证券代码：688027 证券简称：国盾量子 公告编号：2024-046 科大国盾量子技术股份有限公司 关于 2023 年年度股东大会增加临时提案 暨股东大会补充通知的公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、股东大会有关情况 1. 股东大会的类型和届次： 2023 年年度股东大会 | 股份类别 | 股票代码 | 股票简称 | 股权登记日 | | --- | --- | --- | --- | | A 股 | 688027 | 国盾量子 | 2024/4/22 | 二、增加临时提案的情况说明 公司已于 2024 年 4 月 9 日公告了股东大会召开通知，单独或者合计持有 13.44%股份的股东中科大资产经营有限责任公司，在 2024 年 4 月 16 日提出临时 提案并书面提交股东大会召集人。股东大会召集人按照《上海证券交易所科创板 上市公司自律监管指引第 1 号 — 规范运作》有关规定，现予以公告。 2. 股东大会召开日期：2024 年 4 月 29 日 3. 股东大会股权登记日： 1. 提案人：中科大资产经 ...

投资者关系活动记录表 股票名称：国盾量子 股票代码：688027 科大国盾量子技术股份有限公司 2024 年 4 月 11 日投资者关系活动记录表 编号：001 | 投资者关系活动类别 | ☒特定对象调研 ☐分析师会议 ☐媒体采访 | | --- | --- | | | ☐业绩说明会 ☐新闻发布会 ☐路演活动 | | | ☒现场参观 | | | ☐其他（请文字说明其他活动内容） | | 参与单位名称 | 海通证券 杨蒙、 银河证券 赵良毕、天风证券 刘琳 琳、 国元证券 耿军军、华富基金 姚明昊、华创自营 黄子宸、华创证券 胡昕安、人保资产 王高唯 、东北 | | | 证券 要文强、方正富邦 赵丹蕾、东海证券 任 杰、 | | | 淳厚资产 陈基明、太平资产 邵军、西部利得 王邵哲 | | | 张昭君、山西证券 赵天宇、国投证券 路璐、华泰保 | | | 险 蒋领、东证资管 张明宇、中欧基金 张晖等 | | 时间 | 2024 年 4 月 11 日 | | 地点 | 线下 | | 公司接待人员名单 | 董事长、总裁 应 勇 | | | 董事会秘书 童 璐 | | 投资者关系活动主要 | 参观公司展厅，了解公司 ...

国元证券股份有限公司 关于科大国盾量子技术股份有限公司 2023 年度持续督导跟踪报告 国元证券股份有限公司（以下简称"国元证券"或"保荐机构"）作为科大 国盾量子技术股份有限公司（以下简称"国盾量子"或"公司"）首次公开发行 股票并在科创板上市项目的保荐机构，根据《证券发行上市保荐业务管理办法》 《上海证券交易所科创板股票上市规则》《上海证券交易所科创板上市公司自律 监管指引第 1 号——规范运作》以及《上海证券交易所上市公司自律监管指引第 11 号——持续督导》等相关规定，负责国盾量子上市（2020 年 7 月 9 日）后的 持续督导工作，并出具 2023 年度持续督导跟踪报告。 （二）整改情况 上述问题不涉及整改事项。保荐机构提请公司做好相关信息披露工作，及时、 充分地揭示相关风险，切实保护投资者利益。 | 序号 | 工作内容 | 实施情况 | | --- | --- | --- | | 1 | 建立健全并有效执行持续督导工作制度，并针对具体的 | 保荐机构已建立健全并有效 执行持续督导工作制度，并制 | | | 持续督导工作制定相应的工作计划 | 定了相应工作计划 | | 2 | 根据中国证监会相关规 ...

Investment Rating - The report assigns a "Hold" rating for the company, with a current price of 170.55 CNY and no specified target price for the next six months [1]. Core Insights - The company achieved a revenue of 160 million CNY in 2023, representing a year-on-year growth of 15.9%. However, it reported a net loss attributable to shareholders of 120 million CNY [1]. - The quantum industry is still in its early stages, with high R&D investments leading to losses. The company's revenue has fluctuated around 200 million CNY over the past five years, with a slight increase in 2023 due to growth in quantum communication and computing sectors [1]. - The gross margin for 2023 was 47.5%, an increase of 9.9 percentage points year-on-year, indicating a stable high-margin level reflective of the high barriers in the quantum industry [1]. - The company maintained a high R&D expense ratio of 61.6% in 2023, with R&D expenses reaching 100 million CNY, which significantly impacted profitability [1]. Summary by Sections 1. Company Overview - The company, founded in 2009, focuses on the industrialization of quantum information technology, primarily developing quantum secure communication products and quantum computing instruments [21][50]. 2. Financial Analysis - In Q4 2023, the company reported a revenue of 80 million CNY, a decrease of 13.7% year-on-year, with a net loss of 40 million CNY [1]. - The overall sales level is gradually increasing but has not fully recovered to pre-pandemic levels. The net profit for 2023 decreased by 43.7% compared to the previous year [56]. 3. Revenue Breakdown - The revenue from quantum communication products showed significant growth, with a 64.2% increase in 2023, while quantum computing revenue grew by 44.2% [1]. - The company’s revenue from quantum precision measurement surged by 467.3% in 2023, indicating rapid expansion in this segment [1]. 4. Profitability and Cost Structure - The company’s gross margin improved to 47.5% in 2023, driven by increased revenue from quantum communication products [56]. - The comprehensive expense ratio decreased to 76.9% in 2023, down by 3.1 percentage points year-on-year, reflecting better cost management [1]. 5. Future Earnings Forecast - The company is expected to benefit from the ongoing development of the national quantum communication network, with projected revenues of 190 million CNY, 230 million CNY, and 290 million CNY for 2024, 2025, and 2026, respectively [1][61].

证券代码：688027 证券简称：国盾量子 公告编号： 2024-045 科大国盾量子技术股份有限公司 关于召开 2023 年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 会议召开时间：2024 年 04 月 24 日(星期三) 下午 16:00-17:00 会议召开地点：上海证券交易所上证路演中心（网址： https://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2024 年 4 月 22 日(星期一) 至 4 月 23 日(星期 二)16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或通 过公司邮箱 guodun@quantum-info.com 进行提问。公司将在说明会上 对投资者普遍关注的问题进行回答。 科大国盾量子技术股份有限公司（以下简称"公司"）已于 2024 年 4 月 9 日发布公司 2023 年度报告，为便于广大投资者更全面深入 地了解公司 2023 年度经营成果、财务状况，公司计划于 2024 年 4 月 ...

国元证券股份有限公司 关于科大国盾量子技术股份有限公司 2023 年 持续督导工作现场检查报告 国元证券股份有限公司（以下简称"国元证券"或"保荐机构"）作为科大 国盾量子技术股份有限公司（以下简称"公司"或"国盾量子"）首次公开发行 股票并在科创板上市的保荐机构，根据《证券发行上市保荐业务管理办法》《上 海证券交易所科创板股票上市规则》和《上海证券交易所上市公司自律监管指引 第 11 号——持续督导》等有关法律法规和规范性文件的要求，对国盾量子 2023 年（以下简称"本持续督导期"）的情况进行了现场检查。现就现场检查的有关 情况报告如下： 一、本次现场检查的基本情况 （一）保荐机构 国元证券股份有限公司 （二）保荐代表人 高震、马辉 （三）现场检查时间 2024年3月27日-29日 （四）现场检查人员 马辉、王贵宾、陈华卿 （五）现场检查方法 现场检查人员查阅了本持续督导期的"三会"文件和与会议相关的其他材料； 查阅了公司相关制度文件和本持续督导期内的部分科目明细；查阅本持续督导期 的信息披露文件；查阅并取得募集资金专户银行对账单、大额募集资金支出凭证； 对公司高级管理人员等相关人员进行沟通、访谈，了解公 ...

Financial Performance - The company has not achieved profitability since its listing[4]. - The company's operating revenue for 2023 was CNY 156,111,094.96, representing a year-on-year increase of 15.87%[22]. - The net profit attributable to shareholders was a loss of CNY 123,917,117.70, a significant decline compared to the previous year's loss of CNY 86,184,557.37[22]. - The net cash flow from operating activities decreased by 105.46% to a loss of CNY 4,048,103.46, primarily due to reduced sales collections and government subsidies[22]. - Basic earnings per share fell to -CNY 1.54, compared to -CNY 1.07 in 2022[23]. - The total assets at the end of 2023 were CNY 1,782,577,325.14, down 8.27% from the previous year[22]. - The weighted average return on net assets was -8.23%, a decrease of 3.01 percentage points compared to 2022[23]. - The company reported a decrease in government subsidies recognized in profit or loss compared to the previous year, impacting net profit[24]. - The company has received a standard unqualified audit report from Rongcheng Accounting Firm[5]. - The company plans not to distribute cash dividends for the fiscal year 2023 and will not increase capital reserves or issue bonus shares[6]. Research and Development - Research and development expenses accounted for 82.51% of operating revenue, a decrease of 18.25 percentage points from the previous year[23]. - The total R&D investment for the year was 128.81 million yuan, accounting for 82.51% of the total revenue[41]. - The company has filed for 103 new patents, including 68 invention patents, maintaining its position as the global leader in family patents related to quantum communication[41]. - The company has made significant advancements in quantum computing, including the development of superconducting quantum computing prototypes and collaborations with institutions like the University of Science and Technology of China[75][80]. - The company has completed the design and testing of a superconducting quantum bit control system, achieving industry-leading standards[99]. - The company has successfully developed a new generation of key exchange cryptographic machines, enhancing core performance indicators[99]. - The company has achieved full domestic verification and prototype design for its core quantum QKD equipment[105]. - The company has established partnerships with research institutions and enterprises to enhance the supply of key components and improve international competitiveness[105]. Market and Industry Trends - The global quantum secure communication (QKD) market is projected to grow from approximately ¥212.79 billion in 2020 to about ¥1,227.87 billion by 2035, according to Toshiba's forecast[69]. - The global quantum precision measurement market is expected to increase from $1.47 billion in 2023 to $3.90 billion by 2035, with a compound annual growth rate of 7.79%[71]. - The application of quantum communication technology has expanded globally, with over 30 countries, including China, EU member states, Canada, and the UK, deploying or implementing quantum communication infrastructure[65]. - The company is positioned within the "New Generation Information Technology Industry" as per national classifications, indicating its relevance in strategic emerging industries[57]. - Significant global investments and policy initiatives are being made in quantum technology, with 29 countries having established development strategies by October 2023[58]. - In China, quantum information technology is prioritized in national planning, with major projects aimed at advancing quantum communication and computing technologies[59]. Strategic Initiatives - The company plans to continue focusing on quantum computing and precision measurement technologies for future growth[24]. - The company is actively involved in the development of quantum communication standards and testing platforms, contributing to the establishment of international standards in the quantum information field[76]. - The company is committed to promoting quantum security applications across various sectors, including government, energy, finance, and industrial internet[169]. - The company aims to enhance quantum communication technology, targeting improved performance and miniaturization of quantum communication devices[169]. - The company plans to develop a quantum communication standardization and evaluation process to provide compliant quantum security services[169]. Governance and Management - The company has established a comprehensive governance structure, including a strategic committee, nomination committee, compensation and assessment committee, and audit committee to ensure objective decision-making[176]. - The company has committed to timely and accurate disclosure of significant information, safeguarding the interests of minority investors[178]. - The company has implemented measures to manage insider information, limiting the number of individuals with access to sensitive data[179]. - The company has maintained a transparent governance framework, ensuring that all meetings and decisions are documented and accessible to stakeholders[178]. - The company held a total of 6 shareholder meetings in 2023, including 1 annual meeting and 5 extraordinary meetings, ensuring compliance with legal regulations and protecting minority shareholder rights[175]. Product Development and Innovation - The company has launched innovative products such as "National Shield Secret Mail" and "National Shield Secret Voice Headset" as part of its quantum security service platform[36]. - The company has developed a new generation of quantum satellite ground station products, successfully docking with the "Jinan No. 1" micro-nano quantum satellite[36]. - The company completed the project acceptance of the Hefei quantum metropolitan area network (Phase I), which is now in stable operation[36]. - The company has opened its quantum computing cloud platform to the public, allowing users to conduct remote quantum computing experiments[38]. - The company is actively involved in the establishment of the "Yangtze River Delta G60 Science and Technology Innovation Corridor Quantum Password Application Innovation Alliance" to promote the application and industrialization of quantum password technology[37]. Risks and Challenges - The company faces risks related to high accounts receivable, with a low turnover rate, potentially increasing operational cash flow volatility[114]. - The company is exposed to financial risks if future government subsidy policies change, impacting profit levels[118]. - The company is facing risks related to market demand fluctuations for quantum secure communication products due to uncertainties in government initiatives and project timelines[109]. - The company has a significant risk of inventory impairment due to a large inventory scale and low turnover rate[116]. - The company has been placed on the "Entity List" by the U.S., which may affect its ability to expand new business areas due to reliance on imported core technologies[119].

容诚专字[2024]230Z0339 号 容诚会计师事务所(特殊普通合伙) RSM 容 诚 募集资金年度存放与使用鉴证报告 科大国盾量子技术股份有限公司 中国 · 北京 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://acc.mof.gov.cn）"进 报告编码:京242FX | | | | 序号 | ਕਿ 容 | 页码 | | --- | --- | --- | | | 募集资金存放与实际使用情况鉴证报告 | 1-2 | | 2 | 募集资金存放与实际使用情况的专项报告 | 3-18 | 募集资金存放与实际使用情况鉴证报告 [1] 容诚专字[2024]230Z0339 号 科大国盾量子技术股份有限公司全体股东: 我们审核了后附的科大国盾量子技术股份有限公司(以下简称国盾量子)董 事会编制的 2023 年度《募集资金存放与实际使用情况的专项报告》。 一、 对报告使用者和使用目的的限定 本鉴证报告仅供国盾量子年度报告披露之目的使用,不得用作任何其他目的。 我们同意将本鉴证报告作为国盾量子年度报告必备的文件,随其他文件一起报送 并对外披露。 二、 董事会的责任 按照中国证券监督管理委员会《 ...

科大国盾量子技术股份有限公司 2023 年度，本着勤勉尽责的态度，我积极参加公司召开的专门委员会、独立 独立董事 2023 年度述职报告 作为科大国盾量子技术股份有限公司（以下简称"公司"或"国盾量子"） 的独立董事，报告期内，我严格按照《中华人民共和国公司法》（以下简称"《公 司法》"）《中华人民共和国证券法》（以下简称"《证券法》"）等法律法规以及《公 司章程》《独立董事任职及议事制度》的要求，本着客观、公正、独立的原则， 勤勉尽责、独立履职，及时了解公司的生产经营及发展情况，准时出席相关会议， 积极发挥独立董事作用，有效维护了公司整体利益和全体股东的合法权益。现将 2023 年度履行独立董事职责情况汇报如下： 一、独立董事的基本情况 （一）个人工作履历、专业背景以及兼职情况 徐枞巍，男，1956 年生，中国国籍，无永久境外居留权，硕士研究生学历。 多年从事航空航天系统工程、企业管理、战略管理等方面的研究，曾获部级科技 成果一等奖一项、二等奖两项。曾任北京航空航天大学校团委书记、副校长，合 肥工业大学校长，中工国际工程股份有限公司独立董事，中航动力控制股份有限 公司独立董事，洛阳轴研科技股份有限公司独立董 ...

证券代码：688027 证券简称：国盾量子 公告编号：2024-041 科大国盾量子技术股份有限公司 （二）资金来源 本次公司拟进行现金管理的资金来源为公司暂时闲置的自有资金，不影响公 司正常经营。 （三）额度及期限 使用最高不超过人民币 5.5 亿元的暂时闲置自有资金进行现金管理，在授权 额度内，公司可以循环使用。 关于 2024 年度使用闲置自有资金 进行现金管理的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 2024 年 4 月 8 日，科大国盾量子技术股份有限公司（以下简称"公司"或 "国盾量子")召开第三届董事会第三十四次会议、第三届监事会第三十二次会 议,审议通过了《关于 2024 年度自有资金进行现金管理的议案》。为进一步加强 资金使用效率，提高资金收益，在确保不影响主营业务的前提下，拟使用不超过 5.5 亿元自有资金进行现金管理，并自股东大会审议通过之日起 12 个月内有效。 在上述额度及决议有效期内，可循环滚动使用。 一、拟使用自有资金进行现金管理的概况 （一）现金管理目的 为提高公司资金使用效 ...