上海兰迪律师事务所 关于深圳光峰科技股份有限公司 2022 年限制性股票激励计划作废部分限制性股票 暨 预留授予部分第二个归属期归属条件成就的 法 律 意 见 书 中国上海市虹口区东大名路 1089 号北外滩来福士广场东塔 16 楼（200082） 16 th Floor, East Tower, Raffles City, No.1089, Dongdaming Road, Hongkou District, 200082, Shanghai, China Tel: 8621-66529952 Fax: 8621-66522252 www.landinglawyer.com 上海兰迪律师事务所 关于深圳光峰科技股份有限公司 2022 年限制性股票激励计划作废部分限制性股票暨 预留授予部分第二个归属期归属条件成就的法律意见书 致：深圳光峰科技股份有限公司 上海兰迪律师事务所接受深圳光峰科技股份有限公司（以下简称"光峰科 技"或"公司"，证券代码为 688007）的委托，为公司实施 2022 年限制性股 票激励计划（以下简称"本激励计划"）所涉及的相关事宜出具法律意见书。 本所律师根据《中华人民共和国公司法》《 ...

上海兰迪律师事务所 关于深圳光峰科技股份有限公司 2021 年第二期限制性股票激励计划与 2022 年限制性股票激励计划调整授予价格的 法 律 意 见 书 中国上海市虹口区东大名路 1089 号北外滩来福士广场东塔 16 楼（200082） 16 th Floor, East Tower, Raffles City, No.1089, Dongdaming Road, Hongkou District, 200082, Shanghai, China Tel: 8621-66529952 Fax: 8621-66522252 www.landinglawyer.com 上海兰迪律师事务所 关于深圳光峰科技股份有限公司 2021 年第二期限制性股票激励计划与 2022 年限制性股票激励计划调整授予价格的法律意见书 致：深圳光峰科技股份有限公司 上海兰迪律师事务所接受深圳光峰科技股份有限公司（以下简称"光峰科 技"或"公司"，证券代码为 688007）的委托，为公司实施 2021 年第二期限 制性股票激励计划与 2022 年限制性股票激励计划所涉及的相关事宜出具法律意 见书。 本所律师根据《中华人民共和国公司法》 ...

上海兰迪律师事务所 关于深圳光峰科技股份有限公司 2021 年第二期限制性股票激励计划 作废部分限制性股票暨 首次授予部分第三个归属期归属条件成就的 法 律 意 见 书 中国上海市虹口区东大名路 1089 号北外滩来福士广场东塔 16 楼（200082） 16 th Floor, East Tower, Raffles City, No.1089, Dongdaming Road, Hongkou District, 200082, Shanghai, China Tel: 8621-66529952 Fax: 8621-66522252 www.landinglawyer.com 1.本所律师依据《证券法》《律师事务所从事证券法律业务管理办法》和 《律师事务所证券法律业务执业规则（试行）》等规定及本法律意见书出具日 以前已经发生或者存在的事实，严格履行了法定职责，遵循了勤勉尽责和诚实 信用原则，进行了充分的核查与验证，保证本法律意见书所认定的事实真实、 准确、完整，所发表的结论性意见合法、准确，不存在虚假记载、误导性陈述 或重大遗漏，并承担相应法律责任。 上海兰迪律师事务所 关于深圳光峰科技股份有限公司 2 ...

华泰联合证券有限责任公司 关于深圳光峰科技股份有限公司 首次公开发行股票募投项目剩余超募资金永久补充流动资 金的核查意见 华泰联合证券有限责任公司（以下简称"华泰联合证券"、"保荐机构"）作 为深圳光峰科技股份有限公司（以下简称"光峰科技"、"公司"）首次公开发行 股票并在科创板上市持续督导阶段的保荐机构，根据《证券发行上市保荐业务 管理办法》《上市公司募集资金监管规则》《上海证券交易所科创板上市公司自 律监管指引第 1 号——规范运作》等相关法律、法规和规范性文件的规定，就 光峰科技首次公开发行股票募投项目剩余超募资金永久补充流动资金的事项进 行了核查，具体情况如下： 一、募集资金基本情况 经中国证券监督管理委员会《关于同意深圳光峰科技股份有限公司首次公 开发行股票注册的批复》（证监许可〔2019〕1163 号）核准及上海证券交易所 同意，公司首次公开发行人民币普通股（A 股）6,800 万股，发行价格为 17.50 元/股，募集资金总额为 119,000.00 万元，扣除发行相关费用 12,752.92 万元后， 募集资金净额为 106,247.08 万元。上述募集资金到位情况业经天健会计师事务 所（特殊 ...

深圳光峰科技股份有限公司 董事、高级管理人员薪酬管理制度 （2025 年 8 月制定） 第一章 总则 第一条 为规范深圳光峰科技股份有限公司（以下简称"公司"）董事、高 级管理人员薪酬管理，建立科学有效的激励与约束机制，有效调动公司董事及高 级管理人员的工作积极性，提高公司的经营管理效益，根据《中华人民共和国公 司法》《上市公司章程指引》《上海证券交易所科创板股票上市规则》《上市公司 治理准则》等法律法规、规范性文件，以及《公司章程》的有关规定，制定本制 度。 第二条 本制度适用于下列人员： （一）董事包括非独立董事、独立董事； （二）高级管理人员，包括总经理、副总经理、财务总监、董事会秘书以 及《公司章程》规定的其他高级管理人员。 第二章 薪酬管理机构 第三条 公司董事会薪酬与考核委员会负责制定、审查董事与高级管理人员 的薪酬政策与方案。 第四条 公司董事会薪酬与考核委员会对董事会负责，其所提出的公司董事 的薪酬方案，须报经董事会同意并提交股东会审议通过后方可实施；公司高级管 理人员的薪酬分配方案须报董事会批准后实施。 第三章 薪酬的标准与发放 第五条 董事、高级管理人员薪酬遵循以下原则： （一）董事薪酬原 ...

Core Viewpoint - Company is in a critical period of strategic implementation and business transformation, with improved cash flow providing strong financial support for stable development [2] Financial Performance - In the first half of 2025, the company achieved operating revenue of 961 million yuan, with net cash flow from operating activities increasing by 173 million yuan year-on-year [2] - R&D expenses rose by 11.81% to 125 million yuan, accounting for 12.98% of operating revenue, an increase of 2.66 percentage points [3] Business Development - The company is focusing on breakthroughs in upstream core components, particularly in semiconductor laser technology based on GaN and GaAs materials, to meet emerging demands for compact, high-resolution, and high-color fidelity laser displays [2] - The cinema business generated 288 million yuan in revenue, a year-on-year increase of 7.48%, contributing stable cash flow [4] - The company has installed 41 LED screens, maintaining a leading market share in newly installed screens [4] Strategic Initiatives - The resolution of arbitration matters has alleviated historical uncertainties, allowing the company to focus on core business development [4] - The company announced a strategic partnership with Valeo to launch a new generation of automotive lighting solutions, enhancing safety and personalization in driving experiences [4] - The company will showcase its latest breakthroughs in AR and robotics at the 26th China International Optoelectronic Exposition from September 10 to 12, 2025 [3]

公告显示，十大流通股东中，BLACKPINEInvestmentCorp.Limited为新进流通股东。 责任编辑：小浪快报 8月29日消息，光峰科技发布半年度报告。 公告显示，公司半年度营业收入961,485,275.54元，同比减少11.09%，归属上市公司股东的净利 润-130,943,021.17元，同比减少1300.25%。 ...

Core Viewpoint - The company is undergoing a strategic transformation focusing on semiconductor laser technology based on GaN and GaAs materials, aiming to enhance its competitive position in high-margin businesses while navigating challenges in its operational performance [7][8]. Financial Performance - Total assets at the end of the reporting period amounted to approximately 3.98 billion yuan, a decrease of 6.41% compared to the previous year [3]. - The net profit attributable to shareholders was approximately -130.94 million yuan, reflecting a significant decline of 1,300.25% year-on-year [3]. - Operating revenue for the period was approximately 961.49 million yuan, down 11.09% from the previous year [3]. - The net cash flow from operating activities improved to approximately 94.22 million yuan, indicating a positive trend despite previous cash flow challenges [3][8]. Strategic Focus - The company is committed to a strategy centered on "core technology + core components + application scenarios," with a focus on developing key components for the semiconductor laser technology [7]. - There is an emphasis on enhancing the company's position in high-margin sectors such as cinema and specialized displays while optimizing the technology and functionality of home products [7]. - The company is also increasing investments in emerging fields such as AR glasses and robotics, aiming to establish a foothold in new and larger market segments [7]. Research and Development - R&D expenditure as a percentage of operating revenue increased to 12.98%, up by 2.66 percentage points compared to the previous year [4]. - The company is focusing on breakthroughs in upstream key components to support its strategic goals and enhance product offerings [7]. Shareholder Information - As of the reporting period, the total number of shareholders was 16,825, indicating a stable shareholder base [4]. - Major shareholders include Shenzhen Guangfeng Holdings Co., Ltd. and several investment partnerships, reflecting a diverse ownership structure [4][5].

深圳光峰科技股份有限公司（以下简称"公司"）监事会依据《中华人民共和 国公司法》《中华人民共和国证券法》《上市公司股权激励管理办法》《上海证券 交易所科创板股票上市规则》和《公司章程》等相关规定，对 2021 年第二期限制性 股票激励计划首次授予第三个归属期符合归属条件的激励对象名单进行审核，发表 核查意见如下： 公司 2023 年度业绩情况、激励对象所在经营单位考核和激励对象个人考核结果 已达标，公司 2021 年第二期限制性股票激励计划首次授予部分第三个归属期的归属 条件已经成就，公司及激励对象均未发生不得归属的情形，激励对象其归属资格合 法有效，其考核结果真实、有效。 综上，监事会同意本次符合归属条件的 29 名激励对象办理归属登记事宜，对应 限制性股票可归属数量为 117 万股。上述事项均符合相关法律、法规及规范性文件 所规定的条件，不存在损害公司及股东尤其是中小股东利益的情况。 特此公告。 深圳光峰科技股份有限公司监事会 监事会关于 2021 年第二期限制性股票激励计划 首次授予第三个归属期符合归属条件的激励对象名单的 核查意见 深圳光峰科技股份有限公司 ...

Meeting Overview - The third meeting of the third Supervisory Board of Shenzhen Guangfeng Technology Co., Ltd. was held on August 28, 2025, with all three members present, and the meeting was deemed legally valid [1]. Financial Reports - The Supervisory Board approved the 2025 Half-Year Report and its summary, confirming that the report accurately reflects the company's financial status and operational results for the first half of 2025 [1][2]. - The board also approved the Special Report on the Storage and Use of Raised Funds for the first half of 2025, affirming compliance with relevant regulations and confirming that the use of funds aligns with previously disclosed information [2]. Governance Changes - The board approved a proposal to abolish the Supervisory Board and amend the company's Articles of Association, transferring the supervisory responsibilities to the Audit Committee of the Board [2][3]. - This decision aims to enhance the corporate governance structure in line with the latest legal requirements and the company's operational needs [3]. Stock Incentive Plans - The board approved adjustments to the grant price of the restricted stock incentive plan, ensuring compliance with relevant regulations and protecting shareholder interests [4]. - A proposal to void certain unvested restricted stocks from the 2022 incentive plan was also approved, affecting those who no longer qualify as incentive recipients [5]. - The board confirmed that the conditions for the second vesting period of the 2022 restricted stock incentive plan have been met, allowing for the registration of 33,290 shares for five eligible recipients [6]. - Additionally, the board approved the voiding of unvested stocks from the 2021 second phase incentive plan, totaling 414,000 shares, due to non-qualification of certain recipients [8]. Fund Management - The board approved the permanent allocation of remaining excess funds from the initial public offering project to supplement working capital, which is expected to enhance the efficiency of fund utilization [9][10].