烟 台 睿 创 微 纳 技 术 股 份 有 限 公 司 审计报告 天 职 业 字 [2024]23464 号 目 -- 审计报告 - 2023 年度财务报表— 2023 年度财务报表附注 审计报告 天职业字[2024]23464 号 烟台睿创微纳技术股份有限公司全体股东: 一、审计意见 我们审计了烟台睿创微纳技术股份有限公司(以下简称"睿创微纳")财务报表,包括 2023 年 12 月 31 日的合并及母公司资产负债表,2023 年度的合并及母公司利润表、合并及母公司 现金流量表、合并及母公司所有者权益变动表,以及财务报表附注。 我们认为,后附的财务报表在所有重大方面按照企业会计准则的规定编制,公允反映了睿 创微纳 2023 年 12 月 31 日的合并及母公司财务状况以及 2023 年度的合并及母公司经营成果 和现金流量。 二、形成审计意见的基础 我们按照中国注册会计师审计准则的规定执行了审计工作。审计报告的"注册会计师对财 务报表审计的责任"部分进一步阐述了我们在这些准则下的责任。按照中国注册会计师职业道 德守则,我们独立于睿创微纳,并履行了职业道德方面的其他责任。我们相信,我们获取的审 计证据是充分、适 ...

Market Growth and Trends - The infrared thermal imaging market in China is projected to reach over 30 billion RMB, indicating significant growth potential in the defense sector[1]. - The global non-cooled civilian infrared market is expected to reach 7.5 billion USD by 2025, driven by the expansion of application areas[1]. - The annual market size for consumer RF front-end integrated circuits exceeds 20 billion USD, with a projected compound annual growth rate (CAGR) of over 10%[5]. - The annual market size for base station RF front-end integrated circuits exceeds 3 billion USD, with a projected CAGR of over 5%[5]. - The infrared thermal imaging industry in China is experiencing rapid growth, particularly in applications for individual soldiers, tanks, armored vehicles, ships, and aircraft[1]. - The market for infrared thermal imaging in civilian applications is expanding due to decreasing product costs and increasing demand across various sectors[1]. - The global satellite market is entering a rapid growth phase, driven by low Earth orbit satellite communication networks and the competition for satellite capabilities[5]. - The infrared thermal imaging market is expected to grow significantly due to decreasing product prices and increasing demand in civil sectors, particularly in emerging economies[22]. Company Performance and Financials - The company's operating revenue for 2023 reached ¥3,558,596,269.22, a 34.50% increase compared to ¥2,645,887,796.06 in 2022[21]. - Net profit attributable to shareholders for 2023 was ¥495,768,536.09, reflecting a 58.21% increase from ¥313,364,540.96 in 2022[21]. - The net profit after deducting non-recurring gains and losses was ¥436,494,745.12, up 75.22% from ¥249,114,943.88 in the previous year[21]. - The company's total assets increased by 31.12% to ¥8,297,070,982.22 at the end of 2023, compared to ¥6,327,658,005.98 at the end of 2022[21]. - The return on equity (ROE) increased by 2.56 percentage points to 10.99% in 2023, compared to 8.43% in 2022[21]. - Research and development (R&D) expenses accounted for 19.20% of operating revenue in 2023, a slight decrease from 20.27% in 2022[21]. - The company achieved a net cash flow from operating activities of approximately ¥346.38 million in Q4 2023, following a negative cash flow of ¥38.35 million in Q2[90]. - The company reported a significant increase in revenue, achieving a total of RMB 1.2 billion for the fiscal year 2023, representing a year-over-year growth of 25%[138]. - The company's net profit attributable to shareholders, excluding non-recurring gains and losses, reached ¥620,428,459.38 in 2023, a 68.47% increase from ¥368,269,363.13 in 2022[98]. Research and Development - As of the end of the reporting period, the company employed 1,262 R&D personnel, accounting for 46.01% of the total workforce, and has applied for 2,541 intellectual property rights, with 1,718 approved[9]. - The company has made significant progress in the microwave sector, establishing a complete industry chain and acquiring 56.253% of Wuxi Huace to enhance its T/R component business[9]. - The company has developed several core technologies, including low-noise, low-power, high-density mixed-signal integrated circuit design, which is now in mass production[24]. - The company has developed a comprehensive R&D platform focusing on infrared, laser, and microwave technologies, including the development of a non-cooling infrared thermal imaging technology capable of measuring temperatures up to 1500℃[122]. - The company has filed a total of 2,541 intellectual property applications, with 1,718 approved, showcasing its strong innovation capabilities in the infrared imaging sector[67]. - The company has successfully developed and mass-produced a series of infrared detector chips and thermal imaging products, including various pixel sizes and array scales[70]. Product Development and Innovation - The company has launched new products in the infrared imaging sector, including the 640×512 product which has entered small batch production, and the 2560×2048 high-sensitivity detector which has completed sample development[31]. - The second-generation infrared image processing chip has entered mass production, with modules and terminals already being shipped in bulk[31]. - The company has developed a new series of multi-spectral ball cameras and gimbal products, enhancing visual perception solutions for key monitoring scenarios[31]. - The company is focusing on developing core technologies for compound semiconductor microwave chips and silicon-based millimeter-wave chips to enhance its competitive edge in the microwave semiconductor market[9]. - The company is developing next-generation automotive infrared thermal imaging products with a budget of 100 million, achieving a prototype with a cost of 25.09 million and a revenue of 38.71 million, focusing on smaller size, lower power consumption, and superior image quality[52]. - The company has successfully completed the verification of small batch production for various InGaAs detectors, indicating strong progress in the photonic device sector[125]. Market Strategy and Expansion - The company is actively expanding its overseas market presence while focusing on domestic market development, particularly in the automotive and intelligent driving sectors[31]. - The company is enhancing its supply chain management to reduce stagnant inventory and improve supplier performance, addressing global supply chain risks[85]. - The company is exploring systematic approaches in cost and mass production for its product lines[46]. - The company is expanding its market presence in Southeast Asia, targeting a 15% market share by the end of 2024[138]. - The company has established partnerships with three new distributors in Europe, expected to boost sales by 20% in that region[138]. - The company is committed to optimizing its human resources and organizational structure to support long-term strategic development[85]. Financial Management and Investments - The company raised a total of RMB 1,564,690,000 through the issuance of convertible bonds, with a net amount of RMB 1,554,745,283 after deducting issuance costs[173]. - The cumulative investment amount from the raised funds reached RMB 871,369,203.57, representing 56.05% of the total committed investment[173]. - The company has committed to investing RMB 135,000,000 in the Hefei Yingrui infrared thermal imaging terminal project, with a cumulative investment of RMB 45,738,069.80, representing 33.88% of the total[174]. - The company has not utilized any excess raised funds for other purposes[176]. - The company has not reported any significant changes in project feasibility[174]. - The company has not made any changes to the use of raised funds[176]. Asset Management and Depreciation - The company reported a depreciation rate for buildings of 3.17% to 3.23% over a lifespan of 30 years[156]. - The depreciation rate for machinery and transportation equipment ranges from 9.50% to 19.40% with a lifespan of 5 to 10 years[156]. - The company has a fixed asset depreciation rate for electronic equipment between 9.50% and 32.33% over a lifespan of 3 to 10 years[156]. Financial Products and Services - The company has issued structured deposits with a fixed income guarantee, offering rates between 1.25% and 2.4%[161]. - The company has launched wealth management products with fixed income returns of 3.30% and 4.75%[161]. - The company is expanding its market presence through new financial products and services[161]. - The company is focusing on enhancing its asset management strategies to improve returns for investors[161].

烟台睿创微纳技术股份有限公司 关于股份回购实施结果暨股份变动的公告 本公司董事会及除马宏先生以外全体董事保证本公告内容不存在任何虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律 责任。 证券代码：688002 证券简称：睿创微纳 公告编号：2024-016 重要内容提示： | 回购方案首次披露日 | 2023/11/1，由公司实际控制人、董事长、总经理 | | --- | --- | | | 马宏先生提议 | | 回购方案实施期限 | 待董事会审议通过后 个月 12 | | 预计回购金额 | 15,000 万元~20,000 万元 | | 回购价格上限 | 60 元/股 | | 回购用途 | □减少注册资本 | | | √用于员工持股计划或股权激励 | | | □用于转换公司可转债 | | | □为维护公司价值及股东权益 | | 实际回购股数 | 548.79 万股 | | 实际回购股数占总股本比例 | 1.23% | | 实际回购金额 | 19,997.690634 万元 | | 实际回购价格区间 | 28.27 元/股~50.00 元/股 | 一、 回购审批情况和回购方案内容 ...

| 证券代码：688002 | 证券简称：睿创微纳 | 公告编号：2024-017 | | --- | --- | --- | | 转债代码：118030 | 转债简称：睿创转债 | | 烟台睿创微纳技术股份有限公司 关于公司代董事长、副总经理提议公司 回购股份的公告 本公司董事会及除马宏先生以外全体董事保证本公告内容不存在任何虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担 法律责任。 重要内容提示： 烟台睿创微纳技术股份有限公司（以下简称"公司"）董事会于2024年4月19日 收到公司代董事长、副总经理王宏臣先生《关于提议烟台睿创微纳技术股份有限公 司回购公司股份的函》。王宏臣先生提议公司以自有资金通过上海证券交易所交易 系统以集中竞价交易方式回购公司已发行的部分人民币普通股（A 股），并在未来 适宜时机全部或部分用于员工持股计划或股权激励。 本次提议具体内容如下： 一、提议人的基本情况及提议时间： 二、提议人提议回购股份的原因和目的 基于对公司未来发展的信心和对公司长期价值的认可，为维护广大投资者利益， 完善公司长效激励机制，更紧密、有效的将股东利益、公司利益和员工个人利益 ...

上海新世纪资信评估投资服务有限公司 Shanghai Brilliance Credit Rating & Investors Service Co., Ltd. 上海市汉口路 398 号华盛大厦 14F 2024年4月8日,睿创微纳发布《烟台睿创微纳技术股份有限公司关于 公司重大事项的公告》(简称"《公告》"),称公司于2024年4月4日收到国 家监察委员会签发的《留置通知书》和《立案通知书》,对公司实际控制人、 董事长兼总经理马宏先生实施留置。《公告》同时显示马宏先生在留置期间暂 时无法履行董事长等职责。经公司所有董事推举,董事长无法履职期间由公 司董事、副总经理王宏臣先生代为履行公司董事长的相关职责,以及代为履 行公司董事会专门委员会委员的职责。由公司副总经理江斌先生代为履行总 经理职责。公司其他董事、监事及高管团队均正常履行各自职责,并成立了 以公司党委书记、董事兼总经理赵芳彦先生为组长的应急工作小组,推进各 项工作进行。 新世纪评级考虑到马宏先生为睿创微纳的实际控制人、董事长兼总经理, 同时为公司的创始人和技术团队核心人物,预计此重大事项将对公司经营管 理、技术、研发等产生一定的影响且影响程度具有不 ...

具体内容详见公司同日披露于上海证券交易所网站（www.sse.com.cn）的《新 世纪评级关于将烟台睿创微纳技术股份有限公司列入评级观察名单的公告》。 | 证券代码：688002 | 证券简称：睿创微纳 | 公告编号：2024-015 | | --- | --- | --- | | 转债代码：118030 | 转债简称：睿创转债 | | 烟台睿创微纳技术股份有限公司 关于新世纪评级将公司主体及其相关债券 列入评级观察名单的公告 本公司董事会及除马宏先生以外全体董事保证本公告内容不存在任何 虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整 性承担法律责任。 一、新世纪评级将公司主体及其相关债券列入评级观察名单 上海新世纪资信评估投资服务有限公司（以下简称"新世纪评级"）于 2023 年 6 月 27 日对烟台睿创微纳技术股份有限公司（以下简称 "公司"）及其发行 的 2022 年烟台睿创微纳技术股份有限公司向不特定对象发行可转换公司债券 （以下简称"睿创转债"）进行了定期跟踪评级，评级结果为主体信用等级 AA 级， 评级展望稳定，债项信用等级 AA 级。 近日，公司收到新世纪评级出具的《新世 ...

烟台睿创微纳技术股份有限公司 关于以集中竞价交易方式回购公司股份达到总股本 1% 证券代码：688002 证券简称：睿创微纳 公告编号：2024-014 二、 回购股份的进展情况 根据《上市公司股份回购规则》《上海证券交易所上市公司自律监管指引第 7 号——回购股份》等相关规定，公司在回购期间，回购股份占上市公司总股本的 比例每增加 1%的，应当在事实发生之日起 3 日内予以公告。现将公司回购进展情 况公告如下： 暨回购进展公告 本公司董事会及除马宏先生以外全体董事保证本公告内容不存在任何虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律 责任。 重要内容提示： | 回购方案首次披露日 | 2023/11/1，由公司实际控制人、董事长、总经理 马宏先生提议 | | --- | --- | | 回购方案实施期限 | 待董事会审议通过后 个月 12 | | 预计回购金额 | 万元~20,000 万元 15,000 | | 回购用途 | 用于员工持股计划或股权激励 | | 累计已回购股数 | 万股 463.7036 | | 累计已回购股数占总股本比例 | 1.04% | | 累计已回购金 ...

| 证券代码：688002 | 证券简称：睿创微纳 | 公告编号：2024-013 | | --- | --- | --- | | 转债代码：118030 | 转债简称：睿创转债 | | 烟台睿创微纳技术股份有限公司 关于近期主要经营数据的公告 本公司董事会及除马宏先生以外全体董事保证本公告内容不存在任何虚假 记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性依法 承担法律责任。 一、2024 年一季度主要经营数据 公司财务部已经完成 2024 年第一季度的初步核算工作。根据公司未经审计 的财务数据，预计 2024 年第一季度累计实现营业收入为 100,000 万元左右，同 比增长 27%左右；归属于母公司所有者的净利润为 12,500 万元左右，同比增长 53%左右。新增订单 119,000 万元，同比增长 34%，目前在手订单 154,000 万元。 二、业绩增长的主要原因 公司已形成红外业务为主，微波、激光等多维感知领域逐步突破的新格局， 有力支撑了公司持续快速发展。2024 年以来，公司持续加大研发投入和新产品 开发力度，积极开拓市场，国内外市场推广工作有序推进，新增订单向好，研发 及生 ...

证券代码： 688002 证券简称：睿创微纳 烟台睿创微纳技术股份有限公司 投资者关系活动记录表 编号：2024-002 □特定对象调研 □分析师会议 投资者关系活动 □媒体采访 □业绩说明会 类别 □新闻发布会 □路演活动 □现场参观 R电话会议 □其他 （请文字说明其他活动内容） 中信证券、广发证券、长江证券、方正证券、兴业证券、景顺长城 参与单位名称 基金、汇添富基金、华夏基金、博时基金等200多位投资者 时间 2024年4月7日(星期日) 下午 16:30 地点 公司会议室 上市公司参加人 董事会秘书黄艳女士 ...

| 证券代码：688002 | 证券简称：睿创微纳 | 公告编号：2024-011 | | --- | --- | --- | | 转债代码：118030 | 转债简称：睿创转债 | | 烟台睿创微纳技术股份有限公司 关于可转债转股结果暨股份变动的公告 转股情况：自 2024 年 1 月 1 日起至 2024 年 3 月 31 日，"睿创转债" 共有人民币 2,000元已转换为公司股票，转股数量为 50 股，占"睿创转 债"发行总额的 0.0001%。 累计转股情况：截止 2024 年 3 月 31 日，"睿创转债"累计有人民币 163,000 元已转换为公司股票，累计转股数量为 4,079 股，占"睿创转 债"发行总额的 0.01%。 尚未转股情况：截止 2024 年 3 月 31 日，"睿创转债"尚未转股的可转 债金额为人民币 1,564,527,000 元，占"睿创转债"发行总额的 99.99%。 资 ， 并 出 具 了 《 烟 台 睿 创 微 纳 技 术 股 份 有 限 公 司 验 证 报 告 》 （XYZH/2023BJAA1B0001）。 经上海证券交易所"自律监管决定书〔2023〕19 号"文同 ...