西安炬光科技股份有限公司 2024 年度内部控制审计报告 . the subject of the subject of and and the subject of the subject of the subject of the subject of the subject of the subject of the subject of the subject of the subject of the subject of the station of the state of the subject of the subject of the subject of the subject of the subject of the subject of the subject of the subject of the subject of the subject of the sta . the subject of the subject of . 内部控制审计报告 普华永道中天特审字(2025)第 0292 号 (第一页,共二页) 西安炬光科技股份有限公司全体股东: 按照《企业内部控制审计指 ...

一、主要会计数据和财务指标 | 名称 | 持有数量(万股) | 占总股本比 | 增减情况 | | --- | --- | --- | --- | | | | 例(%) | (万股) | | 刘兴胜 | 1199.42 | 13.27 | 新进 | | 王东辉 | 596.91 | 6.61 | 新进 | | 西安高新技术产业风险投资有限责任公司-陕西省集成电路 | | | | | 产业投资基金(有限合伙) | 375.62 | 4.16 | 不变 | | 西安中科光机投资控股有限公司 | 360.42 | 3.99 | 不变 | | 青岛常安汇富创业投资合伙企业(有限合伙) | 204.47 | 2.26 | 不变 | | 马玄恒 | 179.09 | 1.98 | -2.05 | | 西安宁炬投资有限合伙企业 | 176.29 | 1.95 | 新进 | | 河南中证开元创业投资基金(有限合伙) | 127.10 | 1.41 | 不变 | | 西安高新技术产业风险投资有限责任公司 | 86.42 | 0.96 | 不变 | | 北京九鼎房地产开发有限责任公司 | 78.94 | 0.87 | 新进 | | ...

Financial Performance - The company's operating revenue for Q1 2025 was ¥169,523,549.92, representing a 23.75% increase compared to ¥136,988,372.14 in the same period last year[4] - The net profit attributable to shareholders was -¥31,954,633.00, a decline from -¥16,189,740.19 year-on-year[4] - Total operating revenue for Q1 2025 reached ¥169,523,549.92, an increase of 23.7% compared to ¥136,988,372.14 in Q1 2024[24] - Total operating costs for Q1 2025 were ¥206,106,540.22, up 30.1% from ¥158,360,635.96 in Q1 2024[24] - Net loss for Q1 2025 was ¥31,954,633.00, worsening from a net loss of ¥16,189,740.19 in Q1 2024[25] - The total comprehensive income attributable to the parent company was -¥16,042,854.80, compared to -¥26,655,112.63 in the previous year, showing an improvement of approximately 40.5%[29] - The company recorded a basic and diluted earnings per share of -¥0.35 in Q1 2025, worsening from -¥0.18 in Q1 2024[29] Research and Development - Research and development (R&D) expenses totaled ¥48,505,003.61, an increase of 116.47% from ¥22,406,804.96, accounting for 28.61% of operating revenue[5] - Research and development expenses surged to ¥48,505,003.61 in Q1 2025, compared to ¥22,406,804.96 in Q1 2024, reflecting a 116.6% increase[25] Cash Flow and Assets - The net cash flow from operating activities was ¥3,889,015.76, a significant improvement from -¥30,677,194.85 in the previous year[4] - The company's cash and cash equivalents stood at ¥643,315,200.30, down from ¥874,126,736.39 in the previous period[19] - Cash and cash equivalents at the end of Q1 2025 stood at ¥623,966,823.17, down from ¥1,146,312,526.96 at the end of Q1 2024, representing a decrease of approximately 45.5%[32] - The total assets decreased to ¥2,924,613,316.46 in Q1 2025 from ¥2,944,307,858.53 in Q1 2024, a decline of 0.7%[21] - The company's goodwill increased to ¥328,730,782.50 in Q1 2025 from ¥320,528,301.80 in Q1 2024, a rise of 2.3%[20] - The company's total non-current assets rose to ¥1,531,407,267.17 in Q1 2025, compared to ¥1,511,288,544.98 in Q1 2024, an increase of 1.3%[20] - The company's retained earnings showed a decline, with a balance of -¥75,908,143.41 in Q1 2025 compared to -¥43,953,510.41 in Q1 2024[21] Shareholder Information - The total number of common shareholders at the end of the reporting period is 11,734[11] - The largest shareholder, Liu Xing Sheng, holds 11,994,216 shares, representing 13.27% of the total shares[11] - The second-largest shareholder, Wang Dong Hui, holds 5,969,128 shares, representing 6.61% of the total shares[11] Business Developments - The company is focusing on expanding its laser optical components business, driven by increased market demand in the semiconductor and optical communication sectors[8] - The company has received positive market feedback for its new generation professional laser skin rejuvenation module solutions, leading to increased order volumes from domestic and international clients[8] - The company is actively exploring new business areas, including photon technology and manufacturing services, targeting potential clients in consumer electronics and industrial applications[8] - The company received a formal designation letter for two micro-lens array projects from a well-known European Tier 1 automotive client in April 2025[14] - A project involving laser radar components was canceled due to strategic adjustments by a terminal customer, affecting an estimated demand of approximately 150,000 units[15] - The company is in negotiations regarding the responsibilities and contract amounts related to the canceled projects[15] Financial Position - The total liabilities decreased to ¥820,068,634.03 in Q1 2025 from ¥832,362,244.89 in Q1 2024, a reduction of 1.6%[21] - The company's cash outflow from financing activities was -¥523,514.87, a decrease from a net inflow of ¥290,964,896.07 in Q1 2024, indicating a shift in financing strategy[30] Miscellaneous - The financial statements for the quarter ending March 31, 2025, are unaudited[16] - The company has not reported any significant changes in the operating conditions during the reporting period[14] - As of March 31, 2025, the company has not disclosed any changes in the participation of major shareholders in margin trading or securities lending[13] - The company has a repurchase account holding 1,791,000 shares, representing 1.98% of the total shares, as of March 31, 2025[12] - The impact of exchange rate changes on cash and cash equivalents was positive at ¥4,563,697.03, contrasting with a negative impact of -¥5,304,696.84 in the previous year[32] - The company experienced a net cash outflow from investing activities of ¥218,442,704.11, compared to a larger outflow of ¥667,240,452.92 in Q1 2024, indicating a reduction in investment expenditures[30] - The total cash inflow from operating activities was ¥202,081,503.00, up from ¥148,309,720.13 in the same period last year, reflecting a growth of approximately 36.3%[30] - Cash received from investment activities was ¥70,081,887.68, significantly higher than ¥20,016,800.00 in Q1 2024, marking an increase of approximately 249.5%[30] - The company's total cash outflow from operating activities was ¥198,192,487.24, compared to ¥178,986,914.98 in Q1 2024, reflecting an increase of approximately 10.3%[30] - Management expenses increased due to the acquisition of ams OSRAM optical components and the implementation of a restricted stock incentive plan, leading to higher employee compensation costs[9]

Financial Performance - The company reported a net profit attributable to shareholders of -174.91 million RMB for the year 2024[6]. - The company's operating revenue for 2024 reached ¥620,019,400.54, representing a year-on-year increase of 10.49% compared to ¥561,173,137.74 in 2023[26]. - The net profit attributable to shareholders of the listed company for 2024 was -¥174,909,485.17, a significant decline of 293.17% from ¥90,546,088.87 in 2023[26]. - The net cash flow from operating activities for 2024 was -¥97,624,933.45, a decrease of 162.09% compared to ¥157,231,213.00 in 2023[26]. - The total assets of the company increased to ¥2,944,307,858.53 in 2024, marking an 11.98% rise from ¥2,629,364,499.63 in 2023[26]. - The net assets attributable to shareholders of the listed company decreased by 12.42% to ¥2,111,945,613.64 in 2024 from ¥2,411,390,703.48 in 2023[26]. - The basic earnings per share for 2024 was -¥1.95, a decline of 293.07% from ¥1.01 in 2023[27]. - The net profit after deducting non-recurring gains and losses for 2024 was -¥182,347,559.78, a drop of 355.94% from ¥71,246,605.67 in 2023[26]. - The comprehensive gross margin declined due to price reductions in the fiber laser industrial sector and negative gross margins from newly acquired automotive business products[29]. Research and Development - The R&D expenditure as a percentage of operating revenue increased to 15.33% in 2024, up by 1.32 percentage points from 14.01% in 2023[27]. - The company is investing in research and development to advance its semiconductor technology and product capabilities[15]. - The company focused on increasing R&D investment to enhance core technology breakthroughs and expand into new application areas[39]. - The company achieved a total R&D investment of ¥95,078,553.81, representing a 20.96% increase compared to the previous year[101]. - The company applied for 248 invention patents and obtained 186 during the reporting period, bringing the cumulative total to 1,060 applications and 430 grants[99]. Acquisitions and Strategic Initiatives - The company completed two acquisition projects, leading to increased employee compensation and operational costs[29]. - The company completed the acquisition of Swiss SUSS MicroOptics SA in January 2024, expanding its market presence in optical communication and automotive projection lighting[47]. - The company completed the acquisition of Heptagon's optical component R&D and production assets on September 2, 2024, enhancing its position as a one-stop provider of micro-nano optical component technology[48]. - The acquisitions are part of the company's strategy for "leapfrog development," aiming to enter the consumer electronics market and improve market share in automotive projection lighting applications[49]. - The company has incurred significant one-time costs related to equipment relocation and facility renovations during the integration of acquired assets[113]. Market Expansion and Product Development - The company is actively expanding its photon application solutions and manufacturing services in sectors such as optical communication, consumer electronics, and automotive applications[39]. - The company is exploring market expansion opportunities in various applications, including medical and industrial sectors[15]. - The company aims to enhance the competitiveness of key products with large market capacity while expanding new product lines[175]. - The company is focusing on high-power semiconductor laser components and related materials, aiming to enhance its competitive advantage and create technological barriers[172]. - The company is focusing on expanding its market presence in the AR/VR sector with advanced optical imaging solutions for 3D perception applications[64]. Governance and Compliance - The company has established a series of internal control systems to ensure standardized operations, including rules for shareholder meetings and board meetings[179]. - The company has not engaged in any significant competitive activities with its controlling shareholders[179]. - The company has received administrative regulatory measures from the China Securities Regulatory Commission and the Shanghai Stock Exchange, emphasizing the need for improved information disclosure and compliance management[197][198]. - A rectification working group was established, led by the chairman and general manager, to address issues identified in the regulatory warnings and enhance internal management[198]. - The company is committed to strengthening its governance capabilities and ensuring the protection of investors' rights through comprehensive rectification measures[198]. Risks and Challenges - The company has detailed various risks and countermeasures in the report, which investors should review[4]. - The company faces risks related to core technology leakage and talent loss, which could adversely affect its competitive position[116]. - The company is at risk of continued performance decline due to intensified market competition and potential changes in macroeconomic conditions[113]. - The management acknowledges the risks associated with international mergers and acquisitions, particularly the need for systematic restructuring of the acquired companies[49]. Employee and Management - The total employee count is 12,131,906, with a total compensation of 467.89 million[185]. - The company has seen a significant leadership transition, with multiple executives holding key positions across various firms, indicating a strong network in the industry[186]. - The company has a diverse leadership team with experience in both domestic and international markets, which may contribute to its competitive advantage[186]. - The company is committed to maintaining high standards in employee compensation and benefits[185]. Future Outlook - The company plans to increase R&D investment and market expansion, particularly in high-growth areas such as optical communication and consumer electronics[174]. - The company aims to achieve a gross margin of 40% by optimizing its supply chain and production processes[188]. - The company is exploring potential mergers and acquisitions to strengthen its technology portfolio and market position[189]. - The company is expected to complete several key projects by the end of 2025, enhancing its competitive position in the industry[104].

西安炬光科技股份有限公司 2024 年度独立董事述职报告 （田阡） 本人作为西安炬光科技股份有限公司（以下简称"公司"）的独立董事， 2024 年度严格按照《中华人民共和国公司法》（以下简称《" 公司法》"）、《中华 人民共和国证券法》（以下简称《" 证券法》"）、《上市公司独立董事管理办法》 《上海证券交易所科创板股票上市规则》（以下简称《" 科创板上市规则》"）等 法律法规及《西安炬光科技股份有限公司章程》（以下简称"《公司章程》"）、 《独立董事工作制度》的规定，诚实、勤勉、独立的履行职责，积极出席相关 会议，认真审议董事会各项议案并提出专业的建议，切实维护公司和中小股东 的合法权益，促进公司规范运作，充分发挥了独立董事及各专门委员会的作用。 本人自 2020 年 6 月公司 2019 年年度股东大会选举担任公司独立董事，于 2024 年 6 月经公司 2024 年第四次临时股东大会换届选举后继续担任公司独立董 事，自上任后履行公司独立董事及相关董事会专门委员会中的职责。现将本人 2024 年度工作情况报告如下： 一、独立董事的基本情况 （一）个人工作履历、专业背景及兼职情况 本人田阡，1961年12月 ...

西安炬光科技股份有限公司董事会 2025 年 4 月 24 日 根据《上市公司独立董事管理办法》《上海证券交易所科创板上市公司自律监管 指引第 1 号——规范运作》等要求，西安炬光科技股份有限公司（以下简称"公司"） 董事会，就公司在任独立董事张彦鹏、王满仓、田阡的独立性情况进行评估并出具如 下专项意见： 经核查独立董事张彦鹏、王满仓、田阡及其直系亲属和主要社会关系人员的任职 经历以及独立董事签署的相关自查文件，独立董事张彦鹏、王满仓、田阡不存在《上 市公司独立董事管理办法》第六条不得担任独立董事的情形，在担任公司独立董事期 间，独立董事已严格遵守中国证监会和上海证券交易所的相关规定，确保有足够的时 间和精力勤勉尽责地履行职责，作出独立判断，不受公司主要股东、实际控制人或其 他与公司存在利害关系的单位或个人的影响。公司独立董事张彦鹏、王满仓、田阡符 合《上市公司独立董事管理办法》《上海证券交易所科创板上市公司自律监管指引第 1 号——规范运作》中对独立董事独立性的相关要求。 西安炬光科技股份有限公司董事会 关于独立董事独立性情况的专项意见 ...

西安炬光科技股份有限公司 2024 年度独立董事述职报告 （王满仓） 本人作为西安炬光科技股份有限公司（以下简称"公司"）的独立董事， 2024 年度严格按照《中华人民共和国公司法》（以下简称《" 公司法》"）、《中华 人民共和国证券法》（以下简称《" 证券法》"）、《上市公司独立董事管理办法》 《上海证券交易所科创板股票上市规则》（以下简称《" 科创板上市规则》"）等 法律法规及《西安炬光科技股份有限公司章程》（以下简称"《公司章程》"）、 《独立董事工作制度》的规定，本着为公司全体股东负责的精神，切实履行独 立董事勤勉尽责的工作态度。 本人自 2019 年 5 月经公司 2019 年第二次临时股东大会选举担任公司独立 董事，于 2024 年 6 月经公司 2024 年第四次临时股东大会换届选举后继续担任 公司独立董事，自上任后履行公司独立董事及相关董事会专业委员会中的职责。 现将本人 2024 年度工作情况报告如下： 一、独立董事的基本情况 （一）个人工作履历、专业背景及兼职情况 本人王满仓，1963年3月出生，中国国籍，无境外永久居留权，西安交通大 学经济学博士，教授。1986年9月至1992年12月任 ...

西安炬光科技股份有限公司 2024 年度独立董事述职报告 （张彦鹏） 本人作为西安炬光科技股份有限公司（以下简称"公司"）的独立董事， 2024 年度严格按照《中华人民共和国公司法》（以下简称《" 公司法》"）、《中华 人民共和国证券法》（以下简称《" 证券法》"）、《上市公司独立董事管理办法》 《上海证券交易所科创板股票上市规则》（以下简称《" 科创板上市规则》"）等 法律法规及《西安炬光科技股份有限公司章程》（以下简称《" 公司章程》"）、 《独立董事工作制度》的规定，忠实勤勉地履行职责，积极出席相关会议，认 真审议公司董事会各项议案，对公司重大事项提出具有建设性的意见，切实维 护公司和中小股东的合法权益，促进公司规范运作，充分发挥了独立董事及各 专门委员会的作用，切实维护公司和公司全体股东的利益。 本人于 2019 年 5 月经公司 2019 年第二次临时股东大会选举担任公司独立 董事，于 2024 年 6 月经公司 2024 年第四次临时股东大会换届选举后继续担任 公司独立董事，自任职后履行公司独立董事及相关董事会专业委员会中的职责。 现将本人 2024 年度工作情况报告如下： 一、独立董事的基本情况 ...

证券代码：688167 证券简称：炬光科技 公告编号：2025-020 西安炬光科技股份有限公司 关于自愿披露获得某欧洲知名汽车 Tier1 客户定点的 进展公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 西安炬光科技股份有限公司（以下简称"公司"或"炬光科技"）于近日收 到某欧洲知名汽车 Tier1 客户 AG 公司通知，其某终端客户因战略规划调整，决 定取消原定上车车型的激光雷达功能配置，进而导致原定车型的零部件项目取消。 终端客户明确表示，此取消决定系基于该终端客户自身战略规划调整，与 AG 公 司及其供应商无关。 上述取消的定点项目原计划量产时间为 2027 年，原预计项目生命周期内 需求量约 15 万套，目前仍处于开发验证阶段。公司正与 AG 公司依据协议条款 及国际贸易惯例，就项目终止涉及的履约责任、未执行合同金额处理等核心事项 进行商务磋商。 除上述取消项目外，AG 公司确认其他定点项目不受影响，将按原计划 正常推进。未来，双方将继续深化合作，拓展更多项目机会，可以预期未来可能 产生新的 ...

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