青岛汇金通电力设备股份有限公司 青岛汇金通电力设备股份有限公司 董事和高级管理人员所持本公司股份及其变动管理办法 第一章 总则 本办法所称高级管理人员，以公司章程中所界定的人员为准。 露及重大事项等进展情况，如该买卖行为可能违反《公司法》 《证券法》、 中国证监会、上海证券交易所等相关规定的，董事会秘书应当及时通知 相关董事、高级管理人员，并提示相关风险。 第二章 信息申报与披露 第一条 为加强对青岛汇金通电力设备股份有限公司（以下称"公司"或者"本 公司"）董事和高级管理人员持有或者买卖本公司股票行为的申报、披 露与管理，进一步明确管理程序，根据《中华人民共和国公司法》（以 下称《公司法》）、《中华人民共和国证券法》（以下称《证券法》）、《上 市公司董事和高级管理人员所持本公司股份及其变动管理规则》《上市 公司股东减持股份管理暂行办法》《上海证券交易所上市公司自律监管 指引第 15 号——股东及董事、高级管理人员减持股份》等法律、法规、 规范性文件以及《青岛汇金通电力设备股份有限公司章程》的有关规定， 结合公司的实际情况，特制定本办法。 第二条 本规定适用于本公司董事、高级管理人员所持本公司股份及其变动的管 ...

Core Points - The company is Qingdao Huijintong Electric Power Equipment Co., Ltd., established as a joint-stock company based on the net assets of Qingdao Huijintong Electric Power Equipment Limited Company [3][4] - The company was approved by the China Securities Regulatory Commission to issue 29.18 million shares of RMB ordinary stock and was listed on the Shanghai Stock Exchange on December 22, 2016 [3][4] - The registered capital of the company is RMB 339,139,100 [3][4] Company Overview - The company is located in Du Village, Jiaozhou City, Qingdao, with a postal code of 266327 [3] - The company aims to continuously meet customer and societal needs, aspiring to build an internationally recognized tower brand and to innovate for national industry development [3][4] Business Scope - The company engages in the research, design, manufacturing, and installation of various power equipment, including boiler auxiliary equipment, transmission and transformation towers, steel pipe poles, and wind power generation equipment [4] - The company also conducts sales of pressure vessels, construction engineering, and electrical engineering design and construction [4] Share Structure - The total number of shares issued by the company is 339,139,100, all of which are RMB ordinary shares [5] - The company adheres to principles of public, fair, and just issuance of shares, ensuring equal rights for each share of the same category [5][6] Capital Management - The company can increase its capital through various methods, including issuing shares to unspecified objects or existing shareholders [8] - The company is restricted from engaging in activities such as buying or selling its own shares, except under specific circumstances [9][11] Shareholder Rights and Responsibilities - Shareholders have rights to dividends, participate in shareholder meetings, and supervise company operations [15][19] - Shareholders are obligated to pay for their subscribed shares and cannot withdraw their capital except as legally permitted [19][20] Governance Structure - The company has established a governance structure that includes a board of directors and an audit committee, ensuring compliance with laws and regulations [14][16] - The company’s articles of association serve as a binding document for the organization and behavior of the company, shareholders, and management [3][12]

青岛汇金通电力设备股份有限公司 第一章 总则 第一条 为进一步规范青岛汇金通电力设备股份有限公司（以下称"公司"）董 事会的议事方式和决策程序，促使董事和董事会有效地履行其职责，提 高董事会规范运作和科学决策水平，根据《中华人民共和国公司法》 （以 下称《公司法》）等有关法律、法规、部门规章和规范性文件以及《青 岛汇金通电力设备股份有限公司章程》的规定，制定本规则。 第二章 董事会的召集、召开 第四条 公司董事会会议分定期会议和临时会议。 青岛汇金通电力设备股份有限公司 董事长应当自接到提议或者证券监管部门的要求后 10 日内，召集董事 会会议并主持会议。 青岛汇金通电力设备股份有限公司 董事会议事规则 第八条 董事会拟讨论高级管理人员聘用事项的，董事会通知中应当充分披露高 级管理人员候选人的详细资料，至少包括以下内容： 第二条 董事会应认真履行有关法律、行政法规和公司章程规定的职责，确保公 司遵守法律、行政法规和公司章程的规定，公平对待所有股东，并关注 其他利益相关者的合法权益。 第三条 董事会下设证券部作为董事会常设工作机构，处理董事会日常事务。 董事会秘书或者证券事务代表兼任证券部负责人，保管董事会印章 ...

青岛汇金通电力设备股份有限公司 青岛汇金通电力设备股份有限公司 总经理工作细则 第一章 总则 第二章 总经理的任职资格和任免程序 第一条 为进一步完善青岛汇金通电力设备股份有限公司（以下称"公司"） 法人治理结构，促进公司经营管理的制度化、规范化、科学化，保证 公司总经理依法行使职权、履行职责、承担义务，有效防范经营风 险，根据《中华人民共和国公司法》《中华人民共和国证券法》等 法律法规、规范性文件以及《青岛汇金通电力设备股份有限公司章 程》的有关规定，制定本细则。 第二条 公司依法设置总经理。总经理主持公司日常业务经营和管理工作， 组织实施董事会会议决议，对董事会负责。 第三条 总经理任职应当具备下列条件： （一） 具有较丰富的经济理论知识、管理知识及实践经验，具有较 强的经营管理能力； （二） 具有调动员工积极性、知能善任、协调各种内外关系和统揽 全局的能力； （三） 具有一定年限的企业管理或者经济工作经历，熟悉本行业及 相关行业的生产经营业务并掌握国家有关政策、法律、法规； （四） 诚信勤勉、廉洁奉公。 第四条 有下列情形之一的，不能担任公司总经理： （一）无民事行为能力或者限制民事行为能力； （二）因 ...

青岛汇金通电力设备股份有限公司 青岛汇金通电力设备股份有限公司 内幕信息知情人登记管理制度 第一章 总则 第二章 内幕信息及内幕信息知情人 第六条 本制度所指的内幕信息知情人是指根据《中华人民共和国证券法》《上 青岛汇金通电力设备股份有限公司 海证券交易所上市公司自律监管指引第2号——信息披露事务管理》等规 定在公司内幕信息公开前能直接或者间接获取内幕信息的单位及个人， 包括但不限于： （一）公司及其董事、高级管理人员； 第一条 为规范青岛汇金通电力设备股份有限公司（以下简称"公司"）的内幕 信息管理，加强内幕信息保密工作，维护信息披露的公开、公平、公正 的原则，防范内幕信息泄露及内幕信息交易，根据《中华人民共和国公 司法》《中华人民共和国证券法》《上市公司治理准则》《上市公司信 息披露管理办法》《上市公司监管指引第5号——上市公司内幕信息知情 人登记管理制度》《上海证券交易所股票上市规则》《上海证券交易所 上市公司自律监管指引第2号——信息披露事务管理》等有关法律、法规、 以及《青岛汇金通电力设备股份有限公司章程》《青岛汇金通电力设备 股份有限公司信息披露管理制度》的规定，特制定本制度。 第二条 公司应当按 ...

青岛汇金通电力设备股份有限公司 第二章 募集资金存储 青岛汇金通电力设备股份有限公司 青岛汇金通电力设备股份有限公司 募集资金管理制度 第一章 总则 的部分。 公司的董事、高级管理人员应当勤勉尽责，督促公司规范使用募集 资金，不得操控公司擅自或者变相改变募集资金用途。 公司的控股股东、实际控制人及其他关联人不得占用公司募集资金， 不得利用公司募集资金投资项目获取不正当利益。 第五条 公司应当审慎使用募集资金，按照招股说明书或者其他公开发行募 集文件所列用途使用，不得擅自改变用途。募集资金投资项目通过 公司的子公司或者公司控制的其他企业实施的，公司应当确保该子 公司或者受控制的其他企业遵守本制度规定。 第六条 公司应当审慎选择商业银行并开设募集资金专项账户（以下简称专 户），募集资金应当存放于经董事会批准设立的专户集中管理，专 户不得存放非募集资金或者用作其他用途。 公司存在两次以上融资的，应当分别设置募集资金专户。超募资金 也应当存放于募集资金专户管理。 募集资金投资境外项目的，应当符合本制度规定。公司及保荐人或 者独立财务顾问应当采取有效措施，确保投资于境外项目的募集资 金的安全性和使用规范性，并在《公司募 ...

青岛汇金通电力设备股份有限公司 青岛汇金通电力设备股份有限公司 对外投资管理制度 第一章 总则 第二章 对外投资的决策权限 青岛汇金通电力设备股份有限公司 第一条 为规范青岛汇金通电力设备股份有限公司（以下称"公司"）的对 外投资决策行为，建立系统完善的对外投资机制，确保投资决策程 序科学规范，有效防范投资风险，保障公司和股东的利益，根据《中 华人民共和国公司法》（以下称《公司法》）等有关法律法规、规 范性文件及《青岛汇金通电力设备股份有限公司章程》的有关规定， 制定本制度。 第二条 本制度所称对外投资是指为获取未来收益而预先支付一定数量的货 币、有价证券、各种有形资产、无形资产及其他资产（以下简称"各 种资产"）等进行的、涉及公司资产发生产权关系变动的，并以取 得收益为目的的投资行为。 第三条 本制度适用于公司及其控股子公司的一切对外投资行为，参股公司 参照实施。公司对外投资由公司总部集中进行。 第四条 公司对外投资行为必须符合国家有关法律法规及产业政策，符合公 司发展战略，有利于增强公司竞争能力，有利于合理配置企业资源， 创造良好经济效益，促进公司可持续发展。 第五条 公司对外投资类型包括但不限于： （一 ...

Core Viewpoint - The article outlines the information disclosure deferral and exemption management system for Qingdao Huijin Tong Electric Equipment Co., Ltd, emphasizing the importance of protecting state secrets and ensuring compliance with relevant laws and regulations [2][5]. Group 1: Information Disclosure Management - The company and other obligated parties must fulfill their duty to protect state secrets and cannot disclose sensitive information through various channels [2][3]. - The system is established to regulate the deferral and exemption of information disclosure, protecting investors' rights and ensuring compliance with laws such as the Securities Law and the Stock Listing Rules [2][4]. - Information must be disclosed truthfully, accurately, completely, timely, and fairly, without abusing deferral or exemption to mislead investors or engage in illegal activities [2][4]. Group 2: Conditions for Deferral and Exemption - Deferral or exemption of disclosure is permitted if there is sufficient evidence that the information involves state secrets or could violate confidentiality regulations [2][5]. - Commercial secrets can be deferred or exempted from disclosure if they fall under specific conditions, such as core technology information that could lead to unfair competition [2][4]. - If the reasons for deferral or exemption are eliminated, the company must promptly disclose the information and provide justification for its classification as a commercial secret [2][4]. Group 3: Internal Procedures and Responsibilities - The chairman of the board is the primary responsible person for deferral and exemption matters, while the board secretary manages daily operations related to these issues [2][5]. - The company must maintain records of deferral and exemption actions, including reasons, internal review processes, and the status of insider trading during the deferral period [2][6]. - Any non-compliance with the established procedures may result in disciplinary actions against responsible personnel, in accordance with relevant laws and regulations [2][6].

General Principles - The company establishes an external guarantee management system to regulate its external guarantee behavior, protect investors' rights, and enhance risk and credit management [1] - External guarantees refer to the company providing guarantees for debts owed by third parties, including guarantees for its controlling subsidiaries [1] Approval and Risk Control - The company’s controlling subsidiaries are generally prohibited from providing external guarantees unless approved by their governing bodies and reported to the company's finance department [1] - External guarantees must adhere to principles of legality, prudence, and safety, with strict risk control measures in place [1] - Guarantees exceeding 10% of the company's latest audited net assets require shareholder meeting approval, while other guarantees need board approval [1][6] Documentation and Evaluation - Guarantee applicants must provide comprehensive documentation, including financial reports and credit assessments, for the company to evaluate their financial status and repayment ability [11] - The company may hire external professionals to assess risks associated with external guarantees before board or shareholder decisions [6][11] Contract Management - All external guarantees must be documented in written contracts, which should include essential terms such as the type and amount of the guaranteed debt, duration, and liability for breach [26][30] - The company must manage guarantee contracts and related documents diligently, ensuring timely updates and compliance with legal requirements [14] Information Disclosure - The company is required to disclose the total amount of external guarantees and their proportion relative to the latest audited net assets [34] - Timely disclosure is mandated in cases where the guaranteed party fails to meet repayment obligations or faces bankruptcy [35]

General Principles - The company establishes a management system for related party transactions to ensure fairness, justice, and transparency, protecting the legal rights of the company and non-related shareholders [2] - The board of directors' audit committee is responsible for the control and daily management of related party transactions [2] Definition of Related Parties - Related parties include both related legal entities and natural persons, with specific criteria outlined for identification [4] - Legal entities that control the company or hold more than 5% of its shares are considered related parties [4] - Natural persons who hold more than 5% of shares or are directors and senior management of the company are also classified as related parties [4] Recognition of Related Transactions - Related transactions are defined as resource or obligation transfers between the company and its related parties, including asset purchases, financial assistance, and service provisions [3] - Related transactions must adhere to principles of honesty, fairness, and must not harm the interests of the company and non-related shareholders [3] Decision-Making Procedures - Related transactions require board approval, with related directors abstaining from voting [5] - Transactions exceeding certain monetary thresholds must be disclosed and may require independent evaluations [5][6] Daily Related Transactions - Daily related transactions must be disclosed in annual and semi-annual reports, and any significant changes to agreements must be submitted for board approval [8] - The company can estimate annual transaction amounts and must disclose any excess amounts [8] Exemptions from Approval - Certain transactions, such as those providing unilateral benefits without obligations, may be exempt from the usual approval and disclosure requirements [9] - Transactions with interest rates not exceeding market rates and without the need for guarantees are also exempt [9] Amendments and Implementation - The management system will be revised in accordance with new laws and regulations, and the board is responsible for its formulation and interpretation [9] - The system will take effect upon approval by the shareholders' meeting [9]