporting period, the total number of ordinary shareholders is 601,413, with 599,239 A-share holders and 2,174 H-share holders[77]. - The top ten shareholders hold a total of 14.558 billion shares, accounting for 50.73% of the total shares[78]. - CRRC Group holds a total of 14,736,252,450 shares, accounting for approximately 51.35% of the company's total issued shares[79]. Risk Management - Currency fluctuations pose risks to the company's international operations, with potential impacts on project competitiveness and profitability due to unpredictable exchange rate movements[57]. - The company is actively addressing overseas operational risks, including heightened foreign investment scrutiny and trade protectionism, to ensure the safety and execution of international projects[58]. - The company is enhancing its internal management and operational efficiency to mitigate policy risks and improve overall business performance[54]. Future Outlook - The company is focused on optimizing its industrial structure and resource allocation to maximize efficiency and profitability in the railway transportation sector[59]. - Future outlook includes continued investment in new technologies and products to meet evolving market needs[106]. - The company is exploring strategic acquisitions to bolster its market position and enhance its service offerings[106].

中国中车股份有限公司 关于中车财务有限公司风险持续评估报告 根据《企业集团财务公司管理办法》《上海证券交易所 上市公司自律监管指引第 5 号——交易与关联交易》等相关 规定，中国中车股份有限公司（以下简称"本公司"）审阅 了中车财务有限公司（以下简称"财务公司"）2023 半年度 财务报告及相关数据指标，并进行相关的风险评估，同时对 其《金融许可证》和《企业法人营业执照》的合法有效性进 行了查验，出具本风险评估报告。 一、财务公司基本情况 财务公司是经原中国银行保险监督管理委员会批准成立 的非银行金融机构，成立于 2012 年 11 月。财务公司统一社 会信用代码为 911100000573064301，注册资本为 320,000 万 元。财务公司现持有原中国银行保险监督管理委员会核发的 《金融许可证》，机构编码为 L0166H211000001。 财务公司经营范围包括:吸收成员单位存款；办理成员单 位贷款；办理成员单位票据贴现；办理成员单位资金结算与 收付；提供成员单位委托贷款、债券承销、非融资性保函、 财务顾问、信用鉴证及咨询代理业务；从事同业拆借；办理 成员单位票据承兑；从事固定收益类有价证券投资。 截 ...

证券代码：601766（A 股） 股票简称：中国中车（A 股） 编号：临 2023-025 证券代码： 1766（H 股） 股票简称：中国中车（H 股） 中国中车股份有限公司 第三届董事会第十五次会议决议公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性、完整性承担法律责任。 中国中车股份有限公司（以下简称"公司"）第三届董事会第十五次会议于 2023 年 8 月 11 日以书面形式发出通知，于 2023 年 8 月 25 日以现场会议的方式 在北京召开。会议应到董事 7 人，实到董事 6 人，执行董事、总裁楼齐良先生因 其他公务未能亲自出席本次会议，委托执行董事、董事长孙永才先生代其行使在 本次会议上各项议案的表决权和会议决议、会议记录等文件的签字权。公司部分 监事、高级管理人员及有关人员列席了会议。本次会议的召开符合有关法律、行 政法规、部门规章和《中国中车股份有限公司章程》的有关规定。 会议由董事长孙永才先生主持，经过有效表决，会议形成以下决议： 一、审议通过《关于中国中车股份有限公司 2023 年半年度报告的议案》。 同意公司 2023 年 ...

证券代码：601766（A 股） 股票简称：中国中车（A 股） 编号：临 2023-027 证券代码： 1766（H 股） 股票简称：中国中车（H 股） 中国中车股份有限公司 关于会计政策变更的公告 一、会计政策变更概述 财政部于2021年底和2022年颁布了以下企业会计准则修订规定及企业会计准则 实施问答及案例，主要包括： - 《企业会计准则第 25 号——保险合同》（财会〔2020〕20 号）（以下简称"新 保险准则"）及相关实施问答 - 《企业会计准则解释第 16 号》（财会〔2022〕31 号）（以下简称"解释第 16 号"）中"关于单项交易产生的资产和负债相关的递延所得税不适用初始确认豁 免的会计处理规定"的规定 根据上述文件要求，公司对原采用的相关会计政策进行变更，于文件规定的起始 日开始执行上述会计政策。 1 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： ● 中国中车股份有限公司（以下简称"公司"）本次执行新会计准则而发生 会计政策变更系依据财政部新颁布及修订的会计准则要求实施。 ● 本次会计政 ...

证券代码：601766（A 股） 股票简称：中国中车（A 股） 编号：临 2023-026 证券代码： 1766（H 股） 股票简称：中国中车（H 股） 中国中车股份有限公司 第三届监事会第八次会议决议公告 本公司监事会及全体监事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性、完整性承担法律责任。 中国中车股份有限公司（以下简称"公司"）第三届监事会第八次会议于 2023 年 8 月 21 日以书面形式发出通知，于 2023 年 8 月 25 日以现场会议方式在 北京召开。本次会议应到监事 3 人，实到监事 2 人，监事陈震晗先生因其他公务 未能亲自出席本次会议，委托监事陈晓毅先生代其行使在本次会议上各项议案的 表决权和会议决议、会议记录等文件的签字权。本次会议的召开符合有关法律、 行政法规、部门规章和《中国中车股份有限公司章程》的有关规定。 本次会议由监事会主席赵虎先生主持，经过有效表决，会议形成以下决议： 审议通过《关于中国中车股份有限公司 2023 年半年度报告的议案》。 同意公司 2023 年半年度报告。 监事会认为：公司 2023 年半年度报告的编制和审核程序符 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責， 對其準確性或完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何 部份內容而產生或因倚賴該等內容而引致的任何損失承擔任何責任。 中國•北京 2023年8月10日 承董事會命 中國中車股份有限公司 董事長 孫永才 （股份代碼：1766） 董事會會議通知 中國中車股份有限公司（「本公司」）董事會（「董事會」）謹此公佈，董事會將於2023年8 月25日（星期五）舉行董事會會議，藉以考慮及批准（其中包括）本公司及其子公司截至 2023年6月30日止六個月的未經審計的中期業績。 中國中車股份有限公司 CRRC CORPORATION LIMITED （於中華人民共和國註冊成立的股份有限公司） 於本公告日期，本公司的執行董事為孫永才先生、樓齊良先生及王銨先生；非執行 董事為姜仁鋒先生；獨立非執行董事為史堅忠先生、翁亦然先生及魏明德先生。 ...

Group 1: Event Overview - The investor communication event was held on May 24-25, 2023, in Zhuzhou, Hunan, focusing on "Focusing on New Energy and Insights into Core Opportunities" [2][3] - The event included 73 participating institutions with a total of 97 attendees, including major funds and securities firms [3] Group 2: New Industry Growth and Profitability - In 2022, the new industry segment generated revenue of 77.1 billion CNY, accounting for over one-third of the company's total revenue [4] - The gross margin for the new industry segment was 17.63%, with ongoing efforts to optimize costs and improve profitability [4] Group 3: Key Growth Areas - Besides wind power and automotive electric drive, the company is also focusing on photovoltaic, energy storage, semiconductors, and new materials as growth areas [4] - The energy storage segment shipped approximately 3 GWh of lithium iron phosphate batteries in 2022, with total orders amounting to around 4 billion CNY [5] Group 4: International Market and Demand - The global rail transit equipment market has recovered to 2019 levels, with stable growth expected in the coming years [6] - The company is actively expanding its overseas market presence and securing orders [6] Group 5: Corporate Governance and Shareholder Value - The company is implementing measures to enhance operational quality, focusing on sustainable development, market expansion, and management efficiency [7] - Continuous improvement in corporate governance and investor relations is emphasized to deepen market understanding [8] Group 6: Long-term Planning and Product Development - The company aims to establish a business structure centered on rail transit equipment, with wind power and new materials as key growth drivers by 2025 [8] - Key product development areas include wind power, automotive electric drive systems, and new materials, with a focus on enhancing competitiveness and market share [9] Group 7: Future Strategies in New Materials - The establishment of a new materials division aims to accelerate the industrialization of high-performance materials, with ongoing R&D efforts [15] - The company plans to leverage its research institute to support the development of advanced materials, targeting significant growth in the new materials sector [15][16] Group 8: Risk Management - The company advises investors to refer to official announcements for accurate information and to remain cautious regarding investment risks [17][18]