（草案） （首次公开发行 H 股并上市后适用） 第一章 原则 聚辰半导体股份有限公司 股东通讯政策 聚辰半导体股份有限公司 股东通讯政策 第一条 聚辰半导体股份有限公司（以下简称"本公司"）致力向本公司股东 （以下简称"股东"）及其他利益相关者（包括潜在投资者）提供均衡及容易理 解的本公司数据，根据有关法律、行政法规、部门规章、规范性文件、公司股票 上市地证券监管规则及《聚辰半导体股份有限公司章程》（以下简称"《公司章程》"） 的有关规定，结合本公司实际情况，制定本政策。 第二条 本公司董事会应负责： （一）与股东持续保持对话及鼓励彼等与本公司积极沟通； （二）制定本股东通讯政策及定期检讨本政策以确保其成效。 第二章 目的 第三条 本政策旨在： （一）促进与股东及其他持份者（如涉及）的有效沟通； （二）鼓励股东积极与本公司建立密切关系；及促使股东有效地行使其作为 股东的权利。 第三章 沟通渠道 第四条 公司通讯 1 聚辰半导体股份有限公司 股东通讯政策 或采取行动的任何文件，其中包括但不限于本公司的下列文件： 1、董事会报告、年度账目连同核数师报告以及（如适用）财务摘要报告； 2、中期报告及（如适用）中期摘要 ...

聚辰半导体股份有限公司 董事会成员及雇员多元化政策 聚辰半导体股份有限公司 董事会成员及雇员多元化政策 （草案） （首次公开发行 H 股并上市后适用） 第一章 原则 第一条 聚辰半导体股份有限公司（以下简称"本公司"）认同并深信董事会 多元化有利于提升其表现素质，根据有关法律、行政法规、部门规章、规范性文 件、公司股票上市地证券监管规则及《聚辰半导体股份有限公司章程》（以下简 称"《公司章程》"）的有关规定，结合本公司实际情况，制定本政策。 第二条 本政策旨在载列达致本公司董事会成员（以下简称"董事会"）及雇 员多元化而采取的方针。 第三条 本公司认同并深信董事会及雇员多元化有利于提升其表现素质。 第二章 董事会成员多元化政策 第四条 为达致可持续的均衡发展，本公司视董事会层面日益多元化为支持 其达到战略目标及可持续发展的关键元素。本公司在设定董事会成员的组成时， 已从多个方面考虑董事会多元化，包括但不限于性别、年龄、文化及教育背景、 种族、专业经验、技能、知识及服务年期。董事会需要有不同性别的成员。董事 会所有委任均遵循用人唯才原则，并在考虑人选时以客观条件充分顾及董事会多 元化的裨益。 第五条 董事会在甄 ...

Core Viewpoint - The enthusiasm for "A+H" listings is increasing, with several A-share companies planning to issue H-shares and list on the Hong Kong Stock Exchange, driven by supportive policies and regulatory improvements [1][2]. Group 1: Market Trends - Companies such as Jucheng Co., Zhengtai Electric, and Penghui Energy are actively planning to issue H-shares and list on the Hong Kong Stock Exchange [1]. - The first "A+H" company to list in 2026 was Haowei Group, followed by Zhaoyi Innovation, indicating a growing trend of dual listings [1]. - The China Securities Regulatory Commission (CSRC) has released measures to support leading domestic companies in listing in Hong Kong, enhancing the development of A-share companies [1]. Group 2: Regulatory Environment - The collaboration between regulatory bodies in both regions has improved the efficiency of the listing application process for A-share companies, creating a more favorable environment for listings [2]. - The Hong Kong Securities and Futures Commission and the Hong Kong Stock Exchange have optimized the approval process for new listings, further facilitating A-share companies' access to the market [1][2]. Group 3: Strategic Motivations - Companies are motivated to list in Hong Kong to enhance their global strategy, improve international competitiveness, and create platforms for overseas capital operations [2][3]. - The sectors represented by companies planning to list include high-end electronics, new energy, artificial intelligence, and smart transportation, often featuring industry leaders or technology-driven firms [3]. - The "A+H" model serves not only as a financing tool but also as a strategic configuration that allows companies to mitigate market risks and advance their internationalization efforts [3].

Meeting Overview - The first extraordinary general meeting of shareholders was held on January 16, 2026, in Shanghai [2] - The meeting was convened by the board of directors, with the chairman presiding and legal representatives present to witness the proceedings [2][9] Attendance and Voting - All six current directors and the board secretary attended the meeting, with some senior management participating via video [3][4] - There were no rejected proposals during the meeting [2] Resolutions Passed - The following key resolutions were approved: - Issuance of H-shares and listing on the Hong Kong Stock Exchange [5] - Various aspects of the H-share issuance, including location, type, timing, method, scale, pricing, and underwriting [6][7][8] - Transition to an overseas fundraising company [7] - Use of funds raised from the H-share issuance [7] - Validity period for the resolutions related to H-share issuance [7] - Authorization for the board to handle matters related to the H-share issuance [7] - Profit distribution plan prior to H-share issuance [8] - Appointment of auditing firms for the H-share issuance [8] - Amendments to the company’s articles of association post-H-share issuance [8] - Insurance for directors and senior management related to the issuance [8] - Determination of director roles [8] Legal Compliance - The meeting's procedures and resolutions were confirmed to be in compliance with relevant laws and regulations, as well as the company's articles of association [9]

北京市环球律师事务所上海分所 关于 聚辰半导体股份有限公司 2026 年第一次临时股东会的 法律意见书 GLO2026SH（法）字第 0112 号 致：聚辰半导体股份有限公司 根据聚辰半导体股份有限公司（"聚辰股份"或"公司"）的委托，北京市环 球律师事务所上海分所（"本所"）就公司 2026 年第一次临时股东会（"本次股 东会"）所涉及的召集、召开程序、召集人资格和出席会议人员的资格、表决程 序及表决结果等相关问题发表法律意见。本法律意见书系依据《中华人民共和 国公司法》《中华人民共和国证券法》（"《证券法》"）《上市公司股东会规 则》（"《股东会规则》"）等相关法律、法规、规章及规范性文件及《聚辰半 导体股份有限公司章程》（"《公司章程》"）的相关规定出具。 为出具本法律意见书之目的，本所经办律师（"本所律师"）依照现行有效 的中国法律、法规以及中国证券监督管理委员会（"中国证监会"）相关规章、 规范性文件的要求和规定，对聚辰股份提供的与题述事宜有关的法律文件及其 他文件、资料进行了审查、验证。同时，本所律师还审查、验证了本所律师认 为出具本法律意见书所必需审查、验证的其他法律文件及信息、资料和证明， 并 ...

证券代码：688123 证券简称：聚辰股份 公告编号：2026-007 聚辰半导体股份有限公司 2026年第一次临时股东会决议公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次会议是否有被否决议案：无 一、会议召开和出席情况 （一）股东会召开的时间：2026 年 1 月 16 日 （二）股东会召开的地点：上海市浦东新区张东路 1761 号 10 幢 （三）出席会议的普通股股东、特别表决权股东、恢复表决权的优先股股东 及其持有表决权数量的情况： | 1、出席会议的股东和代理人人数 | 177 | | --- | --- | | 普通股股东人数 | 177 | | 2、出席会议的股东所持有的表决权数量 | 68,351,644 | | 普通股股东所持有表决权数量 | 68,351,644 | | 3、出席会议的股东所持有表决权数量占公司表决权数量的比例（%） | 43.1864 | | 普通股股东所持有表决权数量占公司表决权数量的比例（%） | 43.1864 | （四）表决方式是否符合《公司法》及公司章 ...

Market Overview - The market opened high but closed lower, with the Shanghai Composite Index down 0.26%, the Shenzhen Component Index down 0.18%, and the ChiNext Index down 0.2% [1] - The total trading volume in the Shanghai and Shenzhen markets reached 3.06 trillion yuan, an increase of 118 billion yuan compared to the previous trading day, with over 2,900 stocks declining [3] Semiconductor Sector - The semiconductor industry chain showed strong performance, with stocks like Changdian Technology hitting the daily limit and reaching a five-year high. Other stocks such as Meige Technology, Kangqiang Electronics, and Shenghui Integration also hit the daily limit [5] - The storage chip concept continued to rise in the afternoon, with Jiangbolong's market value reaching 148.2 billion yuan and increasing over 13%, while Baiwei Storage's market value reached 86 billion yuan with a rise of over 17%, both hitting historical highs [5] - According to a report from Counterpoint Research, the storage market has entered a "super bull market" phase, with expectations of a 40%-50% increase in Q1 2026 and an additional 20% increase in Q2 2026 [5] Investment Outlook - Guojin Securities suggests that the A-share market is likely to perform well in the future, driven by marginal improvements in liquidity, which is common during the spring market [9] - Huashan Securities emphasizes that the market's expectations for price stabilization and investment recovery are rising, with overall liquidity being ample and market activity high, which continues to drive market strength [9] - Huajin Securities believes that the slow bull market in A-shares will continue, focusing on growth stocks that are expected to rebound, with technology and cyclical sectors likely to see continued profit growth [9]

1月14日，聚辰股份跌0.4%，截至发稿，报139.94元/股，成交13.29亿元，换手率5.85%，总市值221.48 亿元。聚辰股份股价已经连续5天下跌，区间累计跌幅7.32%。 资料显示，聚辰半导体股份有限公司位于上海市浦东新区张东路1761号10幢，成立日期2009年11月13 日，上市日期2019年12月23日，公司主营业务涉及集成电路产品的研发设计和销售,并提供应用解决方 案和技术支持服务。主营业务收入构成为：芯片销售100.00%。 从基金十大重仓股角度 数据显示，金鹰基金旗下1只基金重仓聚辰股份。金鹰年年邮益一年持有混合A（011351）三季度持有 股数1.3万股，占基金净值比例为2.17%，位居第九大重仓股。根据测算，今日浮亏损失约7280元。连续 5天下跌期间浮亏损失14.38万元。 金鹰年年邮益一年持有混合A（011351）基金经理为林龙军、吴海峰。 截至发稿，林龙军累计任职时间7年245天，现任基金资产总规模56.68亿元，任职期间最佳基金回报 99.77%， 任职期间最差基金回报-3.04%。 吴海峰累计任职时间287天，现任基金资产总规模9723.99万元，任职期间最佳基金回报26 ...

截至发稿，赵建累计任职时间12年114天，现任基金资产总规模76.12亿元，任职期间最佳基金回报 181.16%， 任职期间最差基金回报-88.73%。 钱瀚累计任职时间2年154天，现任基金资产总规模10.54亿元，任职期间最佳基金回报52.25%， 任职期 间最差基金回报-5.53%。 数据显示，国投瑞银基金旗下1只基金重仓聚辰股份。国投瑞银上证科创板200指数发起式A（023518） 三季度减持1.14万股，持有股数1.13万股，占基金净值比例为1.56%，位居第二大重仓股。根据测算， 今日浮盈赚取约8万元。 国投瑞银上证科创板200指数发起式A（023518）成立日期2025年3月18日，最新规模4526.48万。今年以 来收益12.38%，同类排名437/5520；成立以来收益52.69%。 国投瑞银上证科创板200指数发起式A（023518）基金经理为赵建、钱瀚。 1月14日，聚辰股份涨5.05%，截至发稿，报147.60元/股，成交5.30亿元，换手率2.31%，总市值233.61 亿元。 资料显示，聚辰半导体股份有限公司位于上海市浦东新区张东路1761号10幢，成立日期2009年11月13 日 ...

Core Insights - The dedicated storage chip market is experiencing growth driven by the rapid development of AI and smart automotive sectors, with a projected market size of $15.7 billion by 2025 and $19.5 billion by 2026 [1][4]. Industry Definition and Classification - Storage chips, also known as semiconductor memory, are essential components in modern digital systems, with dedicated storage chips having specific application needs or competitive advantages in niche markets. The main categories currently in use include NOR Flash, SLC NAND Flash, and niche DRAM [2][4]. Industry Development Status - The overall storage chip industry exhibits cyclical characteristics, with strong growth potential fueled by ongoing demand in AI and cloud infrastructure. The dedicated storage chip market is expected to grow significantly, particularly in the smart automotive and consumer electronics sectors [4][6]. Market Size Projections - By 2025, the global dedicated storage chip market is expected to reach $15.7 billion, with NOR Flash at $3.1 billion (19.75%), SLC NAND Flash at $2.7 billion (17.20%), and niche DRAM at $9.9 billion (63.06%). By 2026, projections indicate a market size of $19.5 billion, with NOR Flash at $3.8 billion (19.49%), SLC NAND Flash at $3.5 billion (17.95%), and niche DRAM at $12.2 billion (62.56%) [6][12]. Industry Chain - The dedicated storage chip industry chain includes upstream materials such as silicon wafers and photolithography materials, midstream design and manufacturing, and downstream applications in enterprise storage, consumer SSDs, and cloud storage services [8][10]. Policy Environment - Recent government policies have provided ongoing support for the integrated circuit industry, increasing domestic demand for local alternatives and creating more market opportunities for domestic integrated circuit companies [10][12]. Competitive Landscape - The global NOR Flash market is characterized by a stable and highly concentrated competitive landscape, with a CR3 of 63.2% in 2024. The SLC NAND Flash market is primarily dominated by overseas and Taiwan manufacturers, while DRAM is led by major companies from South Korea and the USA. Domestic companies are increasingly investing in R&D for dedicated storage chips, expanding their market share [12][14]. Key Companies - Major players in the dedicated storage chip industry include: - **GigaDevice**: A diversified chip design company focusing on Flash, niche DRAM, and other semiconductor products, achieving significant revenue from storage chips [13][14]. - **Beijing Junzheng**: Specializes in computing and storage chips, with a strong presence in automotive and industrial sectors following its acquisition of ISSI [13][14]. Industry Trends - The demand for storage chips is surging due to the explosion of AI computing power, the smart automotive sector, and accelerated data center construction. The dedicated storage chip industry in China is undergoing a structural transformation driven by AI and smart automotive technologies [14][15].