环境、社会及公司治理 (ESG) 报告 2023 年度 股票代码：603197 公司简称：保隆科技 CONTENTS 目录 | 关于本报告 | 01 | | --- | --- | | 高层致辞 | 03 | | 可持续发展 | 05 | | 利益相关方沟通 | 05 | | 实质性议题分析 | 06 | | 国际化视野布局， | | | --- | --- | | 力争创新"领头雁" | 07 | | 科研实力 | 09 | | 创新成果 | 11 | | 关键绩效 | 115 | | 指标索引 | 121 | | 独立审验意见声明书 | 131 | | 读者反馈 | 133 | | 01 | | | --- | --- | | 驶向保隆科技 | 15 | | 公司概况 | 17 | | 企业文化 | 21 | | 企业荣誉与证书 | 23 | | 市场表现 | 25 | | 心怀客户，推动汽车科技发展 | 53 | | --- | --- | | 持续创新优化 | 55 | | 保护知识产权 | 57 | | 重视质量管理 | 60 | | 加强供应商合作 | 65 | | 完善客户服务 | 68 | 0 ...

Financial Performance - In 2023, the company achieved a net profit of CNY 119,187,329.94, with a distributable profit for shareholders amounting to CNY 155,409,764.67 after accounting for statutory reserves and dividends paid[6]. - Basic earnings per share increased by 75.00% to CNY 1.82 in 2023, compared to CNY 1.04 in 2022[16]. - The weighted average return on equity rose to 14.08% in 2023, up from 9.11% in 2022, reflecting a significant improvement in profitability[16]. - The company reported a significant increase in the basic earnings per share after deducting non-recurring gains and losses, which rose by 243.90% to CNY 1.41 in 2023[16]. - The weighted average return on equity after deducting non-recurring gains and losses improved to 10.91% in 2023, compared to 3.55% in 2022[16]. - The net profit attributable to the parent company reached 37,883.35 million RMB, an increase of 16,469.64 million RMB, or 76.91% year-on-year[45]. - The company's operating revenue for the current period reached approximately RMB 5.9 billion, a year-on-year increase of 23.44% compared to RMB 4.78 billion[85]. - Net profit attributable to shareholders was ¥378,833,464.34, reflecting a significant growth of 76.92% from ¥214,131,034.23 in the previous year[136]. - The net profit after deducting non-recurring gains and losses surged by 251.91% to ¥293,515,927.29 from ¥83,406,375.69 in 2022[136]. - Cash flow from operating activities increased by 150.07% to ¥437,781,292.47, compared to ¥175,064,987.46 in 2022[136]. Revenue Growth - The company's main business revenue increased by 125,056.36 million RMB, representing a growth of 27.60% compared to the previous year[45]. - The overall revenue for the company in 2023 was ¥578,223.96 million, representing a 27.60% increase from ¥453,167.60 million in 2022[120]. - The automotive OEM market revenue reached ¥450,139.80 million, a year-on-year increase of 31.39% from ¥342,594.12 million in 2022[120]. - The automotive AM market revenue was ¥114,662.58 million in 2023, up 16.98% compared to ¥98,014.87 million in 2022[120]. - The total revenue for non-automotive sectors was ¥13,421.58 million in 2023, reflecting a 6.87% increase from ¥12,558.61 million in 2022[120]. - Revenue from the domestic market reached ¥276,746.70 million, a 47.19% increase from ¥188,016.86 million in 2022[143]. Market Performance - The company's automotive OEM business revenue share increased from 75.60% in 2022 to 77.85% in 2023, driven by growth in new businesses such as air suspension and sensors[22]. - In 2023, China's automotive production and sales reached 30.16 million and 30.09 million units, respectively, marking year-on-year growth of 11.6% and 12.0%[25]. - The production and sales of passenger vehicles in China reached 26.12 million and 26.06 million units, with year-on-year growth of 9.6% and 10.6%[25]. - Global automotive production and sales in 2023 were 89.65 million and 87.24 million units, respectively, with year-on-year growth of 8.7% and 9.8%[45]. - The penetration rate of air suspension systems in vehicles priced above 300,000 RMB reached 6.9% in 2023, with higher rates in other price segments[55]. - The company has become a leader in the global TPMS market, benefiting from increased demand in both OEM and aftermarket segments[55]. - The company sold 1,460.82 million passenger vehicles, with the contribution from self-owned brands rising from 50.4% in 2022 to 56.1% in 2023[147]. Research and Development - The company has committed to ongoing research and development in new products and technologies to enhance its market position and drive future growth[22]. - The company's R&D expenses accounted for 7.96% of operating revenue, with a total of approximately RMB 469.53 million invested in R&D, reflecting a 43.71% increase from the previous year[85][86]. - The company holds a total of 662 valid authorized patents globally as of December 31, 2023, indicating a strong focus on innovation and technology[86]. - The company employed 1,165 R&D personnel, constituting 17.45% of the total workforce[97]. Supply Chain and Operations - The company effectively improved supply chain efficiency, which helped mitigate the impact of raw material price fluctuations on overall gross profit[45]. - The company operates production and R&D centers in multiple locations, including Shanghai, Anhui, and overseas in the US, Germany, Poland, and Hungary[58]. - The company has established stable, long-term supply relationships with major global suppliers, enhancing its market position and product development capabilities[83]. - The company operates multiple production parks and R&D centers in China, North America, and Europe, exporting products to over 50 countries and regions, showcasing its international operational capabilities[83]. - The company has implemented a comprehensive digital management platform, integrating various systems to enhance operational efficiency and decision-making[83]. Cost Management - The company's operating costs increased in line with revenue growth, with no changes reported in sales and management expenses[60]. - Research and development expenses rose due to increased employee compensation and investment in molds and trial production[60]. - The company reported a total cost of ¥421,531.68 million, an increase of 25.36% compared to the previous year[92]. - The material costs for the automotive sector were ¥300,022.32 million, which is 71.17% of total costs[92]. - The labor costs in the automotive sector were ¥43,032.33 million, accounting for 10.21% of total costs[92]. - The company experienced a 33.50% increase in material costs compared to the previous year[92]. Corporate Governance - The company held its first extraordinary general meeting on June 5, 2023, approving multiple proposals including the issuance of convertible bonds[186]. - The second extraordinary general meeting on July 20, 2023, approved a proposal to change the investment project of raised funds[186]. - The third extraordinary general meeting on September 14, 2023, approved the 2023 stock incentive plan and related management measures[186]. - The company held 10 board meetings in the year, with 7 conducted via communication and 3 combining on-site and communication methods[194]. - The board approved the 2023 semi-annual report and related special reports on the use of raised funds[192]. - The company is preparing for the 2024 first extraordinary general meeting of shareholders[192].

上海保隆汽车科技股份有限公司 章程 上海保隆汽车科技股份有限公司 章程 2024 年 4 月修订 上海保隆汽车科技股份有限公司 章程 第一章 总则 第二章 经营宗旨和范围 第三章 股份 第四章 股东和股东大会 第五章 董事会 第六章 总经理及其他高级管理人员 第七章 监事会 第八章 财务会计制度、利润分配和审计 第九章 通知与公告 第十章 合并、分立、增资、减资、解散和清算 第一节 合并、分立、增资和减资 第二节 解散和清算 第十一章 修改章程 第十二章 附则 目 录 第一节 股份发行 第二节 股份增减和回购 第三节 股份转让 中文全称：上海保隆汽车科技股份有限公司 英文全称： Shanghai Baolong Automotive Corporation 第一节 股东 第二节 股东大会的一般规定 第三节 股东大会的召集 第四节 股东大会的提案与通知 第五节 股东大会的召开 第六节 股东大会的表决和决议 第一节 董事 第二节 独立董事 第三节 董事会 第四节 董事会秘书 第一节 监事 第二节 监事会 第一节 财务会计制度 第二节 内部审计 第三节 会计师事务所的聘任 第一节 通知 第二节 公告 上海保隆汽车科 ...

上海保隆汽车科技股份有限公司 2023 年年度募集资金存放与实际使用情况的专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性 陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 根据《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管 要求（2022 年修订）》《上海证券交易所上市公司自律监管指引第 1 号——规 范运作（2023 年 12 月修订）》及相关格式指引的规定，本公司将 2023 年年度 募集资金存放与实际使用情况专项说明如下： 一、募集资金基本情况 （一）实际募集资金金额和资金到账时间 经中国证券监督管理委员会（以下简称"中国证监会"）《关于核准上海 保隆汽车科技股份有限公司非公开发行股票的批复》（证监许可[2020]3576 号）核准，上海保隆汽科技股份有限公司（以下简称"公司"）向特定投资者 非公开发行人民币普通股股票（A股）41,538,461 股，每股发行价格人民币 22.10 元，募集资金总额为人民币 917,999,988.10 元，扣除各项发行费用（不 含税）人民币 15,779,507.80 元，实际募集资金净额人民币 902,2 ...

长城证券股份有限公司 关于上海保隆汽车科技股份有限公司 2023 年度募集资金存放和使用情况的专项核查报告 长城证券股份有限公司（以下简称"长城证券"或"保荐机构"）作为上海 保隆汽车科技股份有限公司（以下简称"保隆科技"或"公司"）向特定对象发 行股票的保荐机构，根据《证券发行上市保荐业务管理办法》《上市公司监管指 引第 2 号——上市公司募集资金管理和使用的监管要求》《上海证券交易所股票 上市规则》《上海证券交易所上市公司自律监管指引第 1 号——规范运作》和《上 海证券交易所上市公司自律监管指引第 11 号——持续督导》等相关规定，对保 隆科技 2023 年度募集资金存放与使用情况进行了核查，核查情况和意见如下： 一、募集资金基本情况 （一）募集资金到位情况 经中国证券监督管理委员会（以下简称"中国证监会"）《关于核准上海保隆 汽车科技股份有限公司非公开发行股票的批复》（证监许可[2020]3576 号）核准， 公司向特定对象发行人民币普通股股票（A 股）41,538,461 股，每股发行价格人 民币 22.10 元，募集资金总额为人民币 917,999,988.10 元，扣除各项发行费用 （不含税）人 ...

重要内容提示： 拟续聘的会计师事务所名称：大信会计师事务所（特殊普通合伙） 上海保隆汽车科技股份有限公司（以下简称"公司"）于 2024 年 4 月 25 日召开第七届董事会第十二次会议和第七届监事会第十二次会议审议通过了《关 于续聘大信会计师事务所（特殊普通合伙）的议案》，拟续聘大信会计师事务所 （特殊普通合伙）为公司 2024 年度财务报告审计机构和内部控制审计机构，本 事项需提交股东大会审议。现将有关事宜公告如下： 一、2024 年度拟聘任会计师事务所的基本情况 （一）机构信息 证券代码：603197 证券简称：保隆科技 公告编号：2024-022 1．基本信息 上海保隆汽车科技股份有限公司 大信会计师事务所（特殊普通合伙）（以下简称"大信"）成立于 1985 年， 2012 年 3 月转制为特殊普通合伙制事务所，总部位于北京，注册地址为北京市 海淀区知春路 1 号 22 层 2206。大信在全国设有 32 家分支机构，在香港设立了 分所，并于 2017 年发起设立了大信国际会计网络，目前拥有美国、加拿大、澳 大利亚、德国、法国、英国、新加坡等 38 家网络成员所。大信是我国最早从事 证券服务业务的会计 ...

Financial Performance - The total operating revenue for Q1 2024 reached RMB 1,482,927,680.20, representing a 24.94% increase compared to RMB 1,186,869,051.08 in Q1 2023[26] - The net profit attributable to shareholders of the listed company was RMB 68,007,725.60, showing a decrease of 27.16% from the previous year[26] - The net profit attributable to shareholders after deducting non-recurring gains and losses was RMB 65,451,093.38, down by 7.81% year-on-year[26] - Basic earnings per share for Q1 2024 were RMB 0.32, a decrease of RMB 0.13 compared to the same period last year[26] - The net profit for Q1 2024 was 68,199,201.36 RMB, a decrease of 28.4% compared to 95,197,591.41 RMB in Q1 2023[57] - The total comprehensive income for Q1 2024 was 284,013,715.44 RMB, significantly higher than 80,591,303.93 RMB in Q1 2023[58] - Basic and diluted earnings per share for Q1 2024 were both 0.32 RMB, down from 0.45 RMB in Q1 2023[58] Cash Flow and Liquidity - The company's cash flow from operating activities was negative at RMB -10,244,211.06, indicating a non-applicable change compared to the previous year[26] - The company reported a net cash outflow from operating activities of -10,244,211.06 RMB in Q1 2024, compared to a net inflow of 43,467,770.65 RMB in Q1 2023[59] - The company's cash flow from operating activities was not detailed, but the overall cash flow situation indicates a positive trend in liquidity management[41] - Cash received from sales of goods and services in Q1 2024 was 1,468,305,659.78 RMB, compared to 1,280,686,878.06 RMB in Q1 2023[58] - The net cash flow from financing activities was ¥281,188,288.82, compared to ¥223,943,446.78 in the same period last year, indicating an increase of about 25.5%[41] - The net cash flow from investment activities was negative at -¥35,478,047.61, worsening from -¥13,891,344.73 in the previous year[51] - The company reported a decrease in accounts receivable to 131,509,665.16 RMB in Q1 2024 from 152,016,825.18 RMB in Q1 2023[61] Operating Costs and Expenses - The total operating costs for Q1 2024 amounted to RMB 1,379,021,684.17, up from RMB 1,090,871,122.20 in Q1 2023[18] - Research and development expenses increased to RMB 131,599,586.11, compared to RMB 89,780,310.86 in the same quarter last year[18] - The company’s interest expenses increased to 23,518,848.20 RMB in Q1 2024 from 18,492,958.85 RMB in Q1 2023[57] - Research and development expenses increased to CNY 17,626,537.31, up from CNY 9,559,112.47, indicating a focus on innovation[67] Assets and Liabilities - Total assets amount to ¥8,593,450,378.95, reflecting a growth of 1.40% from ¥8,475,140,841.76 in the previous year[28] - The total liabilities amounted to ¥5,246,812,241.11, slightly up from ¥5,224,289,714.81 in the previous period[46] - The company's total non-current liabilities increased to ¥2,339,579,584.47 from ¥2,153,349,261.76, marking an increase of about 8.7%[46] - The total owner's equity reached ¥3,346,638,137.84, an increase from ¥3,250,851,126.95, representing a growth of approximately 2.9%[55] - The total current liabilities decreased to ¥2,907,232,656.64 from ¥3,070,940,453.05, indicating a reduction of about 5.3%[46] - The company’s total liabilities amounted to CNY 768,962,735.82, slightly up from CNY 762,676,166.48, indicating a marginal increase of about 0.38%[64] Other Financial Metrics - The weighted average return on equity at the end of the reporting period is 2.29%, an increase of 3.67 percentage points compared to -1.38% at the end of the previous year[28] - Non-recurring gains and losses include government subsidies of ¥6,689,342.24, while losses from the disposal of non-current assets amount to -¥359,507.65[28] - Other comprehensive income attributable to the parent company was 215,814,514.08 RMB in Q1 2024, compared to -14,606,287.48 RMB in Q1 2023[57] - The company experienced a decrease in net profit, reporting a loss of CNY -16,164,183.17 compared to a loss of CNY -16,926,935.96 in the previous period[67]

公司代码：603197 公司简称：保隆科技 上海保隆汽车科技股份有限公司 2023 年度内部控制评价报告 上海保隆汽车科技股份有限公司全体股东： 根据公司财务报告内部控制重大缺陷的认定情况，于内部控制评价报告基准日，不存在财务报告内 部控制重大缺陷，董事会认为，公司已按照企业内部控制规范体系和相关规定的要求在所有重大方面保 持了有效的财务报告内部控制。 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要求（以下简称企业内 部控制规范体系），结合本公司（以下简称公司）内部控制制度和评价办法，在内部控制日常监督和专 项监督的基础上，我们对公司2023年12月31日（内部控制评价报告基准日）的内部控制有效性进行了 评价。 一. 重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其有效性，并如实披露 内部控制评价报告是公司董事会的责任。监事会对董事会建立和实施内部控制进行监督。经理层负责 组织领导企业内部控制的日常运行。公司董事会、监事会及董事、监事、高级管理人员保证本报告内 容不存在任何虚假记载、误导性陈述或重大遗漏，并对报告内容的真实性、准确性和完整性承担个别 及连带法律责 ...

上海保隆汽车科技股份有限公司 2023 年度独立董事述职报告（谭金可） 作为上海保隆汽车科技股份有限公司（以下简称"公司"）的独立董事，2023 年本 人严格按照《公司法》《证券法》和《上市公司独立董事管理办法》等相关法律法规及《公 司章程》《独立董事工作制度》的规定，认真履行职责，积极出席相关会议，维护公司的 整体利益和中小股东的合法权益，促进公司规范运作，充分发挥了独立董事的作用。现就 2023 年度履行独立董事职责的情况述职如下： 一、独立董事的基本情况 （一）独立董事个人基本情况 本人谭金可，男，1983 年 3 月出生，中国国籍，无境外永久居留权。湖南大学经济 法硕士，上海财经大学法律经济学博士，华东政法大学法学博士后。2012 年至今，任职 于华东政法大学，副教授、硕士生导师，曾经挂职崇明区司法局副局长，先后获得申万宏 源奖教金、上海市青年五四奖章等奖励。现任公司独立董事。 （二）独立性情况说明 作为公司的独立董事，本人未在公司担任除独立董事之外的任何职务，也未在公司股 东单位任职，亦不存在其他影响本人独立性的情况，具备中国证监会《上市公司独立董事 管理办法》所要求的独立性。 二、独立董事年度履职 ...

上海保隆汽车科技股份有限公司 会计师事务所选聘制度 上海保隆汽车科技股份有限公司 会计师事务所选聘制度 上海保隆汽车科技股份有限公司 会计师事务所选聘制度 第三章 选聘会计师事务所的方式和程序 (四) 具有完成审计任务和确保审计质量的注册会计师； (五) 能认真执行有关财务审计的法律、法规、规章和政策规定， 具有良好的社会声誉和执业质量记录； (六) 中国证监会规定的其他条件。 第六条 公司选聘会计师事务所可采用以下方式： (一) 竞争性谈判：邀请两家以上（含两家）会计师事务所就服务 内容、服务条件进行商谈并竞争性报价，公司据此确定符合 服务项目要求的最优的会计师事务所； (二) 公开招标：以公开招标的方式邀请具备相应资质条件的会计 师事务所参加公开竞聘； (三) 邀请招标：以邀请投标书的方式邀请两家以上（含两家）具 备相应资质条件的会计师事务所参加选聘； (四) 单一选聘：邀请某家具备相应资质条件的会计师事务所进行 商谈、参加选聘。 第七条 公司采用竞争性谈判、公开招标、邀请招标等公开选聘方式的，应 当通过公司官网等公开渠道发布选聘文件，选聘文件应当包含选聘 基本信息、评价要素、具体评分标准等内容。公司对选 ...