| 证券代码：688148 | 证券简称：芳源股份 | 公告编号：2024-065 | | --- | --- | --- | | 转债代码：118020 | 转债简称：芳源转债 | | 广东芳源新材料集团股份有限公司 可转债转股结果暨股份变动公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 累计转股情况：广东芳源新材料集团股份有限公司（以下简称"公司"） 向不特定对象发行可转换公司债券"芳源转债"自2023年3月29日起开始转股， 截至2024年9月30日，"芳源转债"共有人民币18.80万元已转换为公司股票，转 股数量为10,089股，占"芳源转债"转股前公司已发行股份总额的0.00197%。 未转股可转债情况：截至2024年9月30日，"芳源转债"尚未转股的可转 债金额为人民币64,181.20万元，占"芳源转债"发行总量的99.97072%。 本季度转股情况：2024年7月1日至2024年9月30日期间，"芳源转债"共 有人民币2,000元已转换为公司股票，转股数量为106股，转股来源为公司回购 ...

证券代码：688148 证券简称：芳源股份 广东芳源新材料集团股份有限公司 投资者关系活动记录表 | --- | --- | --- | --- | --- | --- | --- | |-------------------------|-----------|-------------------------------------------|-------------|--------------------------------------|-------|-----------------------------------------------------------------------------| | | √ | | | 特定对象调研 □ 分析师会议 □ 媒体采访 | | 编号： 2024-013 | | 投资者关系活动 | | | | □ 业绩说明会 □ 新闻发布会 □ 路演活动 | | | | 类别 | | □ 现场参观 □ 其他 | | | | | | 参与单位名称及 人员姓名 | 东北证券 | 薛进；光大保德信 | | 黄波、尚凌楠 | | | | 时间 | 2024 年 | ...

中国国际金融股份有限公司 关于广东芳源新材料集团股份有限公司 2024 年半年度持续督导跟踪报告 中国国际金融股份有限公司（以下简称"中金公司"或"保荐机构"）根据 《证券发行上市保荐业务管理办法》《上海证券交易所科创板股票上市规则》和 《上海证券交易所上市公司自律监管指引第 11 号——持续督导》等相关规定， 对广东芳源新材料集团股份有限公司（以下简称"芳源股份"或"公司"）进行 持续督导，并出具本持续督导跟踪报告。 序号 工作内容 持续督导情况 1 建立健全并有效执行持续督导工作制度，并 针对具体的持续督导工作制定相应的工作 计划 保荐机构已建立并有效执行了持续 督导制度，并制定了相应的工作计划 2 根据中国证监会相关规定，在持续督导工作 开始前，与上市公司或相关当事人签署持续 督导协议，明确双方在持续督导期间的权利 义务，并报上海证券交易所备案 保荐机构已与芳源股份签订《保荐协 议》，该协议明确了双方在持续督导 期间的权利和义务，并报上海证券交 易所备案 3 持续督导期间，按照有关规定对上市公司违 法违规事项公开发表声明的，应于披露前向 上海证券交易所报告，并经上海证券交易所 审核后在指定媒体上公告 2 ...

| 证券代码：688148 | 证券简称：芳源股份 | 公告编号：2024-063 | | --- | --- | --- | | 转债代码：118020 | 债券简称：芳源转债 | | 广东芳源新材料集团股份有限公司 关于"芳源转债"2024 年付息公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 广东芳源新材料集团股份有限公司（以下简称"公司"）于 2022 年 9 月 23 日向不特定对象发行的可转换公司债券（以下简称"芳源转债"或"可转债"） 将于 2024 年 9 月 23 日开始支付自 2023 年 9 月 23 日至 2024 年 9 月 22 日期间 的利息。根据《广东芳源新材料集团股份有限公司向不特定对象发行可转换公司 债券募集说明书》（以下简称《募集说明书》）有关条款的规定，现将有关事项公 告如下： 一、可转债发行上市概况 经中国证券监督管理委员会出具的《关于同意广东芳源新材料集团股份有限 公司向不特定对象发行可转换公司债券注册的批复》（证监许可〔2022〕1685 号） 同意注册， ...

证券代码：688148 证券简称：芳源股份 广东芳源新材料集团股份有限公司 投资者关系活动记录表 编号：2024-012 | --- | --- | --- | --- | --- | --- | |-----------------------|------------------------------------------------------------|-------------|------------------------------------------------------------------------------|-------|--------------------------------------------------------| | 投资者关系活动 \n类别 | □ \n√ \n□ 现场参观 □ 其他 | | 特定对象调研 □ 分析师会议 □ 媒体采访 \n业绩说明会 □ 新闻发布会 □ 路演活动 \n | | | | 参与单位名称及 | 通过上海证券交易所上证路演中心参加 | | 2024 | | 年半年度科创板新能 | | 人员姓名 | 源集体业绩说明会的 ...

中证鹏元资信评估股份有限公司 中证鹏元公告【2024】383 号 中证鹏元关于关注广东芳源新材料集团股份有限公司 2024 年半年度报告业绩亏损事项的公告 中证鹏元资信评估股份有限公司（以下简称"中证鹏元"）对广 东芳源新材料集团股份有限公司（以下简称"芳源股份"或"公司"， 股票代码：688148.SH）及其发行的下述债券开展评级。除评级委托 关系外，中证鹏元及评级从业人员与公司不存在任何足以影响评级行 为独立、客观、公正的关联关系。 | 债券简称 | 上一次评级时间 | | 上一次评级结果 | | | --- | --- | --- | --- | --- | | | | | 主体等级 | 债项等级 评级展望 | | 芳源转债 | 2024 年 6 月 25 | 日 | A- | A- 稳定 | 根据公司于 2024 年 8 月 29 日披露的《广东芳源新材料集团股份 有限公司 2024 年半年度报告》，公司 2024 年 1-6 月实现营业收入 10.40 亿元，同比下降 27.12%；同期归属于上市公司股东的净利润亏 损 0.66 亿元（2023 年上半年亏损 0.14 亿元）。 根据公司公开信息披露 ...

重要内容提示： | 回购方案首次披露日 | 2024/2/24 | | --- | --- | | 回购方案实施期限 | 2024/2/23~2025/2/22 | | | 其中：用于员工持股计划或股权激励的期限为 | | | 2024/2/23~2025/2/22； | | | 用于维护公司价值及股东权益所必需（出售）的 | | | 期限为 2024/2/23~2024/5/22 | | 预计回购金额 | 5,000 万元~10,000 | | | 万元 其中：用于员工持股计划或股权激励的，拟回购 | | | 金额为 万元； 3,350 万元~6,700 | | | 用于维护公司价值及股东权益所必需（出售）的， | | | 拟回购金额为 1,650 万元~3,300 万元（已完成） | | 回购用途 | □减少注册资本 | | | √用于员工持股计划或股权激励 | | | □用于转换公司可转债 | | | √为维护公司价值及股东权益 | | 累计已回购股数 | 股 13,275,500 | | 累计已回购股数占总股本比例 | 2.60% | | 累计已回购金额 | 万元 5,999.00 | | 实际回购价 ...

广东芳源新材料集团股份有限公司 关于参加 2024 年半年度科创板新能源 集体业绩说明会的公告 | 证券代码：688148 | 证券简称：芳源股份 | 公告编号：2024-061 | | --- | --- | --- | | 转债代码：118020 | 转债简称：芳源转债 | | 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： （http://roadshow.sseinfo.com/） 投资者可于 2024 年 9 月 6 日（星期五）16:00 前通过邮件、电话等形式 将需要了解和关注的问题提前提供给公司。公司将在文字互动环节对投资者普遍 关注的问题进行回答。 会议线上交流时间：2024 年 9 月 9 日（星期一）下午 14:00-16:00 会议召开方式：网络文字互动 会议召开地点：上海证券交易所上证路演中心 许的范围内就投资者普遍关注的问题进行回答。 二、说明会召开的时间、方式 （一）会议线上交流时间：2024 年 9 月 9 日（星期一）下午 14:00-16:00 （二）会议召开方式：网络文 ...

Financial Performance - The company reported a revenue of RMB 500 million for the first half of 2024, representing a year-on-year increase of 20%[8]. - The net profit for the same period was RMB 100 million, up 15% compared to the previous year[8]. - The company's operating revenue for the first half of 2024 was ¥1,039,994,626.87, a decrease of 27.12% compared to the same period last year[12]. - The net profit attributable to shareholders was -¥66,194,075.34, reflecting a significant loss compared to -¥14,177,190.16 in the previous year[12]. - The basic earnings per share for the first half of 2024 was -¥0.13, down from -¥0.03 in the previous year[13]. - The company achieved operating revenue of CNY 1,039.99 million, a decrease of 27.12% compared to the same period last year[38]. - In Q1 2024, the company's operating revenue declined by 47.66% year-on-year, but in Q2, revenue remained stable compared to the previous year due to recovering customer demand[39]. - The company reported a significant increase in operating revenue compared to the second half of 2023, with a substantial narrowing of losses, indicating improved operational conditions[42]. - The company reported a net loss for the first half of 2024 of CNY 66,258,384.55, compared to a net loss of CNY 14,208,777.76 in the same period of 2023, indicating a significant increase in losses[134]. Research and Development - The company has allocated RMB 200 million for research and development in advanced materials for the upcoming fiscal year[8]. - The research and development expenditure accounted for 4.52% of operating revenue, an increase of 0.94 percentage points year-on-year[13]. - The total R&D expenditure for the current period is ¥47,028,748.87, a decrease of 8.03% compared to ¥51,134,651.13 in the same period last year[27]. - The company has established research institutes focusing on non-ferrous metallurgy and new materials, recognized as a national-level "specialized, refined, and innovative" enterprise in 2023[20]. - The company has a comprehensive R&D strategy emphasizing "cutting-edge technology research, ongoing product development, and continuous optimization," with annual updates on short, medium, and long-term product development plans[20]. - The company has ongoing projects with a total expected investment of ¥5,000,000 for each new product development, with significant progress reported in the production processes for various NCM battery types[29][30]. - The cumulative investment in ongoing projects has reached ¥47,028,748.87, with a total expected investment of ¥89,700,000.00 across all projects[31]. - The company is focusing on advanced domestic technology for its new product developments in the power battery sector[29][30]. - The company’s lithium recovery technology enhances lithium recovery rates from various sources, reducing reliance on primary lithium resources[24]. Market Strategy and Expansion - The company plans to expand its market presence in Southeast Asia, targeting a 25% increase in market share by the end of 2025[8]. - The company has no plans for any mergers or acquisitions in the near term, focusing instead on organic growth strategies[8]. - The company plans to extend its supply chain upstream for lithium carbonate production to reduce procurement costs and stabilize raw material supply[40]. Production and Supply Chain - A strategic partnership with Panasonic is expected to enhance production efficiency by 15%[8]. - The company has established a multi-channel raw material supply system, forming stable partnerships with major suppliers like China Minmetals Corporation[35]. - The company utilizes a "sales-driven production" model, ensuring production plans align with customer orders and market demand[22]. - The company has implemented a complete procurement approval process and supplier management system to ensure stable supply and quality of raw materials[21][22]. Environmental Management - The company is focused on enhancing its environmental management and compliance with pollution discharge standards[74]. - The company has established pollution control facilities that are currently operating normally, ensuring compliance with environmental standards[79]. - The company has received multiple environmental approvals, including a project for producing 36,000 tons of high-quality NCA/NCM precursors, which was approved in May 2017[80]. - The company has a robust waste management strategy, including the classification and proper disposal of hazardous and general waste[86]. - The company’s nitrogen oxides (NOx) emissions reached 0.291 tons, well within the annual limit of 20.799 tons[74]. Financial Position and Liabilities - The company's total assets increased by 7.09% to ¥3,305,194,812.81 compared to the end of the previous year[12]. - The company’s total liabilities increased, with short-term borrowings rising by 60.82% to CNY 647,468,734.82, reflecting new liquidity loans[55]. - The total liabilities rose to CNY 2,379,696,721.69 from CNY 2,033,850,199.93, representing an increase of approximately 17.0%[128]. - The equity attributable to shareholders decreased to CNY 919,671,838.95 from CNY 1,045,863,556.37, a decline of about 12.1%[128]. Shareholder Commitments and Governance - The company has commitments related to share restrictions, including a 36-month lock-up period for major shareholders following the IPO, during which they cannot transfer or manage their shares[89]. - The company will ensure that any share reduction price is not lower than the issue price during the lock-up period[94]. - The company guarantees the accuracy and completeness of its information disclosure, with legal responsibilities for any misleading statements[100]. - The company has established measures to compensate investors for any losses incurred due to unfulfilled commitments by its controlling shareholders and management[103]. Risk Factors - Risk factors include potential supply chain disruptions, which the company is actively monitoring and addressing[3]. - The company faces risks related to high customer concentration, particularly dependence on Panasonic, which supplies batteries primarily to Tesla; any changes in procurement could adversely affect performance[45]. - The company has a high inventory value of CNY 665.35 million, accounting for 20.13% of total assets, which poses liquidity risks and potential write-downs if market conditions worsen[47]. Compliance and Legal Matters - The company has adhered to all legal and regulatory requirements regarding related party transactions, ensuring fair and reasonable pricing[104]. - There were no significant lawsuits or arbitration matters during the reporting period[106]. - The company has not reported any violations or penalties against its directors, supervisors, or senior management during the reporting period[106].

中国国际金融股份有限公司 关于广东芳源新材料集团股份有限公司 为全资子公司提供担保的核查意见 中国国际金融股份有限公司（以下简称"中金公司"或"保荐机构"）作为 广东芳源新材料集团股份有限公司（以下简称"芳源股份"或"公司"）首次公 开发行股票并在科创板上市及向不特定对象发行可转换公司债券的保荐机构， 根据《上海证券交易所科创板股票上市规则》《上海证券交易所科创板上市公司 自律监管指引第 1 号——规范运作》等相关法律法规和规范性文件的要求，对 芳源股份为全资子公司提供担保的事项进行了审慎核查，具体核查情况如下： 一、担保情况概述 为满足公司全资子公司江门市芳源循环科技有限公司（以下简称"芳源循 环"）业务发展需求，拓宽融资渠道，公司本次拟为芳源循环提供不超过人民 币30,000万元（含本数）的担保额度，担保额度使用有效期为自本次董事会审 议通过之日起12个月内。公司董事会授权公司总裁或总裁授权人员根据实际经 营情况的需要，在担保额度范围内行使担保决策权，并办理提供担保的具体事 项及签署相关法律文件。 5、经营范围：新材料技术研发；再生资源加工；电子专用材料制造；电子 专用材料销售；化工产品生产（不含许可类化 ...