Financial Performance - The company reported a revenue of RMB 500 million for the first half of 2024, representing a year-on-year increase of 20%[8]. - The net profit for the same period was RMB 100 million, up 15% compared to the previous year[8]. - The company's operating revenue for the first half of 2024 was ¥1,039,994,626.87, a decrease of 27.12% compared to the same period last year[12]. - The net profit attributable to shareholders was -¥66,194,075.34, reflecting a significant loss compared to -¥14,177,190.16 in the previous year[12]. - The basic earnings per share for the first half of 2024 was -¥0.13, down from -¥0.03 in the previous year[13]. - The company achieved operating revenue of CNY 1,039.99 million, a decrease of 27.12% compared to the same period last year[38]. - In Q1 2024, the company's operating revenue declined by 47.66% year-on-year, but in Q2, revenue remained stable compared to the previous year due to recovering customer demand[39]. - The company reported a significant increase in operating revenue compared to the second half of 2023, with a substantial narrowing of losses, indicating improved operational conditions[42]. - The company reported a net loss for the first half of 2024 of CNY 66,258,384.55, compared to a net loss of CNY 14,208,777.76 in the same period of 2023, indicating a significant increase in losses[134]. Research and Development - The company has allocated RMB 200 million for research and development in advanced materials for the upcoming fiscal year[8]. - The research and development expenditure accounted for 4.52% of operating revenue, an increase of 0.94 percentage points year-on-year[13]. - The total R&D expenditure for the current period is ¥47,028,748.87, a decrease of 8.03% compared to ¥51,134,651.13 in the same period last year[27]. - The company has established research institutes focusing on non-ferrous metallurgy and new materials, recognized as a national-level "specialized, refined, and innovative" enterprise in 2023[20]. - The company has a comprehensive R&D strategy emphasizing "cutting-edge technology research, ongoing product development, and continuous optimization," with annual updates on short, medium, and long-term product development plans[20]. - The company has ongoing projects with a total expected investment of ¥5,000,000 for each new product development, with significant progress reported in the production processes for various NCM battery types[29][30]. - The cumulative investment in ongoing projects has reached ¥47,028,748.87, with a total expected investment of ¥89,700,000.00 across all projects[31]. - The company is focusing on advanced domestic technology for its new product developments in the power battery sector[29][30]. - The company’s lithium recovery technology enhances lithium recovery rates from various sources, reducing reliance on primary lithium resources[24]. Market Strategy and Expansion - The company plans to expand its market presence in Southeast Asia, targeting a 25% increase in market share by the end of 2025[8]. - The company has no plans for any mergers or acquisitions in the near term, focusing instead on organic growth strategies[8]. - The company plans to extend its supply chain upstream for lithium carbonate production to reduce procurement costs and stabilize raw material supply[40]. Production and Supply Chain - A strategic partnership with Panasonic is expected to enhance production efficiency by 15%[8]. - The company has established a multi-channel raw material supply system, forming stable partnerships with major suppliers like China Minmetals Corporation[35]. - The company utilizes a "sales-driven production" model, ensuring production plans align with customer orders and market demand[22]. - The company has implemented a complete procurement approval process and supplier management system to ensure stable supply and quality of raw materials[21][22]. Environmental Management - The company is focused on enhancing its environmental management and compliance with pollution discharge standards[74]. - The company has established pollution control facilities that are currently operating normally, ensuring compliance with environmental standards[79]. - The company has received multiple environmental approvals, including a project for producing 36,000 tons of high-quality NCA/NCM precursors, which was approved in May 2017[80]. - The company has a robust waste management strategy, including the classification and proper disposal of hazardous and general waste[86]. - The company’s nitrogen oxides (NOx) emissions reached 0.291 tons, well within the annual limit of 20.799 tons[74]. Financial Position and Liabilities - The company's total assets increased by 7.09% to ¥3,305,194,812.81 compared to the end of the previous year[12]. - The company’s total liabilities increased, with short-term borrowings rising by 60.82% to CNY 647,468,734.82, reflecting new liquidity loans[55]. - The total liabilities rose to CNY 2,379,696,721.69 from CNY 2,033,850,199.93, representing an increase of approximately 17.0%[128]. - The equity attributable to shareholders decreased to CNY 919,671,838.95 from CNY 1,045,863,556.37, a decline of about 12.1%[128]. Shareholder Commitments and Governance - The company has commitments related to share restrictions, including a 36-month lock-up period for major shareholders following the IPO, during which they cannot transfer or manage their shares[89]. - The company will ensure that any share reduction price is not lower than the issue price during the lock-up period[94]. - The company guarantees the accuracy and completeness of its information disclosure, with legal responsibilities for any misleading statements[100]. - The company has established measures to compensate investors for any losses incurred due to unfulfilled commitments by its controlling shareholders and management[103]. Risk Factors - Risk factors include potential supply chain disruptions, which the company is actively monitoring and addressing[3]. - The company faces risks related to high customer concentration, particularly dependence on Panasonic, which supplies batteries primarily to Tesla; any changes in procurement could adversely affect performance[45]. - The company has a high inventory value of CNY 665.35 million, accounting for 20.13% of total assets, which poses liquidity risks and potential write-downs if market conditions worsen[47]. Compliance and Legal Matters - The company has adhered to all legal and regulatory requirements regarding related party transactions, ensuring fair and reasonable pricing[104]. - There were no significant lawsuits or arbitration matters during the reporting period[106]. - The company has not reported any violations or penalties against its directors, supervisors, or senior management during the reporting period[106].

中国国际金融股份有限公司 关于广东芳源新材料集团股份有限公司 为全资子公司提供担保的核查意见 中国国际金融股份有限公司（以下简称"中金公司"或"保荐机构"）作为 广东芳源新材料集团股份有限公司（以下简称"芳源股份"或"公司"）首次公 开发行股票并在科创板上市及向不特定对象发行可转换公司债券的保荐机构， 根据《上海证券交易所科创板股票上市规则》《上海证券交易所科创板上市公司 自律监管指引第 1 号——规范运作》等相关法律法规和规范性文件的要求，对 芳源股份为全资子公司提供担保的事项进行了审慎核查，具体核查情况如下： 一、担保情况概述 为满足公司全资子公司江门市芳源循环科技有限公司（以下简称"芳源循 环"）业务发展需求，拓宽融资渠道，公司本次拟为芳源循环提供不超过人民 币30,000万元（含本数）的担保额度，担保额度使用有效期为自本次董事会审 议通过之日起12个月内。公司董事会授权公司总裁或总裁授权人员根据实际经 营情况的需要，在担保额度范围内行使担保决策权，并办理提供担保的具体事 项及签署相关法律文件。 5、经营范围：新材料技术研发；再生资源加工；电子专用材料制造；电子 专用材料销售；化工产品生产（不含许可类化 ...

| 证券代码：688148 | 证券简称：芳源股份 | 公告编号：2024-060 | | --- | --- | --- | | 转债代码：118020 | 转债简称：芳源转债 | | 广东芳源新材料集团股份有限公司 关于为全资子公司提供担保的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次担保不涉及反担保。 本次担保无需提交股东大会审议。 司最近一期经审计总资产的30%，可以豁免按照对外提供担保的方式提交股东大 会审议。因此，本次担保事项在董事会的决策范围内，无需提交股东大会审议。 二、被担保人基本情况 1、被担保人名称：江门市芳源循环科技有限公司 2、成立日期：2017年4月7日 3、注册地点：江门市新会区古井镇万兴路75号 担保对象：被担保人为江门市芳源循环科技有限公司（以下简称"芳源 循环"），系广东芳源新材料集团股份有限公司（以下简称"公司"或"芳源股 份"）全资子公司。 本次担保金额及已实际为其提供的担保余额：公司本次拟为芳源循环提 供不超过人民币 30,000 万元的连带责任保证担 ...

证券代码：688148 证券简称：芳源股份 广东芳源新材料集团股份有限公司 投资者关系活动记录表 | --- | --- | --- | |----------------|--------|--------------------------------------| | | | 编号：2024-010 | | | | | | 投资者关系活动 | | | | | | | | 类别 | | | | | | | | | | | | | | | | 参与单位名称、 | | | | 人员姓名、时间 | | | | | | | | | 宋庆佳 | | | 地点 | | | | 上市公司接待人 | | | | | | | | 员姓名 | | | | | | | | | | | | | | | | | | | | | | | | 投资者关系活动 | | | | 主要内容介绍 | | 年限制性股票激励计划加速计提剩余期间 | | | | | | | | | | | | | | | | NCA 三元前驱体，增 | | | | | | --- | |--------------------------------------- ...

| 证券代码：688148 | 证券简称：芳源股份 | 公告编号：2024-057 | | --- | --- | --- | | 转债代码：118020 | 转债简称：芳源转债 | | 广东芳源新材料集团股份有限公司 关于控股股东、实际控制人一致行动协议到期解除 暨权益变动的提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次权益变动的原因：因股权激励获授股份及二级市场增持，导致股东 股份数量增加；因广东芳源新材料集团股份有限公司（以下简称"公司"或"芳 源股份"）根据股权激励计划向激励对象授予限制性股票和回购注销限制性股票、 以及可转债转股，导致股东持股比例被动稀释；股东之间的一致行动协议到期不 再续签，解除一致行动关系导致一致行动人变更以及持有公司表决权股份比例发 生变化。本次权益变动不触及要约收购。 本次权益变动后，公司控股股东及实际控制人罗爱平、实际控制人吴芳 及其一致行动人江门市平方亿利投资咨询合伙企业（有限合伙）（以下简称"平 方亿利"）、吴文成、金晓雅合计持有公司股份103,52 ...

本次减持前，股东五矿元鼎股权投资基金（宁波）合伙企业（有限合伙）（以 下简称"五矿元鼎"）持有广东芳源新材料集团股份有限公司（以下简称"公 司"）股份 42,882,820 股（占公司总股本 510,173,053 股的 8.41%），上述股份为 公司首次公开发行前股份，已于 2022 年 8 月 8 日解除限售并上市流通。 减持计划的实施结果情况 2024 年 4 月 11 日，公司披露了《关于持股 5%以上股东减持股份计划的公 告》（公告编号：2024-023），公司股东五矿元鼎计划根据市场价格，通过集中竞 价或大宗交易的方式减持其持有的公司股份合计不超过 5,101,730 股（不超过公 司总股本的 1%）。 | 证券代码：688148 | 证券简称：芳源股份 公告编号：2024-058 | | --- | --- | | 转债代码：118020 | 转债简称：芳源转债 | 广东芳源新材料集团股份有限公司 关于持股 5%以上股东减持股份结果的公告 本公司董事会、全体董事及相关股东保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律 责任。 重要内容提 ...

广东芳源新材料集团股份有限公司 简式权益变动报告书 上市公司名称：广东芳源新材料集团股份有限公司 股票简称：芳源股份 股票代码：688148 股票上市地点：上海证券交易所 信息披露义务人一：袁宇安 住所：广东省江门市新会区 通讯地址：广东省江门市新会区 信息披露义务人六：林洁萍 1 住所：广东省江门市蓬江区 通讯地址：广东省江门市蓬江区 信息披露义务人七：陈剑良 住所：广东省深圳市宝安区 通讯地址：广东省深圳市宝安区 信息披露义务人八：林卫仪 住所：广东省江门市蓬江区 通讯地址：广东省江门市新会区 信息披露义务人二：谢宋树 住所：广东省江门市蓬江区 通讯地址：广东省江门市新会区 信息披露义务人三：龙全安 住所：广东省江门市蓬江区 通讯地址：广东省江门市新会区 信息披露义务人四：张斌 住所：广东省江门市新会区 通讯地址：广东省江门市新会区 信息披露义务人五：刘京星 住所：广东省江门市新会区 通讯地址：广东省江门市新会区 信息披露义务人九：朱勤英 住所：广东省江门市新会区 通讯地址：广东省江门市新会区 信息披露义务人十：陈少安 住所：广东省广州市海珠区 通讯地址：广东省广州市海珠区 股份变动性质：因股权激励获授股 ...

| 回购方案首次披露日 | 2024/2/24 | | --- | --- | | 回购方案实施期限 | 2024/2/23~2025/2/22 | | | 其中：用于员工持股计划或股权激励的期限为 | | | 2024/2/23~2025/2/22； | | | 用于维护公司价值及股东权益所必需（出售）的 | | | 期限为 2024/2/23~2024/5/22 | | 预计回购金额 | 5,000 万元~10,000 | | | 万元 其中：用于员工持股计划或股权激励的，拟回购 | | | 金额为 3,350 万元~6,700 万元； | | | 用于维护公司价值及股东权益所必需（出售）的， | | | 拟回购金额为 万元~3,300 万元（已完成） 1,650 | | 回购用途 | □减少注册资本 | | | √用于员工持股计划或股权激励 | | | □用于转换公司可转债 | | | √为维护公司价值及股东权益 | | 累计已回购股数 | 股 13,275,500 | | 累计已回购股数占总股本比例 | 2.60% | | 累计已回购金额 | 5,999.00 万元 | | 实际回购价格区间 | 3. ...

中国国际金融股份有限公司 关于广东芳源新材料集团股份有限公司 首次公开发行限售股上市流通的核查意见 中国国际金融股份有限公司（以下简称"中金公司"或"保荐机构"）作为 广东芳源新材料集团股份有限公司（以下简称"芳源股份"、"公司"或"发行 人"）首次公开发行股票并在科创板上市及向不特定对象发行可转换公司债券的 保荐机构，根据《证券发行上市保荐业务管理办法》《上海证券交易所科创板股 票上市规则》等相关法律法规和规范性文件的要求，对芳源股份首次公开发行 限售股上市流通的事项进行了审慎核査，具体核查情况如下： 一、本次上市流通的限售股类型 根据中国证券监督管理委员会于 2021 年 7 月 6 日出具的《关于同意广东芳 源环保股份有限公司首次公开发行股票注册的批复》（证监许可〔2021〕2318 号），同意广东芳源新材料集团股份有限公司（曾用名为"广东芳源环保股份有 限公司"）首次公开发行股票的注册申请。公司首次公开发行人民币普通股（A 股）80,000,000 股，并于 2021 年 8 月 6 日在上海证券交易所科创板上市，发行 完成后公司总股本为 508,740,000 股，其中无限售条件流通股数量为 72, ...

| 证券代码：688148 | 证券简称：芳源股份 | 公告编号：2024-055 | | --- | --- | --- | | 转债代码：118020 | 转债简称：芳源转债 | | 广东芳源新材料集团股份有限公司 首次公开发行限售股上市流通的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次股票上市类型为首发限售股份；股票认购方式为网下，上市股数为 123,504,000 股。 一、本次上市流通的限售股类型 根据中国证券监督管理委员会于 2021 年 7 月 6 日出具的《关于同意广东芳源 环保股份有限公司首次公开发行股票注册的批复》（证监许可〔2021〕2318 号）， 同意广东芳源新材料集团股份有限公司（以下简称"公司"或"发行人"，曾用 名为"广东芳源环保股份有限公司"）首次公开发行股票的注册申请。公司首次 公开发行人民币普通股（A 股）80,000,000 股，并于 2021 年 8 月 6 日在上海证券 交易所科创板上市，发行完成后公司总股本为 508,740,000 股，其中无限售 ...