| 证券代码：603978 | 证券简称：深圳新星 公告编号：2024-043 | | --- | --- | | 债券代码：113600 | 债券简称：新星转债 | 深圳市新星轻合金材料股份有限公司 2023 年年度股东大会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本次会议是否有否决议案：无 一、 会议召开和出席情况 (一)股东大会召开的时间：2024 年 5 月 14 日 (二)股东大会召开的地点：深圳市光明区高新产业园区汇业路 6 号新星公司红楼 会议室 (三)出席会议的普通股股东和恢复表决权的优先股股东及其持有股份情况： | 1、出席会议的股东和代理人人数 | 8 | | --- | --- | | 2、出席会议的股东所持有表决权的股份总数（股） | 77,560,369 | | 3、出席会议的股东所持有表决权股份数占公司有表决权股 | | | 份总数的比例（%） | 47.3226 | (四)表决方式是否符合《公司法》及《公司章程》的规定，大会主持情况等。 本次会议由董事会召集，由董事 ...

证券代码：603978 证券简称：深圳新星 公告编号：2024-042 转债代码：113600 转债简称：新星转债 深圳市新星轻合金材料股份有限公司 关于"新星转债"预计满足转股价格修正条件 的提示性公告 上述方案须经出席会议的股东所持表决权的三分之二以上通过方可实施。 股东大会进行表决时，持有本次发行的可转换公司债券的股东应当回避。修正 后的转股价格应不低于该次股东大会召开日前二十个交易日公司股票交易均价 和前一个交易日公司股票交易均价。 若在前述三十个交易日内发生过转股价格调整的情形，则在转股价格调整 日前的交易日按调整前的转股价格和收盘价格计算，在转股价格调整日及之后 的交易日按调整后的转股价格和收盘价格计算。 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、可转债发行上市概况 经中国证券监督管理委员会"证监许可〔2020〕1441号"文核准，深圳市新星 轻合金材料股份有限公司（以下简称"公司"）于2020年8月13日公开发行了595.00 万张可转换公司债券，每张面值100元，发行总额59,500万元。本次发行的可 ...

| 证券代码：603978 | 证券简称：深圳新星 公告编号：2024-041 | | --- | --- | | 债券代码：113600 | 债券简称：新星转债 | 深圳市新星轻合金材料股份有限公司 关于持股 5%股东集中竞价减持股份计划公告 本公司董事会、全体董事及相关股东保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 大股东持股的基本情况 截止本公告披露日，深圳市新星轻合金材料股份有限公司（以下简称"公司"） 股东楼奕霄先生持有公司股份 8,297,626 股，占公司总股本的比例为 5%，股份来 源为协议转让所得。 集中竞价减持计划的主要内容 因个人资金需求，楼奕霄先生计划自本公告披露之日起 15 个交易日后的 90 天内（即 2024 年 5 月 29 日起至 2024 年 8 月 26 日期间内），通过上海证券交易 所集中竞价交易方式减持不超过 829,776 股，占公司总股本的比例不超过 0.5%。 | 一、集中竞价减持主体的基本情况 | | --- | | 股东名称 | 股东身份 | 持股数量（股） | 持股比例 | ...

| 证券代码：603978 | 证券简称：深圳新星 公告编号：2024-040 | | --- | --- | | 债券代码：113600 | 债券简称：新星转债 | 公司已向中国证券登记结算有限责任公司上海分公司（以下简称"中登公司"） 提交注销上述股票期权的申请，经中登公司审核确认，上述 38.82 万份股票期权 注销事宜已于 2024 年 5 月 6 日办理完毕。本次股票期权注销后，公司 2020 年股 票期权激励计划向激励对象授予的 320 万份股票期权已全部注销。 本次注销的股票期权尚未行权，注销后不会对公司股本造成影响。本次注销 部分股票期权事项符合《上市公司股权激励管理办法》及《深圳市新星轻合金材 料股份有限公司 2020 年股票期权激励计划（草案）》的相关规定。 特此公告。 深圳市新星轻合金材料股份有限公司董事会 2024 年 5 月 8 日 深圳市新星轻合金材料股份有限公司 关于部分股票期权注销完成的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 深圳市新星轻合金材料股份有限公司（以下简称"公司" ...

| | | 债券代码：113600 债券简称：新星转债 深圳市新星轻合金材料股份有限公司 关于以集中竞价交易方式回购公司股份的进展公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 二、 回购股份的进展情况 根据《上市公司股份回购规则》《上海证券交易所上市公司自律监管指引第 7 号—回购股份》等相关规定，上市公司应当在每个月的前 3 个交易日内公告截至 上月末的回购进展情况。现将公司回购股份的进展情况公告如下： 2024 年 4 月，公司未通过集中竞价交易方式回购股份。 截至 2024 年 4 月 30 日，公司已累计回购股份 17.40 万股，占公司总股本的比 例为 0.10%，购买的最高价为 11.04 元/股、最低价为 10.97 元/股，已支付的总金额 为 191.468 万元（不含印花税、交易佣金等交易费用）。 上述回购进展符合法律法规的规定及公司既定的回购股份方案。 三、 其他事项 公司将严格按照《上市公司股份回购规则》《上海证券交易所上市公司自律监 管指引第 7 号——回购股份》等相关规定，在回 ...

Financial Performance - The company's operating revenue for Q1 2024 was ¥501,744,537.85, representing an increase of 87.74% compared to the same period last year[5] - Total revenue for Q1 2024 reached ¥501.74 million, a significant increase of 87.5% compared to ¥267.26 million in Q1 2023[20] - Total operating costs for Q1 2024 were ¥531.49 million, up 85.0% from ¥286.92 million in Q1 2023[20] - Net loss for Q1 2024 was ¥40.36 million, compared to a net loss of ¥13.47 million in Q1 2023, representing a deterioration of 199.5%[21] - Operating profit for Q1 2024 was reported at -¥39.31 million, worsening from -¥14.42 million in Q1 2023[21] - The net profit attributable to shareholders of the listed company was -¥40,161,869.53, indicating a significant loss[5] - The basic and diluted earnings per share were both -¥0.24, reflecting the decline in net profit[5] - The company reported a basic and diluted earnings per share of -¥0.24 for Q1 2024, compared to -¥0.08 in Q1 2023[22] Cash Flow and Liquidity - The net cash flow from operating activities was -¥38,291,878.96, reflecting ongoing cash flow challenges[5] - Cash flow from operating activities in Q1 2024 was ¥455.74 million, an increase from ¥196.21 million in Q1 2023[24] - The net cash flow from operating activities was -38,291,878.96, an improvement from -91,434,066.85 in the previous year[25] - Total cash inflow from financing activities was 320,975,726.10, compared to 230,130,000.00 in the same period last year[26] - The net cash flow from financing activities was 115,801,354.46, down from 139,752,619.33 year-over-year[26] - Cash and cash equivalents at the end of the period totaled 312,271,961.17, a decrease from 355,365,179.01 at the end of the previous year[26] - The company incurred cash outflows of 205,174,371.64 in financing activities, significantly higher than 90,377,380.67 in the prior year[26] - Cash inflow from investment activities was 12,648,328.61, with cash outflows totaling 93,591,363.49, resulting in a net cash flow of -80,943,034.88[25] Assets and Liabilities - Total assets at the end of Q1 2024 amounted to ¥3,756,615,232.14, a 4.90% increase from the end of the previous year[6] - Total assets as of Q1 2024 amounted to ¥3.76 billion, up from ¥3.58 billion in the previous year[18] - Total liabilities increased to ¥2.20 billion in Q1 2024, compared to ¥1.98 billion in Q1 2023[18] - Long-term borrowings rose to ¥611.80 million in Q1 2024, up from ¥471.05 million in Q1 2023, indicating a 29.8% increase[18] - The company reported a total equity attributable to shareholders of ¥1,551,321,048.40, a decrease of 2.64% from the previous year[6] Shareholder Information - The total number of common shareholders at the end of the reporting period is 15,427[12] - The largest shareholder, Chen Xueming, holds 35,111,774 shares, representing 21.16% of total shares[12] Operational Challenges - The company experienced a loss of ¥9,460,700 due to production line shutdowns related to lithium hexafluorophosphate, impacting net profit[9] - The company recorded an asset impairment loss of ¥9,956,800 related to lithium hexafluorophosphate and its raw materials[9] Government Support - The company received government subsidies amounting to ¥1,866,497.90, which were included in the current period's profit[7] Inventory and Receivables - Accounts receivable increased to RMB 432,185,777.23 from RMB 432,080,830.35, indicating a stable collection process[16] - Inventory levels rose to RMB 261,835,142.05 compared to RMB 218,951,046.49 at the end of 2023, reflecting potential growth in sales or production[16] - The total current assets reached RMB 1,791,926,302.74, up from RMB 1,641,426,172.08, showing an increase of approximately 9.2%[16] Investments - The company has a long-term equity investment valued at RMB 41,447,606.98, slightly down from RMB 42,366,474.00[16] - The fixed assets are reported at RMB 1,245,472,611.34, an increase from RMB 1,234,582,337.68, indicating ongoing investment in infrastructure[16] Other Information - The company has not reported any changes in the participation of major shareholders in margin trading or securities lending[14] - There are no significant new strategies or product developments mentioned in the current report[14] - The impact of exchange rate changes on cash and cash equivalents was minimal, recorded at 0.10[26]

Financial Performance - The company's operating revenue for 2023 was CNY 1,579,249,838.21, representing a 3.60% increase compared to CNY 1,524,302,684.40 in 2022[21] - The net profit attributable to shareholders of the listed company for 2023 was negative, and the net operating cash flow was also negative, leading to no cash dividends being proposed for the year[6] - The company reported a deduction of revenue related to the main business of CNY 1,577,878,912.76, which is a 4.59% increase from CNY 1,508,632,297.28 in the previous year[21] - The net profit attributable to shareholders of the listed company for 2023 was -141,430,038.71, a significant decline compared to -48,084,292.30 in 2022, reflecting a decrease of 195.5%[22] - The basic earnings per share for 2023 was -1.08, down from -0.29 in 2022, indicating a deterioration in profitability[23] - The total assets increased by 12.30% year-on-year, reaching 3,581,297,324.02 compared to 3,189,096,778.99 at the end of 2022[22] - The cash flow from operating activities showed a net outflow of -205,903,129.98, worsening from -146,386,003.09 in the previous year[22] - The weighted average return on equity for 2023 was -8.51%, down from -2.73% in 2022, indicating a decline in the company's efficiency in generating returns[23] - The total net assets attributable to shareholders decreased by 8.02% to 1,593,406,983.92 from 1,732,312,129.23 at the end of 2022[22] Operational Highlights - The company has a total of six wholly-owned subsidiaries and one controlling subsidiary, indicating a stable structure for market expansion[12] - The company achieved a total operating revenue of 1,579.25 million yuan, a year-on-year increase of 3.60%[36] - The sales volume of aluminum grain refiners was 43,680.97 tons, remaining flat year-on-year, with a total sales revenue of 1,007.40 million yuan[41] - The lithium hexafluorophosphate segment reported a sales volume of 2,955.25 tons, with a total sales revenue of 271.92 million yuan, reflecting a year-on-year increase of 27.45%[41] - The gross profit margin for aluminum grain refiners improved to 7.69%, an increase of 2.06 percentage points year-on-year[41] - The company recorded a gross loss of 19.36 million yuan in the lithium hexafluorophosphate segment due to significant price declines[33] Investment and Projects - The battery aluminum foil project is in a ramp-up phase, with 30,000 tons of casting capacity already in production as of July 2023[42] - The company plans to complete the construction of the third phase of the battery aluminum foil project by June 2024, adding an additional 50,000 tons of casting capacity[42] - The lithium hexafluorophosphate project has a current production capacity of 5,800 tons per year, with a new 7,000-ton production line expected to be operational by June 2024[44] - The company has invested in a battery aluminum foil project with a total capacity of 100,000 tons per year, with 20,000 tons already in production as of July 2023[82] - The company has established a production capacity of 5,800 tons per year for lithium hexafluorophosphate, with mature technology and quality meeting advanced industry standards[80] Research and Development - Research and development expenses for 2023 amounted to 67.23 million yuan, a decrease of 1.61% compared to the previous year, with 2 domestic invention patents and 12 utility model patents applied for during the period[46] - The company has developed a strong R&D platform, responsible for drafting 3 industry standards and participating in 1 national standard[88] - The company is focusing on technological advancements and innovation to improve operational efficiency[166] Risk Management - The company has detailed potential risks in its annual report, which investors are advised to pay attention to[8] - The company emphasizes risk management, particularly regarding raw material price fluctuations, which significantly impact operational costs[149] - The company has established a risk management system for its hedging activities, ensuring that the scale of hedging does not exceed the approved limits set by the board of directors[133] Governance and Compliance - The company is committed to ensuring the authenticity, accuracy, and completeness of the annual report, as stated by its board of directors and management[4] - The company has received a standard unqualified audit report from Rongcheng Accounting Firm, ensuring the reliability of its financial statements[5] - The company has established a robust internal control system and conducts regular internal audits to ensure effective execution of internal controls[158] - The company held five shareholder meetings during the reporting period, ensuring equal treatment of all shareholders[155] Market Trends and Industry Outlook - The competitive landscape in the aluminum grain refining industry is intensifying, leading to price wars and a potential increase in industry concentration as weaker players exit the market[53] - The demand for high-end aluminum grain refiners and intermediate alloys is expected to rise due to the growth in high-end aluminum materials and applications in various industries[53] - The global demand for lithium hexafluorophosphate is expected to reach 700,000 tons by 2030[58] - The company aims to enhance its market share in high-end aluminum alloy products and expand its new energy battery materials business, including lithium hexafluorophosphate and aluminum foil for batteries[137] Financial Management - The company has not proposed any capital reserve transfer to increase share capital for 2023 due to the negative net profit[6] - The company is focusing on financial support from major shareholders to enhance liquidity[182] - The total remuneration paid to the company's directors, supervisors, and senior management during the reporting period amounted to RMB 431.60 million (pre-tax)[177] Future Guidance - Future guidance indicates a cautious outlook, with expectations of gradual recovery in revenue[166] - The company plans to expand its market presence and invest in new product development to drive future growth[166] - The company provided guidance for the next quarter, expecting revenue to be between $1.3 billion and $1.4 billion, which would reflect a growth rate of 8% to 17%[169]

RSM 容诚 审计报告 深圳市新星轻合金材料股份有限公司 容诚审字|2024|518Z0434 号 容诚会计师事务所(特殊普通合伙) 中国 北京 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://ac.cnd.gxv.cn）"进行艺品 。 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http:///acc.mg/.gov.cn】"等行艺 目 录 | 序号 | 内 容 | 页码 | | --- | --- | --- | | 1 | 审计报告 | 1 - 6 | | 2 | 合并资产负债表 | 7 | | 3 | 合并利润表 | 8 | | 4 | 合并现金流量表 | 9 | | 5 | 合并所有者权益变动表 | 10 - 11 | | 6 | 母公司资产负债表 | 12 | | 7 | 母公司利润表 | 13 | | 8 | 母公司现金流量表 | 14 | | 9 | 母公司所有者权益变动表 | 15 - 16 | | 10 | 财务报表附注 | 17 - 124 | a r 审计报告 容诚审字[2024]518Z0434 号 深圳市新星轻合金材料股份有限公司全体股东; 一 ...

深圳市新星轻合金材料股份有限公司 关于为参股公司提供担保的公告 | 证券代码：603978 | 证券简称：深圳新星 | 公告编号：2024-033 | | --- | --- | --- | | 债券代码：113600 | 债券简称：新星转债 | | 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： ● 被担保人名称：江西省汇凯化工有限责任公司（以下简称"汇凯化工"） ● 本次担保金额及已实际为其提供的担保余额：参股公司汇凯化工2024年拟 向银行申请人民币10,000万元借款，汇凯化工拟以其工业用地、在建工程、专利 和设备进行抵押担保，公司拟按照持有其股份比例对汇凯化工申请银行借款 10,000万元的30%部分提供连带责任保证，担保金额为3,000万元。汇凯化工其他 自然人股东拟对汇凯化工本次借款提供全额连带责任保证。截至本公告日，公司 已实际为汇凯化工提供的担保余额为2,400万元（不含本次担保）。 一、担保情况概述 （一）本次担保的基本情况 深圳市新星轻合金材料股份有限公司（以下简称"公司"）持有江西 ...