中信建投证券股份有限公司 关于 宁波旭升集团股份有限公司 向不特定对象发行可转换公司债券 之 上市保荐书 保荐人及保荐代表人声明 中信建投证券股份有限公司及本项目保荐代表人杨逸墨、俞康泽已根据《中 华人民共和国公司法》《中华人民共和国证券法》等法律法规和中国证监会及上 海证券交易所的有关规定，诚实守信，勤勉尽责，严格按照依法制定的业务规则 和行业自律规范出具上市保荐书，并保证所出具文件真实、准确、完整。 3-2-1 保荐人出具的上市保荐书 目 录 | 义 3 释 | | --- | | 一、发行人基本情况 5 | | 二、发行人本次发行情况 14 | | 三、本次证券发行上市的保荐代表人、协办人及项目组其他成员情况、联系地 | | 址、电话和其他通讯方式 14 | | 四、关于保荐人是否存在可能影响公正履行保荐职责情形的说明 17 | | 五、保荐人按照有关规定应当承诺的事项 17 | | 六、保荐人关于发行人是否已就本次证券发行上市履行了《公司法》《证券法》 | | 和中国证监会及上海证券交易所规定的决策程序的说明 18 | | 七、保荐人关于发行人是否符合板块定位及国家产业政策所作出的专业判断以 | | ...

证券代码：603305 证券简称：旭升集团 公告编号：2023-057 宁波旭升集团股份有限公司 关于 2023 年半年度业绩说明会召开情况的公告 Q3: 老板，你好。请问公司上半年经营情况怎么样？未来目标是什么？ 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 宁波旭升集团股份有限公司（以下简称"公司"）于2023年9月12日15:00-16:00 在证券日报网路演平台（http://www.zqrb.cn/huiyi/lyhd/index.html）以"文字网络 互动"方式召开了"公司2023年半年度业绩说明会"。关于本次说明会的召开事 项，公司已于2023年8月30日在上海证券交易所网站（www.sse.com.cn）及指定信 息披露媒体披露了《旭升集团关于召开2023年半年度业绩说明会的公告》（公告 编号：2023-056）。现将业绩说明会召开情况公告如下： 一、说明会召开情况 2023 年 9 月 12 日，公司董事长兼总经理徐旭东先生、副总经理兼董事会秘 书周小芬女士、财务总监卢建波先生、独立董事王民权先生及 ...

Shareholder Structure and Capital Changes - The company completed a profit distribution plan on April 14, 2023, with a capital reserve conversion of 4 shares for every 10 shares held, increasing the total share capital from 666,582,095 to 933,214,933 shares[1]. - As of the end of the reporting period, the total number of ordinary shareholders was 21,467, with the largest shareholder holding 27.30% of the shares[4]. - The top ten shareholders collectively hold significant stakes, with the largest shareholder, Ningbo Meishan Free Trade Port Area Xusheng Holdings Co., Ltd., owning 254,766,935 shares[4]. - Xu Xudong, the chairman and general manager, increased his holdings by 27,116,026 shares during the reporting period, bringing his total to 115,846,450 shares[10]. - The company has not reported any changes in the controlling shareholder or actual controller during the reporting period[10]. - There were no significant changes in the number of restricted shares held by the top ten shareholders as of the end of the reporting period[4]. - The company has not issued any convertible bonds or other debt financing tools during the reporting period[12]. - There were no stock incentive grants reported for directors, supervisors, or senior management during the reporting period[10]. - The company has not disclosed any strategic investors or general corporations becoming top ten shareholders due to new share placements[4]. - The company has not reported any changes in the status of preferred shareholders or their holdings[11]. Financial Performance - As of June 30, 2023, total assets reached RMB 10,278,095,327.25, an increase from RMB 9,623,703,864.14 at the end of 2022, reflecting a growth of approximately 6.8%[18]. - Current assets totaled RMB 5,433,413,661.75, up from RMB 5,057,721,198.87, indicating an increase of about 7.4%[18]. - Cash and cash equivalents amounted to RMB 2,392,908,398.89, compared to RMB 2,327,187,550.55, representing a growth of approximately 2.8%[16]. - Accounts receivable increased to RMB 1,448,364,951.63 from RMB 1,268,352,977.46, marking a rise of about 14.2%[16]. - Inventory decreased to RMB 1,097,514,628.99 from RMB 1,344,345,940.61, showing a decline of approximately 18.4%[16]. - Total liabilities amounted to RMB 4,335,876,548.05, up from RMB 3,998,972,843.11, reflecting an increase of around 8.4%[18]. - Short-term borrowings decreased to RMB 898,653,484.93 from RMB 1,071,039,168.13, a reduction of about 16.1%[18]. - Long-term borrowings increased significantly to RMB 1,450,000,000.00 from RMB 700,000,000.00, indicating a growth of approximately 107.1%[18]. - Total equity attributable to shareholders reached RMB 5,931,147,222.69, compared to RMB 5,612,531,571.12, an increase of about 5.7%[20]. - The company reported a net profit increase, with retained earnings rising to RMB 2,019,418,834.92 from RMB 1,705,510,664.10, reflecting a growth of approximately 18.4%[20]. Revenue and Expenses - Total operating revenue for the first half of 2023 reached ¥2,360,336,114.38, an increase of 18.4% compared to ¥1,993,368,731.64 in the same period of 2022[29]. - Total operating costs for the first half of 2023 were ¥1,901,825,511.25, up from ¥1,696,808,756.49, reflecting a growth of 12.0%[29]. - Research and development expenses increased to ¥87,284,638.59, compared to ¥77,324,425.00 in the previous year, marking a rise of 12.7%[29]. - The company reported a net profit margin improvement, with net profit for the first half of 2023 showing a positive trend compared to the previous year[29]. - The company reported a total profit of ¥469,553,735.53, a significant increase from ¥316,591,504.46 in the previous year[37]. - Net profit attributable to shareholders of the parent company was ¥393,898,022.22, up 43.5% from ¥274,706,789.40 in the previous year[35]. - Basic and diluted earnings per share both increased to ¥0.42, compared to ¥0.31 in the same period last year[35]. Cash Flow and Investments - Cash inflows from operating activities amounted to CNY 2.49 billion, an increase from CNY 2.31 billion in the first half of 2022, reflecting a growth of 7.8%[40]. - The net cash flow from operating activities was CNY 502.12 million, significantly higher than CNY 193.46 million in the previous year, indicating a growth of 159.9%[44]. - Cash outflows for investing activities totaled CNY 1.40 billion, a decrease from CNY 2.22 billion in the first half of 2022, showing a reduction of 37.1%[44]. - The net cash flow from financing activities was CNY 378.49 million, compared to CNY 316.44 million in the same period last year, reflecting an increase of 19.6%[44]. - The company received CNY 1 billion in borrowings during the first half of 2023, up from CNY 854.84 million in the same period of 2022, representing a growth of 17.0%[44]. Accounting and Governance - The financial statements are prepared based on the going concern assumption, with no significant doubts regarding the company's ability to continue operations for the next 12 months[84]. - The accounting policies and estimates include provisions for accounts receivable impairment, fixed asset depreciation, and revenue recognition, tailored to the company's operational characteristics[87]. - The company adheres to the accounting standards set by the Ministry of Finance, ensuring that the financial statements accurately reflect its financial position and operating results[88]. - The company has established a multi-tier governance structure, including a board of directors and various specialized committees[81]. - The company is committed to transparency and compliance with financial reporting regulations, ensuring that all relevant information is disclosed[88]. - The board of directors and management guarantee the accuracy and completeness of the semi-annual report, with no false statements or omissions[167]. Credit Risk and Impairment - The company assesses credit risk based on the relative change in default risk from initial recognition to the balance sheet date[159]. - The expected credit loss rate for bank acceptance bills is 0%, based on historical credit loss experience and current economic forecasts[130]. - The company applies expected credit loss models to measure impairment for financial assets, recognizing loss provisions based on the risk of default[155]. - The company categorizes receivables into groups based on similar credit risk characteristics for estimating expected credit losses[160]. - The aging schedule for accounts receivable indicates expected credit loss rates of 5.00% for up to 1 year, 10.00% for 1-2 years, 30.00% for 2-3 years, 50.00% for 3-4 years, 80.00% for 4-5 years, and 100.00% for over 5 years[184]. Inventory and Long-term Investments - The company measures inventory at the lower of cost and net realizable value, with the net realizable value determined based on estimated selling prices minus estimated costs to complete and sell[193][194]. - The company recognizes long-term equity investments based on the book value of the investee's net assets at the acquisition date, adjusting for any differences between the investment cost and the book value[198]. - The company applies a loss provision for inventory based on individual items, but for numerous low-value items, it applies provisions by category[194]. - The company does not apply expected credit loss recognition for contract assets, indicating a focus on other receivables and long-term investments[196].

宁波旭升集团股份有限公司（以下简称"公司"）第三届监事会第十七次 会议的通知于 2023 年 8 月 18 日以专人送达、邮件等方式发出，会议于 2023 年 8 月 29 日下午在公司会议室以现场表决方式召开。本次会议应到监事 3 人，实到监事 3 人，本次会议由监事会主席提议召开并主持。公司董事会秘 书和证券事务代表列席了本次会议。会议的召开符合《公司法》和《公司章 程》的有关规定。 二、监事会会议审议情况 （一）审议通过《关于<公司 2023 年半年度报告>及其摘要的议案》 与会监事认为：《公司 2023 年半年度报告》及摘要的编制和审核程序符合法 律、行政法规和中国证监会的相关规定，报告的内容和格式符合中国证监会、上 海证券交易所的各项规定。报告客观真实、准确、完整地反映了公司 2023 年半 年度的经营成果和财务状况，未发现虚假记载、误导性陈述或者重大遗漏。 具体内容详见同日披露于上海证券交易所网站（www.sse.com.cn)及指定媒体 的《公司 2023 年半年度报告》及其摘要。 证券代码：603305 证券简称：旭升集团 公告编号：2023-054 宁波旭升集团股份有限公司 第三届监事会第十 ...

宁波旭升集团股份有限公司 关于召开 2023 年半年度业绩说明会的公告 证券代码：603305 证券简称：旭升集团 公告编号：2023-056 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 宁波旭升集团股份有限公司（以下简称"公司"）已于2023年8月30日在上海 证券交易所网站（www.sse.com.cn）及指定信息披露媒体披露了《公司2023年半 年度报告》。为便于广大投资者更全面深入地了解公司2023年半年度业绩和生产 经营等情况，公司计划于2023年9月12日下午15:00-16:00通过证券日报网路演平 台（http://www.zqrb.cn/huiyi/lyhd/index.html）召开2023年半年度业绩说明会，就 投资者关注的问题进行交流。 一、说明会类型 公司将通过网络平台在线交流的方式召开2023年半年度业绩说明会，届时将 针对公司发展的经营业绩等投资者关心的问题与广大投资者进行交流和沟通，同 时广泛听取投资者的意见和建议。 二、说明会召开的时间、地点 1、会议召开时间：2023 年 9 月 ...

二、董事会会议审议情况 （一）审议通过《关于<公司 2023 年半年度报告>及其摘要的议案》 具体内容详见同日披露于上海证券交易所网站（www.sse.com.cn)及指定媒 体的《公司 2023 年半年度报告》及其摘要。 证券代码：603305 证券简称：旭升集团 公告编号：2023-053 宁波旭升集团股份有限公司 第三届董事会第二十二次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 一、董事会会议召开情况 宁波旭升集团股份有限公司（以下简称"公司"）第三届董事会第二十二次会 议通知于 2023 年 8 月 18 日以专人送达、邮件等方式发出，会议于 2023 年 8 月 29 日上午在公司会议室以现场表决方式召开。本次会议应到董事 6 人，实到董 事 6 人，公司董事长徐旭东先生召集和主持本次会议，公司监事及部分高级管理 人员列席了本次会议。本次会议的召集和召开符合《公司法》和《公司章程》的 有关规定。 特此公告。 宁波旭升集团股份有限公司董事会 2023年8月30日 表决结果：6 票赞成，0 票反对 ...

我们认为《公司 2023 年半年度募集资金存放与实际使用情况的专项报告》 如实反映了公司募集资金实际情况，公司有关募集资金存放、使用等相关信息真 实、准确、完整，募集资金存放、使用、管理符合《上市公司监管指引第 2 号— —上市公司募集资金管理和使用的监管要求》《上海证券交易所上市公司自律监 管指引第 1 号——规范运作》以及公司关于上市公司募集资金存放和使用情况的 相关规定，不存在募集资金存放和使用违规的情形。 因此，我们一致同意《关于<公司 2023 年半年度募集资金存放与实际使用情 况的专项报告>的议案》。 宁波旭升集团股份有限公司独立董事 关于第三届董事会第二十二次会议相关事项的独立意见 根据相关法律法规、规章制度的规定及《宁波旭升集团股份有限公司章程》 的有关要求，作为宁波旭升集团股份有限公司（以下简称"公司"）的独立董事， 本着对公司和投资者负责的态度，秉持实事求是的原则，现就公司第三届董事会 第二十二次会议审议的相关事项发表如下独立意见： 一、《关于<公司 2023 年半年度募集资金存放与实际使用情况的专项报告> 的议案》的独立意见 （本页为《宁波旭升集团股份有限公司独立董事关于第三届董事会第二 ...

证券代码：603305 证券简称：旭升集团 公告编号：2023-055 宁波旭升集团股份有限公司 2023 年半年度募集资金存放与实际使用情况的专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 根据《上市公司监管指引第 2 号—上市公司募集资金管理和使用的监管要求》 及《上海证券交易所上市公司自律监管指引第 1 号——规范运作》及相关格式指引 编制的规定，宁波旭升集团股份有限公司（以下简称"公司"）编制了《公司 2023 年半年度募集资金存放与实际使用情况的专项报告》，具体内容如下： 一、募集资金基本情况 (一) 非公开发行人民币 A 股普通股股票募集资金情况 1．实际集资金金额、资金到账时间 经中国证券监督管理委员会以证监许可〔2020〕771号文《关于核准宁波旭升 汽车技术股份有限公司非公开发行股票的批复》核准，公司本次非公开发行人民币 普通股股票32,335,686股，发行价格人民币32.41元股，募集资金总额人民币 1,047,999,583.26元，扣除各项发行费用(不含税)合计人民币11,134,49 ...

Financial Performance - The company's operating revenue for Q1 2023 reached ¥1,173,083,773.16, representing an increase of 18.28% compared to the same period last year[6] - Net profit attributable to shareholders of the listed company was ¥192,838,083.14, a significant increase of 60.79% year-on-year[6] - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥184,364,278.33, up by 69.20% from the previous year[6] - Basic earnings per share for the period were ¥0.29, an increase of 52.63% compared to the same period last year[6] - The company reported a profit before tax of approximately $225.69 million for Q1 2023, compared to $136.60 million in Q1 2022, indicating a growth of about 65.1%[36] - The total comprehensive income for Q1 2023 was approximately $192.60 million, compared to $119.76 million in Q1 2022, representing an increase of about 60.7%[36] Cash Flow and Liquidity - The net cash flow from operating activities was ¥353,103,445.88, reflecting a substantial increase of 131.74%[6] - Cash inflow from operating activities in Q1 2023 was approximately $1.33 billion, compared to $1.18 billion in Q1 2022, marking an increase of about 13.3%[39] - The cash outflow from operating activities in Q1 2023 was approximately $979.94 million, compared to $1.02 billion in Q1 2022, showing a decrease of about 4.3%[39] - Cash and cash equivalents as of March 31, 2023, were RMB 1,830,728,351.61, down from RMB 2,327,187,550.55 at the end of 2022, representing a decrease of 21.4%[23] - The cash and cash equivalents at the end of the period amounted to $1,546,223,319.70, compared to $1,118,383,289.55 in the previous period[41] Assets and Liabilities - The total assets at the end of the reporting period amounted to ¥9,651,786,402.60, a slight increase of 0.29% from the end of the previous year[9] - Total liabilities decreased to RMB 3,831,753,014.07 from RMB 3,998,972,843.11 at the end of 2022, reflecting a reduction of 4.2%[29] - The company's equity attributable to shareholders increased to RMB 5,808,081,540.88 from RMB 5,612,531,571.12, marking a growth of 3.5%[29] - The equity attributable to shareholders of the listed company was ¥5,808,081,540.88, which is a 3.48% increase compared to the end of the previous year[9] Market and Strategic Initiatives - The company attributed the increase in net profit to the expansion of domestic and international markets and increased sales volume[13] - The company plans to expand its market presence and invest in new product development to drive future growth[29] - The company is exploring potential mergers and acquisitions to enhance its competitive position in the market[29] - The company has not disclosed any new product developments or strategic acquisitions during this reporting period[17] Costs and Expenses - Total operating costs for Q1 2023 were approximately $951.32 million, up from $870.24 million in Q1 2022, reflecting an increase of about 9.3%[32] - Research and development expenses for Q1 2023 totaled approximately $44.38 million, up from $37.78 million in Q1 2022, reflecting an increase of about 17.3%[32] Other Financial Metrics - The weighted average return on net assets increased by 0.15 percentage points to 3.38%[9] - The company reported a net profit margin improvement, with net profit for Q1 2023 expected to show a positive trend compared to the previous year[29] - The company recorded a tax expense of approximately $33.10 million in Q1 2023, compared to $16.80 million in Q1 2022, which is an increase of about 97.5%[36]

宁波旭升集团股份有限公司 证券代码：603305 证券简称：旭升集团 公告编号：2023-029 关于召开 2022 年年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： ● 会议召开时间：2023年4月7日(星期五)下午15:00－16:00 ● 会议召开地点：证券日报网路演平台（http://www.zqrb.cn/huiyi/lyh d/index.html） ● 会议召开方式：文字网络互动 ● 投资者可在业绩说明会召开日前（3月29日-4月6日），提前将需要了解 的情况和有关问题通过电子邮件发送至公司证券部邮箱xsgf@nbxus.com。公司将 在本次业绩说明会上对投资者关注的问题进行交流。 宁波旭升集团股份有限公司(以下简称"公司")已于2023年3月8日在上海证券 交易所网站（www.sse.com.cn）及指定信息披露媒体披露了《公司2022年年度报 告》。为便于广大投资者更全面深入地了解公司2022年度业绩和生产经营等情况， 公 司 计 划 于 2023 年 4 月 7 日 ...