关于宁波旭升集团股份有限公司 非经营性资金占用及其他关联资金往来情况 汇总表的专项审计报告 管理层的责任是提供真实、合法、完整的相关资料,按照中国证券监督管理委 员会、公安部、国务院国有资产监督管理委员会及中国银行保险监督管理委员会 《上市公司监管指引第8号 -- 上市公司资金往来、对外担保的监管要求》(中国证 券监督管理委员会公告[2022]26号文)及其他相关规定编制汇总表以满足监管要 求,并负责设计、执行和维护必要的内部控制,并保证其内容真实、准确、完整, 不存在虚假记载、误导性陈述和重大遗漏。 目 录 1、 专项审计报告 2、 附表 委托单位：宁波旭升集团股份有限公司 审计单位：中汇会计师事务所(特殊普通合伙) 联系电话：0571-88879999 LEE F 关于宁波旭升集团股份有限公司 非经营性资金占用及其他关联资金往来情况的专项审核说明 中汇会专[2025]4040号 宁波旭升集团股份有限公司全体股东: 我们接受委托,审计了宁波旭升集团股份有限公司(以下简称旭升集团)2024年 度财务报表,并出具了中汇会审[2025]4039号无保留意见的审计报告,在此基础上 对后附的旭升集团管理层编制的《20 ...

宁波旭升集团股份有限公司 2024 年度审计报告 中国杭州市钱江新城新业路 8 号 UDC 时代大厦 A 座 5-8 层、12 层、23 层 www.zhcpa.cn Floors5-8,12and23,Block A,UDC Times Building,No.8 Xinye Road，Qianjiang New City,Hangzhou Tel.0571-88879999 Fax.0571-88879000 您可使用手机"扫一扫"或进入 | | | | 一、审计报告 | 页 次 1-6 | | --- | --- | | 二、财务报表 | 7-18 | | (一) 合并资产负债表 | 7-8 | | (二) 合并利润表 | 9 | | (三) 合并现金流量表 | 10 | | (四) 合并所有者权益变动表 | 11-12 | | (五) 母公司资产负债表 | 13-14 | | (六) 母公司利润表 | 15 | | (七) 母公司现金流量表 | 16 | | (八) 母公司所有者权益变动表 | 17-18 | 三、财务报表附注 19-114 中国杭州市钱江新城新业路 8 号 UDC 时代大厦 A 座 ...

中信建投证券股份有限公司（以下简称"保荐人"）作为宁波旭升集团股份 有限公司（以下简称"旭升集团"、"公司"）2024 年向不特定对象发行可转 换公司债券的保荐人，根据《证券发行上市保荐业务管理办法》《上海证券交易 所股票上市规则》《上海证券交易所上市公司自律监管指引第 11 号——持续督 导》《上海证券交易所上市公司自律监管指引第 5 号——交易与关联交易》等相 关法律、法规和规范性文件的规定，对旭升集团 2025 年度日常关联交易预计事 项进行了审慎核查，具体如下： 一、日常关联交易基本情况 （一）2024 年度日常关联交易的预计和执行情况 中信建投证券股份有限公司 关于宁波旭升集团股份有限公司 2025 年度日常关联交易预计的核查意见 旭升集团 2024 年度日常关联交易的预计与执行的具体情况如下： | 单位：万元 | | --- | | | | | 本年年初至 | 2025 | | | | 本次预计金额与上 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 关联交易类 | 关联人 | 2025 年预 | 年 3 | 月末与关联 | ...

Financial Performance - The company's operating revenue for 2024 was approximately CNY 4.41 billion, a decrease of 8.79% compared to CNY 4.83 billion in 2023[24]. - The net profit attributable to shareholders for 2024 was approximately CNY 416.26 million, down 41.71% from CNY 714.10 million in 2023[24]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was approximately CNY 358.04 million, a decrease of 46.76% compared to CNY 672.55 million in 2023[24]. - Basic and diluted earnings per share decreased by 41.56% to CNY 0.45 from CNY 0.77 in 2023[25]. - The weighted average return on equity dropped to 6.48%, down 5.59 percentage points from 12.07% in 2023[25]. - Operating profit was ¥472,555,989.42, down 42.33% year-on-year, while net profit decreased by 42.28% to ¥410,744,838.21[59]. - The main business revenue was ¥4,348,446,462.34, reflecting a decline of 8.84% year-on-year, with main business costs at ¥3,494,858,350.60, down 4.78%[61]. - The company's total revenue for the period was approximately ¥4.35 billion, a decrease of 8.84% compared to the previous year[65]. Cash Flow and Assets - The net cash flow from operating activities increased by 24.27% to approximately CNY 1.22 billion in 2024, compared to CNY 978.13 million in 2023[24]. - The total assets at the end of 2024 were approximately CNY 13.99 billion, an increase of 39.00% from CNY 10.06 billion at the end of 2023[24]. - The net cash flow from operating activities increased by 24.27% to ¥1,215,513,151.31, indicating improved operational efficiency[64]. - The net cash flow from investing activities is -¥3,414,804,751.68, which is not applicable for comparison as it was -¥1,268,827,446.16 in the previous year[75]. - The net cash flow from financing activities is ¥3,193,584,933.90, a significant increase of 2,144.60% from ¥142,278,836.34, mainly due to funds raised from the issuance of convertible bonds[75]. - The total assets at the end of the current period amount to ¥13,973,000,000, with cash and cash equivalents making up 20.88% of total assets, an increase of 41.44% from the previous period[77]. Strategic Initiatives - The company is focusing on new energy, lightweight, and integration as its strategic core while expanding into emerging sectors like energy storage and humanoid robots[35]. - The company aims to become a benchmark enterprise in the global new energy lightweight sector through a series of strategic initiatives[35]. - The company has maintained a dual-driven strategy focusing on both the new energy vehicle sector and emerging industries[35]. - The company is advancing its production capacity layout with the Mexico production base entering the equipment installation phase, expected to commence operations in 2025[40]. - The company plans to establish a production base in Thailand, focusing on manufacturing magnesium-aluminum alloy components for electric vehicles and humanoid robots, enhancing its Southeast Asian market presence[40]. - The company is entering emerging industries such as energy storage and robotics, leveraging its technological advantages in lightweight and high-strength materials[92]. Market and Competition - The company experienced challenges due to intense competition and fluctuating end-user demand, impacting order volumes[34]. - The company secured orders worth approximately 1.9 billion yuan from mainstream electric vehicle platforms in North America and won key project bids from several leading domestic new energy manufacturers[36]. - Global electric vehicle sales are projected to reach 18.236 million units in 2024, with a year-on-year growth of 24.4%, and China's electric vehicle production and sales expected to exceed 12.888 million units, growing by 34.4%[43]. - The penetration rate of electric vehicles in China surpassed 40% in 2023, driven by favorable policies and continuous model upgrades[44]. Research and Development - The company has a strong R&D advantage, focusing on lightweight technology for new energy vehicles and has received multiple awards for technological contributions[54]. - The product matrix includes applications in new energy vehicles, energy storage, and humanoid robots, showcasing significant product diversity[55]. - The company is committed to increasing research and development efforts in new products and materials for humanoid robots, aiming to capture opportunities in this emerging market[37]. - R&D expenses totaled ¥191.47 million, representing 4.34% of total revenue[72]. - A dedicated materials R&D team has been established to develop new alloy materials, enhancing the company's technological capabilities[94]. Governance and Compliance - The company has maintained compliance with relevant laws and regulations regarding the procedures for convening and voting at shareholder meetings[115]. - The company has not faced any delisting risk or bankruptcy reorganization issues[197]. - The company has not engaged in any significant related party transactions during the reporting period[199]. - The company has committed to transparency and accountability in its financial disclosures to protect investor interests[186]. - The company will ensure that its IPO prospectus does not contain false statements or significant omissions[185]. Environmental Responsibility - The company invested 579.91 million RMB in environmental protection during the reporting period[159]. - The company has implemented effective wastewater treatment processes, ensuring that all discharge meets municipal standards[160]. - The company has committed to using clean energy and reducing carbon emissions through advanced production technologies and digital factory initiatives[175]. - The company has established solid waste storage facilities that comply with environmental regulations, ensuring proper classification and storage of hazardous waste[167]. - The company has engaged third-party monitoring agencies to ensure long-term compliance with air and water pollution standards[172]. Employee Engagement and Compensation - The company emphasizes the importance of employee participation in management and rewards significant contributions to enhance employee engagement[139]. - The company has a training plan aimed at developing talent to support its strategic goals, covering various training programs for different employee levels[140]. - The total hours of outsourced labor amounted to 1,718,034.14 hours, with total payments for outsourced labor reaching 46.50 million yuan[141]. - The company has established a comprehensive compensation and performance evaluation system, ensuring that salary levels reflect job value and performance results[139]. Dividend Policy - The company plans to distribute a cash dividend of 3.80 RMB per 10 shares, totaling 354,628,046 RMB (including tax), which represents 85.19% of the net profit attributable to shareholders for the year 2024[148][151]. - The cash dividend policy stipulates that during the mature stage without significant capital expenditure, at least 80% of profits should be distributed as cash dividends[148]. - The company has established a stable profit distribution policy, prioritizing cash dividends and considering factors such as industry characteristics and major capital expenditure plans[149].

一、主要会计数据和财务指标 | 报告期指标 | 2024年年报 | 2023年年报 | 本年比上年增减(%) | 2022年年报 | | --- | --- | --- | --- | --- | | 基本每股收益（元） | 0.4500 | 0.7700 | -41.56 | 0.7900 | | 每股净资产（元） | 6.87 | 6.69 | 2.69 | 8.42 | | 每股公积金(元) | 2.88 | 2.88 | 0 | 4.44 | | 每股未分配利润(元) | 2.60 | 2.43 | 7 | 2.56 | | 每股经营现金流(元) | - | - | - | - | | 营业收入(亿元) | 44.09 | 48.34 | -8.79 | 44.54 | | 净利润(亿元) | 4.16 | 7.14 | -41.74 | 7.01 | | 净资产收益率(%) | 6.48 | 12.07 | -46.31 | 16.31 | 数据四舍五入，查看更多财务数据>> 前十大流通股东累计持有： 61554.33万股，累计占流通股比： 65.94%，较上期变化： -804.21万股。 | 名称 ...

| 证券代码：603305 | 证券简称：旭升集团 | 公告编号：2025-014 | | --- | --- | --- | | 债券代码：113685 | 债券简称：升 转债 24 | | 宁波旭升集团股份有限公司 关于以集中竞价交易方式首次回购股份的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 19 元/股（含），回购资金总额不低于 7,500 万元（含）且不超过 15,000 万元（含）， 回购期限为自董事会审议通过回购股份方案之日起不超过 12 个月。具体内容详 见公司于 2025 年 4 月 9 日在上海证券交易所网站（www.sse.com.cn）披露的《关 于以集中竞价交易方式回购股份方案的公告》（公告编号：2025-010） 二、回购股份的进展情况 根据《上市公司股份回购规则》及《上海证券交易所上市公司自律监管指引 第7号——回购股份》的相关规定，现将公司首次回购股份情况公告如下： 2025年4月16日，公司通过集中竞价交易方式首次回购股份230,000股，已回 购股份占公司总股本的比例为0.0 ...

| 证券代码：603305 | 证券简称：旭升集团 公告编号：2025-013 | | --- | --- | | 债券代码：113685 | 债券简称：升 24 转债 | 单位：万元 宁波旭升集团股份有限公司 关于使用部分闲置募集资金进行现金管理 到期赎回的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 宁波旭升集团股份有限公司（以下简称"公司"）于 2024 年 7 月 11 日分别 召开了第三届董事会第二十九次会议及第三届监事会第二十四次会议，审议通过 了《关于使用部分暂时闲置可转换公司债券募集资金进行现金管理的议案》，同 意公司及子公司使用最高额度不超过人民币 10 亿元（含 10 亿元)的闲置募集资 金进行现金管理。使用期限不超过董事会审议通过之日起 12 个月，在上述额度 及期限内，资金可以循环滚动使用。具体内容详见公司于 2024 年 7 月 12 日披露 的《关于使用部分暂时闲置可转换公司债券募集资金进行现金管理的公告》（公 告编号：2024-049）。 2024 年 7 月 15 日至 7 月 1 ...

旭升集团（603305）公告，公司于2025年4月16日通过集中竞价交易方式首次回购股份23万股，占公司 总股本的0.0241%，回购价格区间为11.82元/股至11.87元/股，已支付的总金额为272.19万元(不含交易费 用)。本次回购符合相关法律法规的规定及公司既定的回购股份方案。 ...

登录新浪财经APP 搜索【信披】查看更多考评等级 证券代码：603305 证券简称：旭升集团 公告编号：2025-012 债券代码：113685 债券简称：升24转债 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容 的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 2、公司在实施回购股份期间，受外部环境变化、临时经营需要等因素影响，致使回购股份所需资金未 能及时到位，导致回购方案无法实施的风险； 3、因公司生产经营、财务状况、外部客观情况发生重大变化等原因，可能根据规则变更或终止回购方 案的风险； ● 回购股份的用途：拟用于宁波旭升集团股份有限公司（以下简称"公司"）后期实施员工持股计划或者 股权激励。 ● 回购资金总额：不低于人民币7,500万元（含），不超过人民币15,000万元（含）。 ● 回购价格：不超过人民币19元/股（含）。 ● 回购数量：在回购价格上限19元/股条件下，按不超过人民币15,000万元的回购金额上限测算，预计回 购股份数量约为789万股，约占公司总股本的0.83%；按不低于人民币7,500万元的回购金额下限测算， 预计回购股份 ...

| 证券代码：603305 | 证券简称：旭升集团 公告编号：2025-012 | | --- | --- | | 债券代码：113685 | 债券简称：升 转债 24 | 宁波旭升集团股份有限公司 关于以集中竞价交易方式回购股份的回购报告书 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 回购股份的用途：拟用于宁波旭升集团股份有限公司（以下简称"公司"） 后期实施员工持股计划或者股权激励。 回购资金总额：不低于人民币7,500万元（含），不超过人民币15,000万 元（含）。 回购价格：不超过人民币19元/股（含）。 回购数量：在回购价格上限19元/股条件下，按不超过人民币15,000万元 的回购金额上限测算，预计回购股份数量约为789万股，约占公司总股本的0.83%； 按不低于人民币7,500万元的回购金额下限测算，预计回购股份数量约为395万 股，约占公司总股本的0.41%。 回购期限：自董事会审议通过回购股份方案之日起12个月内。 回购资金来源：自有资金 相关股东是否存在减持计划：截至本次董事会决 ...