本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 证券代码：688037 证券简称：芯源微 公告编号：2023-057 沈阳芯源微电子设备股份有限公司 关于调整公司 2023 年限制性股票激励计划 相关事项的公告 沈阳芯源微电子设备股份有限公司（以下简称"公司"）于 2023 年 8 月 14 日召开的第二届董事会第十五次会议、第二届监事会第十四次会议，审议通过了 《关于调整公司 2023 年限制性股票激励计划相关事项的议案》，现将有关事项 说明如下： 一、本次限制性股票授予已履行的决策程序和信息披露情况 1、2023 年 7 月 28 日，公司召开第二届董事会第十四次会议，会议审议通 过了《关于公司<2023 年限制性股票激励计划（草案）>及其摘要的议案》《关 于公司<2023 年限制性股票激励计划实施考核管理办法>的议案》及《关于提请 股东大会授权董事会办理股权激励相关事宜的议案》等议案。公司独立董事就本 激励计划相关议案发表了独立意见。 同日，公司召开第二届监事会第十三次会议，审议通过了《关于公司<2023 年限制性股 ...

沈阳芯源微电子设备股份有限公司 监事会关于 2023 年限制性股票激励计划首次授予 激励对象名单的核查意见（截止授予日） 沈阳芯源微电子设备股份有限公司（以下简称"公司"）监事会依据《中华 人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证券法》 （以下简称"《证券法》"）、《上市公司股权激励管理办法》（以下简称"《管 理办法》"）、《上海证券交易所科创板股票上市规则》（以下简称"《上市规 则》"）、《科创板上市公司自律监管指南第 4 号——股权激励信息披露》等相 关法律、法规及规范性文件和《沈阳芯源微电子设备股份有限公司章程》（以下 简称"《公司章程》"）的有关规定，对公司 2023 年限制性股票激励计划（以 下简称"本次激励计划"）首次授予激励对象名单（截止授予日）进行审核，发 表核查意见如下： 1、本次股权激励计划首次授予激励对象均不存在《上市公司股权激励管理 办法》第八条规定的不得成为激励对象的情形： （1）最近 12 个月内被证券交易所认定为不适当人选； （2）最近 12 个月内被中国证监会及其派出机构认定为不适当人选； （3）最近 12 个月内因重大违法违规行为被中国证监会及其派出机 ...

本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 沈阳芯源微电子设备股份有限公司（以下简称"公司"）于 2023 年 7 月 28 日召开第二届董事会第十四次会议、第二届监事会第十三次会议，审议通过了《关 于公司<2023 年限制性股票激励计划（草案）>及其摘要的议案》等相关议案。 根据《上市公司股权激励管理办法》（以下简称"《管理办法》"）等相关规定， 公司对 2023 年限制性股票激励计划首次授予的激励对象名单在公司内部进行了 公示。公司监事会结合公示情况对拟激励对象进行了核查，相关公示及核查情况 如下： 一、公示情况 1、公司于 2023 年 7 月 29 日在上海证券交易所网站（www.sse.com.cn）披 露了《沈阳芯源微电子设备股份有限公司 2023 年限制性股票激励计划（草案）》 （以下简称"《激励计划（草案）》"）及其摘要、《沈阳芯源微电子设备股份 有限公司 2023 年限制性股票激励计划实施考核管理办法》、《沈阳芯源微电子 设备股份有限公司 2023 年限制性股票激励计划首次授予激励对象名单》（以下 简 ...

Financial Performance - The company's operating revenue for Q1 2023 reached ¥288,217,307.17, representing a year-on-year increase of 56.89%[7] - Net profit attributable to shareholders was ¥65,977,387.50, marking a significant growth of 103.55% compared to the same period last year[7] - The net profit after deducting non-recurring gains and losses was ¥57,144,149.76, an increase of 82.38% year-on-year[7] - Total revenue for Q1 2023 reached ¥288,217,307.17, a 57.0% increase compared to ¥183,711,477.74 in Q1 2022[47] - Net profit for Q1 2023 was ¥65,977,387.50, up 103.5% from ¥32,413,462.53 in Q1 2022[48] - Total comprehensive income attributable to the parent company was 66,056,560.47, compared to 32,413,462.53 in the previous period[49] Research and Development - Research and development expenses totaled ¥35,264,929.99, reflecting a substantial increase of 175.68%[8] - R&D expenses accounted for 12.24% of operating revenue, up by 5.28 percentage points from the previous year[8] - Research and development expenses increased to ¥35,264,929.99, representing a 175.0% rise from ¥12,791,950.73 in Q1 2022[47] Assets and Liabilities - The company's total assets at the end of Q1 2023 were ¥3,557,860,952.67, a 1.76% increase from the end of the previous year[8] - The company's non-current assets totaled CNY 731,100,514.99, up from CNY 638,903,197.10, indicating an increase of about 14.4% year-over-year[23] - The company's total liabilities amounted to CNY 1,380,453,079.20, slightly decreasing from CNY 1,389,791,777.06 year-over-year[24] - The total equity attributable to shareholders increased to CNY 2,177,407,873.47 from CNY 2,106,541,950.00, reflecting a growth of approximately 3.4%[24] Cash Flow - The net cash flow from operating activities was negative at -¥173,408,436.42, attributed to a temporary decrease in sales collections and increased procurement payments[8] - Cash inflow from operating activities was CNY 270,241,991.28, down from CNY 339,208,383.83 in the previous year, representing a decline of approximately 20.3%[28] - The net cash outflow from operating activities was CNY -173,408,436.42, compared to CNY -1,281,105.15 in Q1 2022, showing a significant increase in cash outflow[29] - The company reported cash and cash equivalents decreased by CNY 783,915,581.08, compared to a decrease of CNY 7,673,701.54 in Q1 2022, indicating a significant cash reduction[29] Earnings Per Share - Basic and diluted earnings per share were both ¥0.71, reflecting an increase of 82.05%[8] - Basic earnings per share increased to 0.71 from 0.39, representing an increase of 82%[49] - Diluted earnings per share also rose to 0.71 from 0.39, reflecting the same percentage increase[49] Shareholder Information - The number of shares held by the top 10 shareholders accounted for 43.65% of total shares, with the largest shareholder holding 10.61%[32] - The company did not report any significant mergers or acquisitions during the reporting period[44]

证券代码：688037 证券简称：芯源微 公告编号：2023-024 沈阳芯源微电子设备股份有限公司 关于召开 2022 年度暨 2023 年第一季度业绩说明会 的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 投资者可于 2023 年 4 月 27 日 16:00 前登录上证路演中心网站首页点击 "提问预征集"栏目或通过公司投资者关系邮箱 688037@kingsemi.com 进行提 问。公司将在说明会上对投资者普遍关注的问题进行回答。 沈阳芯源微电子设备股份有限公司（以下简称"公司"）已于 2023 年 4 月 18 日披露公司 2022 年年度报告，并拟于 2023 年 4 月 26 日披露公司 2023 年第 一季度报告，为便于广大投资者更全面深入地了解公司 2022 年年度及 2023 年第 一季度经营成果、财务状况，公司计划于 2023 年 4 月 28 日下午 15:00-16:00 举 行 2022 年度暨 2023 年第一季度业绩说明会，就投资者关心的问题进行交流。 一、说明会类 ...

Financial Performance - The company's operating revenue reached ¥1,384,867,131.46, a 67.12% increase compared to ¥828,672,512.29 in the previous year[33] - The total revenue from direct sales was ¥1,358,100,714.02, reflecting a growth of 66.95% year-on-year[37] - The company reported a net profit of RMB 200,160,932.53 for the year, with a cash dividend payout ratio of 18.51%[164] - The company reported a significant increase in revenue, achieving a total of 1.5 billion in Q3 2023, representing a 25% year-over-year growth[176] - The company provided guidance for Q4 2023, expecting revenue to be between 1.6 billion and 1.8 billion, indicating a potential growth of 20% to 30% compared to Q4 2022[176] Research and Development - Research and development expenses amounted to ¥152,135,564.61, reflecting a 64.47% increase from ¥92,499,621.62 in the previous year[33] - The company's R&D investment accounted for 10.99% of total operating revenue, a slight decrease of 0.17 percentage points from the previous year[13] - The company continues to invest in R&D, with increased expenses attributed to research materials, employee salaries, and collaborative development service fees[101] - The company is investing 100 million in R&D for new technologies aimed at enhancing product efficiency and market competitiveness[176] Market Position and Strategy - The domestic market share of the company's Spin Scrubber equipment has steadily increased, becoming a baseline product for domestic wafer fabs[2] - The company aims to expand its market presence in the emerging Chiplet market, leveraging its years of technical reserves[133] - Market expansion efforts are underway, targeting an increase in market share by 10% in the Asia-Pacific region by the end of 2024[176] - The company plans to establish an overseas sales system to cultivate and expand international markets, enhancing its brand's global influence[94] Innovation and Technology - The company has achieved breakthroughs in several key technologies for front-end coating and developing equipment, enhancing its competitive edge[8] - The company holds a total of 245 patent authorizations, including 171 invention patents, indicating strong innovation capabilities[11] - The Chiplet technology market is projected to grow from $3.3 billion in 2020 to $50.5 billion by 2024, with a compound annual growth rate of 98%[5] - The company has achieved full coverage of the front-end coating and developing machine in domestic 28nm and above process nodes[132] Financial Management - The company reported a net cash flow from operating activities of ¥192,963,939.50, a significant recovery from a negative cash flow of ¥218,325,429.94 in the previous year[33] - The company’s investment activities resulted in a net cash outflow of ¥246,122,465.18, primarily due to increased external investments[75] - The company reported a significant increase in contract liabilities, rising to ¥584,787,054.34, a 65.81% increase compared to the previous period, attributed to an increase in new contracts signed and advance sales payments received[79] Corporate Governance and Management - The company has received a standard unqualified opinion on its internal control audit for 2022[131] - The company has implemented a robust internal control management system in compliance with relevant laws and regulations[138] - The company has established an annual performance evaluation mechanism for senior management, linking their compensation to the completion of annual business objectives[154] - The company’s board of directors underwent a re-election process, resulting in changes in several positions[182] Employee and Compensation - The company reported a 127.76% increase in employee compensation payable, amounting to ¥41,763,214.80, primarily due to the accrual of year-end bonuses[79] - The company’s compensation policy for senior management and core technical personnel includes salary, allowances, performance bonuses, and equity incentives[192] - The total number of restricted stocks granted to senior management at the beginning of the year was 410,000 shares, with 123,000 shares vested during the reporting period[151] Strategic Partnerships and Acquisitions - The company has established deep cooperative relationships with downstream customers, aiming to provide more valuable product technology solutions[6] - A new strategic partnership has been established with a leading tech firm, expected to enhance product offerings and drive innovation[176] - The company is exploring potential acquisitions to bolster its technology portfolio, with a budget of 300 million allocated for this purpose[176] Sustainability and Social Responsibility - The management team emphasized a commitment to sustainability, aiming to reduce carbon emissions by 30% by 2025[176]

编号：2022-02 证券代码：688037 证券简称：芯源微 沈阳芯源微电子设备股份有限公司投资者关系活动记录表 | --- | --- | --- | |---------------------|-----------------------------------------------------|------------------------------------------------------------| | 投资者关系活 动类别 | 特定对象调研 \n 媒体采访 新闻发布会 现场参观 | 分析师会议 \n 业绩说明会 路演活动 其他（电话会议） | | | 安徽国富产业基金管理有限公司 | | | | 安信基金管理有限责任公司 | | | | 宝盈基金 | | | | 保银资本 | | | | 鲍尔太平有限公司 | | | | 北京比特资本投资管理有限公司 | | | | 北京宏道投资管理有限公司 | | | | 北京泓澄投资管理有限公司 | | | | 北京致顺投资管理有限公司 | | | | 贝莱德基金管理有限公司 | | | | 博道基金管理有限公司 | | | | | | | ...

证券代码：688037 证券简称：芯源微 沈阳芯源微电子设备股份有限公司投资者关系活动记录表 编号：2022-03 | --- | --- | --- | |---------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------| | 投资者关系活 动类别 | 特定对象调研 媒体采访 新闻发布会 现场参观 | 分析师会议 业绩说明会 路演活动 其他（ ...

Financial Performance - The company's operating revenue for Q3 2022 reached ¥392,427,217.36, representing a year-on-year increase of 99.93%[8] - Net profit attributable to shareholders for Q3 2022 was ¥73,620,027.54, a significant increase of 308.63% compared to the same period last year[8] - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥33,345,495.16, up 104.38% year-on-year[8] - Basic earnings per share for Q3 2022 were ¥0.82, reflecting a growth of 290.48% compared to the same period last year[11] - Total operating revenue for the first three quarters of 2022 reached ¥896,684,559.03, a significant increase from ¥547,186,894.58 in the same period of 2021, representing a growth of approximately 63.7%[38] - Net profit for the third quarter of 2022 was ¥143,026,750.57, a substantial rise from ¥53,086,158.80 in the same quarter of 2021, reflecting an increase of approximately 169.5%[40] - The total comprehensive income attributable to the parent company reached CNY 143,027,635.57, compared to CNY 53,086,158.80 in the previous year[43] - Basic and diluted earnings per share were CNY 1.64, an increase from CNY 0.63 in the same period last year[43] Assets and Liabilities - Total assets at the end of the reporting period were ¥3,492,194,008.51, an increase of 78.09% from the end of the previous year[11] - As of September 30, 2022, the total current assets amounted to ¥2,987,496,792.77, an increase from ¥1,582,911,140.88 at the end of 2021[29] - The total assets reached ¥3,492,194,008.51, up from ¥1,960,914,071.65, reflecting a growth of about 78%[33] - The total liabilities increased to ¥1,800,000,000, with a notable rise in accounts payable to ¥337,694,294.22 from ¥185,991,983.22[33] - The total liabilities as of the end of the reporting period amounted to ¥1,447,720,283.67, up from ¥1,063,665,996.03 in the previous year, marking an increase of about 36.2%[36] - The company’s non-current assets totaled ¥504,697,215.74, an increase from ¥378,002,930.77, indicating a growth of about 33%[33] Cash Flow - The net cash flow from operating activities for the year-to-date was ¥56,380,016.13[11] - Cash inflow from operating activities totaled CNY 1,210,772,726.13, up from CNY 682,598,420.09 year-on-year[47] - Net cash flow from operating activities was CNY 56,380,016.13, a significant improvement from a net outflow of CNY -205,483,279.00 in the previous year[47] - Cash inflow from investment activities was CNY 704,879,077.04, compared to CNY 220,565,635.80 in the same period last year[48] - Net cash flow from investment activities was CNY -857,621,351.18, worsening from CNY -103,882,539.28 year-on-year[48] - Cash inflow from financing activities amounted to CNY 1,166,934,883.78, significantly higher than CNY 231,310,164.26 in the previous year[49] - Net cash flow from financing activities was CNY 915,307,247.94, compared to CNY 139,585,665.83 in the same period last year[49] - The ending balance of cash and cash equivalents was CNY 300,623,491.77, an increase from CNY 241,626,102.33 year-on-year[49] - The company reported a significant increase in cash received from sales and services, totaling CNY 1,094,853,472.78, compared to CNY 632,418,031.01 in the previous year[43] Research and Development - R&D investment for Q3 2022 amounted to ¥52,095,512.62, which is an increase of 158.74% year-on-year[11] - The proportion of R&D investment to operating revenue was 13.28%, up 3.02 percentage points compared to the same period last year[11] - Research and development expenses for the third quarter of 2022 were ¥94,782,058.11, up from ¥68,897,697.84 in the same quarter of 2021, indicating a growth of about 37.6%[38] Shareholder Information - The company has a total of 7,195 shareholders, with the top 10 shareholders holding a combined 56.57% of the shares[23] - The company's total equity attributable to shareholders increased by 127.86% to ¥2,044,473,724.84 compared to the end of the previous year[11] - The total equity attributable to shareholders reached ¥2,044,473,724.84, compared to ¥897,248,075.62 in the previous year, representing an increase of approximately 128.1%[38] Other Income and Expenses - The company reported a total of ¥40,010,000.00 in other income, primarily from a compensation payment related to trade secret protection[17] - The company’s sales expenses for the third quarter of 2022 were ¥69,720,111.67, compared to ¥50,665,413.27 in the same quarter of 2021, representing an increase of approximately 37.5%[38] - The company’s management expenses for the third quarter of 2022 were ¥88,395,252.50, up from ¥63,431,030.95 in the same quarter of 2021, indicating an increase of about 39.4%[38] Inventory and Receivables - Inventory rose significantly to ¥1,286,709,119.76 compared to ¥932,177,752.87 in the previous year, indicating a growth of approximately 38%[33] - The accounts receivable increased to ¥328,243,909.25 from ¥229,749,699.39, showing a growth of approximately 43%[29]