中信建投证券股份有限公司 关于哈尔滨新光光电科技股份有限公司 使用部分暂时闲置募集资金进行现金管理之核查意见 中信建投证券股份有限公司（以下简称"中信建投"或"保荐机构"）作为哈尔滨 新光光电科技股份有限公司（以下简称"新光光电"或"公司"）首次公开发行股票的 保荐机构，根据《证券发行上市保荐业务管理办法》《科创板上市公司持续监管办法（试 行）》《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要求》《上海 证券交易所科创板股票上市规则》及《上海证券交易所科创板上市公司自律监管规则适 用指引第 1 号——规范运作》等有关法律法规和规范性文件的要求，经审慎核查，就新 光光电第二届董事会第十六次会议、第二届监事会第十四次会议审议通过的《关于使用 部分暂时闲置募集资金进行现金管理的议案》所涉及的事项，发表如下意见： 一、本次募集资金基本情况 经中国证券监督管理委员会《关于同意哈尔滨新光光电科技股份有限公司首次公开 发行股票注册的批复》（证监许可〔2019〕1072 号）核准，公司于 2019 年 7 月首次公 开发行股票并在上海证券交易所科创板上市。本次合计向社会公开发行人民币普通股 （A 股）25, ...

Financial Performance - The company achieved total operating revenue of 51.6123 million yuan, a year-on-year decrease of 16.50% due to a reduction in civilian product revenue by 22.5961 million yuan, while military product revenue increased by 13.5575 million yuan[2]. - The net profit attributable to shareholders was -17.8657 million yuan, a year-on-year decline of 16.31%, primarily due to decreased revenue and increased credit impairment losses[2]. - The company's total revenue for the first half of 2024 was ¥51,612,271.34, a decrease of 16.50% compared to the same period last year[13]. - The net profit attributable to shareholders was -¥17,865,726.86, reflecting a decline of 16.31% year-on-year[13]. - The net cash flow from operating activities decreased by 183.30%, amounting to -¥42,080,912.58, primarily due to a reduction in cash received from sales[15]. - The company's total assets at the end of the reporting period were ¥1,293,754,966.37, down 1.01% from the previous year[13]. - The net assets attributable to shareholders decreased by 1.50% to ¥1,124,428,906.86[13]. - Basic earnings per share were -¥0.179, a decrease of 16.23% compared to the same period last year[14]. - The weighted average return on net assets was -1.58%, a decrease of 0.28 percentage points compared to the previous year[14]. - The company reported a net cash flow from operating activities of CNY -420.81 million, a decrease of 183.30% year-on-year, primarily due to reduced cash receipts from sales[81]. - The company reported a total comprehensive loss of CNY -19,106,944.38 for the first half of 2024, compared to CNY -16,011,089.98 in the same period of 2023[143]. Research and Development - The company invested a total of 16.6373 million yuan in R&D, with a total of 208 R&D personnel, an increase of 15 from the previous year[2]. - Five new patents and three software copyrights were authorized during the reporting period, indicating a focus on innovation[2]. - The company has initiated four new research projects with an expected investment of 14.2 million yuan, focusing on key technologies such as long-wave simulator performance enhancement and guidance head miniaturization[2]. - The R&D expenditure accounted for 32.24% of total revenue, a slight decrease of 0.82 percentage points year-on-year[14]. - The total R&D investment for the reporting period was approximately ¥16.64 million, a decrease of 18.58% compared to ¥20.43 million in the same period last year[59]. - The company has achieved breakthroughs in key technologies such as non-thermal optical design and high-speed scanning, supporting the development of multiple missile models[21]. - The company has developed four generations of optical simulation products, with some performance indicators surpassing similar foreign products, achieving international advanced and domestic leading technology levels[22]. - The company has developed numerous optical testing devices, providing robust support for key weapon models in areas such as guidance system calibration and laser interference[48]. Military Industry Outlook - The military industry is expected to experience significant growth due to strategic goals set in the national defense construction plan, providing a favorable environment for the company's future operations[3]. - The demand for domestic military products is increasing due to geopolitical tensions and the need for self-sufficiency in core technologies[32]. - The military electronic information industry is projected to benefit from increased investment and support from government initiatives aimed at enhancing national defense capabilities[31]. - The military electronic information industry is expected to experience sustained high demand due to the modernization goals set for 2035 and beyond[31]. - The military procurement process is characterized by long cycles and stable supplier relationships, with a strong emphasis on confidentiality and security[34][36]. Innovation and Technology - The company specializes in advanced optical guidance technologies for defense applications, focusing on optical guidance systems, optical target simulation, laser countermeasures, and optical testing equipment[21]. - The company has successfully developed multiple types of optical testing equipment, meeting various detection requirements, with several products already in mass production[24]. - The company has expanded its military optical technology into civilian applications, including power detection and wildlife monitoring, leveraging modern information technology[25]. - The company has achieved a high level of technical advancement in laser countermeasure systems, successfully developing multiple experimental devices and prototypes[47]. - The company has launched new products in the optical guidance sector, including a compact cold background target simulator and a dynamic background light and star point simulation device, recognized as the first of their kind in Heilongjiang Province[47]. Financial Management and Investment - The company utilizes a centralized financial management system for income and expenditure, with specific pricing control measures for model matching products[30]. - The company has completed 3 national vertical research projects and undertaken 4 major national technology special projects, contributing to over 20 key weapon models[46]. - The company has a commitment to green development, implementing cost reduction and efficiency improvement measures, and optimizing process flows to reduce resource consumption[92]. - The company has adopted advanced energy-saving equipment in production to reduce electricity consumption, and promotes paperless office practices[95]. - The company has implemented measures to reduce carbon emissions, including the use of clean energy and advanced technology in equipment procurement[94]. Shareholder and Governance - The company has a commitment to maintain shareholding restrictions for major shareholders for 36 months post-IPO[97]. - The company emphasizes the importance of adhering to commitments made during the IPO process, including share transfer limitations and compliance with legal regulations[97]. - The company will strengthen internal controls and enhance fund management to prevent misappropriation of funds and improve fund utilization efficiency[104]. - The company will not issue securities or increase salaries for executives until all unfulfilled commitments are resolved[108]. - The profit distribution policy will be adjusted only with the approval of more than half of the independent directors and will be submitted to the shareholders' meeting for approval[108]. Market Expansion and Strategy - The company plans to enhance its market expansion strategy by leveraging the advantages of its Beijing branch to strengthen market development efforts[74]. - Market expansion plans include entering three new international markets by Q4 2024, aiming for a 10% market share in each[112]. - The company is considering strategic acquisitions to bolster its market position, with potential targets identified in the tech sector[112]. - A commitment to reducing operational costs by 15% through efficiency improvements has been established[112]. Compliance and Risk Management - There were no significant legal issues or regulatory penalties reported during the period, maintaining a strong compliance record[112]. - The company faces potential risks from increased competition in the military product market from private enterprises with technical reserves, which could impact market share[79]. - The company has established mechanisms for environmental protection and continues to invest in environmental initiatives[92].

证券代码：688011 证券简称：新光光电 公告编号：2024-018 哈尔滨新光光电科技股份有限公司 关于使用部分暂时闲置募集资金进行现金管理的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗 漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 2024年8月29日哈尔滨新光光电科技股份有限公司（以下简称"新光光电" 或"公司"）召开第二届董事会第十六次会议、第二届监事会第十四次会议,审 议通过了《关于使用部分暂时闲置募集资金进行现金管理的议案》，同意公司使 用额度不超过人民币5.40亿元（包含本数) 的部分暂时闲置募集资金进行现金管 理，用于投资安全性高、流动性好、满足保本要求的投资产品（包括协定性存款、 结构性存款、定期存款、大额存单、银行保本理财产品、收益凭证等），使用期 限自公司董事会审议通过起12个月内有效，在上述额度及期限范围内，资金可以 循环滚动使用。董事会授权董事长在上述额度及决议有效期内行使决策权及签署 相关法律文件等事宜，具体事项由公司副董事长、财务总监负责组织实施。独立 董事发表了明确同意的独立意见，保荐机构中信建投证券股份有限公司对本事项 出具 ...

一、聚焦主营业务领域，努力提升经营业绩 2024年上半年度，公司围绕年度经营目标坚持聚焦主业发展，实现营业收 入5,161.23万元、同比下降16.5%，主要是由于民品产品收入较上年同期减少 2,259.61万元、军品产品收入较上年同期增加1,355.75万元，综合导致主营业 务收入较上年同期减少903.87万元。公司实现归属于上市公司股东的净利润 -1,786.57万元、同比下降16.31%，主要由于上半年公司收入减少、随着应收 账款账龄的增加使得计提的信用减值损失增加等综合因素导致。公司主营业务 、核心竞争力、主要财务指标未发生重大不利变化，具体详见公司半年度报告 " 第三节管理层讨论与分析"。 报告期内，公司谋划市场开拓战略布局，将北京分公司作为公司市场中心 的职能定位，充分发挥北京地区军工单位、科研院所集聚的区位优势，强化前 沿市场信息搜集，加大市场开发力度。同时，各分支机构利用地域优势以解决 客户痛点和需求为目标拓展军品、民品市场，广泛与客户进行深入市场和技术 交流。为促进实现年度较好经营业绩，公司对经营层、各事业部、分支机构等 加大绩效考核实施力度，并进一步落实全面预算，发挥预算刚性引领作用，按 ...

哈尔滨新光光电科技股份有限公司关于 新开立募集资金专户并签订募集资金专户存储三方监管协议的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗 漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、募集资金基本情况 经中国证券监督管理委员会《关于同意哈尔滨新光光电科技股份有限公司首 次公开发行股票注册的批复》（证监许可〔2019〕1172号）核准，哈尔滨新光光 电科技股份有限公司(以下简称"本公司")于2019年7月首次公开发行股票并在 上海证券交易所科创板上市。本次合计向社会公开发行人民币普通股（A股） 25,000,000股，每股面值1元，发行价格为38.09元/股，募集资金总额为人民币 952,250,000.00元，累计发生承销费用、保荐费用和其他发行费用合计 87,041,585.11元，本公司实际募集资金净额为人民币865,208,414.89元。上述 募集资金到位情况已经信永中和会计师事务所（特殊普通合伙）验证，并出具 XYZH/2019BJGX0462号《验资报告》。后因发行费用发票的尾差，实际相关发行 费用较之前增加0.02元，募集资金净额实际为865, ...

一、募集资金基本情况 （一）实际募集资金金额及到账时间 经中国证券监督管理委员会《关于同意哈尔滨新光光电科技股份有限公司首次公开发 行股票注册的批复》（证监许可〔2019〕1072号）核准，哈尔滨新光光电科技股份有限公 司(以下简称"本公司")于2019年7月首次公开发行股票并在上海证券交易所科创板上市。 本次合计向社会公开发行人民币普通股（A股）25,000,000股，每股面值1元，发行价格为 38.09元/股，募集资金总额为人民币952,250,000.00元，累计发生承销费用、保荐费用和 其他发行费用合计87,041,585.11元，本公司实际募集资金净额为人民币865,208,414.89 元。上述募集资金到位情况已经信永中和会计师事务所（特殊普通合伙）验证，并出具 XYZH/2019BJGX0462号《验资报告》。后因发行费用发票的尾差，实际相关发行费用较之 前增加0.02元，募集资金净额实际为865,208,414.87元。 （二）募集资金本报告期使用金额及期末余额 2024年半年度，本公司募集资金使用情况为： 证券代码：688011 证券简称：新光光电 公告编号：2024-017 哈尔滨新光光电 ...

中信建投证券股份有限公司 关于哈尔滨新光光电科技股份有限公司 新设募集资金账户之核查意见 中信建投证券股份有限公司（以下简称"中信建投"或"保荐机构"）作为哈尔滨 新光光电科技股份有限公司（以下简称"新光光电"或"公司"）首次公开发行股票的 保荐机构，根据《证券发行上市保荐业务管理办法》《科创板上市公司持续监管办法（试 行）》《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要求》《上海 证券交易所科创板股票上市规则》及《上海证券交易所科创板上市公司自律监管规则适 用指引第 1 号——规范运作》等有关法律法规和规范性文件的要求，经审慎核查，就新 光光电新设募集资金账户事项，发表如下意见： 一、募集资金基本情况 经中国证券监督管理委员会《关于同意哈尔滨新光光电科技股份有限公司首次公开 发行股票注册的批复》（证监许可〔2019〕1172 号）核准，新光光电于 2019 年 7 月首次 公开发行股票并在上海证券交易所科创板上市。本次合计向社会公开发行人民币普通股 （A 股）25,000,000 股，每股面值 1 元，发行价格为 38.09 元/股，募集资金总额为人民 币 952,250,000.00 ...

（一）投资目的 为了提高公司资金使用效率，增加公司现金资产收益，为公司及股东获取更 多回报，在确保不影响自有资金安全和公司正常生产经营的前提下，公司拟使用 闲置自有资金进行现金管理。 （二）资金来源 证券代码：688011 证券简称：新光光电 公告编号：2024-020 哈尔滨新光光电科技股份有限公司 关于使用闲置自有资金进行现金管理的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 2024 年 8 月 29 日哈尔滨新光光电科技股份有限公司（以下简称"新光光电" 或"公司"）召开第二届董事会第十六次会议、第二届监事会第十四次会议,审 议通过了《关于使用闲置自有资金进行现金管理的议案》，同意公司（含合并报 表范围内子公司）在保证不影响自有资金安全和公司正常生产经营的前提下，使 用最高不超过人民币 20,000 万元（含本数）的闲置自有资金进行现金管理，用 于购买风险可控、安全性高、流动性好、具有合法经营资格的金融机构销售的低 风险投资产品，包括但不限于结构性存款、通知存款、定期存款、大额存单、收 益凭证等，使用期限自 ...

证券代码：688011 证券简称：新光光电 公告编号：2024-015 哈尔滨新光光电科技股份有限公司 2024 年半年度业绩预亏公告 （三）公司本次业绩预告未经注册会计师审计。 二、上年同期业绩情况 归属于上市公司股东的净利润：-1,536.03 万元。归属于上市公司股东的扣 除非经常性损益的净利润：-2,144.36 万元。 三、本期业绩预亏的主要原因 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 一、本期业绩预告情况 （一）业绩预告期间 2024 年 1 月 1 日至 2024 年 6 月 30 日。 （二）业绩预告情况 （1）经财务部门初步测算，预计 2024 年上半年公司实现营业收入约 5,100 万元，实现归属于上市公司股东的净利润将出现亏损；预计实现归属于上市公司 股东的净利润为-1,700 万元到-1,950 万元，同比下降 10.67%到 26.95%。 （2）预计归属于上市公司股东的扣除非经常性损益后的净利润为-2,500 万 元到-2,750 万元，同比下降 16.58%到 28.24%。 （一） ...

中信建投证券股份有限公司 关于哈尔滨新光光电科技股份有限公司 部分募集资金投资项目延期的核查意见 中信建投证券股份有限公司（以下简称"中信建投"）作为哈尔滨新光光电科技股 份有限公司（以下简称"新光光电"或"公司"）首次公开发行股票的保荐机构，根据 《证券发行上市保荐业务管理办法》《科创板上市公司持续监管办法（试行）》《上市公 司监管指引第 2 号——上市公司募集资金管理和使用的监管要求》《上海证券交易所科 创板股票上市规则》及《上海证券交易所科创板上市公司自律监管规则适用指引第 1 号——规范运作》等有关法律法规和规范性文件的要求，经审慎核查，就新光光电部分 募集资金投资项目延期事项，发表如下意见： 一、募集资金情况 （一）募集资金基本情况 经中国证券监督管理委员会《关于同意哈尔滨新光光电科技股份有限公司首次公开 发行股票注册的批复》（证监许可〔2019〕1072 号）核准，哈尔滨新光光电科技股份有 限公司于 2019 年 7 月首次公开发行股票并在上海证券交易所科创板上市。本次合计向 社会公开发行人民币普通股（A 股）25,000,000 股，每股面值 1 元，发行价格为 38.09 元/股，募集资金总额 ...