哈尔滨新光光电科技股份有限公司 2025年第二次临时股东大会 会议资料 证券代码：688011 证券简称：新光光电 2025年11月 哈尔滨新光光电科技股份有限公司 2025年第二次临时股东大会 哈尔滨新光光电科技股份有限公司 2025年第二次临时股东大会会议须知 为了维护全体股东的合法权益，确保股东大会的正常秩序和议事效率，保证 大会的顺利进行，根据《中华人民共和国公司法》、《中华人民共和国证券法》、 《上市公司股东大会规则》以及《哈尔滨新光光电科技股份有限公司章程》、 《哈尔滨新光光电科技股份有限公司股东大会议事规则》等相关规定，特制定2025 年第二次临时股东大会会议须知： 一、为确认出席大会的股东或其代理人或其他出席者的出席资格，会议工 作人员将对出席会议者的身份进行必要的核对工作，请被核对者给予配合。 二、为保证本次大会的严肃性和正常秩序，切实维护股东的合法权益，务必 请出席大会的股东或其代理人或其他出席者准时到达会场签到确认参会资格，在 会议主持人宣布现场出席会议的股东和代理人人数及所持有的表决权数量之前， 会议登记应当终止。 三、会议按照会议通知上所列顺序审议、表决议案。 四、股东及股东代理人参 ...

Core Viewpoint - The stock of Harbin New Light Optoelectronics Co., Ltd. has experienced significant fluctuations, with a year-to-date increase of 160.31%, but a recent decline in stock price and revenue [1][2]. Financial Performance - As of September 30, 2025, the company reported a revenue of 40.77 million yuan, a year-on-year decrease of 39.57%, and a net profit attributable to shareholders of -23.29 million yuan, an increase of 31.77% year-on-year [2]. - The company has distributed a total of 26.15 million yuan in dividends since its A-share listing, with no dividends distributed in the last three years [2]. Stock Market Activity - On November 5, the stock price fell by 2.01% to 39.88 yuan per share, with a trading volume of 38.99 million yuan and a turnover rate of 0.96%, resulting in a total market capitalization of 3.99 billion yuan [1]. - The stock has appeared on the "Dragon and Tiger List" four times this year, with the most recent appearance on September 29, where it recorded a net buy of -108 million yuan [1]. Shareholder Information - As of September 30, 2025, the number of shareholders decreased by 5.78% to 6,819, while the average circulating shares per person increased by 6.13% to 14,664 shares [2][3]. Business Overview - Harbin New Light Optoelectronics specializes in advanced optoelectronic technologies for optical guidance in weapon systems, with a revenue composition of 78.83% from R&D products, 13.67% from civilian products, and 7.50% from other sources [2]. - The company operates within the defense and military electronics sector, focusing on optical, holographic concepts, and specialized new technologies [2].

Summary of the Conference Call for Xingguang Optoelectronics Company Overview - **Company**: Xingguang Optoelectronics - **Industry**: Laser Weapon Technology Key Points and Arguments 1. **Revenue Growth**: In Q3 2025, Xingguang Optoelectronics reported a year-on-year revenue increase of 22.95%, indicating signs of business recovery despite a decline in revenue for the first three quarters [2][4] 2. **Net Profit Improvement**: The company experienced a significant reduction in net loss, with Q3 net profit increasing by approximately 85% year-on-year, attributed to changes in product delivery structure, cost control, and efficiency improvements [2][4] 3. **Gross Margin Trends**: Although the gross margin decreased in the first three quarters, there was a substantial improvement in Q3 due to product structure adjustments and contributions from high-margin products [2][4] 4. **Cost Management**: Sales, management, and R&D expenses decreased year-on-year, while financial expenses increased due to reduced demand deposits, indicating a shift in cash management strategy [2][4] 5. **R&D Investment**: R&D spending decreased year-on-year but remained a high percentage of revenue, reflecting the company's ongoing commitment to research and development [2][4] 6. **Shareholder Confidence**: The total number of shareholders decreased by the end of Q3, but the average shareholding per investor increased, suggesting enhanced market confidence in the company [2][4] 7. **Order Situation**: As of the end of Q3 2025, the order situation showed signs of recovery, with several bidding projects ongoing that could boost order growth if successful [2][5] 8. **Strategic Focus on Laser Weapons**: The company is strategically positioning itself in the laser weapon sector, with a subsidiary focused on high-energy laser weapon development and the parent company working on low-energy laser systems [2][7] 9. **Technological Advancements**: Xingguang Optoelectronics has developed advanced technologies such as non-thermal, high-energy suppression, lightweight technology, and AI algorithms, placing its products at the forefront internationally [3][7][8] 10. **Historical Achievements**: The company has a history of significant milestones, including the development of a 60,000-watt laser weapon in 2016 and participation in the 2019 National Day parade with a vehicle-mounted laser protection system [3][7] Additional Important Information - **Market Support**: The company has received strong support from the government and military, which is expected to drive future business growth and market expansion [3][8] - **Product Development Timeline**: The company has been researching the laser field since 2011 and has established a dedicated division for developing portable and vehicle-mounted laser defense systems from 2022 to 2023 [3][7]

Core Insights - The company, founded in 2007 and listed in 2019, specializes in advanced optoelectronic technology for optical guidance weapons, serving the defense industry [1] Financial Performance - In Q3 2025, the company reported revenue of 40.77 million yuan, ranking 63rd out of 64 in the industry, significantly lower than the top competitors AVIC Chengfei (48.286 billion yuan) and AVIC Optoelectronics (15.838 billion yuan) [2] - The company's net profit was -23.4246 million yuan, ranking 39th in the industry, again trailing behind industry leaders and below the average net profit of 9.45076 million yuan [2] Profitability and Debt Ratios - The company's debt-to-asset ratio was 13.22% in Q3 2025, an increase from 11.61% year-on-year, but still below the industry average of 32.84%, indicating strong debt repayment capability [3] - The gross profit margin decreased to 33.76% from 41.70% year-on-year, which is lower than the industry average of 34.84%, suggesting a decline in profitability [3] Management and Shareholder Information - The chairman, Kang Weimin, saw his salary decrease from 310,000 yuan in 2023 to 134,700 yuan in 2024, a reduction of 176,300 yuan [4] - As of September 30, 2025, the number of A-share shareholders decreased by 5.78% to 6,819, while the average number of shares held per shareholder increased by 6.13% to 14,700 [5] Business Developments - The company won a bid for a semi-physical simulation testing system from Liao Shen Industrial Group with a contract value of 36.5 million yuan, indicating a positive trend in fundamentals [5] - Key business highlights include advancements in infrared guidance technology, successful field tests of laser defense systems, and the initiation of a project to upgrade production lines for optical-mechanical-electrical integrated products [5]

Report Industry Investment Rating - The document does not provide the report industry investment rating [1][2] Core Views - With the improvement of the China-Europe Railway Express control system, the completion of the capacity expansion and upgrading of cross-border railway lines in Heilongjiang, and the stabilization of the overseas political situation, Heilongjiang's import and export trade will be further enhanced, supporting the long-term stable development of the provincial economy [3][9] - In the A-share market sentiment continues to warm up and the domestic economic improvement trend is more clear, listed companies in Heilongjiang Province are expected to maintain good performance [3][20] - As China's economic structure transformation deepens, the consumer market demand is expected to continue to improve [34] Summary by Directory 1. Heilongjiang Current News Tracking - As of October 24, 2025, the import volume of Tongjiang Railway Port reached 517 million tons, setting a new high for the same period. The port has taken measures to improve customs clearance and transportation efficiency, and the ongoing upgrade projects are expected to increase the cargo throughput by 40% and enrich the categories of imported and exported goods [3][9] - The 27th Harbin Ice and Snow World is upcoming, with the largest area in history, more ice and snow sculptures, diverse technological elements, and expanded entertainment and performance projects. The standard adult ticket price remains at 328 yuan, and the pre-sale tickets are on sale [10] - Since the 14th Five-Year Plan, Heilongjiang Province has made breakthroughs in scientific and technological research, with 16 billion yuan invested in key R & D programs. In the future, it will strengthen organized scientific research to support the construction of a modern industrial system [11][12] 2. Financial Market Data Tracking - Since October, the Korea Composite Index and the Nikkei 225 have led in returns, while the ChiNext Index and the Hang Seng Index in China have declined. Among industries, coal, banking, and power equipment have performed well, while media, automotive, and computer sectors have adjusted [13][14] - From October 20 to 24, the Shanghai Composite Index stood above 3900 points again, with most sectors rising. The communication and electronics sectors were the most prominent [17] - Since October, the Heilongjiang sector index has risen by 3.81%, with 29 listed companies achieving positive returns and 10 declining in the statistical period. Some companies like Baotailong had significant increases [3][18][20] 3. Domestic Macroeconomic Data Operation - In September, China's industrial added value above designated size increased by 6.5% year-on-year and 0.64% month-on-month. Different industries and economic types showed varying degrees of growth, indicating an overall improvement in business conditions [22][23] - In the first three quarters of 2025, the national fixed - asset investment (excluding rural households) decreased by 0.5% year-on-year, with different trends in different industries [29] - In September, the total retail sales of consumer goods were 4.1971 trillion yuan, a year-on-year increase of 3.0%. From January to September, the cumulative total was 36.5877 trillion yuan, with a year-on-year increase of 4.5%, showing the activation of market vitality and the release of consumption potential [32]

Core Viewpoint - New Light Optoelectronics (688011.SH) reported a decline in institutional ownership in its Q3 2025 financial results, with a total of 4 institutional investors holding 9.00% of the company's shares, down 4.91 percentage points from the previous quarter [1] Institutional Ownership - As of October 29, 2025, institutional investors collectively held 900.29 thousand shares of New Light Optoelectronics, representing 9.00% of the total share capital [1] - The institutional investors include Harbin Institute of Technology Education Development Foundation, Harbin Keli Venture Capital Management Co., Ltd., Harbin New Light Optoelectronics Technology Co., Ltd. repurchase special securities account, and J.P. Morgan Securities PLC [1] - The institutional ownership percentage decreased by 4.91 percentage points compared to the previous quarter [1] Public Fund Disclosure - In the current period, 28 public funds were not disclosed compared to the previous quarter, including notable funds such as NuAn Pioneer Mixed A, Great Wall Jingheng Mixed A, NuAn Preferred Return Mixed A, Guotai Junan Golden Dragon Industry Selected Mixed, and NuAn Aggressive Return Mixed [1]

Core Viewpoint - The company reported a significant decline in revenue for the first three quarters of 2025, indicating ongoing challenges in its financial performance [1] Financial Performance - The total operating revenue for the first three quarters reached 40.77 million yuan, representing a year-on-year decrease of 39.57% [1] - The net profit attributable to shareholders of the parent company was -23.30 million yuan, which is an improvement of 10.85 million yuan compared to the same period last year [1] - The basic earnings per share stood at -0.233 yuan [1]

Group 1 - The core viewpoint of the news is that New Light Optoelectronics reported a significant decline in revenue and a net loss for the third quarter of 2025, indicating financial challenges for the company [1] - For the first three quarters of 2025, the company's revenue was approximately 40.77 million yuan, representing a year-on-year decrease of 39.57% [1] - The net profit attributable to shareholders of the listed company was a loss of approximately 23.30 million yuan [1] Group 2 - As of the report, New Light Optoelectronics has a market capitalization of 3.9 billion yuan [2] - The A-share market has recently surpassed 4000 points, marking a significant resurgence after a decade of stagnation, with technology stocks leading the market's new "slow bull" trend [2]

哈尔滨新光光电科技股份有限公司 募集资金管理制度 第一章 总则 第一条 为了规范哈尔滨新光光电科技股份有限公司（以下简称"公司"）的 募集资金的使用与管理，根据《中华人民共和国公司法》《中华人民共和国证券法》 《上市公司募集资金监管规则》《上海证券交易所科创板股票上市规则》《上海证 券交易所科创板上市公司自律监管指引第1号——规范运作》等规范性文件及《哈尔 滨新光光电科技股份有限公司章程》（以下简称"《公司章程》"）等有关规定， 制定本制度。 第二条 本制度所称募集资金，是指公司通过向不特定对象发行证券（包括首 次公开发行股票、配股、增发、发行可转换公司债券、分离交易的可转换公司债券 等）以及向特定对象发行证券向投资者募集的资金，但不包括公司实施股权激励计 划募集的资金。 第三条 公司董事会应当负责建立健全公司募集资金管理制度，并确保该制度 的有效实施。募集资金坚持依法使用、计划严密、公开透明、规范运作的原则。 第四条 公司募集资金投资项目通过公司的子公司或者公司控制的其他企业 实施的，公司应当确保该子公司或受控制的其他企业遵守募集资金管理制度。 第五条 公司的董事、高级管理人员应当勤勉尽责，督促公司规范使用 ...

哈尔滨新光光电科技股份有限公司 关联交易决策制度 第一章 总则 第一条 为规范哈尔滨新光光电科技股份有限公司(以下简称"公司")关 联交易行为，提高公司规范运行水平，保护公司和全体股东的合法权益，根据 《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国 证券法》（以下简称"《证券法》"）、《上海证券交易所科创板股票上市规 则》《上海证券交易所上市公司自律监管指引第 5 号——交易与关联交易》等 有关法律、法规、规范性文件及《哈尔滨新光光电科技股份有限公司公司章程》》 （以下简称"《公司章程》"）的有关规定，制定本制度。 第二条 公司关联交易应当定价公允、决策程序合规、信息披露规范。公司 应当积极通过资产重组、整体上市等方式减少关联交易。 第三条 公司董事会下设的审计委员会，履行公司关联交易控制和日常管理 的职责。 第四条 公司临时报告和定期报告中非财务报告部分的关联人及关联交易 的披露应当遵守《上海证券交易所科创板股票上市规则》和《公开发行证券的 公司信息披露内容与格式准则第 2 号——年度报告的内容与格式》的规定。 定期报告中财务报告部分的关联人及关联交易的披露应当遵守《企业会计 准则第 ...