上海泽昌律师事务所 关于上海华依科技集团股份有限公司 2023年年度股东大会的 法律意见书 上海市浦东新区世纪大道 1589 号长泰国际金融大厦 11 层 邮编：200120 电话：021-61913137 传真：021-61913139 二〇二四年五月 上海泽昌律师事务所 法律意见书 上海泽昌律师事务所 关于上海华依科技集团股份有限公司 2023 年年度股东大会的 法律意见书 泽昌证字 2024-01-05-02 致：上海华依科技集团股份有限公司 本所接受上海华依科技集团股份有限公司（以下简称"公司"）委托，就公 司召开 2023 年年度股东大会（以下简称"本次股东大会"）的有关事宜，根据 《中华人民共和国公司法》（以下简称《公司法》）、《上市公司股东大会规则》 等法律、法规、规章和其他规范性文件以及《上海华依科技集团股份有限公司章 程》（以下简称《公司章程》）的有关规定，出具本法律意见书。 为出具本法律意见书，本所及本所律师依据《律师事务所从事证券法律业务 管理办法》和《律师事务所证券法律业务执业规则（试行）》等规定，严格履行 了法定职责，遵循了勤勉尽责和诚实信用原则，对本次股东大会所涉及的相关事 项进行 ...

二、 回购股份的进展情况 证券代码：688071 证券简称：华依科技 公告编号：2024-042 上海华依科技集团股份有限公司 关于以集中竞价交易方式回购公司股份的进展公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： | 回购方案首次披露日 | 2023/10/31 | | --- | --- | | 回购方案实施期限 | 待董事会审议通过后 12 个月 | | 预计回购金额 | 万元~2,000 万元 1,000 | | 回购用途 | □减少注册资本 √用于员工持股计划或股权激励 □用于转换公司可转债 | | | □为维护公司价值及股东权益 | | 累计已回购股数 | 29.4082 万股 | | 累计已回购股数占总股本比例 | 0.35% | | 累计已回购金额 | 1,029.82 万元 | | 实际回购价格区间 | 元/股~23.38 元/股 49.08 | 一、 回购股份的基本情况 2023 年 10 月 30 日，上海华依科技集团股份有限公司（以下简称"公司"）召 开第四届董事会第十次会议， ...

Financial Performance - The company reported a net profit attributable to the parent company of -16,009,411.11 RMB for the fiscal year 2023, with undistributed profits amounting to 4,968,183.48 RMB[5]. - The board of directors has proposed not to distribute profits for the fiscal year 2023, which includes no cash dividends or bonus shares[5]. - The company has not achieved profitability since its listing, indicating ongoing challenges in its financial performance[4]. - The net profit attributable to shareholders of the listed company decreased by 143.50% to -CNY 16,009,411.11 from CNY 36,801,073.93 in the previous year[20]. - The net cash flow from operating activities was -CNY 25,267,977.57, a decline of 138.67% compared to CNY 65,348,169.34 in 2022[21]. - The company's operating revenue for 2023 was CNY 351,819,778.06, representing a 4.46% increase compared to CNY 336,799,572.35 in 2022[20]. - The basic earnings per share for 2023 was -CNY 0.20, down 139.22% from CNY 0.51 in 2022[22]. - The company reported a decrease in net profit after deducting non-recurring gains and losses, which fell by 164.29% compared to the previous year[22]. - The company reported a net profit of -16.0094 million yuan, a decrease of 143.5% compared to the same period last year, primarily due to increased management costs and financial expenses related to expanded testing service facilities[118]. Audit and Compliance - The company has received a standard unqualified audit report from its accounting firm[5]. - The company has not reported any violations of decision-making procedures regarding external guarantees[7]. - The company has not engaged in any non-operating fund occupation by controlling shareholders or related parties[7]. - The company has established long-term partnerships with major domestic and international automotive manufacturers, enhancing its market position in the automotive intelligent testing sector[118]. - The company has signed confidentiality agreements with R&D personnel to protect its core technologies, which are crucial for maintaining its competitive edge[120]. - The company has not faced any rejected proposals during the annual general meeting, reflecting shareholder support for its governance[175]. - There were no changes in the voting rights of preferred shareholders during the reporting period, indicating stability in shareholder rights[175]. - The company has not implemented any changes in its red-chip structure governance during the reporting period, maintaining its existing governance framework[176]. Research and Development - Research and development expenses accounted for 12.04% of operating revenue, an increase of 2.57 percentage points from 9.47% in 2022[22]. - R&D investment increased by 32.84% year-on-year, totaling approximately ¥42.36 million, with R&D expenses accounting for 12.04% of operating revenue, up by 2.57 percentage points[79][80]. - The company holds 16 invention patents, 90 utility model patents, and 118 software copyrights, with a total of 33 new intellectual property rights obtained during the reporting period[77]. - The company is focusing on the development of inertial navigation systems, which are essential for L3 and higher-level autonomous vehicles, to capture market opportunities in the smart automotive sector[73]. - The core technical team consists of highly qualified professionals with extensive industry experience, ensuring the company's leading position in technology[117]. - The company emphasizes the importance of R&D talent recruitment and training, maintaining a high-level and stable R&D team[117]. Market Expansion and Strategy - The company is in the process of expanding its market presence and developing new technologies, although specific details were not disclosed in the provided content[6]. - The company is actively expanding its global footprint in response to the growing demand for new energy vehicle testing services[39]. - Major clients for the company's new energy vehicle testing services include BYD, Geely, Changan, and NIO, among others[40]. - The company aims to enhance its international influence by collaborating closely with Chinese automotive enterprises entering the European market[34]. - The company plans to expand its influence in the automotive powertrain intelligent testing field by targeting high-end quality customers domestically and internationally[165]. - The company is committed to strengthening its R&D capabilities and fostering innovation through collaboration with universities and research institutions[165]. Operational Challenges and Risks - The company has detailed various risks and countermeasures in the report, emphasizing the importance of investor awareness regarding investment risks[4]. - The company faces risks related to insufficient R&D investment, which could hinder its technological advancement and market competitiveness[120]. - The company is exposed to raw material price fluctuations, which could significantly impact its production costs and profitability[121]. - The company is navigating a transition in the new energy vehicle market, facing challenges such as semiconductor shortages and quality defects, which could affect its revenue growth in this sector[130]. - The company has established a rigorous procurement system to ensure the quality of raw materials, which are categorized into mechanical, electrical, and other types[44]. Technological Advancements - The company has developed advanced positioning technology for L3 and above autonomous vehicles, entering project cooperation phases with multiple automotive manufacturers[73]. - The company has developed customized testing equipment for traditional and new energy vehicles, breaking the monopoly of international manufacturers and filling a domestic industry gap[42]. - The company has developed a high-precision testing system for coaxial bridge reducers, which is expected to cover most models in the market, enhancing the performance and reliability of electric vehicle battery packs[97]. - The company has developed a new automatic assembly line for flat wire motor stators, with a cumulative investment of ¥3,599,761.99 against an expected total investment of ¥6,500,000.00[87]. - The company is focusing on high reliability and performance in its product development, particularly for electric vehicle components[95]. Financial Management - The company reported a goodwill balance of 38.4908 million yuan, representing 1.82% of total assets, which poses a risk of impairment if the acquired entity's performance declines[128]. - The company's accounts receivable amounted to 343.9808 million yuan, accounting for 16.30% of total assets, indicating a significant risk of bad debts if macroeconomic conditions worsen[127]. - The financing activities generated a net cash flow of ¥687,854,542.05, an increase of 468.53% year-on-year, primarily from share issuance[134]. - The company reported a significant increase in technical transformation revenue compared to the previous year, despite a decrease in testing equipment sales[141]. Governance and Leadership - The company has maintained a stable board of directors with no changes in shareholding for several members, indicating continuity in leadership[177]. - The company’s independent directors and supervisors received remuneration ranging from 4.00 million CNY to 55.30 million CNY during the reporting period[178]. - The company held 13 board meetings in the year, with 10 conducted in person and 3 combining in-person and communication methods[189]. - The company has a structured decision-making process for remuneration involving the remuneration and assessment committee[183]. - The company’s management team includes individuals with extensive experience in various sectors, enhancing its operational capabilities[184].

Financial Performance - The company's operating revenue for Q1 2024 was ¥101,813,147.41, representing a decrease of 1.24% compared to the same period last year[5] - The net profit attributable to shareholders was -¥9,692,729.53, a decline of 180.73% year-over-year[5] - The net profit attributable to shareholders after deducting non-recurring gains and losses was -¥10,776,399.21, down 195.27% from the previous year[5] - The basic and diluted earnings per share were both -¥0.12, reflecting a decrease of 175.00% compared to the same period last year[6] - The company reported a net loss for Q1 2024, with total expenses exceeding total revenue, leading to a challenging financial outlook[18] - The net profit for Q1 2024 was -9,516,016.96 RMB, compared to a net profit of 12,435,743.57 RMB in Q1 2023, representing a significant decline[19] - Operating profit for Q1 2024 was -13,685,165.97 RMB, down from 12,994,748.90 RMB in the same period last year[19] - The company reported a total comprehensive loss of -9,462,416.96 RMB in Q1 2024, compared to a comprehensive income of 12,452,873.57 RMB in Q1 2023[20] - Basic and diluted earnings per share for Q1 2024 were both -0.12 RMB, down from 0.16 RMB in Q1 2023[20] Research and Development - The total R&D investment amounted to ¥11,937,766.07, an increase of 40.41% year-over-year[6] - R&D investment accounted for 11.73% of operating revenue, up by 3.48 percentage points from the previous year[6] - Research and development expenses increased to 11,937,766.07 RMB in Q1 2024 from 8,502,049.22 RMB in Q1 2023, marking a rise of approximately 40.5%[19] Assets and Liabilities - The total assets at the end of the reporting period were ¥2,194,742,501.66, an increase of 3.99% compared to the end of the previous year[6] - Total assets as of March 31, 2024, amounted to RMB 2,194,742,501.66, compared to RMB 2,110,462,550.72 at the end of 2023, marking an increase of 4.0%[16] - Total liabilities increased to RMB 1,168,407,438.45 from RMB 1,067,625,772.81, a rise of 9.4%[16] - Shareholders' equity decreased to RMB 1,026,335,063.21 from RMB 1,042,836,777.91, reflecting a decline of 1.6%[16] Cash Flow and Expenses - The net cash flow from operating activities was -¥14,884,791.69, indicating a deterioration compared to the previous year[6] - The cash flow from operating activities in Q1 2024 was -14,884,791.69 RMB, an improvement compared to -32,277,026.03 RMB in Q1 2023[22] - The company incurred financial expenses of 10,604,816.86 RMB in Q1 2024, up from 7,918,543.05 RMB in Q1 2023, indicating an increase of approximately 33.8%[19] - The total cash outflow from investing activities in Q1 2024 was -56,844,551.27 RMB, compared to -24,031,085.12 RMB in Q1 2023, reflecting a significant increase in investment expenditures[22] Operating Costs - Total operating costs for Q1 2024 increased to RMB 116,055,328.73, up 28.0% from RMB 90,728,874.17 in Q1 2023[18] - Operating costs included RMB 72,642,459.11 in cost of goods sold, which rose from RMB 59,057,033.54 in the previous year[18] - The company reported a significant increase in management and labor costs, impacting overall profitability and earnings per share[9] Cash and Receivables - Cash and cash equivalents decreased to RMB 126,820,018.63 from RMB 176,204,764.15 as of December 31, 2023, representing a decline of 28.0%[14] - Accounts receivable increased to RMB 385,985,188.66 from RMB 343,980,802.59, indicating a rise of 12.2%[14] - Inventory rose to RMB 108,948,747.13, up from RMB 94,788,582.55, reflecting a growth of 15.0%[14] - Cash and cash equivalents at the end of Q1 2024 were 122,930,223.49 RMB, compared to 29,493,866.50 RMB at the end of Q1 2023[23]

Revenue and Profit - The total operating revenue for 2023 was revised from 381.68 million to 351.82 million, reflecting a decrease of 4.46% compared to the previous year[3] - The net profit attributable to the parent company was adjusted from 9.20 million to -16.01 million, indicating a decline of 143.50% year-over-year[3] - The basic earnings per share changed from 0.11 to -0.20, representing a decrease of 139.22% compared to the previous year[3] Assets and Net Assets - The total assets at the end of the reporting period increased to 2,140.13 million, up 59.43% from the beginning of the period[4] - The net assets attributable to the parent company rose to 1,065.89 million, marking a 106.65% increase compared to the previous year[4] Financial Adjustments and Apologies - The company adjusted its financial data due to changes in annual settlement amounts after discussions with clients, leading to revenue reductions[5] - The company expressed apologies for any inconvenience caused to investors due to the corrections made in the financial report[5] - The financial data provided is preliminary and has not been audited by an accounting firm, with final figures to be confirmed in the annual report[6]

上海华依科技集团股份有限公司 关于召开 2023 年度暨 2024 年第一季度业绩说明会 的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 证券代码：688071 证券简称：华依科技 公告编号：2024-028 上海华依科技集团股份有限公司（以下简称"公司"）将于 2024 年 4 月 30 日发布公司 2023 年年度报告及 2024 年第一季度报告，为便于广大投资者更全面 深入地了解公司 2023 年度及 2024 年第一季度经营成果、财务状况和利润分配方 案，公司计划于 2024 年 05 月 07 日(星期二)上午 09:00-10:00 举行 2023 年度 暨 2024 年第一季度业绩说明会，就投资者关心的问题进行交流。 一、 说明会类型 本次业绩说明会以网络互动形式召开，公司将针对 2023 年度及 2024 年第一 季度的经营成果及财务指标的具体情况和利润分配方案与投资者进行互动交流 会议召开时间：2024 年 05 月 7 日(星期二) 上午 09:00-10:00 会 议 召 开 ...

证券代码：688071 证券简称：华依科技 公告编号：2024-026 2023 年 10 月 30 日，上海华依科技集团股份有限公司（以下简称"公司"）召 开第四届董事会第十次会议，审议通过了《关于以集中竞价交易方式回购公司股份 方案的议案》，同意公司以自有资金通过上海证券交易所系统以集中竞价交易方式 回购公司股份。回购的股份将在未来适宜的时机全部用于员工持股及/或股权激励 计划。回购资金总额为不低于人民币 1,000 万元（含），不超过人民币 2,000 万元 （含）。回购价格为不超过 60 元/股（含）。回购实施期限为自董事会审议通过本次 回购股份方案之日起 12 个月内。具体内容详见公司分别于 2023 年 10 月 31 日、 2023 年 11 月 7 日在上海证券交易所网站（www.sse.com.cn）上披露的《上海华依 科技集团股份有限公司关于以集中竞价交易方式回购公司股份方案的公告》（公告 编号：2023-058）、《上海华依科技集团股份有限公司关于以集中竞价交易方式回购 公司股份的回购报告书》（公告编号：2023-061）。 二、 回购股份的进展情况 上海华依科技集团股份有限公司 关于以 ...

关于上海华依科技集团股份有限公司 2024年第一次临时股东大会的 上海泽昌律师事务所 法律意见书 上海泽昌律师事务所 关于上海华依科技集团股份有限公司 2024 年第一次临时股东大会的 法律意见书 泽昌证字 2024-01-05-01 致：上海华依科技集团股份有限公司 上海市浦东新区世纪大道 1589 号长泰国际金融大厦 11 层 邮编：200120 电话：021-61913137 传真：021-61913139 二〇二四年三月 上海泽昌律师事务所 法律意见书 本所接受上海华依科技集团股份有限公司（以下简称"公司"）委托，就公 司召开 2024 年第一次临时股东大会（以下简称"本次股东大会"）的有关事宜， 根据《中华人民共和国公司法》（以下简称《公司法》）、《上市公司股东大会 规则》等法律、法规、规章和其他规范性文件以及《上海华依科技集团股份有限 公司章程》（以下简称《公司章程》）的有关规定，出具本法律意见书。 为出具本法律意见书，本所及本所律师依据《律师事务所从事证券法律业务 管理办法》和《律师事务所证券法律业务执业规则（试行）》等规定，严格履行 了法定职责，遵循了勤勉尽责和诚实信用原则，对本次股东大会所涉 ...

证券代码：688071 证券简称：华依科技 公告编号：2024-025 上海华依科技集团股份有限公司 2024 年第一次临时股东大会决议公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次会议是否有被否决议案：无 一、 会议召开和出席情况 （三） 出席会议的普通股股东、特别表决权股东、恢复表决权的优先股股东及 其持有表决权数量的情况： | 1、出席会议的股东和代理人人数 | 10 | | --- | --- | | 普通股股东人数 | 10 | | 2、出席会议的股东所持有的表决权数量 | 30,921,197 | | 普通股股东所持有表决权数量 | 30,921,197 | | 3、出席会议的股东所持有表决权数量占公司表决权数量的 | 36.5950 | | 比例（%） | | | 普通股股东所持有表决权数量占公司表决权数量的比例 | 36.5950 | | （%） | | （四） 表决方式是否符合《公司法》及公司章程的规定，大会主持情况等。 本次股东大会由公司董事会召集，董事长励寅先生主持，会议采用 ...

重要内容提示： 履约的重大风险及不确定性：本合作备忘录签订是基于双方长久以来的 友好合作关系，上海华依科技集团股份有限公司（以下简称"公司"）与吉孚 动力技术（中国）有限公司（以下简称"吉孚动力"）达成合作意向，旨在今 后的六维力传感器相关专业技术领域活动和工作中将对方作为长期合作伙伴， 此文件仅为双方的合作意向的确认，执行内容及细节需进一步落实和明确，具 体以正式协议为准。 对上市公司当年业绩的影响：本备忘录不涉及具体金额和内容，对公司 本年度业绩预计不构成重大影响，具体对未来经营业绩的影响需根据项目的实 际推进和实施情况而定。 公司近日与吉孚动力签订的《合作备忘录》（以下简称"备忘录"），具 体情况如下： 上海华依科技集团股份有限公司 关于自愿披露签订合作备忘录的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、备忘录签订的基本情况 证券代码：688071 证券简称：华依科技 公告编号：2024-024 5、成立日期：2006年8月24日 6、注册地址：苏州工业园区岸芷街11号 7、主营业务：汽车传动系统和变速 ...